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Session 3
Calculation Models
EQU, UPL and HYD
Design of Pile Foundations
(Killiney Bay)
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SLS and Settlement Calculations
(Dalkey Island)
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Summary of ULS Designs
2.292.291.56DA3
1.871.871.57DA22.082.081.39DA1.C2
(1.62)(1.32)DA1.C1
ULSDesign Width
Drainedwidth (m)
Undrainedwidth (m)
For this example
Drained conditions give the larger design widths
Considering undrained and drained conditions (design width):
DA1.C2 is larger than DA1.C1 DA3 gives largest width for ULS (2.29m)
DA2 gives smallest width for ULS (1.87m)
Considering just undrained conditions:
DA2 gives the largest width for ULS (1.57m)
DA1 gives smallest width for ULS
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SLS Design
Is it always necessary to calculate the settlement to check the SLS?In SLS Application Rules, Eurocode 7 states that:
For spread foundations on stiff and firm clays calculations of vertical
displacements (settlements) should usually be undertaken
For conventional structures founded on clays, the ratio of the bearing capacity
of the ground, at its initial undrained shear strength, to the applied
serviceability loading(OFSu) should be calculated If this ratio is less than 3,
calculations of settlements should always be undertaken. If the ratio is less
than 2, the calculations should take account ofnon-linear stiffness effects in
the ground
i.e. if OFSu < 3, one should calculate settlement
If OFSu < 2, one should calculate settlement accounting for non-linear stiffness
For undrained designs of foundations with permanent structural loads only
DA1 give OFSu = 1.4 while DA2 and DA3 give OFSu = 1.89. Hence settlemen
calculations are needed
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OFSu Ratios
Calculating the undrained OFS ratio using the design width i.e. the draineddesign width:
OFSu = Ru,k / Vk = A ( (p + 2) cu,k bc sc ic + qc ) / Vc
= B2 x ( 5.14 x 200 x 1.0 x 1.2 x 1.0 + 20.0 x 0.8) / ( 900 + 600 )
= B2 x ( 1234.0 + 16.0 ) / 1500 = 0.833 B
In this example, using design (i.e. drained) widths:
For DA1, OFSu = 3.60 ( > 3 ) Settlement need not be calculated
For DA2, OFSu = 2.91 ( < 3 ) Settlement should be calculated
For DA3, OFSu = 4.37 ( > 3 ) Settlement need not be calculatedBut using the undrained widths OFSu values are all less than 2.0,
- much lower than value of 3 often used in traditional designs
1.971.564.372.29DA3
1.991.572.911.87DA2
1.571.393.602.08DA1
OFSu using undrainedwidth
= Ru,k / Vk = F x M/R
ULSundrainedwidth (m)
OFSu using drained width= Ru,k / Vk = 0.833 B
2ULS design(drained)width (m)
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Settlement Calculations
Components of settlement to consider on saturated soils: Undrained settlements (due to shear deformation with no volume change) Consolidation settlements
Creep settlements
The form of an equation to evaluate the total settlement of a foundation on
cohesive or non-cohesive soil using elasticity theory, referred to as the adjustedelasticity method, is given in Annex F:
s = p B f / Emwhere:
Em
= design value of the modulus of elasticity
f = settlement coefficient
p = bearing pressure
Assume Em = E = 1.5N = 1.5 x 40 = 60 MPa f = (1 2) I where = 0.25 and I = 0.95 for square flexible uniformly loaded foundation
Then f = (1 0.252) x 0.95 = 0.891
p = (Gk + Qk)/B2 = (900 + 600) / B2 = 1500 / B2
Hence settlement:
s = p B f / Em = (1500 / B2 ) x B x 0.891 x 1000 / 60000 = 22.28 / B mm
where B is in m
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Calculated Settlements
9.74.372.29DA3
11.92.911.87DA2
10.73.602.08DA1
Settlement ( mm )
s = 22.28 / B
OFSuULS design
width (m)
In this example, using adjusted elasticity method and ULS design widths, the
calculated settlements, s for all the Design Approaches are less than 25 mm
The SLS design requirement Ed Cd is fulfilled as for each DA, s < 25 mm
Note words of caution in EN 1997-1:
Settlement calculations should not be regarded as accurate but as merely
providing an approximate indication
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Conclusions
In the example considered:
ULS design: For each Design Approach, the drained condition determines
the foundation width
SLS design: The calculated settlements are less than the allowable
settlement of 25mm, so that the SLS condition is satisfied using the designwidths obtained using all the Design Approaches
The ratio Ru,k / Vk for the ULS drained design widths is greater than 3 for DA1
and DA3 so settlement calculations are not required
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Any Questions?
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Session 3a
Calculation Models
(Killiney Hill and Dalkey Island)
Need for Calculation Models
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Need for Calculation Models
Equations: ULS Ed Rd SLS Ed Cd
For a ULS, calculation models are generally not needed to determine Ed e.g. the design
load on a foundation is obtained by multiplying the characteristic applied load by the
partial factor:
Ed = Fd = F Fk
An exception is where the action is due to the soil, e.g. the earth pressure on a retaining
structure. In such situations a calculation model involving the soil strength as well as the
applied load is required to obtain the earth pressure
e.g. Fd = F f{ck, k, Fk} Calculation models are always required to determine the design resistance, Rd, e.g. the
bearing or sliding resistance of a spread foundation
For an SLS, calculations are always required to determine Ed, e.g. the settlement of a
foundation
Values of Cd, the limiting design value of the effect of an action, e.g. the maximum
allowable settlement, are provided and so no calculation model is required
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Calculation Models in Eurocode 7
Since it was decided that the code text of Eurocode 7 should focus on
the principles and not be prescriptive, the calculation models have been
placed in the following informative Annexes
Annex C: Samples procedures to determine limit values of earth
pressures on walls
Annex D: A sample analytical method for bearing resistance
calculation
Annex E: A sample semi-empirical method for bearing resistance
estimation
Annex F: Sample methods for settlement evaluation Annex G: A sample method for determining presumed bearing
resistances for spread foundations on rock
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Status of Calculation Models in Eurocode 7
As the calculation models in Eurocode 7 are in Annexes, they
are optional, not mandatory
Each country has to decide if:
The calculation models in the Annexes are to be used in its
jurisdiction
Or if alternative calculation models, more suited to its soil
conditions, climate and testing methods, are to be used
However, if a design is carried out using an alternative
calculation rule it cannot claim to be fully in accordance with
Eurocode 7
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Annex C: Earth PressuresTwo methods are provided to determine the earth pressures on walls
The first method is a graphical method giving graphs of horizontal components of Kand Kp for different values, wall friction and slope angles, of ground behind the
wall
These are taken from BS 8002 (BSI 1994) and are based on work by Kerisel and
Absi (1990), e.g. Ka values in figure below:
Analytical Earth Pressures
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Analytical Earth Pressures
Since graphical earth pressures require the visual selection of a value and since
numerical methods, such as finite element analyses, require analytical values ofthe earth pressure, it was decided also to provide an analytical method to
determine the earth pressure
Following general equation for Ka and Kp is provided based on the method of
characteristics with slip line fieldse = c Kc + q Kq + d K
Equations for the earth pressure factors Kc, Kq, and K in Eurocode 7 are the
same as those in the Danish Code DS 415 (1984)
Eurocode 7 equation is based on equations by Ktter (1903) in Berlin for the
stress on curved slip surfaces
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Annex D: Bearing Resistance Calculation
Annex D provides equations for calculating the
bearing resistance of spread foundations for
undrained and drained conditions
Bearing resistance acts over effective foundationarea A, which in the case of eccentric loads is
defined as the reduced area of the foundation base
through the centroid of which the resulting loads act
Factors are given for foundation base inclination (b),shape (s) and load inclination (i), but not for
embedment depth (d)
Factors based on equations in DIN 4017: Parts 1and 2:1979
Only difference is that DIN has Nb instead of 0.5N
Exact solutions for Nc
and Nq
factors were originally
derived by Prandtl (1920 and 1921) and published in
German
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Undrained Bearing Resistance
Undrained bearing resistance
R/A = ( + 2)cubcscic + q
where the dimensionless factors for:
Inclination of the foundation base bc = 1 2 / ( + 2)
The shape of the foundation
sc = 1+ 0/2 (B/L) for a rectangular foundationsc = 1.2 for a square or circular shape
The inclination of the load, caused by a horizontal load H
with H Acu
)cA'H1(1
21i
u
c +=
D i d B i R i t
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Drained Bearing Resistance
Drained bearing resistance
R/A = c' Ncbcscic + q 'Nqbqsqiq + 0.5'B 'Nbsi
with the values of the dimensionless factors for:
the bearing resistance:
Nq = e tan' tan2(45 + '/2)Nc = (Nq - 1) cot
N = 2 (Nq- 1) tan', where '/2 (rough base)
the inclination of the foundation base:
bc = bq - (1 - bq) / (Nc tan)
bq = b = (1 - tan)
the shape of foundation:
sq = 1 + (B' / L' ) sin', for a rectangular shape
sq = 1 + sin', for a square or circular shape
s = 1 0,3 (B'/L), for a rectangular shape
s = 0,7, for a square or circular shapesc = (sqNq -1)/(Nq - 1) for rectangular, square or circular shape
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Characteristic and Factored Nc Values
0
20
40
60
80
100
120
20 25 30 35 40
Characteristic angle of shearing resistance, 'k(o)
Bearingresistancefactor,
Nc,
ck
c,DA2c,DA1.C2
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Characteristic and Factored Nq Values
0
20
40
60
80
100
120
20 25 30 35 40
Characteristic angle of shearing resistance, 'k(o)
Bearingresistancefactor,
Nq
q,k
q,DA1.C2
q,DA2
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Characteristic and Factored N Values
0
20
40
60
80
100
120
20 25 30 35 40
Characteristic angle of shearing resistance, 'k(o)
Bearingresist
ancefactors,
Nc,
Nq,
N
,DA2
,DA1.C2
,k
Comparison of N Values
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Comparison of N Values
0.0
20.0
40.0
60.0
80.0
100.0
120.0
15.0 20.0 25.0 30.0 35.0 40.0
Eurocode 7
Caquot & Kerisel
Salgado
Brinch Hansen
Meyerhof
N
Effective angle of shearing resistance,'
Exact solutions are not available for N
and a number of different equations havebeen proposed:
Caquot and Kerisel (1953):
N = 2(Nq + 1) tan
Meyerhof (1963):
N = (Nq - 1) tan (1.4)
Brinch Hansen (1970):
N = 1.5 (Nq - 1) tan
Equation for Nadopted in Eurocode 7:
N = 2 (Nq - 1) tan
EC7 eqn. was obtained by Vesic (1973)and adopted in Eurocode 7 as anupdating of Brinch Hansens eqn. on basisof tests carried out Muhs (1973) in Berlin
Recently Martin in Oxford has obtainedexact solutions for N to which Salgado(2008) has fitted the following eqn:
N = (Nq - 1) tan (1.32 )
Salgados eqn. is closest toBrinch Hansens eqn. and
appears to indicate that the
Eurocode 7 equation for Ng may
be unconservative (i.e. unsafe)
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b, s and i factors
The source of the b, s and i factors in Eurocode 7 are:
For undrained conditions:
The shape factor was proposed by Skempton (1951) The load inclination factor is an algebraic fit to an exact solution by Green
(1954)
For drained conditions:
The base inclination factors, b for drained conditions were proposed by
Brinch Hansen (1970)
The shape factors are taken from DIN 4017. They are less conservative byabout 10 20% than the values proposed by de Beer (1970)
The load inclination factors, i for drained conditions were proposed by
Vesic (1975)
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Bearing Resistance Estimation
Annex F provides the following semi-empirical equation for estimating
the bearing resistance of a spread foundation from pressuremeter test
results:
R / A = v0 + k p*le
where k is the bearing resistance factor, and
p*le is the net effective limit pressure from a pressuremeter test
This equation is taken from the French rules, MELT 1993
No values for the k factors are given in Eurocode 7
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Settlement Evaluation
Annex F has 5 sections outlining the principles and methods for
evaluating the settlement of a foundation
Section F.2, titled Adjusted Elasticity Method, states that the total
settlement of a foundation on cohesive or non-cohesive soil may
be evaluated using elasticity theory and an equation of the form:
s = ( p b f ) /Em
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Bearing Resistance for Foundations on Rock
Annex G provides a sample method for
deriving presumed bearing resistance
for spread foundations on rock It has four figures, taken from BS 8004
(BSI, 1986), with contours of presumed
bearing resistance plotted against the
uniaxial strength of rock, qc on theabscissa and discontinuity spacing, dcon the ordinate
Contours are plotted for four groups ofrock, ranging from Group 1 rocks,
defined as pure limestones and
carbonate sandstones of low porosity,
to Group 4 rocks, defined asuncemented mudstones and shales
Conclusions
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Conclusions
Eurocode 7 developed to provide the principles for geotechnical design
Emphasises that knowledge of ground conditions and control of workmanship
have greater significance to fulfilling the fundamental requirements than applying
sophisticated calculation models
Variety of calculation models used for geotechnical design in different countries
due to different soil types, climatic conditions and testing methods
Calculations models are informative not mandatory and placed in Annexes
Calculation models in Annexes from many sources, times and countries
The various models in Eurocode 7 have been reviewed by many geotechnical
engineers during the 29 years since the first EC7 meeting
They represent a synthesis of geotechnical knowledge, design practice and
experience
Should provide a sound basis for harmonised geotechnical design in Europe usin
Eurocode 7
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Time for Discussion
Any questions
Session 3b
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EQU, UPL and HYD Ultimate Limit States
(Dalkey Island)
EQU UPL and HYD Ultimate Limit Sates
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EQU, UPL and HYD Ultimate Limit Sates
All involve stability of structures subjected to forces with no or very
little soil or structural resistance
Relevance of EQU for geotechnical and structural design a topic for
discussion at present UPL and HYD are only relevant for geotechnical designs and can be
very important
Example of a design situation:
Beam
Tension pile
For what ULS do you design the pile EQU or GEO?
For DA1 T = 0 !
T
Fulcrum
S ti 10 H d li F il
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Section 10 Hydraulic Failure
Eurocode 7 is mainly concerned with GEO ULS failure modesinvolving the strength of the ground and SLS involving soilstiffness or compressibility e.g.
Bearing resistance failure of spread foundations
Failure by rotation of embedded retaining walls, and
Excessive settlement of spread foundations
Section 10 of Eurocode 7 is concerned with hydraulic failure
where the strength of the ground is not significantin providingresistance and where failure is induced by excessive pore-waterpressures or seepage
The hydraulic modes of failure include:
1. Failure by uplift (buoyancy)
2. Failure by heave
3. Failure by internal erosion
4. Failure by piping
UPL d HYD Ulti t Li it St t
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UPL and HYD Ultimate Limit States
In Eurocode 7 the hydraulic failure ULSs are divided into UPL and HYD and
recommended partial factor values are provided for each
A UPL ultimate limit state is loss of equilibrium of a structure or the grounddue to uplift by water pressure (buoyancy) or other vertical actions
A typical UPL situation is uplift of a deep basement due to hydrostatic
static groundwater pressure
An HYD ultimate limit state is hydraulic heave, internal erosion and piping in
the ground caused by hydraulic gradients
A typical HYD situation is heave of the base of a deep excavation due to
seepage around a retaining wall
Since the strength of the ground is not significant in UPL or HYD situations,
only one set of recommended partial factors is provided for each of these
ULSs, not three Design Approaches as for GEO ULSs
Hydraulic Failures
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yd au c a u es
Figures from EN 1997-1 showing Hydraulic Failures
Conditions that may cause piping
Conditions that may cause Uplift Conditions that may cause heave
Stabilising Forces in UPL and HYD
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Stabilising Forces in UPL and HYD
For both UPL and HYD ultimate limit states one needs to check there is not
loss of equilibrium with regard to stabilising and destabilising forces
The stabilising force in UPL is mainly due to the self-weight of structure, butsome stabilising force is provided by the ground resistance on the side of
structure due to the strength of the ground
HYD failure occurs when, due to the hydraulic gradient, the pore waterpressure at a point in the soil exceeds the total stress or the upward
seepage force on a column of soil exceeds the effective weight of the soil
Stabilising force in HYD is provided entirely by the weight of the soil
The strength of the ground is not considered to be involved at all in HYD in
resisting the force of the seeping water
UPL Equilibrium Equation
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q q
UPL Equilibrium
One equation given:
Vdst;d Gstb;d + Rd 2.8
where:
Vdst;d = design vertical disturbing load
= Gdst;d (design perm. load) + Qdst;d (design var. load)
Gdst;d = b x udst;d (design uplift water pressure force)
Rd = Td (design wall friction force)
HYD Equilibrium Equations
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Two equations are given for HYD equilibrium
First eqn: udst;d std;d 2.9
(total stress eqn. - only equation in Eurocode 7 in terms of stress)
Second eqn: Sdst;d Gstb;d 2.9
(seepage force and submerged weight eqn.)
i.e. (w i Vol)d ( Vol)d where i = h / d
(w h/d)d ()d
(w h)d (d)dudst;d stb;d (effective stress eqn.)
=
d
h
Relevant soilcolumn
Groundwater level at ground
surface
Standpipe
Hydraulic head
Design effective soil weight, G'stb,d
Design seepage force, Sdst,d
Design total pore water pressure, udst,d
Design total vertical stress, stb,d
surface
Recommended UPL and HYD Partial Factors
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a
s;t
cu
c
Material properties, M plus pile tensile
resistance and anchorage resistance
Q;dst33
G;stb
G;dst
Actions, F
Partial factors
1.4
1.4
1.4
1.25
1.25
1.5
0.9
1.0
UPL
-
-
-
-
-
1.5
0.9
1.35
HYD
Note:
In UPL, a factor of 1.0 is recommended for destabilising permanent actions, e.g. uplift
water pressures. The required safety is thus obtained by factoring stabilising permanent
actions by 0.9 and the soil strength or resistance
In HYD, no partial material factors are provided as no soil strength is involved
Overall Factor of Safety (OFS) for Uplift
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Overall Factor of Safety (OFS) for Uplift
Equation 2.8:
Vdst;d Gstb;d + Rd
For no Rd (i.e. soil resistance on side of buried structure ignored)
G;dst Vdst;k = G;stb Gstb;k
Overall factor of safety (OFS) = Gstb;k / Vdst;k = G;dst / G;stb
Applying recommended partial factors
G;dst/G;stb = 1.0/0.9 = 1.11
Hence OFS = 1.11
OFS against Heave using EC7 Equations
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Equation 2.9bSdst;d Gstb;d
G;dst Sdst;k G;stb Gstb;k
G;dst w i V G;stb V
OFS(b) = Gstb;k / Sdst;k = G;dst / G;stb
= / (wi) = ic/i = critical hydraulic
gradient / actual hydraulic gradient
OFS(b) = dst/stb = 1.35/0.9 = 1.5
d
h
Relevant soil column
Groundwater level at ground
surface
Standpipe
ydraulicPotential head
Design effective soil weight,
G'stb;dDesign seepage force, Sdst;d
Design total pore water pressure, udst;d
Design total vertical stress, stb;d
Equation 2.9audst;d stb;d
G;dstwd + G;dstwh G;stb'd + G;stbwd
OFS(a) = G;dst / G;stb = (d + wd) / (wh + wd)
= (ic + 1)/(i + 1) = 1.5ic/i = 1.5 + 0.5/i
if i = 0.5 then ic/i = OFS(b) = 2.5
i.e. more cautious than using Eqn. 2.9b because
w
d occurs on both sides of equation and ismultiplied by different F values
Comment on HYD
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HYD ultimate limit states include internal erosion and piping as well as heave
The OFS value traditionally used to avoid piping is often very much greater than
the 1.5 provided by the HYD partial factors; e.g. 4.0
Hence, EN 1997-1 gives additional provisions to avoid the occurrence of internalerosion or piping
For internal erosion, it states that:
Filter criteria shall be used to limit the danger of material transport by internal erosion
Measures such as filter protection shall be applied at the free surface of the ground
Alternatively, artificial sheets such as geotextiles may be used
If the filter criteria are not satisfied, it shall be verified that the design value of the
hydraulic gradient is well below the critical hydraulic gradient at which soil particlesbegin to move. ic value depends on the design conditions
EN 1997-1 states thatpiping shall be prevented by providing sufficient resistance
against internal soil erosion through by providing:
- Sufficient safety against heave
- Sufficient stability of the surface layers
Uplift Design Example(Issued for Workshop on the Evaluation of Eurocode 7
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(Issued for Workshop on the Evaluation of Eurocode 7
in Dublin in 2005)
T
15.0m
Structural loading gk
= 40kPa
5.0m R
U
G
Design situation given:
- Long basement, 15m wide
- Sidewall thickness = 0.3m
- Characteristic structural loading = 40 kPa- Groundwater can rise to ground surface
- Soil is sand with k = 35o, g = 20 kN/m3
- Concrete weight density = 24 kN/m3
Base thickness, D requested
Forces
U = Uplift water pressure force = w15 (5 +
G = Weight of basement plus structural loa
R = Resisting force from soil on side walls
A wide range of design values obtained for D = 0.42 0.85m
Why?
Model for UPL Equilibrium Calculation
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Model Assumptions
Include or ignore R ?
R = A = Ahtan = AKvtan where A = sidewall area
What value for K? K is a function of and . Should K = K0 or Ka ?
What value for wall friction ?
Is a function of? Should = or 2/3 ?
How should partial factors be applied to obtain Rd?
No UPL resistance factors are provided in EN 1997 to obtain Rd from Rk
i.e. there is no UPL equivalent to DA2
Could design according to EN 1997-1 and assume h = Kav1) With Rk =AKa;kvtank apply partial factorM to k to obtain Ka;d
and d as for DA1.C2 and hence get Rd (Clause 2.4.7.4(1))
2) Treat R as a permanent stabilising vertical action and apply G;stb to Rk
to obtain Rd (Clause 2.4.7.4(2))
Determination of Design Value of Rd
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Assume K = Ka and is obtained from EN 1997-1 for = 2/3
1) Clause 2.4.7.4(1): Apply partial factorM to k to obtain Ka;d and d and hence Rd
No factors applied: k = 35o and = 2/3 Ka;k = 0.23
k = 2/3k = 23.3o Rk = AKa;kvtank = 0.099Av
a) M = 1.25 applied to obtain d and d by reducing k and hence k
d = 29.3o and = 2/3 Ka;d = 0.29
d = 2/3d = 19.5o Rd = AKa;dvtand = 0.103Av
Since R is a resistance, need Rd < Rk: Rd = (0.103/0.099)Rk Rd = 1.04 Rk unsafe
b) M applied to increase k but to reduce
d = 41.2o and d = 19.0
o d/d = 19.0/41.2 = 0.46 Ka;d = 0.18
Rd = AKa;dvtand = 0.062Av
Rd = (0.062/0.099)Rk Rd = 0.69 Rk safe
2) Clause 2.4.7.4(2): Treat R as a permanent stabilising vertical action and apply G;stb to
Rk to obtain Rd
Rd = G;stbRk Rd = 0.9 Rk safe
Comments on Uplift Design Example
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p g p
Reasons for Range of Solutions Obtained for Uplift Design Example:
Whether R Ignored or included
Model chosen for R = A h tan = A Kv tan
K = K0 or Ka
= 0.5 or (2/3)
How Rd is obtained
Treated as a resistance or a stabilising action
How partial factors are applied
What partial factors are applied
Heave Design Example
(I d f W k h th E l ti f E d 7
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(Issued for Workshop on the Evaluation of Eurocode 7
in Dublin in 2005)
Design Situation
- 7m deep excavation
- Sheet pile wall- Pile penetration 3m below excavation
level
- 1.0 m water in excavation
- Weight density of sand = 20 kN/m3
Require H
- Height of GWL behind wall above
excavation level
GWL
1.0m
Sand = 20kN/m3 3.0m
7.0m
H = ?Water
A very wide range of design values obtained: H = 1.7 6.6m
Why?
Reasons for Range of Solutions to Heave Example
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Assumption Regarding PWP distribution around the wall (i.e. pwp at toeof wall)
Some used equation for pwp at toe from EAU Recommendations
Some obtained pwp at toe from flownet
Some assumed a linear dissipation of pwp around wall - this gives leastconservative designs
Choice of Equilibrium Equation
Some used Equation 2.9a with partial factors applied to total pwp and totalstress. This involves applying different partial factors to hydrostatic pwp on
either side of equation and gave an overall factor of safety that is 1.5d/h
greater than Equation 2.9b
Most design solutions were based on Equation 2.9b i.e. comparing seepage
force and effective soil weight
Treatment of Seepage Force
Some treated seepage force as a variable action
Most considered it a permanent action
Conclusions on EQU, UPL and HYD Ultimate
Limit States
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Limit States
EQU, UPL and HYD are all ultimate limit states involving the equilibrium of
forces (actions) with little or no resistance forces
EQU is rarely relevant for geotechnical designs
EQU is being debated within the Eurocodes at present
Uplift and heave ultimate limit states involving failure due to water pressures
and seepage are important in geotechnical design and are different from
geotechnical designs involving soil strength Need to clearly identify the stabilising and destabilising actions
This is best achieved by working in terms of actions (forces) rather than
stresses
Need to apply partial factors appropriately to get the design stabilising and
destabilising actions for both uplift and heave design situations
Designs against uplift and heave failure are clarified using the equilibrium
equations and partial factors provided in Eurocode 7
Discussion
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Discussion
Any Questions?
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Session 3c
Design of PileFoundations
(Killarney Waterfall)
Scope
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Scope
Applies to end-bearing piles, friction piles, tension piles and
transversely loaded piles installed by driving, jacking, and by
screwing or boring with or without grouting
Not to be applied directly to the design of piles that are intended to
act as settlement reducers
Relevant CEN Standards
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Reference is made in Eurocode 7 to other CEN standards that are
relevant to the design of pile foundations
Eurocode 3, Part 5: Design of steel Structures Piling
(EN 1993-5)
Execution standard Execution of Special Geotechnical Works
EN 12699:2000 Displacement piles
EN 12063:2000 - Sheet pile walls
EN 1536:1999 - Bored Piles
EN 14199:2005 - Micro-piles
Limit State Checklist for Pile Design
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Unacceptable vibrations
Excessive lateral movement
Excessive heave
Excessive settlement
Combined failure in the ground and in the structure Note change from handout
Combined failure in the ground and in the pile foundation
Structural failure of the pile in compression, tension, bending, buckling or shear
Failure in the ground due to transverse loading of the pile foundation
Uplift or insufficient tensile resistance of the pile foundation
Bearing resistance failure of the pile foundation
Loss of overall stability
CheckedLimit states to be considered
Actions due to Ground Movements
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Effects on piles of ground movements due to consolidation, swelling,adjacent loads, creeping soil, landslides, earthquakes are treated as actions
Give rise to downdrag (negative skin friction), heave, stretching, transverse
loading and displacement
Usually design values of strength and stiffness are upper values
Two approaches
Ground displacements considered as an action and an interaction
analysis carried out to determine the forces
An upper bound force, which the ground could transmit to the pile, is
introduced as a design action
Downdrag An upper bound on a group of piles may be calculated from theweight of surcharge causing the movement
Transverse loading is normally evaluated by considering the interaction
between piles, treated as stiff or flexible beams, and the moving soil mass
Pile Design Methods
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g
Static load tests which have been demonstrated to be consistent
with other relevant experience
Empirical or analytical calculation whose validity has been
demonstrated by static tests in comparable situations
Dynamic tests - whose validity has been demonstrated by statictests in comparable situations
Observed performance of a comparable foundation provided thisapproach is supported by the results of site investigations and
ground testing
Design considerations
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Stiffness and strength of the structure connecting the piles
Duration and variation in time of the loading when selecting the
calculation method and parameter values and in using load test
results
Planned future changes in overburden or potential changes in the
ground water level
Checklist for Selection of Pile Type
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The handling and transportation of piles
The possibility of connecting different ground-water regimes
The deleterious effects of chemicals in the ground
The tolerances within which the pile can be installed reliably
The effect of the method and sequence of pile installation on piles, which
have already been installed and on adjacent structures or services.
The possibility of preserving and checking the integrity of the pile beinginstalled
The stresses generated in the pile during installation
The ground and ground-water conditions, including the presence or
possibility of obstructions in the ground.
CheckedSELECTION OF PILE TYPE
Special Features of Pile Design to Eurocode 7
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Gives method of determining characteristic values directly from the
results of pile load tests or from profiles of tests etc. using values
DA1 is a resistance factor approach
DA3 not used for design from pile load tests
Pile Load Tests
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Can be on TRIAL PILES or on WORKING PILES
If one pile test is carried out, normally located in the most adverseground conditions
Adequate time to ensure required strength of pile material and that
pore-water pressures have regained their initial values
Axially Loaded Piles in Compression
Equilibrium equation:
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Equilibrium equation:
Fc;d < Rc;dwhere:
Fc;d is the ULS design axial compression load
Fc;d
is determined using partial factors applied to the characteristic loads relevant
to the DA being used
Self weight of pile should be included, along with downdrag, heave or
transverse loading, however the common practice of assuming that the
weight of the pile is balanced by that of the overburden allowing both to beexcluded from Fc;d and Rc;d is permitted, where appropriate
The pile weight may not cancel the weight of the overburden if a) downdrag is significant
b) the soil is light c) the pile extends above the ground surface.
Rc;d is ULS design bearing resistance and is the sum of all the bearing
resistance components against axial loads, taking into account the effect of
any inclined or eccentric loads
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RecommendedPartial Factor
Values
Design of a Compression Pile
from Pile Load Tests
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from Pile Load Tests
Fc;d is calculated in the normal way with F factors applied to applied
loads
Rc;d must be determined from the measured pile resistance Rc;m
Rc;m can be based on the total resistance or can be separated into
Rb;m (base) and Rs;m (shaft)
DA3 not used for pile design from load tests
Determination of Characteristic Resistance
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Characteristic resistance for DA1 & DA2
Rc;k = Min {(Rc;m) mean /1; (Rc;m) min /2 }
Characteristic values determined directly not estimated
1.01.01.051.21.42
1.01.11.21.31.41
54321 for n =
Table A.9
Note
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For structures which have sufficient stiffness to transfer loads from
weak to strong piles, may be divided by 1.1 provided it is not less
than 1.0
Example 1
Pil D i f Pil L d T t
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Pile Design from Pile Load Tests
CFA pile
600 mm diameter
Glacial till
Loose fill
F
9.0m
2.0m
Characteristic Loads
Gk= 1200 kN
Qk = 200 kN
Pile Load Test Results
No of test = 2
Max Applied Load = 4000kN
(same on both piles)
Max load on base = 600kN
DA1.C1
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DA1.C1 (A1 + M1 + R1) Fc;d = 1.35*1200+1.5*200 = 1920 kN
Note weight of pile not included)
Rc;m = 4000 kN for both
Rc;k= lesser of 4000/1.3 or 4000/1.2 = 3077 kN
Use measured toe force to give shaft force from ratio of total load to base load
Rb;k= (600 / 000) Rc;k = 462 kN; Rs;k= 2615 kN
Rc;d = Rb;k / 1.1 + Rs;k / 1.0 = 462 / 1.10 + 2615 / 1.0 = 3035 kN
Fc;d (1920 kN) < Rc;d (3035kN)
DA1.C1 is satisfied.
DA1.C2
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DA1.C2 (A2 + M1 or M2 + R4)
Fc;d = 1.0*1200+1.3*200 = 1460 kN
Note weight of pile not included
Rb;k = 462 kN; Rs;k = 2615 kN as before for DA1.C1
Rc;d
= Rb;k
/ 1.45 + Rs;k
/ 1.3 = 462 / 1.45 + 2615 / 1.3 = 2615 kN
Fc;d (1460 kN) < Rc;d (2615kN)
DA1.C2 is satisfied
DA1.C1 and DA1.C2 are both satisfied, therefore DA1 is satisfied
DA2 (A1 + M1 + R2)
DA2
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DA2 (A1 + M1 + R2)
Fc;d = 1.35*1200+1.5*200 = 1920 kN
Note weight of pile not included
Rc;m = 4000 kN for both
Rc;k= lesser of 4000 / 1.3 or 4000 / 1.2 = 3077kN
Use measured toe force to give ratio Rb;k= (600 / 4000) Rc;k = 462 kN; Rs;k= 2615 kN as before
Rc;d = Rb;k / 1.1 + Rs;k/ 1.1 = 462 / 1.1 + 2615 / 1.1 = 2797 kN
Fc;d (1920 kN) < Rc;d (2797kN)
DA2 is satisfied
Dynamic Pile Load Tests
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Provided an adequate site investigation has been carried out and
the method has been calibrated against static load tests on same
type of pile, of similar length and cross-section and in comparable
ground conditions
Dynamic load tests may be used as an indicator of the consistency
of piles and to detect weak piles
Design of a Compression Pile
from Ground Test results
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Fc;d is determined in the normal way by factoring the loads
Rb;k and Rs;k or Rt;k must be determined from:
Number of profiles of tests and applying factors(different to values of factors for design from pile load tests)
or
an alternative procedure see next slide
Then as for design from pile load tests
Rb,d = Rb,k / b and Rs,d = Rs,k / s
where the b , b and t values are given in Table A.6, A.7 and A.8
(same as for design from pile load tests)
Alternative Procedure to Determine Rs,k and
Rb,k from Ground Strength Parameters
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Calculate the characteristic base resistance (qb;k) and shaft
resistances (qs;k) using characteristic values of ground parameters
[C7.6.2.3(8)] and hence:
Rb;k = Abqb;k and Rsk = qsi;kAsi
where
Ab = the nominal plan area of the base of the pile
Asi = the nominal surface area of the pile in soil layer i
A Note in Eurocode 7 states: If this alternative procedure is applied,
the values of the partial factors b ands recommended in Annex A
may need to be corrected by a model factor larger than 1,0. The
value of the model factor may be set by the National annex
In Ireland a model factor of 1.75 is applied to b and s ort when
using this approach
Example 2
Pile Design using Ground Tests
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CFA pile600 mm diameter
Glacial till
Loose fill
F
9.0m
2.0m
Pile Design using Ground Tests
Pile Design from Ground Test Results
Th pil d d diti f thi pl th th f
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The piles and ground conditions for this example are the same as those for
Example 1, where the pile design is based on pile load tests. It is required in this
example to verify that, on the basis of the ground properties, 600mm diameter
CFA piles will support the characteristic permanent and variable vertical loads of
1200kN and 200kN, respectively The cuk value for the very stiff glacial till increases linearly from 100kPa at 2m
depth (top of the till) to 600kPa at 11m (bottom of the pile). The properties of the
glacial till are = 22kN/m3, ck
= 0, s,k
= 36o for shaft resistance and b,k
= 34o for
the base resistance (the reduction in ' is to allow for the higher stress levels at
the base). The unit weights of the fill and concrete are 18kN/m3 and 24kN/m3,
respectively. The water table is at a depth of 2.0m, which coincides with the top
of the till
As the characteristic values of the soil properties are given, the characteristic
resistances are to be determined using these values. In Ireland a model factor of
1.75 is applied to b and s ort (R values)
Ground Parameters
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Only undrained conditions considered
Assume
qb = 9cu + v0
qs = cu where = 0.4
WP (weight of pile) = * 0.62 * 11.0 * 24.0 / 4 = 74.6 kN
DA1
qb k = (9c + ) = (9*600 + 2*18 + 9*22) = 5634 kPa
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qb;k (9cu + v) (9 600 + 2 18 + 9 22) 5634 kPa
qs;k = cu = 0.4*{(100 + 600)/2} = 140 kPa
Rb,k = Abqb,k = ( * 0.62 / 4) * 5634 = 1593 kN
Rs,k = Asqs,k = ( * 0.6 * 9 * 140 = 2375 kN
DA1.C1: (A1+M1+R1)
Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kN
Rc;d = Rb,k /(1.0*1.75) + Rs,k /(1.0*1.75) = 910.3 + 1357.1 = 2267.4 kN OK
DA1.C2 (A2+(M1 or M2) +R4)
Fc;d = 1.0(1200 + 74.6) + 1.3*200 = 1534.6 kN
Rc;d = Rbk /(1.45*1.75) + Rsk /(1.3*1.75) = 700.2 + 1044.0 = 1744.2 kN OK
DA2
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Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kN
Rb;k = 1593.0 kN ; Rs;k = 2375.0 kN as for DA1
Rc;d = Rb;k /(1.1*1.75) + Rs;k /(1.1*1.75)
= 827.5 + 1233.8 = 2061.3 kN
Fc;d < Rc;d (2020.7 < 2061.3) so inequality is satisfied for DA2
DA3
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Fc;d as per DA1.C2 but partial factors on structural actions are 1.35
and 1.5
Design value of resistance obtained by using m (Table A4)
parameters on soil properties and in Ireland a model factor of 1.75 is
applied on b and s
DA3
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qb;d = (9cu / m + v) = (9*600/(1.4*1.75) + 2*18 + 9*22) = 2438.1 kPa
qs;d = cu / m = 0.4*{(100/(1.4*1.75) + 600/(1.4*1.75))/2} = 57.1 kPa
Fc;d
= 2020.7 kN
Rc;d = 689.4 + 968.7 = 1658.1 kN
Inequality Fc;d Rc;d Not satisfied
Rb;d = Abqb;d = (*0.62/4)*2438 = 689.4 kN
Rs;d = Asqs;d = *0.6*9*57.1 = 968.7 kN
Fc;d = 1.35(1200 + 74.6) + 1.5*200 = 2020.7 kNNote: increased partial factors compared with DA1:C2
Piles in Tension
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Design of piles in tension is same as the design of piles in compression
except a greater margin of safety required and there is no base resistance
Ft;d R
t;d
Must consider
Pull-out of piles from the ground mass
Uplift of block of ground (or cone)
Group effect shall consider reduction in vertical effective stress
The severe adverse effect of cyclic loading and reversal of loading shall be
considered
Design of a Pile from Tension Load Tests
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Extrapolation of the load-displacement curve from pile load tests should
not be used for tension tests
Rt;d
= Rt;k
/s;t
Rt;k is determined from Rt;m using values in same manner as for a
compression test
values from Table A.9 as before
s,t from Tables A.6, A.7 & A.8
Normally it should be specified that more than one pile should be tested,
or 2% if a large number of piles
Design of a Tension Pile from Ground Test Results
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Established from pile load test and from comparable experience
Rt;d = Rt;k/s;t where Rt;k = Rs;k
Rt;k obtained from:
Rt;k = Min {(Rs;calc)mean / 3; (Rs;calc)min / 3}
or using the alternative procedure from Rt;k = qsi;k Asi
values from TableA.10
s,t from Tables A.6, A.7 & A.8
In Ireland a model factor of 1.75 on s,t from Tables A.6, A.7 & A.8 if
alternative procedure is adopted
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Discussion
Any Questions