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Page 1: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the
Page 2: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Proof of Principle Funding

AUTM Reportable Agreements Technology Transfer by the Numbers

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56N

umbe

r of A

pplic

atio

ns

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

Patent Applications & Issued

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56

Num

ber o

f App

licat

ions

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56

Num

ber o

f App

licat

ions

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

Page 3: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56

Num

ber o

f App

licat

ions

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

Industry Funding

Industry Contracts

Industry Contracting by the Numbers

Network of Outgoing Corporate AgreementsFiscal Year 2017

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56

Num

ber o

f App

licat

ions

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

4% Research Agreements

17% Other

33% CDA’s

27% Amendments

19% CTA’s

1,236 Total Agreements

0

100

200

300

400

500

600

OtherResearchConfidentialityClinical Trials

283

160

62 57

325 335

566 537

Agreements Agreements

01020304050607080

FY17FY16FY15FY14FY13

$39.3M$43.3M

$45.7M$52.4M

$63.6M

0

$500k

$1M

$1.5M

$2M

FY17FY16FY15FY14FY13

GRA VentureLab

Coulter

$340k

$1M

$857k

$1.7M

$2M

0

10

20

30

40

50

60

FY17FY16FY15FY14FY13

Exclusive

Non-Exclusive

Option

Start-up

52

40 41

31

56

Num

ber o

f App

licat

ions

176/18

138/32141/37

0

150

200

FY17FY16FY15FY14FY13

Num

ber o

f Pat

ents

10

20

30

40

35

25

15

5

0

157/35

179/41

Note: EPG starting in FY14

FY17

FY16

Page 4: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Todd Sherer, PhDAssoc. VP for Research,Executive Director

and high-net-worth individuals, with $95M of that raised by Carrick Therapeutics based in Ireland. These startups also received some very noteworthy clinical/regulatory milestones this year including Clearside Biomedical’s completion of Phase III patient enrollment and Accuitis’ FDA clearance for its Phase II study. We continue to work closely with all Emory licensees to help assure that our technology leads to new products that can benefit patients.

Behind the scenes, are many important activities that often go unnoticed but are critical to our success. For example, our technology scouting team alone met with 260 different faculty to inform, educate and find new invention disclosures. Our dedicated marketing team not only continued to build the office’s brand through multiple social media campaigns, but also sent out a record 1,643 non-confidential summaries to prospective corporate partners. On top of that, the Emory Patent Group, our in-house patent firm, received a record number 41 issued patents this year.

We set up many new, innovative collaborations with industry that will help ensure a robust pipeline for the future. A great example of such a collaboration is the new multifaceted master research agreement put in place with a major medical device company and which is targeted at sharing development and IP rights for promising new medical technologies. In addition, we continue to support the development of promising new therapies and medical devices through the execution of new sponsored clinical trial agreements that have resulted in approximately 1,804 active clinical research studies conducted by Emory faculty with approximately 17,070 participants.

I want to thank my staff for their hard work and dedication this past year. All of these records demonstrate your passion and commitment to Emory’s success. Well done!

A Record Year

This past year brought many new milestones for Emory University. To begin with, Emory received a record high of $628M in sponsored research funding, with an all-time high of $63.63M coming from industry to support clinical trials and research, but that is just the beginning. Research funding continues to drive activity in the office and our inventors disclosed a record number of 245 new inventions to the office. As deal makers, we completed a grand total of 2,216 agreements between industry contracting and technology transfer, another record. Most of these are with our industry partners and lead to sponsored research funding and licensing new inventions.

Emory startups had an excellent year on a number of fronts. Emory received a record high of $1,796,772 in translational funding to support future spin-out technologies while launching a record 8 new startups. Existing Emory startups raised $116M from venture capitalists

Page 5: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Product Pipeline

TherapeuticsProduct Licensee Preclinical Phase I Phase II Phase III NDA/BLA Market

Epivir® GlaxoSmithKline/Shire • • • • • •Combivir® GlaxoSmithKline/Shire • • • • • •Trizivir® GlaxoSmithKline/Shire • • • • • •Epzicom® GlaxoSmithKline/Shire • • • • • •Triumeq® ViiV Healthcare • • • • • •Dutrebis™ GlaxoSmithKline/Shire • • • • • •Epivir-HBV® GlaxoSmithKline/Shire • • • • • •Emtriva® Gilead Sciences, Inc. • • • • • •Truvada® Gilead Sciences, Inc. • • • • • •Atripla® Gilead Sciences, Inc. • • • • • •Complera® Gilead Sciences, Inc. • • • • • •Stribild™ Gilead Sciences, Inc. • • • • • •Genvoya® Gilead Sciences, Inc. • • • • • •Odefsey® Gilead Sciences, Inc. • • • • • •Descovy® Gilead Sciences, Inc. • • • • • •Tyzeka™ Idenix Pharma. • • • • • •Obizur® Baxalta US, Inc. • • • • • •Obizur® Baxalta US, Inc. • • • • • •CLS 1001 Clearside Biomedical, Inc. • • • • elvucitabine Achillion Pharma. • • •

DNA/MVA HIV Vaccine GeoVax, Inc. • • •

Elate Ocular™ Cambium Medical • • •

GALE-401 Biovascular • • •

DNA/MVA Vaccine GeoVax, Inc. • •

Q-122 QUE Oncology • •

Page 6: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Product Pipeline Diagnostic/Device Products Requiring 510K Regulatory Processes

Product Licensee Prototype Registration Trial(s) 510(K)/PMA Application Market

AnemoCheck™ Sanguina • • • •Arctic Front® Biosense Webster • • • •Arctic Front Advanced® Biosense Webster • • • •ClearGlide® Sorin Group USA • • • •Emory Cardiac Toolbox™ Syntermed, Inc. • • • •ExSPECT II™ Syntermed/Philips • • • •Fragile X Diag. Test * Quest and others • • • •IMA Scissors ICT/Scanlan Int. • • • •LEGACY Titanium Forceps

& Instruments ICT/Scanlan Int. • • • •NeoControl®* Neotonus, Inc. • • • •NeuroStar

TMS Therapy® Neuronetics, LLC • • • •PetTools™ Syntermed, Inc. • • • •PVAC® Biosense Webster • • • •QA for AlignRT VisionRT, Ltd. • • • •QuantEM™ GE Medical Systems • • • •ReconTools™ (ERTb™) Syntermed, Inc. • • • •SyncTools™ Syntermed, Inc. • • • •ACS System Thoratec Corporation • • • •VelocityAI™ Varian Medical Systems • • • •VelocityGRID™ Varian Medical Systems • • • •Brijjit EMRGE •

Diabetes Testing Diasyst •

Spectropen Spectropath, Inc. •

Page 7: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Product Pipeline

Diagnostic/Device Products Requiring IND/IDE/NDA Regulatory Processes

Product Licensee Preclinical Phase I Phase II Phase III NDA Market

Beta-Cath™ Best Vascular, Inc. • • • • • •Axumin™ Nihon-Medi-Physics • • • • • •Imaging Agent Microbial Medical •

Consumer Products Product Licensee In Development Market

ACU-SIBR Centripital • • • • • •The Beast™ Avid Capital • • • • • •Duralast (antimicrob.)* Duraban International • • • • • •Handy Eye Chart™ Apple Box • • • • • •Genetic Testing EGL Genetics Diagnostics • • • • • •Goldshield® products* AuProvise, S.A. • • • • • •Prokopack Multiple • • • • • •RealConsent™ Multiple • • • • • •SERQET™* LAAMScience • • • • • •Sucrets® DEFENSE * GSH Biomedical Ltd. • • • • • •VR Solutions Virtually Better • • • • • •Alzheimer’s Diagnostic Neurotrack • • •

* No longer on the market

Note: A non-exhaustive list of technologies/products that have not received market approval.

Page 8: Technology Transfer by the Numbersott.emory.edu/documents/annual_reports/fy17_annual_report.pdf · Proof of Principle Funding AUTM Reportable Agreements Technology Transfer by the

Todd Sherer, PhDAssociate VP for Research,Executive Director

Linda Kesselring, MBAOperations Director

Director’s Office

J. Cale Lennon, III, PhD, MBADirector, Licensing Cliff Michaels, PhDAssistant Director Justin Burns, PhDLicensing Associate

Hyeon (Sean) Kim, MBALicensing Associate

Kae (Eppley) Gruner, JDLicensing Associate

Quentin Thomas, MAMarketing Manager

Kim DunnCompliance Associate Raj Guddneppanavar, PhDLicensing Associate

VacantContract Specialist

Licensing

Laura Fahey Fritts, JD, MBADirector, License &Patent Strategy & Chief Intellectual Property Officer

Randi Isaacs, JDPatent Counsel Jim Mason, JD, MSPatent Counsel

Kristi RebelPatent Manager

Emory Patent Group

Lauran FechteSenior Financial Analyst

Maritta AllisonSenior Accountant

Finance

www.ott.emory.edu • (404) 727-2211 •

Tammie Bain, JDAssistant Director

Daniella Lopez, JDSr. Sponsored Research Analyst

Folasade (Sade) Ogunmekan, JDSr. Assoc. Sponsored Research Analyst

Shirley Vanier, JDLead Analyst

Mekia Hardy, MBASr. Assoc. Sponsored Research Analyst

Chantrell LoweAssoc. Sponsored Research Analyst

VacantSr. Assoc. Sponsored Research Analyst

Industry Contracting

Kevin Lei, MBADirector, Faculty & Start-up Services

Patrick Reynolds, PhDAssistant Director, Faculty & Start-up Services

Faculty and Start-up Services


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