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    1

    Session 3

    Calculation Models

    EQU, UPL and HYD

    Design of Pile Foundations

    (Killiney Bay)

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    SLS and Settlement Calculations

    (Dalkey Island)

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    Summary of ULS Designs

    2.292.291.56DA3

    1.871.871.57DA22.082.081.39DA1.C2

    (1.62)(1.32)DA1.C1

    ULSDesign Width

    Drainedwidth (m)

    Undrainedwidth (m)

    For this example

    Drained conditions give the larger design widths

    Considering undrained and drained conditions (design width):

    DA1.C2 is larger than DA1.C1 DA3 gives largest width for ULS (2.29m)

    DA2 gives smallest width for ULS (1.87m)

    Considering just undrained conditions:

    DA2 gives the largest width for ULS (1.57m)

    DA1 gives smallest width for ULS

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    SLS Design

    Is it always necessary to calculate the settlement to check the SLS?In SLS Application Rules, Eurocode 7 states that:

    For spread foundations on stiff and firm clays calculations of vertical

    displacements (settlements) should usually be undertaken

    For conventional structures founded on clays, the ratio of the bearing capacity

    of the ground, at its initial undrained shear strength, to the applied

    serviceability loading(OFSu) should be calculated If this ratio is less than 3,

    calculations of settlements should always be undertaken. If the ratio is less

    than 2, the calculations should take account ofnon-linear stiffness effects in

    the ground

    i.e. if OFSu < 3, one should calculate settlement

    If OFSu < 2, one should calculate settlement accounting for non-linear stiffness

    For undrained designs of foundations with permanent structural loads only

    DA1 give OFSu = 1.4 while DA2 and DA3 give OFSu = 1.89. Hence settlemen

    calculations are needed

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    OFSu Ratios

    Calculating the undrained OFS ratio using the design width i.e. the draineddesign width:

    OFSu = Ru,k / Vk = A ( (p + 2) cu,k bc sc ic + qc ) / Vc

    = B2 x ( 5.14 x 200 x 1.0 x 1.2 x 1.0 + 20.0 x 0.8) / ( 900 + 600 )

    = B2 x ( 1234.0 + 16.0 ) / 1500 = 0.833 B

    In this example, using design (i.e. drained) widths:

    For DA1, OFSu = 3.60 ( > 3 ) Settlement need not be calculated

    For DA2, OFSu = 2.91 ( < 3 ) Settlement should be calculated

    For DA3, OFSu = 4.37 ( > 3 ) Settlement need not be calculatedBut using the undrained widths OFSu values are all less than 2.0,

    - much lower than value of 3 often used in traditional designs

    1.971.564.372.29DA3

    1.991.572.911.87DA2

    1.571.393.602.08DA1

    OFSu using undrainedwidth

    = Ru,k / Vk = F x M/R

    ULSundrainedwidth (m)

    OFSu using drained width= Ru,k / Vk = 0.833 B

    2ULS design(drained)width (m)

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    Settlement Calculations

    Components of settlement to consider on saturated soils: Undrained settlements (due to shear deformation with no volume change) Consolidation settlements

    Creep settlements

    The form of an equation to evaluate the total settlement of a foundation on

    cohesive or non-cohesive soil using elasticity theory, referred to as the adjustedelasticity method, is given in Annex F:

    s = p B f / Emwhere:

    Em

    = design value of the modulus of elasticity

    f = settlement coefficient

    p = bearing pressure

    Assume Em = E = 1.5N = 1.5 x 40 = 60 MPa f = (1 2) I where = 0.25 and I = 0.95 for square flexible uniformly loaded foundation

    Then f = (1 0.252) x 0.95 = 0.891

    p = (Gk + Qk)/B2 = (900 + 600) / B2 = 1500 / B2

    Hence settlement:

    s = p B f / Em = (1500 / B2 ) x B x 0.891 x 1000 / 60000 = 22.28 / B mm

    where B is in m

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    Calculated Settlements

    9.74.372.29DA3

    11.92.911.87DA2

    10.73.602.08DA1

    Settlement ( mm )

    s = 22.28 / B

    OFSuULS design

    width (m)

    In this example, using adjusted elasticity method and ULS design widths, the

    calculated settlements, s for all the Design Approaches are less than 25 mm

    The SLS design requirement Ed Cd is fulfilled as for each DA, s < 25 mm

    Note words of caution in EN 1997-1:

    Settlement calculations should not be regarded as accurate but as merely

    providing an approximate indication

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    Conclusions

    In the example considered:

    ULS design: For each Design Approach, the drained condition determines

    the foundation width

    SLS design: The calculated settlements are less than the allowable

    settlement of 25mm, so that the SLS condition is satisfied using the designwidths obtained using all the Design Approaches

    The ratio Ru,k / Vk for the ULS drained design widths is greater than 3 for DA1

    and DA3 so settlement calculations are not required

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    Any Questions?

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    1

    Session 3a

    Calculation Models

    (Killiney Hill and Dalkey Island)

    Need for Calculation Models

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    Need for Calculation Models

    Equations: ULS Ed Rd SLS Ed Cd

    For a ULS, calculation models are generally not needed to determine Ed e.g. the design

    load on a foundation is obtained by multiplying the characteristic applied load by the

    partial factor:

    Ed = Fd = F Fk

    An exception is where the action is due to the soil, e.g. the earth pressure on a retaining

    structure. In such situations a calculation model involving the soil strength as well as the

    applied load is required to obtain the earth pressure

    e.g. Fd = F f{ck, k, Fk} Calculation models are always required to determine the design resistance, Rd, e.g. the

    bearing or sliding resistance of a spread foundation

    For an SLS, calculations are always required to determine Ed, e.g. the settlement of a

    foundation

    Values of Cd, the limiting design value of the effect of an action, e.g. the maximum

    allowable settlement, are provided and so no calculation model is required

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    1

    Calculation Models in Eurocode 7

    Since it was decided that the code text of Eurocode 7 should focus on

    the principles and not be prescriptive, the calculation models have been

    placed in the following informative Annexes

    Annex C: Samples procedures to determine limit values of earth

    pressures on walls

    Annex D: A sample analytical method for bearing resistance

    calculation

    Annex E: A sample semi-empirical method for bearing resistance

    estimation

    Annex F: Sample methods for settlement evaluation Annex G: A sample method for determining presumed bearing

    resistances for spread foundations on rock

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    Status of Calculation Models in Eurocode 7

    As the calculation models in Eurocode 7 are in Annexes, they

    are optional, not mandatory

    Each country has to decide if:

    The calculation models in the Annexes are to be used in its

    jurisdiction

    Or if alternative calculation models, more suited to its soil

    conditions, climate and testing methods, are to be used

    However, if a design is carried out using an alternative

    calculation rule it cannot claim to be fully in accordance with

    Eurocode 7

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    1

    Annex C: Earth PressuresTwo methods are provided to determine the earth pressures on walls

    The first method is a graphical method giving graphs of horizontal components of Kand Kp for different values, wall friction and slope angles, of ground behind the

    wall

    These are taken from BS 8002 (BSI 1994) and are based on work by Kerisel and

    Absi (1990), e.g. Ka values in figure below:

    Analytical Earth Pressures

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    1

    Analytical Earth Pressures

    Since graphical earth pressures require the visual selection of a value and since

    numerical methods, such as finite element analyses, require analytical values ofthe earth pressure, it was decided also to provide an analytical method to

    determine the earth pressure

    Following general equation for Ka and Kp is provided based on the method of

    characteristics with slip line fieldse = c Kc + q Kq + d K

    Equations for the earth pressure factors Kc, Kq, and K in Eurocode 7 are the

    same as those in the Danish Code DS 415 (1984)

    Eurocode 7 equation is based on equations by Ktter (1903) in Berlin for the

    stress on curved slip surfaces

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    Annex D: Bearing Resistance Calculation

    Annex D provides equations for calculating the

    bearing resistance of spread foundations for

    undrained and drained conditions

    Bearing resistance acts over effective foundationarea A, which in the case of eccentric loads is

    defined as the reduced area of the foundation base

    through the centroid of which the resulting loads act

    Factors are given for foundation base inclination (b),shape (s) and load inclination (i), but not for

    embedment depth (d)

    Factors based on equations in DIN 4017: Parts 1and 2:1979

    Only difference is that DIN has Nb instead of 0.5N

    Exact solutions for Nc

    and Nq

    factors were originally

    derived by Prandtl (1920 and 1921) and published in

    German

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    Undrained Bearing Resistance

    Undrained bearing resistance

    R/A = ( + 2)cubcscic + q

    where the dimensionless factors for:

    Inclination of the foundation base bc = 1 2 / ( + 2)

    The shape of the foundation

    sc = 1+ 0/2 (B/L) for a rectangular foundationsc = 1.2 for a square or circular shape

    The inclination of the load, caused by a horizontal load H

    with H Acu

    )cA'H1(1

    21i

    u

    c +=

    D i d B i R i t

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    Drained Bearing Resistance

    Drained bearing resistance

    R/A = c' Ncbcscic + q 'Nqbqsqiq + 0.5'B 'Nbsi

    with the values of the dimensionless factors for:

    the bearing resistance:

    Nq = e tan' tan2(45 + '/2)Nc = (Nq - 1) cot

    N = 2 (Nq- 1) tan', where '/2 (rough base)

    the inclination of the foundation base:

    bc = bq - (1 - bq) / (Nc tan)

    bq = b = (1 - tan)

    the shape of foundation:

    sq = 1 + (B' / L' ) sin', for a rectangular shape

    sq = 1 + sin', for a square or circular shape

    s = 1 0,3 (B'/L), for a rectangular shape

    s = 0,7, for a square or circular shapesc = (sqNq -1)/(Nq - 1) for rectangular, square or circular shape

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    Characteristic and Factored Nc Values

    0

    20

    40

    60

    80

    100

    120

    20 25 30 35 40

    Characteristic angle of shearing resistance, 'k(o)

    Bearingresistancefactor,

    Nc,

    ck

    c,DA2c,DA1.C2

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    Characteristic and Factored Nq Values

    0

    20

    40

    60

    80

    100

    120

    20 25 30 35 40

    Characteristic angle of shearing resistance, 'k(o)

    Bearingresistancefactor,

    Nq

    q,k

    q,DA1.C2

    q,DA2

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    Characteristic and Factored N Values

    0

    20

    40

    60

    80

    100

    120

    20 25 30 35 40

    Characteristic angle of shearing resistance, 'k(o)

    Bearingresist

    ancefactors,

    Nc,

    Nq,

    N

    ,DA2

    ,DA1.C2

    ,k

    Comparison of N Values

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    2

    Comparison of N Values

    0.0

    20.0

    40.0

    60.0

    80.0

    100.0

    120.0

    15.0 20.0 25.0 30.0 35.0 40.0

    Eurocode 7

    Caquot & Kerisel

    Salgado

    Brinch Hansen

    Meyerhof

    N

    Effective angle of shearing resistance,'

    Exact solutions are not available for N

    and a number of different equations havebeen proposed:

    Caquot and Kerisel (1953):

    N = 2(Nq + 1) tan

    Meyerhof (1963):

    N = (Nq - 1) tan (1.4)

    Brinch Hansen (1970):

    N = 1.5 (Nq - 1) tan

    Equation for Nadopted in Eurocode 7:

    N = 2 (Nq - 1) tan

    EC7 eqn. was obtained by Vesic (1973)and adopted in Eurocode 7 as anupdating of Brinch Hansens eqn. on basisof tests carried out Muhs (1973) in Berlin

    Recently Martin in Oxford has obtainedexact solutions for N to which Salgado(2008) has fitted the following eqn:

    N = (Nq - 1) tan (1.32 )

    Salgados eqn. is closest toBrinch Hansens eqn. and

    appears to indicate that the

    Eurocode 7 equation for Ng may

    be unconservative (i.e. unsafe)

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    2

    b, s and i factors

    The source of the b, s and i factors in Eurocode 7 are:

    For undrained conditions:

    The shape factor was proposed by Skempton (1951) The load inclination factor is an algebraic fit to an exact solution by Green

    (1954)

    For drained conditions:

    The base inclination factors, b for drained conditions were proposed by

    Brinch Hansen (1970)

    The shape factors are taken from DIN 4017. They are less conservative byabout 10 20% than the values proposed by de Beer (1970)

    The load inclination factors, i for drained conditions were proposed by

    Vesic (1975)

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    2

    Bearing Resistance Estimation

    Annex F provides the following semi-empirical equation for estimating

    the bearing resistance of a spread foundation from pressuremeter test

    results:

    R / A = v0 + k p*le

    where k is the bearing resistance factor, and

    p*le is the net effective limit pressure from a pressuremeter test

    This equation is taken from the French rules, MELT 1993

    No values for the k factors are given in Eurocode 7

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    2

    Settlement Evaluation

    Annex F has 5 sections outlining the principles and methods for

    evaluating the settlement of a foundation

    Section F.2, titled Adjusted Elasticity Method, states that the total

    settlement of a foundation on cohesive or non-cohesive soil may

    be evaluated using elasticity theory and an equation of the form:

    s = ( p b f ) /Em

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    2

    Bearing Resistance for Foundations on Rock

    Annex G provides a sample method for

    deriving presumed bearing resistance

    for spread foundations on rock It has four figures, taken from BS 8004

    (BSI, 1986), with contours of presumed

    bearing resistance plotted against the

    uniaxial strength of rock, qc on theabscissa and discontinuity spacing, dcon the ordinate

    Contours are plotted for four groups ofrock, ranging from Group 1 rocks,

    defined as pure limestones and

    carbonate sandstones of low porosity,

    to Group 4 rocks, defined asuncemented mudstones and shales

    Conclusions

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    2

    Conclusions

    Eurocode 7 developed to provide the principles for geotechnical design

    Emphasises that knowledge of ground conditions and control of workmanship

    have greater significance to fulfilling the fundamental requirements than applying

    sophisticated calculation models

    Variety of calculation models used for geotechnical design in different countries

    due to different soil types, climatic conditions and testing methods

    Calculations models are informative not mandatory and placed in Annexes

    Calculation models in Annexes from many sources, times and countries

    The various models in Eurocode 7 have been reviewed by many geotechnical

    engineers during the 29 years since the first EC7 meeting

    They represent a synthesis of geotechnical knowledge, design practice and

    experience

    Should provide a sound basis for harmonised geotechnical design in Europe usin

    Eurocode 7

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    2

    Time for Discussion

    Any questions

    Session 3b

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    2

    EQU, UPL and HYD Ultimate Limit States

    (Dalkey Island)

    EQU UPL and HYD Ultimate Limit Sates

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    EQU, UPL and HYD Ultimate Limit Sates

    All involve stability of structures subjected to forces with no or very

    little soil or structural resistance

    Relevance of EQU for geotechnical and structural design a topic for

    discussion at present UPL and HYD are only relevant for geotechnical designs and can be

    very important

    Example of a design situation:

    Beam

    Tension pile

    For what ULS do you design the pile EQU or GEO?

    For DA1 T = 0 !

    T

    Fulcrum

    S ti 10 H d li F il

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    Section 10 Hydraulic Failure

    Eurocode 7 is mainly concerned with GEO ULS failure modesinvolving the strength of the ground and SLS involving soilstiffness or compressibility e.g.

    Bearing resistance failure of spread foundations

    Failure by rotation of embedded retaining walls, and

    Excessive settlement of spread foundations

    Section 10 of Eurocode 7 is concerned with hydraulic failure

    where the strength of the ground is not significantin providingresistance and where failure is induced by excessive pore-waterpressures or seepage

    The hydraulic modes of failure include:

    1. Failure by uplift (buoyancy)

    2. Failure by heave

    3. Failure by internal erosion

    4. Failure by piping

    UPL d HYD Ulti t Li it St t

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    3

    UPL and HYD Ultimate Limit States

    In Eurocode 7 the hydraulic failure ULSs are divided into UPL and HYD and

    recommended partial factor values are provided for each

    A UPL ultimate limit state is loss of equilibrium of a structure or the grounddue to uplift by water pressure (buoyancy) or other vertical actions

    A typical UPL situation is uplift of a deep basement due to hydrostatic

    static groundwater pressure

    An HYD ultimate limit state is hydraulic heave, internal erosion and piping in

    the ground caused by hydraulic gradients

    A typical HYD situation is heave of the base of a deep excavation due to

    seepage around a retaining wall

    Since the strength of the ground is not significant in UPL or HYD situations,

    only one set of recommended partial factors is provided for each of these

    ULSs, not three Design Approaches as for GEO ULSs

    Hydraulic Failures

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    3

    yd au c a u es

    Figures from EN 1997-1 showing Hydraulic Failures

    Conditions that may cause piping

    Conditions that may cause Uplift Conditions that may cause heave

    Stabilising Forces in UPL and HYD

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    3

    Stabilising Forces in UPL and HYD

    For both UPL and HYD ultimate limit states one needs to check there is not

    loss of equilibrium with regard to stabilising and destabilising forces

    The stabilising force in UPL is mainly due to the self-weight of structure, butsome stabilising force is provided by the ground resistance on the side of

    structure due to the strength of the ground

    HYD failure occurs when, due to the hydraulic gradient, the pore waterpressure at a point in the soil exceeds the total stress or the upward

    seepage force on a column of soil exceeds the effective weight of the soil

    Stabilising force in HYD is provided entirely by the weight of the soil

    The strength of the ground is not considered to be involved at all in HYD in

    resisting the force of the seeping water

    UPL Equilibrium Equation

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    3

    q q

    UPL Equilibrium

    One equation given:

    Vdst;d Gstb;d + Rd 2.8

    where:

    Vdst;d = design vertical disturbing load

    = Gdst;d (design perm. load) + Qdst;d (design var. load)

    Gdst;d = b x udst;d (design uplift water pressure force)

    Rd = Td (design wall friction force)

    HYD Equilibrium Equations

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    3

    Two equations are given for HYD equilibrium

    First eqn: udst;d std;d 2.9

    (total stress eqn. - only equation in Eurocode 7 in terms of stress)

    Second eqn: Sdst;d Gstb;d 2.9

    (seepage force and submerged weight eqn.)

    i.e. (w i Vol)d ( Vol)d where i = h / d

    (w h/d)d ()d

    (w h)d (d)dudst;d stb;d (effective stress eqn.)

    =

    d

    h

    Relevant soilcolumn

    Groundwater level at ground

    surface

    Standpipe

    Hydraulic head

    Design effective soil weight, G'stb,d

    Design seepage force, Sdst,d

    Design total pore water pressure, udst,d

    Design total vertical stress, stb,d

    surface

    Recommended UPL and HYD Partial Factors

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    3

    a

    s;t

    cu

    c

    Material properties, M plus pile tensile

    resistance and anchorage resistance

    Q;dst33

    G;stb

    G;dst

    Actions, F

    Partial factors

    1.4

    1.4

    1.4

    1.25

    1.25

    1.5

    0.9

    1.0

    UPL

    -

    -

    -

    -

    -

    1.5

    0.9

    1.35

    HYD

    Note:

    In UPL, a factor of 1.0 is recommended for destabilising permanent actions, e.g. uplift

    water pressures. The required safety is thus obtained by factoring stabilising permanent

    actions by 0.9 and the soil strength or resistance

    In HYD, no partial material factors are provided as no soil strength is involved

    Overall Factor of Safety (OFS) for Uplift

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    3

    Overall Factor of Safety (OFS) for Uplift

    Equation 2.8:

    Vdst;d Gstb;d + Rd

    For no Rd (i.e. soil resistance on side of buried structure ignored)

    G;dst Vdst;k = G;stb Gstb;k

    Overall factor of safety (OFS) = Gstb;k / Vdst;k = G;dst / G;stb

    Applying recommended partial factors

    G;dst/G;stb = 1.0/0.9 = 1.11

    Hence OFS = 1.11

    OFS against Heave using EC7 Equations

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    3

    Equation 2.9bSdst;d Gstb;d

    G;dst Sdst;k G;stb Gstb;k

    G;dst w i V G;stb V

    OFS(b) = Gstb;k / Sdst;k = G;dst / G;stb

    = / (wi) = ic/i = critical hydraulic

    gradient / actual hydraulic gradient

    OFS(b) = dst/stb = 1.35/0.9 = 1.5

    d

    h

    Relevant soil column

    Groundwater level at ground

    surface

    Standpipe

    ydraulicPotential head

    Design effective soil weight,

    G'stb;dDesign seepage force, Sdst;d

    Design total pore water pressure, udst;d

    Design total vertical stress, stb;d

    Equation 2.9audst;d stb;d

    G;dstwd + G;dstwh G;stb'd + G;stbwd

    OFS(a) = G;dst / G;stb = (d + wd) / (wh + wd)

    = (ic + 1)/(i + 1) = 1.5ic/i = 1.5 + 0.5/i

    if i = 0.5 then ic/i = OFS(b) = 2.5

    i.e. more cautious than using Eqn. 2.9b because

    w

    d occurs on both sides of equation and ismultiplied by different F values

    Comment on HYD

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    4

    HYD ultimate limit states include internal erosion and piping as well as heave

    The OFS value traditionally used to avoid piping is often very much greater than

    the 1.5 provided by the HYD partial factors; e.g. 4.0

    Hence, EN 1997-1 gives additional provisions to avoid the occurrence of internalerosion or piping

    For internal erosion, it states that:

    Filter criteria shall be used to limit the danger of material transport by internal erosion

    Measures such as filter protection shall be applied at the free surface of the ground

    Alternatively, artificial sheets such as geotextiles may be used

    If the filter criteria are not satisfied, it shall be verified that the design value of the

    hydraulic gradient is well below the critical hydraulic gradient at which soil particlesbegin to move. ic value depends on the design conditions

    EN 1997-1 states thatpiping shall be prevented by providing sufficient resistance

    against internal soil erosion through by providing:

    - Sufficient safety against heave

    - Sufficient stability of the surface layers

    Uplift Design Example(Issued for Workshop on the Evaluation of Eurocode 7

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    41

    (Issued for Workshop on the Evaluation of Eurocode 7

    in Dublin in 2005)

    T

    15.0m

    Structural loading gk

    = 40kPa

    5.0m R

    U

    G

    Design situation given:

    - Long basement, 15m wide

    - Sidewall thickness = 0.3m

    - Characteristic structural loading = 40 kPa- Groundwater can rise to ground surface

    - Soil is sand with k = 35o, g = 20 kN/m3

    - Concrete weight density = 24 kN/m3

    Base thickness, D requested

    Forces

    U = Uplift water pressure force = w15 (5 +

    G = Weight of basement plus structural loa

    R = Resisting force from soil on side walls

    A wide range of design values obtained for D = 0.42 0.85m

    Why?

    Model for UPL Equilibrium Calculation

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    4

    Model Assumptions

    Include or ignore R ?

    R = A = Ahtan = AKvtan where A = sidewall area

    What value for K? K is a function of and . Should K = K0 or Ka ?

    What value for wall friction ?

    Is a function of? Should = or 2/3 ?

    How should partial factors be applied to obtain Rd?

    No UPL resistance factors are provided in EN 1997 to obtain Rd from Rk

    i.e. there is no UPL equivalent to DA2

    Could design according to EN 1997-1 and assume h = Kav1) With Rk =AKa;kvtank apply partial factorM to k to obtain Ka;d

    and d as for DA1.C2 and hence get Rd (Clause 2.4.7.4(1))

    2) Treat R as a permanent stabilising vertical action and apply G;stb to Rk

    to obtain Rd (Clause 2.4.7.4(2))

    Determination of Design Value of Rd

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    Assume K = Ka and is obtained from EN 1997-1 for = 2/3

    1) Clause 2.4.7.4(1): Apply partial factorM to k to obtain Ka;d and d and hence Rd

    No factors applied: k = 35o and = 2/3 Ka;k = 0.23

    k = 2/3k = 23.3o Rk = AKa;kvtank = 0.099Av

    a) M = 1.25 applied to obtain d and d by reducing k and hence k

    d = 29.3o and = 2/3 Ka;d = 0.29

    d = 2/3d = 19.5o Rd = AKa;dvtand = 0.103Av

    Since R is a resistance, need Rd < Rk: Rd = (0.103/0.099)Rk Rd = 1.04 Rk unsafe

    b) M applied to increase k but to reduce

    d = 41.2o and d = 19.0

    o d/d = 19.0/41.2 = 0.46 Ka;d = 0.18

    Rd = AKa;dvtand = 0.062Av

    Rd = (0.062/0.099)Rk Rd = 0.69 Rk safe

    2) Clause 2.4.7.4(2): Treat R as a permanent stabilising vertical action and apply G;stb to

    Rk to obtain Rd

    Rd = G;stbRk Rd = 0.9 Rk safe

    Comments on Uplift Design Example

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    p g p

    Reasons for Range of Solutions Obtained for Uplift Design Example:

    Whether R Ignored or included

    Model chosen for R = A h tan = A Kv tan

    K = K0 or Ka

    = 0.5 or (2/3)

    How Rd is obtained

    Treated as a resistance or a stabilising action

    How partial factors are applied

    What partial factors are applied

    Heave Design Example

    (I d f W k h th E l ti f E d 7

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    (Issued for Workshop on the Evaluation of Eurocode 7

    in Dublin in 2005)

    Design Situation

    - 7m deep excavation

    - Sheet pile wall- Pile penetration 3m below excavation

    level

    - 1.0 m water in excavation

    - Weight density of sand = 20 kN/m3

    Require H

    - Height of GWL behind wall above

    excavation level

    GWL

    1.0m

    Sand = 20kN/m3 3.0m

    7.0m

    H = ?Water

    A very wide range of design values obtained: H = 1.7 6.6m

    Why?

    Reasons for Range of Solutions to Heave Example

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    Assumption Regarding PWP distribution around the wall (i.e. pwp at toeof wall)

    Some used equation for pwp at toe from EAU Recommendations

    Some obtained pwp at toe from flownet

    Some assumed a linear dissipation of pwp around wall - this gives leastconservative designs

    Choice of Equilibrium Equation

    Some used Equation 2.9a with partial factors applied to total pwp and totalstress. This involves applying different partial factors to hydrostatic pwp on

    either side of equation and gave an overall factor of safety that is 1.5d/h

    greater than Equation 2.9b

    Most design solutions were based on Equation 2.9b i.e. comparing seepage

    force and effective soil weight

    Treatment of Seepage Force

    Some treated seepage force as a variable action

    Most considered it a permanent action

    Conclusions on EQU, UPL and HYD Ultimate

    Limit States

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    Limit States

    EQU, UPL and HYD are all ultimate limit states involving the equilibrium of

    forces (actions) with little or no resistance forces

    EQU is rarely relevant for geotechnical designs

    EQU is being debated within the Eurocodes at present

    Uplift and heave ultimate limit states involving failure due to water pressures

    and seepage are important in geotechnical design and are different from

    geotechnical designs involving soil strength Need to clearly identify the stabilising and destabilising actions

    This is best achieved by working in terms of actions (forces) rather than

    stresses

    Need to apply partial factors appropriately to get the design stabilising and

    destabilising actions for both uplift and heave design situations

    Designs against uplift and heave failure are clarified using the equilibrium

    equations and partial factors provided in Eurocode 7

    Discussion

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    Discussion

    Any Questions?

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    Session 3c

    Design of PileFoundations

    (Killarney Waterfall)

    Scope

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    Scope

    Applies to end-bearing piles, friction piles, tension piles and

    transversely loaded piles installed by driving, jacking, and by

    screwing or boring with or without grouting

    Not to be applied directly to the design of piles that are intended to

    act as settlement reducers

    Relevant CEN Standards

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    Reference is made in Eurocode 7 to other CEN standards that are

    relevant to the design of pile foundations

    Eurocode 3, Part 5: Design of steel Structures Piling

    (EN 1993-5)

    Execution standard Execution of Special Geotechnical Works

    EN 12699:2000 Displacement piles

    EN 12063:2000 - Sheet pile walls

    EN 1536:1999 - Bored Piles

    EN 14199:2005 - Micro-piles

    Limit State Checklist for Pile Design

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    Unacceptable vibrations

    Excessive lateral movement

    Excessive heave

    Excessive settlement

    Combined failure in the ground and in the structure Note change from handout

    Combined failure in the ground and in the pile foundation

    Structural failure of the pile in compression, tension, bending, buckling or shear

    Failure in the ground due to transverse loading of the pile foundation

    Uplift or insufficient tensile resistance of the pile foundation

    Bearing resistance failure of the pile foundation

    Loss of overall stability

    CheckedLimit states to be considered

    Actions due to Ground Movements

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    Effects on piles of ground movements due to consolidation, swelling,adjacent loads, creeping soil, landslides, earthquakes are treated as actions

    Give rise to downdrag (negative skin friction), heave, stretching, transverse

    loading and displacement

    Usually design values of strength and stiffness are upper values

    Two approaches

    Ground displacements considered as an action and an interaction

    analysis carried out to determine the forces

    An upper bound force, which the ground could transmit to the pile, is

    introduced as a design action

    Downdrag An upper bound on a group of piles may be calculated from theweight of surcharge causing the movement

    Transverse loading is normally evaluated by considering the interaction

    between piles, treated as stiff or flexible beams, and the moving soil mass

    Pile Design Methods

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    g

    Static load tests which have been demonstrated to be consistent

    with other relevant experience

    Empirical or analytical calculation whose validity has been

    demonstrated by static tests in comparable situations

    Dynamic tests - whose validity has been demonstrated by statictests in comparable situations

    Observed performance of a comparable foundation provided thisapproach is supported by the results of site investigations and

    ground testing

    Design considerations

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    Stiffness and strength of the structure connecting the piles

    Duration and variation in time of the loading when selecting the

    calculation method and parameter values and in using load test

    results

    Planned future changes in overburden or potential changes in the

    ground water level

    Checklist for Selection of Pile Type

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    The handling and transportation of piles

    The possibility of connecting different ground-water regimes

    The deleterious effects of chemicals in the ground

    The tolerances within which the pile can be installed reliably

    The effect of the method and sequence of pile installation on piles, which

    have already been installed and on adjacent structures or services.

    The possibility of preserving and checking the integrity of the pile beinginstalled

    The stresses generated in the pile during installation

    The ground and ground-water conditions, including the presence or

    possibility of obstructions in the ground.

    CheckedSELECTION OF PILE TYPE

    Special Features of Pile Design to Eurocode 7

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    Gives method of determining characteristic values directly from the

    results of pile load tests or from profiles of tests etc. using values

    DA1 is a resistance factor approach

    DA3 not used for design from pile load tests

    Pile Load Tests

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    Can be on TRIAL PILES or on WORKING PILES

    If one pile test is carried out, normally located in the most adverseground conditions

    Adequate time to ensure required strength of pile material and that

    pore-water pressures have regained their initial values

    Axially Loaded Piles in Compression

    Equilibrium equation:

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    Equilibrium equation:

    Fc;d < Rc;dwhere:

    Fc;d is the ULS design axial compression load

    Fc;d

    is determined using partial factors applied to the characteristic loads relevant

    to the DA being used

    Self weight of pile should be included, along with downdrag, heave or

    transverse loading, however the common practice of assuming that the

    weight of the pile is balanced by that of the overburden allowing both to beexcluded from Fc;d and Rc;d is permitted, where appropriate

    The pile weight may not cancel the weight of the overburden if a) downdrag is significant

    b) the soil is light c) the pile extends above the ground surface.

    Rc;d is ULS design bearing resistance and is the sum of all the bearing

    resistance components against axial loads, taking into account the effect of

    any inclined or eccentric loads

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    RecommendedPartial Factor

    Values

    Design of a Compression Pile

    from Pile Load Tests

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    from Pile Load Tests

    Fc;d is calculated in the normal way with F factors applied to applied

    loads

    Rc;d must be determined from the measured pile resistance Rc;m

    Rc;m can be based on the total resistance or can be separated into

    Rb;m (base) and Rs;m (shaft)

    DA3 not used for pile design from load tests

    Determination of Characteristic Resistance

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    Characteristic resistance for DA1 & DA2

    Rc;k = Min {(Rc;m) mean /1; (Rc;m) min /2 }

    Characteristic values determined directly not estimated

    1.01.01.051.21.42

    1.01.11.21.31.41

    54321 for n =

    Table A.9

    Note

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    For structures which have sufficient stiffness to transfer loads from

    weak to strong piles, may be divided by 1.1 provided it is not less

    than 1.0

    Example 1

    Pil D i f Pil L d T t

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    Pile Design from Pile Load Tests

    CFA pile

    600 mm diameter

    Glacial till

    Loose fill

    F

    9.0m

    2.0m

    Characteristic Loads

    Gk= 1200 kN

    Qk = 200 kN

    Pile Load Test Results

    No of test = 2

    Max Applied Load = 4000kN

    (same on both piles)

    Max load on base = 600kN

    DA1.C1

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    DA1.C1 (A1 + M1 + R1) Fc;d = 1.35*1200+1.5*200 = 1920 kN

    Note weight of pile not included)

    Rc;m = 4000 kN for both

    Rc;k= lesser of 4000/1.3 or 4000/1.2 = 3077 kN

    Use measured toe force to give shaft force from ratio of total load to base load

    Rb;k= (600 / 000) Rc;k = 462 kN; Rs;k= 2615 kN

    Rc;d = Rb;k / 1.1 + Rs;k / 1.0 = 462 / 1.10 + 2615 / 1.0 = 3035 kN

    Fc;d (1920 kN) < Rc;d (3035kN)

    DA1.C1 is satisfied.

    DA1.C2

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    DA1.C2 (A2 + M1 or M2 + R4)

    Fc;d = 1.0*1200+1.3*200 = 1460 kN

    Note weight of pile not included

    Rb;k = 462 kN; Rs;k = 2615 kN as before for DA1.C1

    Rc;d

    = Rb;k

    / 1.45 + Rs;k

    / 1.3 = 462 / 1.45 + 2615 / 1.3 = 2615 kN

    Fc;d (1460 kN) < Rc;d (2615kN)

    DA1.C2 is satisfied

    DA1.C1 and DA1.C2 are both satisfied, therefore DA1 is satisfied

    DA2 (A1 + M1 + R2)

    DA2

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    DA2 (A1 + M1 + R2)

    Fc;d = 1.35*1200+1.5*200 = 1920 kN

    Note weight of pile not included

    Rc;m = 4000 kN for both

    Rc;k= lesser of 4000 / 1.3 or 4000 / 1.2 = 3077kN

    Use measured toe force to give ratio Rb;k= (600 / 4000) Rc;k = 462 kN; Rs;k= 2615 kN as before

    Rc;d = Rb;k / 1.1 + Rs;k/ 1.1 = 462 / 1.1 + 2615 / 1.1 = 2797 kN

    Fc;d (1920 kN) < Rc;d (2797kN)

    DA2 is satisfied

    Dynamic Pile Load Tests

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    Provided an adequate site investigation has been carried out and

    the method has been calibrated against static load tests on same

    type of pile, of similar length and cross-section and in comparable

    ground conditions

    Dynamic load tests may be used as an indicator of the consistency

    of piles and to detect weak piles

    Design of a Compression Pile

    from Ground Test results

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    Fc;d is determined in the normal way by factoring the loads

    Rb;k and Rs;k or Rt;k must be determined from:

    Number of profiles of tests and applying factors(different to values of factors for design from pile load tests)

    or

    an alternative procedure see next slide

    Then as for design from pile load tests

    Rb,d = Rb,k / b and Rs,d = Rs,k / s

    where the b , b and t values are given in Table A.6, A.7 and A.8

    (same as for design from pile load tests)

    Alternative Procedure to Determine Rs,k and

    Rb,k from Ground Strength Parameters

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    Calculate the characteristic base resistance (qb;k) and shaft

    resistances (qs;k) using characteristic values of ground parameters

    [C7.6.2.3(8)] and hence:

    Rb;k = Abqb;k and Rsk = qsi;kAsi

    where

    Ab = the nominal plan area of the base of the pile

    Asi = the nominal surface area of the pile in soil layer i

    A Note in Eurocode 7 states: If this alternative procedure is applied,

    the values of the partial factors b ands recommended in Annex A

    may need to be corrected by a model factor larger than 1,0. The

    value of the model factor may be set by the National annex

    In Ireland a model factor of 1.75 is applied to b and s ort when

    using this approach

    Example 2

    Pile Design using Ground Tests

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    CFA pile600 mm diameter

    Glacial till

    Loose fill

    F

    9.0m

    2.0m

    Pile Design using Ground Tests

    Pile Design from Ground Test Results

    Th pil d d diti f thi pl th th f

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    The piles and ground conditions for this example are the same as those for

    Example 1, where the pile design is based on pile load tests. It is required in this

    example to verify that, on the basis of the ground properties, 600mm diameter

    CFA piles will support the characteristic permanent and variable vertical loads of

    1200kN and 200kN, respectively The cuk value for the very stiff glacial till increases linearly from 100kPa at 2m

    depth (top of the till) to 600kPa at 11m (bottom of the pile). The properties of the

    glacial till are = 22kN/m3, ck

    = 0, s,k

    = 36o for shaft resistance and b,k

    = 34o for

    the base resistance (the reduction in ' is to allow for the higher stress levels at

    the base). The unit weights of the fill and concrete are 18kN/m3 and 24kN/m3,

    respectively. The water table is at a depth of 2.0m, which coincides with the top

    of the till

    As the characteristic values of the soil properties are given, the characteristic

    resistances are to be determined using these values. In Ireland a model factor of

    1.75 is applied to b and s ort (R values)

    Ground Parameters

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    Only undrained conditions considered

    Assume

    qb = 9cu + v0

    qs = cu where = 0.4

    WP (weight of pile) = * 0.62 * 11.0 * 24.0 / 4 = 74.6 kN

    DA1

    qb k = (9c + ) = (9*600 + 2*18 + 9*22) = 5634 kPa

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    qb;k (9cu + v) (9 600 + 2 18 + 9 22) 5634 kPa

    qs;k = cu = 0.4*{(100 + 600)/2} = 140 kPa

    Rb,k = Abqb,k = ( * 0.62 / 4) * 5634 = 1593 kN

    Rs,k = Asqs,k = ( * 0.6 * 9 * 140 = 2375 kN

    DA1.C1: (A1+M1+R1)

    Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kN

    Rc;d = Rb,k /(1.0*1.75) + Rs,k /(1.0*1.75) = 910.3 + 1357.1 = 2267.4 kN OK

    DA1.C2 (A2+(M1 or M2) +R4)

    Fc;d = 1.0(1200 + 74.6) + 1.3*200 = 1534.6 kN

    Rc;d = Rbk /(1.45*1.75) + Rsk /(1.3*1.75) = 700.2 + 1044.0 = 1744.2 kN OK

    DA2

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    Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kN

    Rb;k = 1593.0 kN ; Rs;k = 2375.0 kN as for DA1

    Rc;d = Rb;k /(1.1*1.75) + Rs;k /(1.1*1.75)

    = 827.5 + 1233.8 = 2061.3 kN

    Fc;d < Rc;d (2020.7 < 2061.3) so inequality is satisfied for DA2

    DA3

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    Fc;d as per DA1.C2 but partial factors on structural actions are 1.35

    and 1.5

    Design value of resistance obtained by using m (Table A4)

    parameters on soil properties and in Ireland a model factor of 1.75 is

    applied on b and s

    DA3

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    qb;d = (9cu / m + v) = (9*600/(1.4*1.75) + 2*18 + 9*22) = 2438.1 kPa

    qs;d = cu / m = 0.4*{(100/(1.4*1.75) + 600/(1.4*1.75))/2} = 57.1 kPa

    Fc;d

    = 2020.7 kN

    Rc;d = 689.4 + 968.7 = 1658.1 kN

    Inequality Fc;d Rc;d Not satisfied

    Rb;d = Abqb;d = (*0.62/4)*2438 = 689.4 kN

    Rs;d = Asqs;d = *0.6*9*57.1 = 968.7 kN

    Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kNNote: increased partial factors compared with DA1:C2

    Piles in Tension

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    Design of piles in tension is same as the design of piles in compression

    except a greater margin of safety required and there is no base resistance

    Ft;d R

    t;d

    Must consider

    Pull-out of piles from the ground mass

    Uplift of block of ground (or cone)

    Group effect shall consider reduction in vertical effective stress

    The severe adverse effect of cyclic loading and reversal of loading shall be

    considered

    Design of a Pile from Tension Load Tests

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    Extrapolation of the load-displacement curve from pile load tests should

    not be used for tension tests

    Rt;d

    = Rt;k

    /s;t

    Rt;k is determined from Rt;m using values in same manner as for a

    compression test

    values from Table A.9 as before

    s,t from Tables A.6, A.7 & A.8

    Normally it should be specified that more than one pile should be tested,

    or 2% if a large number of piles

    Design of a Tension Pile from Ground Test Results

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    Established from pile load test and from comparable experience

    Rt;d = Rt;k/s;t where Rt;k = Rs;k

    Rt;k obtained from:

    Rt;k = Min {(Rs;calc)mean / 3; (Rs;calc)min / 3}

    or using the alternative procedure from Rt;k = qsi;k Asi

    values from TableA.10

    s,t from Tables A.6, A.7 & A.8

    In Ireland a model factor of 1.75 on s,t from Tables A.6, A.7 & A.8 if

    alternative procedure is adopted

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    Discussion

    Any Questions


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