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ATENEO PONTIFICIO REGINA APOSTOLORUM
FACULTY OF PHILOSOPHY
The Dimensions of the Human Person in William Norris Clarke
Student: Br Otti Alfred Okello, LC
Number: 9810
Director: Dr. Alain Contat
FE 2001: License Dissertation
Place and Date: Rome, 27th May 2013
1
INTRODUCTION
This work is ordered to investigate the “dimensions of the human person” in
William Norris Clarke, S. J.
Clarke describes himself as a “Thomistically inspired” metaphysician rather than
simply “Thomistic” because he has not been purely or primarily a historical scholar for
its own sake but rather focused his effort on a “creative retrieval” of the great seminal
ideas of St. Thomas’s metaphysics of being and the philosophy of the person.1
He also admits influence of existential Thomists such as Geiger, Fabro, de
Finance, De Raeymaeker, Gilson, etc. Exposed to systematic Thomistic metaphysics
during his earlier years on the island of Jersey in 1936-39 under the tutelage of Andrè
Marc S. J., Existential Being through existential Thomists during his Master in
Philosophy at Fordham University in 1940, Neoplatonic participation metaphysics
during his doctorate in Louvain (1947-49), Transcendental Thomism through the work
of Joseph Marèchal, S. J., interpersonal dialogue through the suggestion of Auguste
Brunner, S. J., upon which he constructed a personal intellectual journey towards a
proper Thomistic synthesis and articulation identifiable in his 1993 publication of
Person and Being, a book this work has heavily relied on along with the many articles
Clarke wrote of which the most significant according to him were compiled and
published in another book, Explorations in Metaphysics.
It shall be apparent in this exploration of the dimensions of the human person
that the preceding influences upon Clarke’s journey and interpretation of being are
attentively discerned and assimilated. This scientific project has been accomplished in
three parts: the first part of this work deals with the sense of dimension; the second, the
notion of primordial being, and the third, the human dimensions of being, according to
Clarke.
1 CLARKE W. N., Explorations in Metaphysics, ix: Introduction, under “MY OWN WORK AS A
THOMISTICALLY INSPIRED METAPHYSICIAN”
2
In the first instance, the sense of dimension is inquired through a
phenomenological sampling, resolution of the notion of primordial being, and then
concluded in the density of analogicity of being inasmuch as dimension is concerned.
At the second phase, the question of primordial being is systematically
expounded until the point of arrival, that is, personal being.
Lastly, an application of the dynamic notion of being and its dimensions
inasmuch as personal and human applied to the concrete realization of man. A
conclusion lays out the finding and response of Clarke to the theme of investigation.
3
PART ONE
THE SENSE OF DIMENSION
What does “dimension” mean according to William Norris Clarke? This chapter
attempts to give a response from his works. The methodology applied shall follow (1) a
phenomenological sampling about dimension, (2) a resolution on the notion of
dimension, and (3) an analogous notion of dimension, according to Clarke.
A. A BRIEF PHENOMENOLOGY ABOUT DIMENSION
This section considers a few contexts in the work of William Norris Clarke
where the word dimension occurs. Then it examines the meaning given to it. Lastly, a
general interpretation of the significance of dimension noted, carried forward, and then
articulated before the analysis of the following parts, sections, and chapters of this
work.
There are articles, books, and philosophical and scientific schools whence the
notion of dimension comes into use in metaphysics by William Norris Clarke. It is the
sense of dimension employed by Clarke that interests us most. Why? There are many
reasons but foremost is the metaphysical use rather than physical or mathematical
significance.
4
Therefore, the first chapter of the first section deals with the contexts about
dimension located in some of Clarke’s articles and books to draw out the notion of
dimension; the second chapter, considers the physical and mathematical use of the word
dimension, and the third, aims at a brief philosophical emergencies of the notion of
dimension.
1. The notion of dimension in Clarke
In the article Person, Being, and St. Thomas, William Norris Clarke declares that
it is clear and explicit in St. Thomas that the innate dynamism of being as overflowing
into self-manifestation, self-communicating action, though not as explicit but clearly
implied that relationality, a corollary inseparable from substantiality, just as action is
from existence, is a primordial dimension of every real being2. In this context dimension
seems to signify the notion of opposition found in being as such.
When dealing with The Metaphysics of St. Thomas Today under the sixth
consideration about substantial potency as a necessary condition of possibility for any
complex whole, Clarke notes that the two main roles of potency for St. Thomas are,
first, that of limitation of some higher perfection, in a situation where no change is
involved—e.g., the limitation of the act of existing by essence, or the limiting
individuation of form by matter—and second, that of potency as the subject of
continuity in change, possessing the real inner aptitude or capacity to take on some new
mode of being and form an intrinsic unity with it. This second note on potency, Clarke
identifies as “the new dimension of potency” not in Aristotle but introduced by Neo-
Platonism and taken over by St. Thomas, which is not a role of potency in a
participation structure either.
This new dimension of potency, Clarke continues, is admittedly elusive and
never directly observable, a mode of being we call “potentiality”, that is, a real aptitude
for some mode of being that is not now actualized but could be. It seems in this element
2 CLARKE, W. N, Explorations in Metaphysics, Page 215-216
5
of Clarke’s work, dimension signifies a mode of being and its multiplication like the
application of the one and the many of being3.
Speaking further on substantial potency against the background of human
cognitional theory before any event of substantial change, according to the critique of
his thought by the Marechalian school of Transcendental Thomism, to an awakening of
some kind of opaque residue inaccessible to human intellection by means of forms of
something underlying beyond form indirectly identified as extended-matter-stuff, this
“other-than-form” known only through sensorial contact, a non-formal “something”
could be posited as an ultimate dimension or ingredient of the material world that is
pure non-formal, indeterminate “matter” irreducible to form yet not without form,
Clarke notes, could not be identified as the ultimate subject but a dimension of radical
potentiality or determinability characterizing all lower entities that can be taken over
into large intrinsic unities4. It seems that here dimension is signifying a correlative
ingredient, the opposite of form, “matter” as such.
When dealing with “The Point of Departure of Metaphysics” and analyzing its
implications for the development of metaphysics, Clarke mentions at the fifth point,
about taking the dialoguing “I” as the primary analogate or instance of real being, that a
revelation of being as not merely an object “out there” capable of being comprehended
by abstract conceptual analysis, but more unique and self-aware subject or “I” that has
an inner subjective dimension that transcends all conceptual analysis grasped only
intuitively by immediate lived awareness from within or recognized by connatural
affinity in another subject, a “Thou,” distinct from self is a fundamental and fruitful
point of departure. It seems that dimension points to one of the correlative opposites
intrinsic to being as such and the nature of being in act, an instance of real being.
For the sake of brevity, the last context of dimension in Clarke is taken from his
introduction to the book Person and Being. In recognizing the rich older metaphysical
tradition of the person and comparing it with a more recent phenomenological tradition
3 CLARKE, W. N, Exploration in Metaphysics, page18.
4 Ídem, page 21-22
6
that has highly developed the relational aspect of the person but lost its metaphysical
grounding, Clarke endeavors to present a “creative retrieval and completion” of St.
Thomas’ own thought on the metaphysics of the person, in particular the human person,
to bring out the relational dimension of the person that has been left underdeveloped, an
integration by grafting the self-communicative, relational dimension of the person right
onto the Thomistic metaphysics of being as existential, self-communicative act,
showing how it is already implicit therein.
Clarke at last says, “I propose to do this by developing the dynamic, relational
aspect of being itself for St. Thomas, with its indissoluble complementarity of
substantiality, the in-itself dimension of being, and relationality, the toward-others
aspect”5. Dimension, in his own words, comes out as, he says, “a dyadic structure” of
being itself manifested, and the person as the highest. Then the resulting characteristics
of the person become also a consideration of dimensions of the same such as self-
possessing, self-communicative, and self-transcending.
Dimension then is significant of an indissoluble complementarity, a connatural
opposition revealing correlativity and complementarity of primordial being, and
manifesting a dyadic structure essential to and emerging from being as such.
2. The physical and mathematical notion of dimension6
The concept of dimension in physics and mathematics are not only quantitative
but also qualitative, reflective of material forms in many ways. The mathematical notion
of dimension differs from common usage in that it is not necessary to follow common
spatial coordinate systems; even a single coordinate system works, for example, the
polar coordinate system (angle).
5 CLARKE, W. N, Person and Being, page 5.
6 Relevant details taken from internet search and a personal synthesis of views present on the point
about “physical and mathematical dimensions”
7
Dimension then is defined in general as spatial extent of an object (physical
being) as measured in some relevant direction. In this sense, dimension is directional
and linear in some way. Another definition of dimension applied to physics and
mathematics is: the minimum number of coordinates needed to specify any point within
it. In this sense, dimension is a specifying numeral. However, in physical terms,
dimension refers to the constituent structure a thing, of both its volume and position in
time. The notion of dimension goes back to Rene Descartes, and needless to speak
about the Cartesian coordinate system.
3. The metaphysical significance of dimension7
In the work of Kant, dimension is an element of space and time. He wrote in
1783 under section 12 of his Prolegomena that everywhere space (which is not itself the
boundary of another space) has three dimensions and that space in general cannot have
more dimensions is based on the proposition that not more than three lines can intersect
at right angles in one point. This proposition cannot at all be shown from concepts, but
rests immediately on intuition and indeed on pure intuition a priori because it is
apodictically (demonstrably) certain.
Simon Newcomb wrote an article for the Bulletin of the American Mathematical
Society in 1898 entitled “The Philosophy of Hyperspace”. Linda Dalrymple Henderson
coined the term Hyperspace philosophy in her 1983 thesis about the fourth dimension in
early-twentieth-century art. It is used to describe those writers that use higher-
dimensions for their metaphysical and philosophical exploration. In this latter
consideration, the character of metaphysical analysis of William Norris Clarke begins to
have light of a variety of philosophical colors and background. Among the Hyperspace
Philosophers include Charles Howard Hinton (the first to use the word tesseract in
1888) and the Russian esotericist P. D. Ouspensky.
7 Idem
8
Therefore, the notion of dimension comes into use in metaphysics probably to
signify abstract realities in a manner that is human epistemologically speaking.
B. THE NOTION OF DIMENSION
In this section the notion of dimension in William Norris Clarke is investigated
about his works from the reality it endeavors to identify and express of which five
capital points have been noted about any instance of real being: (1) the reality of
opposition and being, (2) connaturality or correlativity, (3) modality or mode of being,
and (4) the specifying numeral or vector and scalar polarization of being: the dyadic
structure present in synthetic being.
1. About Opposition and Being
The notion of opposition has been termed by dimension in thought of William
Norris Clarke. These dimensions of being point to the relative opposition present in and
among beings8. As he has developed in his works, Clarke explains that the dimension of
being in the sense of opposition emerges from a certain polarity or polarization of being
in and of itself: starting from the primordial state of being, it is observed that being is an
existential act, a fundamental dimension of being for the grounding of all other
dimensions. This existential act of being, the esse, is in itself self-communicative and
not a static inertness of being. It is rather dynamic and active in itself, thus flowing into
self-communication naturally9.
Therefore, Clarke affirms, it is this nature of being communicating itself that is
essential to being itself. This is the essence of being, the essentia, which is an
intelligible act of being as such. The real distinction, he notes, between existential act
and essence of being reveal a polarization of being that is itself a form of a natural
opposition relative to each other within the same being as such.
8 CLARKE W. N, Person and Being, page 5.
9 Idem, page 13.
9
These preceding dimensions of being, considered within the problematic of the
one and the many, Clarke examines, compose an existential unity of being that emerges
from existence as a substance yet at the same time polarized and enriched by accidents.
In this vein, the first act is not only substantial but also formally fundamental for a
posterior substantial potency for a complex and unified whole. Therefore, Clarke
affirms, in this way being emerges as act upon which potency is formulated. However,
he notes, substantiality is an in-itself dimension of being polarized by toward-others
dimension of being, relationality. This relationality of being finds its grounding in the
very nature of being as intrinsically dynamic, self-communicative, and active and both
intelligible and self-diffusive in act. Therefore, he affirms, to be boils down to
substance-in-relation.
Inconsequence, Clarke notes, the element of relationality of being introduces all
substances to other substances in a great matrix of existence and essence of being.
Therefore, he adds, in this complex whole, relationality manifests the particularity of
beings and their participation in existence to the extent of their essence. Therefore, the
community of being is made perfect by participation of beings in a complex whole. This
complex whole of creation is polarized and ordered to the Source and Origin of all
being and perfection. In this vein, Clarke affirms, the exitus of being is ratified by the
reditus of all participated beings to the One, a uni-versal movement of being: circulatio
entium. Therefore, transcendentality of being opens personality of being to others.
Indeed, Clarke notes the openness and closeness of being to others follow from
its being poor equally as from its being rich to naturally share and communicate with
others10
. Therefore, he affirms, there is also an innate fecundity which communicates
through generosity and receptivity of being just as a perfective property and attribute of
being as such. Therefore, action, “passions”, and relations are inseparable and linked up
together even in the Aristotelian categories. However, he notes that while all relations
are not generated by action, still action and passion necessarily generate relations11
.
10
CLARKE, W. N, Person and Being, page 10. 11 Idem, page 14.
10
2. About Connaturality or Correlativity
There are principles of being identified as connatural or correlative dimensions
of being in William Norris Clarke. To these shall this chapter attempt to excavate and
endeavor to explain according to Clarke.
Firstly, intelligibility of being and goodness of being: the first theme most
fruitful and relevant today according to Clarke is the intrinsic correlativity, or
connaturality, that exists between the two first principles of being, namely intelligibility
and goodness, which constitute a basic matrix of harmony fundamental to the full
meaning of both man and the material universe12
. This existential-meaningfulness of
being as a whole is the source of the close and intimate relation between being and
action.
Secondly, act and potency: Clarke, when dealing with substantial potency as a
necessary condition of possibility for any complex whole, notes that the correlative
opposite pole of act in the act-potency couplet according to the classic Thomistic notion
of potency is the expression of the general structure of any inner metaphysical
composition within a being13
. In agreement with the remarks of Dr. Charles A. Hart at
the regional meeting of the American Catholic Philosophical Association about the Five
Thomistic Ways, Clarke points out that though the centrality of the doctrine of
participation original with St. Thomas radically revised Platonism in Aristotelian
notions of potency and act is an admirably clear and succinct resume of recent trend
among Thomistic scholars, the focal point of investigation is the well-known principle
of the limitation of act by potency, that is, “Actus non limitatur nisi per potentiam.”14
Clarke discovers at last in conclusion the novelty of St. Thomas who remedied and
fused the strength of Platonism and Aristotelianism into a single highly original
synthesis condensed in the formula “Act is not limited except by reception in a distinct
12 CLARKE, W. N, Explorations in Metaphysic, page 2. 13
CLARKE W. N, Explorations in Metaphysics, page 17. 14
AQUINAS T., Compendium Theologiae, lib. 1, ch. 18 co: “Nullus enim actus invenitur finiri nisi per potentiam, quae est vis receptiva: invenimus enim formas limitari secundum potentiam materiae.”
11
potency” which can only be styled “Thomism” to a full meaning and rich complexity of
the correlative principles act and potency. Thus potency, and not only act, Clarke
affirms, is an irreducible ingredient or dimension of the real world15
.
Thirdly, the one and many, or unity and multiplicity: Clarke develops this
element calling attention also to the highlight of Leclerc who said that the indispensable
role of potency as a condition of possibility for the existence of any complex whole that
is not a mere aggregate, a point first laid down by Aristotle and elaborated much more
explicitly by St. Thomas who remarked that “out of two entities in act it is impossible to
make a natural or intrinsic unity (an unum per se)”16
. Therefore, according to Clarke, to
form a genuine new being, a per se unity, without which there is no being one in any
meaningful sense of the term, all elements in a composite must have potentiality to be
taken over and unified by a single higher act, an innate “plasticity” or determinability at
the substantial (not merely accidental) level of all lower components for an intrinsic
aptitude to be taken over by a higher principle of unity: without this dimension of
substantial plasticity there can be no adequate metaphysical theory of the unity of
complex beings—the necessity of substantial potency against reductionisms of beings
as complex chemical factories directed by an “engineer”. For the sake of brevity, a last
note from Clarke comes from his of note on being as receptivity, community,
communion: “in virtue of the metaphysics of participation of all finite being in the
perfection emanating from a single [one] ultimate, intelligent Source, all lesser systems
[many] finally become integrated [whole] into a single all-embracing community of all
real being”17
. Therefore, he declares, “To be, it turns out, means to-be-together”18
.
Lastly, spirit and being: the first point about the article on “What is Relevant in
the Metaphysics of Aquinas” Clarke mentions the following:
At the root of the whole Thomistic vision of the universe and its systematic
articulation are the dual principles of the intelligibility and the goodness of
being. This means that spirit—all spirit, and therefore human spirit too in its
15 Idem, page 18. 16
AQUINAS A, De Spiritualibus Creaturis, art 3; SCG I, ch. 18. 17
CLARKE W. N, Person and Being, pages 22-23. 18 Idem.
12
modest analogous way—is intrinsically oriented by its very nature toward being,
i.e., has a natural aptitude and drive to know all being (being as intelligible) and
to be fulfilled by it (being as good). It means also that the reciprocal is true:
being itself has a natural intrinsic aptitude to unveil itself to mind, to be brought
into the light of consciousness, and to fulfill the drive of the spirit towards its
self-actualization or self-perfection. This double correlative aptitude, this
connaturality between spirit and being, is the fundamental matrix of harmony
which makes possible the unfolding of the entire intellectual life in all its forms,
including the whole enterprise of science, and the entire practical and moral life
in the human search for happiness. “Being is intelligible” is the first dynamic
principle of the intellectual life, and “The good is to be done and evil avoided” is
the first principle of the moral life, presupposing of course as its implicit
foundation that being itself is good19
.
It is a self-explanatory citation at this point.
3. About Modality or Mode of Being
In his article about “To Be” aiming at a double retrieval of (1) the notion of
substance in ancient and medieval thought as a dynamic, active nature and abiding
center of acting and being acted upon and (2) the notion of relation in later modern and
contemporary thought, as two distinct but inseparable meaning of real being and
intrinsically complementary aspects of to be in the full and proper sense of the term,
Clarke declares that the fundamental polarity within real being are the “in itself” and
the “toward others” or the self-immanence and the self-transcendence of being, which
collapses into one pole of pure relatedness to others in the final analysis, and express
real modes of being to a triadic aspect: being from another, being in itself, and being
toward others, in the luminous terseness of the Latin, esse ab, esse in, and esse ad.
Therefore, substance and relation are primordial modes of being such that to be is to be
substance-in-relation, an intrinsic structure of all being in an irreducibly dyadic mode20
.
According to Aquinas’s central metaphysical doctrine of the real distinction
between essence (or nature) and the act of existing, Clarke explains that St. Thomas was
able to give a more elegant and precise explication of the distinction between person
19
CLARKE W. N, Explorations in Metaphysics, pages 3-4. 20 CLARKE W. N, Explorations in Metaphysics, page113.
13
and nature than other scholastic thinkers who recurred to more complicated and dubious
meaning in terms of special modes, negations, etc. : to be a person is not only sufficient
to possess a complete individual intellectual nature (an essential requisite) but also
necessary to possess or “own” its own act of existence (esse)21
. In his article on Person,
Being, and St. Thomas, Clarke, in applying the dynamic notion of being to the person,
affirms that the person is the fullest realization of what it means to be22
and therefore,
rooted in the act of existence of a dynamic relational notion of being as active, the
person is brought into the clear intrinsically relational character of being as the highest
mode of being such and that person and being are, in a sense, paradigms of each other23
.
The immutability of God and his relation to the world raises crucial debates from
radical challenges from process philosophy (its metaphysics of reality) and existential
religious consciousness (its personal creature-Creator relationship), Clarke affirms, that
relatio rationis24
of God to the created world is better put as “a relation of personal
consciousness” for the dimension of person and being in the light of the dimension of
perfection and immutability.
4. About Dyadic Structure of Being
Retrieving the classical notion of substance as active and self-communicative,
Clarke affirms, not only as a corrective of the principle distortions of substance endemic
to modern thinkers but also evaluative of the relational dimension of being, which is
intrinsically complementary to the substance-relation couplet upon which to be real is
to be a dyadic synthesis of substance and relation25
. Clarke also affirms that this dyadic
synthesis is true both of God and of all other beings, though in analogously different
ways: the dyadic synthesis belongs to the very nature of being itself, both in its supreme
instance and in all the finite images thereof26
.
21 CLARKE W. N, Person and Being, pages 26-27. 22 Idem, Explorations in Metaphysics, page 227. 23 Idem, page 212. 24
Idem, page 184. 25
CLARKE, W. N, Explorations in Metaphysics, page 104. 26 Idem.
14
The dyadic structure when applied to being at its highest mode, that is, the
person, results in characteristics of the person as self-possessing, self-communicative,
and self-transcending27
.
C. ANALOGICITY OF DIMENSION
This section aims at resolving the problem of dimension in William Norris
Clarke with his doctrine of analogy. Accordingly, a presentation of the analogicity of
dimension shall follow (1) a treatment on analogy, (2) relational kind of analogy
between physical and metaphysical realities, and (3) affirmation of analogous concept
of dimension.
The doctrine of analogy, as Clarke affirms, should help render language, even
about God, meaningful. However, as “an attentive Thomist”, Clarke notes and affirms
that three main reasons accrue to the obscurity around Thomistic theory of analogy,
which are relevant to keep account of as well: first, historically, St. Thomas did not pin
one consistent terminology or structural analysis of the logical form of analogy; second,
doctrinally, he omits formal analyses of analogy, the indispensable metaphysical
underpinning that alone justifies application when one of the terms is not known
directly in itself; thirdly, judgment, in that analogy lies not so much in any formal
structure of concepts other than in the actual lived usage of only so-called analogous
concepts used in judgments of meaningful analogous language.
Therefore, the notion of dimension, according to the developments of Clarke, is
to strictly deal a response to the problem of analogy. In presenting objections to the
doctrine of analogy proceeding from Professor Nielsen against explanations of
Copleston and Ross, Clarke questions the rootedness, extensiveness, and
meaningfulness of analogy from experience (not only empirical) to God : is the
27 CLARKE W. N, Person and Being, page 5.
15
rootedness of similarity upon some “common property” or attribute relative to all
application such that univocity is included in the doctrine of analogy? Clarke points out
that the objection against Thomistic analogy by Dun Scotus and William of Ockham
drive exactly as Professor Nielsen if the common core of meaning is univocal in
similarity of the analogous similar-in-difference, or diversely similar. Clarke affirms
that this is simply the demand of deductive reasoning and the logical functioning of
concepts.
The Thomistic analysis of analogy, Clarke affirms, is geared much more to the
lived usage of the concept in a judgment, interpreted as an intentional act of referring
its synthesis of subject-predicate to real order, as it is in reality: abstract meaning of
concept intends to signify (intendit significare) in the concrete which measures the
content of the concept. Therefore, he notes, the difference lies not only between the
relation of concept and the concrete but also between the relation of concept and
judgment: the point of unity lies in the being of a subjective intention and being of
concrete objective for a proportionate intrinsic similarity28
.
The bond of subjective and objective being through intentionality is made real
by causation, Clarke affirms, and therefore a real relation between God and the World,
knower and the known29
. Here intentionality according to Clarke is that property of
something by which it tends dynamically and relationally toward something else
(intendere). Though it is not mentioned explicitly in Clarke, intentionality of something
is a property of its intrinsic being somewhat like the “passions” of being expressed by
its dimensional inclinations, desire, motion/movement etc., as indispensable ingredients
of being-itself. This order of intentionality, Clarke declares, is dual: ontological
intentionality and cognitive intentionality. Clarke affirms that the projected similitude is
an esse intentionale received in the knower according to the mode of the knower and
recognized by the knower as a natural similitude, image, or sign of its source to refer it
by an intending relation through the referential act of judgment.30
28
CLARKE, W. N, Explorations in Metaphysics, page 124-127. 29
Idem, page 57. 30 Idem.
16
Clarke clarifies his point noting that the similitude dealt with in analogy here is
not the physical or natural being of agent (be it a subject or object of knowledge) termed
esse naturale, which remains intact in itself (mysterious), but rather a projected
similitude (analogical ens) of an esse intentionale, which points back to the source from
which it came and of which it is a projected self-image by the whole dynamism of
relational being inasmuch as self-communicating, and eventually self-transcending too.
Therefore, similarity-in-difference comes across a range of different kinds of subjects
(and objects) in a qualitatively different way such that a whole similar property is itself
more or less profoundly and intrinsically modified in a qualitatively different way
tantamount to suppositional differentiation and distinction of the act of “presencing”.
The analogicity of being, and therefore intentional being also, becomes in Clarke
the foundation for expressing intelligibility of being and meaningfulness of existence
through terms and concepts by ex-tension of intellectual knowing and all-pervasive
transcendental properties of being beyond the range of physical-chemical experience
and sense knowledge to a metaphysical application, even unto God. In other words,
Clarke affirms the intentional giving of self-image (and therefore, or ultimately, the self
also) to the other through the intrinsic relational dimension of being inasmuch as self-
communicative and self-transcending. Therefore, Clarke affirms, a purification of
meaning-content to extend the range of analogous concept into enough indetermination
for a new application raise the traditional distinctions res significata (objective
meaning) and modus significandi (subjective conceptual-linguistic modes of expressing
a property) to the distinction of the meaning-content, the way of discovering the
meaning, the purified more indeterminate analogous meaning itself from one another
and from both modes of expressing and modes of realization of the reality referred to
come into metaphysical application under three conditions for actual extension of
analogous language to some new entity: (1) actually is, (2) objectively similar, and (3)
meaningful and legitimate aptitude to entity.
The dictum that every effect must in some way resemble its cause, Clarke
explains, gives experience an intrinsically analogical intelligibility-being and a real
ground of causal participation which generates at once ipso facto an analogous
similarity, that is, a spectrum of objective similarity extending from known effect as far
17
as the cause, and most especially the absolute and relative transcendental properties of
being.
Therefore, it is implicit that Clarke would affirm that the many “dyad structural
expressions” of the “dialectical” dynamism and communism of act in the nature of
“synthetic” being is a basic dimensional analysis of a “triadic” unity from one whole
source of relational polarization and causal participation of existential act itself.
At this point, the term dimension should be clearly noted as used by Clarke in an
analogous manner, though without explicit detail of type because of aforementioned
historical and doctrinal questions about the doctrine of analogy in the works of St.
Thomas, as outlined in principle in his (Clarke) work on an article about Analogy and
the Meaningfulness of Language about God. Therefore, it is noteworthy that Clarke
employs analogy in the full sense: an all-embracing analogy of “attribution, proportion,
and reference” without discrimination in the moment of application.
18
PART TWO
THE NOTION OF PRIMORDIAL BEING
The notion of being in Clarke follows Thomistic existentialism moderately. In
an article about what is most and least relevant in the metaphysics of St. Thomas today
Clarke points out his notion of being: being is connaturally intelligible and good,
existential in that actual existence is conceived as an inner act and immanent source of
all perfection, one and many, substantially dynamic, causal, relative, potentially
substantial, and highest in mode as person31
.
This chapter aims at the notion of primordial being and whatever it means in the
thought of William Norris Clarke.
A. INTRODUCTORY NOTE
This section is dedicated to an introductory note about investigating the notion
of being with respect to act and its primordial dimensions according to the interpretation
of being in the metaphysics of Aquinas by William Norris Clarke.
The intellectual context of Clarke’s meaning of being inasmuch as act and in act
is conditioned by a confrontation of ancient and medieval metaphysics of being with the
critics of some modern and contemporary philosophers and scientists and an attempt to
31 CLARKE, W. N, Explorations in Metaphysics, page 2 and 3.
19
integrate respective historical metaphysical reflections and developments into its due
but implicit exposition in the metaphysics of being of St. Thomas Aquinas.
Therefore, the notion of being presented here is fundamentally Thomas’
metaphysics of being inasmuch as the notion of act and action and with due respect to
William Norris Clarke without any claim to an exhaustive analysis of their intellectual
journey.
The notion of being as a dynamic act shall be followed by a presentation of the
primordial dimensions excavated from Clarke’s works especially the two books he
respectively wrote and compiled: 1. Person and Being, an “Aquinas Lecture” given at
the Marquette University in honor of St. Thomas Aquinas on February 28, 1993, and 2.
Explorations in Metaphysics, a compilation of what Clarke describes as “most
significant of my philosophical essays”32
and needless to say expressive of his position
in the metaphysics of being within a personal journey about Being, God, and Person.
Therefore, the arguments for the notion of being inasmuch as act and in act shall
be limited to Clarke’s reflections and descriptions on being and the foundations taken
up from the thoughts and works of St. Thomas Aquinas. Clarke elaborates not only his
meaning of being but also demonstrates epistemological application (tenets) that are
fundamental to his notion of being and realism in understanding33
just as it has been
noted under the analysis of the analogicity of dimension.
B. THE NOTION OF BEING
Clarke points out that existential being (esse) as a dynamic act is the apt
fundamental signification of the foundation and fountain of primordial and
consequent dimensions of being. Through a “creative retrieval” (in a Heideggerian
32
CLARKE W. N, Explorations in Metaphysics, ix: see the introductory note to the book. 33
CLARKE W. N, Explorations in Metaphysics, pages 52-58:see proposition under “IV. ACTION AS THE KEY TO A REALISTIC EPISTEMOLOGY”
20
sense) and “completion” of St. Thomas’ metaphysics of being, Clarke endeavors to
bring to consciousness of contemporary philosophers perennial metaphysical
heritage for the future of metaphysics34
. However, as we have noted earlier, Clarke
declares that any authentic Thomistic metaphysics according to common agreement
embodies a realistic epistemology: the intellect is made for being, has a natural
affinity for being, of which the prime analogate is actually existing being, being in
act (ens in actu) and the root of intelligibility located in the act of existing (esse)35
.
Therefore, Clarke concludes, the objects which do not themselves exist in
actuality are knowable through some connection with something existing, as
possible in their causes, abstractions, hypotheses, etc., in the real act of the mind
which thinks them up and sustains them in thought. Clarke develops this
epistemological realism in the light of Aquinas’ doctrine of being. To evidence the
dynamic and relational notion of existential being in the thought of Aquinas, Clarke
employs ad litteram some fundamental, seminal, great, and central themes of
Thomistic metaphysics: the notion of real being, i.e., actually existing being, as
intrinsically active and self-communicating, Clarke affirms, is one of the central
themes in the thought of Aquinas, such as:
Nam ex hoc ipso quo aliquid actu est, activum est36
Potentia activa sequitur ens in actu: unumquodque enim ex hoc agit quod
est actu37
Quod natura cuiuslibet actus est, quod seipsum communicet quantum
possibile est. Unde unumquodque agens agit secundum quod in actu est38
Clarke adds that St. Thomas’s interpretation of the immanent constitutive structure of
real being is precisely the synthesis of essence, understood as a determining mode, and
the act of existence (esse, the “to be” of a thing), understood as the central core of
34 Idem, Person and Being: see first leaf of introductory note 35 Idem, Explorations in Metaphysics, page 10: “…the whole of Thomistic epistemology as resting on this one principle: “All knowledge of real being is an interpretation of action”…” 36
AQUINAS, T., Summa Contra Gentiles I, ch. 43, ad 2 37
Idem, SCG II, ch. 7, ad 3 38 Idem, QD De Potentia, q. 2, art. 1
21
perfection in every being and the bond of similarity linking into community every other
being in the universe.
Therefore, what is distinctively new in St. Thomas’s conception of being,
according to Clarke, is the prominence of the act of existence as ultimate immanent or
intrinsic principle of perfection in every being, including God. This existential notion of
being, in Clarke’s analysis of the notion of being in the thought of Aquinas, is densified
in Thomas’s words when he says “ens dicitur ab actu essendi”39
, that is, being receives
its name and meaning from the act of existence.
Outside this resolute emphasis on existential fundamentality and primacy and
the ultimate originality of perfection in existential act of being in the thought of
Aquinas, Clarke notes, analysis of positive perfection of being and its intelligibility
almost exclusively in terms of form and essence, the what-it-is of a being, tend to treat
actual existence, or actual presence, of things as a kind of indispensable but
intellectually opaque fact impervious to any intrinsic analysis, or extrinsic analytic point
of view of a knower before a fact or fact outside its cause(s) or God who of its own
essence is uncaused. As opposed to formalistic or essentialist conceptions of being,
Clarke affirms that there are two main advantages of Thomas’s distinctive existential
interpretation of being and which seem significant today:
Firstly, penetrating beyond mere fact into the inner act of existence within, the
objective ground of affirmation, provides a far more intrinsic analysis of being itself.
Accordingly, the notion of existential being in Aquinas as immanent and formal act and
perfection of the technically integral constitutive structure of being unveils the root of
all ontological and intelligible perfection within a being. Therefore esse appears as the
very light of existence itself shining through the manifold prism of essences recognized
as diverse modes of active presence. Therefore, it is just and legitimate to insist on the
unique concrete individuality of every real thing, especially persons, says Clarke, as
some Personalists and existentialist movements. The inclusion of formality and
essentiality to interiority of existential being, according to Clarke on Thomas’s notion
39 Idem, . De Veritate, q. 1, art. 1, ad 3; Expositio in Libros Metaphysicorum, IV, lect. 2, n. 6
22
of being, as modes of determination of the act of existence, hence also intrinsically
constitutive of the real excludes sharp dichotomy between essence as principle of
intelligibility, on the one hand, and existence as an irrational brute fact, on the other, so
manifold in many forms of existentialism. Therefore, according to Clarke, Thomas has
succeeded in analyzing the constitution of real being from form and essence to actual
existence as inner act without diminution of intelligibility of being. In sum, existence
itself of any being is a direct participation in God’s own essential perfection, the root of
intelligibility itself, given to finite intelligences through the spectrum of finite forms.
Secondly, discovering the act of existence or esse as supra-formal, supra-
essential factor and root of all perfection and all-pervasive bond of unity in any and all
real beings, St. Thomas, Clarke affirms, has made it possible to include the entire range
of reality under one completely positive view point without constriction of the mystery
of divine Infinity into categorical concepts by the notion of God as pure Subsistent Act
of Existence, transcending all limited forms and essential modes and ipso facto clearly
understood as beyond limited and direct categorical conceptual representations without
breaking the bond of similarity between the divine Being as Source and all finite beings
as diverse participations in the one all-pervasive perfection of existence. This position
of Aquinas on the foundation of perfection with his notion of esse as a positive supra-
formal perfection, giving positive knowledge of God and an accompanying negative
corrective, Clarke declares, allows God to remain at once radical Mystery but yet not
“Wholly Other,” as opposed to the forced characterization of the divine as the
Transcendent “Beyond Being”, “Non-Being”, “Void”, “Goal of all longing”, by the so-
called “negative theology.”
It is the scope of this section to examine the roots of these pro arguments of
existential being. I shall make more use of what Clarke himself considers “the most
significant of my philosophical essays” brought together in a book Explorations in
Metaphysics and made explicit in another Person and Being, “which should be taken
together […] to adequately express where I have arrived at present on my philosophical
“journey” than others elsewhere.” Clarke, besides most contemporary Thomists such as
Etienne Gilson, Anton Pegis, Joseph de Finance, Cornelio Fabro, L. B. Geiger, De
Raeymaeker, etc., inspired by the great metaphysical insight of St. Thomas, sees being
23
(esse) as existential act, the “to be” or act of existing of real beings, as the ground and
central core of all positive qualities or “perfection” of all real things.
Therefore, all being and perfection owe to God as the pure Subsistent Act of
Existence, uncontracted by any limiting essence, in opposition to distinct
“participations” or imperfect images of the infinite perfection of God, through a
metaphysical composition of existence with a limiting essence, their ultimate Source.
This approach to Thomistic metaphysics, Clarke notes, is recognized commonly as
“existential Thomism” or by some as “Thomistic existentialism” though such a
historically conditioned term as “existentialism” implies dangers of misunderstanding in
using. To clarify his position on “existential Thomism”, Clarke focuses on three main
points on the notion of primordial being.
1. Real Being in Existential Act
Clarke clarifies real being according to understanding as rooted in existential act,
with the act of existence (esse) constituting the central core of all positive perfection,
composed with limiting essence in all beings but God. Clarke explains that one of the
points that render St. Thomas’s conception of being distinctive in the history of
metaphysics and also highly relevant today is its uncompromising existential character
which has given rise to the term “existential Thomism”40
. Therefore, for Clarke, the
notion of being, whether possible being, must be grounded on, centered in, and
projected out of an existential act, the act of existence, without which there is nothing, a
sinking of all beings into the abyss of nothingness: esse is the supreme act, he declares,
and, the higher and more intense the act of existence in a being, the more it is connatural
to it to pour out and express its perfection more richly and generously, both within itself
and to others.
The analysis of being as act according to Clarke reveal that being is act primarily
as an existential act, and this is esse. Clarke utilizes a text from Thomas that something
40
CLARKE W. N, Explorations in Metaphysics, page 5: II. THE EXISTENTIAL ANALYSIS OF BEING, first paragraph.
24
existing in act is active from that very fact: “nam ex hoc ipso quo aliquid actu est,
activum est”.41
Clarke affirms this existential character of being in the thought of
Aquinas in line with the analysis of Etienne Gilson42
. Therefore, Clarke would affirm
that the “first act” of being is an existential act. However, the existential act of being is
an act of “some” being: an existential act that communicates “some” and “other” act, a
“second” act, which is it, a thing. This self-revelatory nature of the act of being
inasmuch as act, he affirms, is essential to being, and being as such. Therefore, the
second primary act of being is natural to being, essential to being: it is an intrinsic
nature of being as act. Therefore, the “second act” of being is an essential act, a
communicative act of being. On this point, Clarke points to the communicative nature
of actuality presented by Aquinas in disputed questions: “quod natura cuiuslibet actus
est, quod seipsum communicet quantum possibile est. Unde unumquodque agens agit
secundum quod in actu est.”43
Therefore, Clarke forcefully declares, being is dynamic,
active and self-communicative. Clarke utilizes some of the many texts of Thomas to
demonstrate this point about active and dynamic being.
What is communicated by this act of being is not existence, but is rooted and
stems from an existential act and this is the essence of the act of being existential.
Therefore, essence of being is the “second act” of being as act. It is of the very nature of
being as act to diffuse itself, and this argument is riveted by Clarke citing Aquinas on
the nature of actuality itself: “omne agens, inquantum est actu et perfectum, facit sibi
simile. Unde et hoc pertinet ad rationem voluntatis, ut bonum quod quis habet, aliis
communicet, secundum quod possibile est”44
. This “duality” of act primary to being is
being as act not only existentially first but also essentially “it-self.” Therefore being as
act is and is responsible to both “is it” and “it is” being-it-self. This point, according to
the dimensional analysis of being in Clarke, is the original and primordial polarization
and relation of being in-itself before being toward-others.
41 AQUINAS, A., SCG I, ch. 43, n. 2 42
GILSON, E., Christian Philosophy of St. Thomas Aquinas, chapter I: “Existence and Reality” 43
AQUINAS, T., QD De Potentia, q. 2, art. 1. 44 Idem, STh I, q. 19, art. 2
25
Therefore, the notion of being as act in Clarke brings out a duality of act
intrinsic to being as act and these acts are distinct, existential act and an essential or
self-communicative act. The act of existence of any being, that is, its “to be” or esse, is
its “first act,” Clarke explains, as its abiding inner act, which tends naturally, by the
very innate dynamism of the act of existence itself, to overflow into a “second act”
which is called action or activity, a self-communicative dynamism. In sum, every first
act, points forward to its natural self-expression in the second act.
Therefore, the doctrine of existence is followed by that of essence as a limiting
correlative of existential act expressive of both participation45
and the self-
communicative nature of existential being through action. This synthesis by Thomas
according to assimilation and adaptation of Neoplatonic metaphysics of participation is
the framework for the doctrine of limitation of existence by essence, form by matter.
Clarke affirms that St. Thomas’s metaphysical system is a rich complexity of an
original synthesis of the strong points of both Aristotelianism and Neoplatonism under a
particular influence of Pseudo-Dionysius. Therefore, possible being, implying nothing
or consequent nothingness, belongs primarily to effected, and so participated, being
than the ultimate Source of all being and real things.
2. The Central Role of Action
Clarke affirms that action in the widest sense is not only closely linked with
being and naturally flows from any actually existing being but also a necessary and
sufficient criterion for distinguishing real from merely mental or possible being. This
notion of action, Clarke notes, stems from the oft-repeated refrain: agere sequitur
esse.46
Therefore, Clarke affirms that the essential richness of existential being
expresses itself in action as the natural overflow of the act of existence in all real beings:
all existential being is intrinsically self-communicative and self-expressing, self-
45
CLARKE, W. N., Explorations in Metaphysics, page 97: “The Meaning of Participation in St. Thomas” 46 Idem, page 46: I. ACTION AS THE NATURAL OVERFLOW OF BEING
26
manifesting and self-revealing, through action. Therefore, according to Clarke, the
notion of being signifies a highly dynamic and relational existence, reality, constituting
a density of an inter-relative common and communicative being. One of the
characteristic texts of Aquinas cited by Clarke is this: “potentia activa sequitur ens in
actu: unumquodque enim ex hoc agit quod est actu”.47
Clarke, after substantiating his position, delineates some other relevant notions
of being in Aquinas. The richness of being, Clarke explains, is summed up in the two
first principles of being and constitutes a basic matrix of harmony within which man
and the material universe take on meaning and destiny: intelligibility of being and
goodness of being, their intrinsic correlativity or connaturality.48
Therefore, Clarke
points out that the discovery of being with existential meaning conceives actual
existence as an inner act and immanent source of all perfection in any being, an act
diversified in different beings by modes of essence, upon which being and action flow
as a natural self-manifestation of real being, as opposed to mental or merely possible
being. Accordingly, he continues, all finite beings participate in the act of existence as a
central unifying perfection derived from a single ultimate Source, which is pure
unlimited plenitude of existence. Therefore, he affirms, relation to God, the ultimate
Source and Goal of all being, is the keystone of unity of being, intelligibility, and
goodness.
Every second act of a being, Clarke follows up, points back toward its first act as
to its ground and source, in turn. Clarke develops this notion of action or activity in line
with Joseph De Finance: action or activity may be (1) immanent, which terminates
within the agent itself, as in the case of knowledge or love, or (2) transient, which
terminates outside the agent by exercising some influence on another, as a cause on an
effect, thus manifesting itself to another other than itself49
. The second act, which is
transient in nature, Clarke affirms, is the condition of possibility of knowledge, one
being to another, in the universe of distinct non-creative beings. In other words, without
the reality of causality, there would not be participation in being from being itself,
47
AQUINAS, T., SCG II, ch. 7, n. 3 48
CLARKE, W. N., Explorations in Metaphysics, page 2. 49 De FINANCE, J., Etre et agir, ch. VII, sec. 3: L’acte second.
27
through agency, to analogical knowledge of the same, as it has been more or less
explicitly examined in consequens.
How is the natural connection between being and its overflow into action?
Clarke responds: “There is no logical or other way of deducing this property of being
from anything else more fundamental”50
. Only a constant observation of an inductive
examination at all cases and levels and of being and a reflexive “metaphysical
insight”—otherwise unintelligible, inaccessible, dark, isolated, ambiguous, incomplete,
empty of evidential grounding, nothing—that this property of being belongs to the very
nature of existential being as such can or is able to arrive at the notion of how a natural
connection to and overflow of being in-to act as a second act, action is a first act,
existential act, being itself, “to be”, esse. Therefore, the mode of action presents being
to others positively as active presence such that to be is to be actively co-present to the
community of existents of other active presences, without which, being slips into
unreachable darkness of the totally unmanifest, concealed, unrevealed, indistinguishable
from nothingness, perhaps even to itself, to other beings.
However, by a self-communicative act of being, Clarke refers not only to the
notion of being as act inasmuch as act without the consideration of existence but also a
self-expressive act, an unveiling-act of act-itself and therefore, act not only inasmuch as
self-ostensive-act but also as self-manifestive: a self-communicative act of being. This
act, Clarke argues, reveals being not that it is but rather that it is it-self-and-not-other.
This distinctive act of being presents the essence of being in a way natural to it.
Therefore, being is in itself self-communicative. Therefore, being as act and inasmuch as
a self-communicative act is an essential act to be and be as such, not only to itself but
also in opposition to others in a relative way; being is itself active-presence51
.
Therefore, the dual nature of act in being inasmuch act is poor and rich at once both in
self-relation and other-relation. It is not clear whether Clarke considers the existential
act as esse existentiae and essential act as esse essentiae established by the position of
50 CLARKE, W. N., Communio, “Action as the Self-Revelation of Being: A Central Theme in the Thought of St. Thomas Aquinas” (1982) 51
CLARE, W. N., Explorations in Metaphysics, page 47: where Clarke explains that “…active presence, that which presents itself positively to others through some mode of action.”
28
Henry of Ghent and the Avicinnean tradition of Aristotelianism though certainly a trace
of formalization or essentialization of existence is noticeable as far as Aristotelian
substance, ausia.
As observed, the notion of being according to Clarke is fundamentally active and
active in a communicative way. Therefore, being is active and self-communicative
inasmuch as act and this is a notion of being as a dynamic act. The notion of dynamism
presents a powerful nature to the notion of being as act but this “active power of
activity” or “activity of power” is not yet clear inasmuch as a consideration of potential
being and potency though the dual Aristotelian notion of power is present as being-at-
work. Self-communication of being, Clarke explains, is an implication of the natural
overflow of action following upon existential being.
It is, he notes, in self-communication of being that the full significance of the
link, connection, copula between being and action begins to emerge, even according to
St. Thomas: Every being, Aquinas says, insofar as it is in act, tends naturally to
overflow into action, and this action is a self-communication, a self-giving in some way.
This nature of act, or action, Clarke says, recurs over and again in many contexts of St.
Thomas, to mention a few: (1). “It is the nature of every actuality to communicate itself
insofar as it is possible. Hence every agent acts according as it exists in actuality” (cf.
De Potentia, q. 2, art. 1)., (2). “To bring forth an actuality is, of itself, proper to the
being in act: for every agent acts according as it is in act. Therefore, every being in act
is by nature apt to bring forth something in act. But God is a being in act…Therefore, it
is proper to Him to bring forth some being in act, to which He is the cause of being.”
(cf. SCG II, ch. 6)., (3). “It follows upon the superabundance proper to perfection as
such that the perfection which something has it can communicate to another.” (cf. SCG
III, ch. 69)., (4). “Communication follows upon the very intelligibility (ratio) of
actuality. Hence every form is of itself communicable.”(cf. Expositio in Libros
Sententiarum I, dist. 4, q. 1, art. 1)., (5). “For natural things have a natural inclination
not only toward their own proper good, to acquire it, if not possessed, and, if possessed,
to rest therein; but also to diffuse their own goodness among others as far as possible.
Hence, we see that every agent, insofar as it exists in act and possesses some perfection,
produces something similar to it. It pertains, therefore, to the nature of the will to
29
communicate to others as far as possible the good possessed; and especially does this
pertain to the divine will, from which all perfection is derived in some kind of likeness.
Hence, if natural things, insofar as they are perfect, communicate their goodness to
others, much more does it pertain to the divine will to communicate by likeness its own
goodness to others as far as possible” (cf. ST I, q. 19, art. 2)., etc….
According to Clarke, it is in contextual locations such as these where St. Thomas
manifests his thoughts on the fundamental dimensions, nature, and dynamism of being
itself and that his notion of being as such is made touchable, participabile to us.
Therefore, according to the mind of St. Thomas, Clarke explains, not only does every
being tend, by the inner dynamism of its act of existence, to overflow into action, but
this action is both a self-manifestation and a self-communication, as a self-sharing, of
being’s own inner ontological perfection, with others.
In other words, being naturally makes itself touchable, share-able, participable
for its own inner auto-perfection (immanence) towards others and hetero-perfection
(transience) towards itself is fundamental to Clarke’s notion of self-transcendence as the
final synthetic dimension of personal communion of being. Hence, Clarke concludes,
this natural tendency to self-giving is a revelation of the natural fecundity or
“generosity” of being rooted in its very nature, the nature of act and action. It is
clarified, Clarke affirms, in the nature of being as act, esse ut actus, and therefore also,
in the nature of being in act, esse in actus, according to the ancient Platonic tradition, on
the notion and nature of the Good, of the self-diffusiveness of the good about its
foundation. So did the Latins put it: bonum est diffusivum sui.
Therefore, Clarke affirms, St. Thomas incorporated the whole of Platonic
tradition, grounding reality ultimately on Good according to the diffusive nature of
whatever is good, into his philosophy of being by identifying this generous-receptive
notion of act, action, rooted in the act of being or existential act of being, and therefore,
30
being as such, with the good, the good of being, hence a property of being itself, one
inseparable aspect of being itself, a transcendental property of being. 52
As opposed to Platonism, especially Neo-Platonism, who locate being itself to
an only lesser dimension, on the finite level, of the primal self-diffusiveness or self-
communication of the Good, Clarke explains that, for St. Thomas, the good is a
derivative property of existential being itself, expressing more explicitly the primal
dynamism of self-expansiveness and self-giving inherent in the very nature of being as
act of existence.
The primacy always lies with existence for St. Thomas: nothing can be good
unless it first actually is; and from the very fact that it is, it naturally follows that it is
good, since the act of existence is the root of all perfection in any domain, “the actuality
of all acts, and the perfection of all perfections” (cf. De Potentia, q. 7, art. 2, ad 9).
In consequence, Clarke declares, the very roots of being itself, to the primal
spring of its activity, without which there would be no universe (uni-versum)53
, have
been penetrated; there is something mysterious, ultimate, and undeductible but reached
by intuition, insight, through induction, the nature of causal participation and analogy,
about this inherent self-diffusive dynamism of all being, as about all primary things, to
see not only that the fact is about all known beings but also must be so if there is to be a
universe, an intercommunicating community of co-existents, at all.
Therefore, Clarke affirms forcefully, the self-manifesting and self-
communicating act of being is the dynamo—dunamis—making the whole world go
round, and in its highest form, the persona, of altruistic love, the Many emerges from
the One, without which sheer gratuitous emanation would deny Many and end in One
without uni-versum. Like Neo-Platonic participation universe in which self-
52 cf. PEGHAIRE J., “L’axiome bonum est diffusivum sui dans le neoplatonisme et le thomisme,” Revue de l’Universite d’Ottawa, 2 (1932), 5-32; M. J. Nicolas, “Bonum est diffusivum sui,” Revue Thomiste, 55 (1955), 363-376; Joseph de Finance, Etre et agir, ch. II: “Le dynamism de l’acte.” 53
CLARKE W. N., Explorations in Metaphysics, page 45: “For without it (being and action) no universe, properly speaking, could exist, that is, the multiplicity of beings would not be “turned toward each other to form a unity” (universum), i.e., a real order or system unified by existential bonds between beings.”
31
diffusiveness of all finite participated beings is traced to and rooted in the primal source,
the infinite, Clarke points out that St. Thomas’ infinite source of goodness is located in
the goodness of God himself, a pure Subsistent Act of Existence (Ipsum Esse
Subsistens), who is Love itself.
However, the dim imitation by the rest of the universe of the infinite fullness of
good being still remains a mysterious inner process of self-communication pertinent to
the very nature of being, the Supreme Being, pure Subsistent Act of Existence: an un-
free natural self-manifestation and self-communication of being belonging to the very
nature of the act of being. This interior necessity of self-communication of being
according to the intrinsic diffusive nature of act, and therefore, action, upon being,
Clarke notes, lies a principal difference between St. Thomas and Neoplatonic tradition,
through which the latter presented the process of emanation—absolutely—at all levels
of being including the highest, supreme source, the One or the Good, insisting on the
active overflow like a natural law or an exigency of the very nature of the good while
the former, more cautious than St. Bonaventure and other Christian Neo-Platonists who
remain closer to Neoplatonic doctrine without denying freedom of creation by an appeal
to a spiritual exigency of love according to which not sharing freely one’s goodness
with others would be for a loving person “out of character”, above all God, tones down
the meaning of the adage, bonum est diffusivum sui, with respect to the goodness of
being according to the good in the order of final causality—absolutely—and not
efficient necessarily—relatively—notwithstanding the aptitude or capacity for it through
a free determination, whether generative or creative.
Clarke rebukes and modifies St. Thomas’s “over” cautious position, because it
seems inconsistent, by restriction of the law of self-diffusiveness of the good to the
order of final causality, with his notion of being in act as self-communicative through
action, according to observance of the stronger meaning of the principle and caring for
freedom of creation with other qualifications ((1) appeal to revealed doctrine of the not
free but of the very nature of divine being, and therefore, a necessary law of self-
communication of the good, infinitely and perfectly fulfilled in the inner procession of
the Son and the Holy Spirit of the Three Persons in the Trinity; (2) holding, like some
Christian philosophers, impossibility of a necessary deduction of any one finite universe
32
flowing from the existence of an infinite Source) against the threat of Arabic necessary-
emanation theories of the universe and their implied reduction of divine freedom in
creation.
In other words, the goodness of being is primarily, necessarily, and therefore,
absolutely a self-manifesting existential act and secondarily, not-necessarily, and
therefore, relatively a self-communicating diffusive act. Why being is self-expansive
love, Clarke affirms, ends in the silence of the Mystery: The Ultimate Fact that Being is
identically Love precludes all further explanatory moves and serves itself as the ultimate
explanatory reason for the entire dynamic nature of the universe, the Logos of Being
Itself. Therefore, action is the natural overflow and self-communicative dynamism of
existential being.
3. Esse Intentionale et Naturale
The epistemological groundwork proposed by Clarke has a tone of
transcendental Thomism carefully attended to while his metaphysical reflections
balances and sometimes oscillates between an existential grounding and formal
emergence at particular points of a Personalist and Thomist position. Clarke sets out
with some of Aquinas’s basic thoughts to elaborate his understanding and position,
which is the foundation for a systematic doctrine of analogy.
When dealing with the theme of human understanding and its relevance to
reflections on the meaning of being he cites some of the dense lines found in the works
of Thomas Aquinas. Speaking of human apprehension, Clarke goes to the part of
Thomas’s work that deals with man’s last end in relation to law where Thomas says that
“That which falls under the apprehension (of the human intellect) is being, the
understanding of which is included in anything whatever that one grasps intellectually”.
At this particular point, Thomas treats of being as basic to all other understanding just
as good is to all action:
33
In his autem quae in apprehensione omnium cadunt, quidam ordo
invenitur. Nam illud quod primo cadit in apprehensione, est ens, cuius intellectus
includitur in omnibus quaecumque quis apprehendit. Et ideo primum principium
indemonstrabile est quod non est simul affirmare et negare, quod fundatur supra
rationem entis et non entis, et super hoc principio omnia alia fundantur, ut dicitur
in IV Metaphys. Sicut autem ens est primum quod cadit in apprehensione
simpliciter, ita bonum est primum quod cadit in apprehensione practicae rationis,
quae ordinatur ad opus, omne enim agens agit propter finem, qui habet rationem
boni. Et ideo primum principium in ratione practica est quod fundatur supra
rationem boni, quae est, bonum est quod omnia appetunt. Hoc est ergo primum
praeceptum legis, quod bonum est faciendum et prosequendum, et malum
vitandum. Et super hoc fundantur omnia alia praecepta legis naturae, ut scilicet
omnia illa facienda vel vitanda pertineant ad praecepta legis naturae, quae ratio
practica naturaliter apprehendit esse bona humana.54
This should be understood as referring to a cognitum before the consideration of being
as such.
However, as we shall see further on, proceeding according to Clarke, the notion
of being inasmuch as understood is not simply formal but also existential and that this
existential dimension of being is knowable and not some opaque and unintelligible
ground of being real. Therefore, Clarke’s understanding of being (esse) is full of
intelligibility as opposed to, he himself affirms, some currents of existentialism and
therefore open to know-ability of the human intellect through participation.
According to Clarke, being is all together penetrated with intelligibility and
understanding up to its very roots and grounding. This interpretation of Aquinas’s
metaphysics of being and the notion of being-conceived is according to Clarke in line
with his thoughts as he, St. Thomas, notes: “Unde secundum hunc solum modum est
cognoscibile: nam unumquodque, quantum habet de esse, tantum habet de
cognoscibilitate”55
. This esse cognitum is apparently clear in Clarke’s doctrine of
analogy: esse intentionale. He explains thus:
This similitude, which is a self-expression of the agent projected through its
form, leaving the being’s matter and actual existence behind, is not the physical or
54
See AQUINAS, Summa Theologiae I-II, Q. 94, art. 2 55 See AQUINAS, Summa Contra Gentiles I, cap. 71 ad 16
34
natural being (esse naturale) of the agent, which remains within itself, but a
projected similitude, (an esse intentionale) received in the knower according to the
mode of the knower, and, when recognized as a natural similitude, image, or sign of
its source, points back by the whole dynamism of its relational being to the source
from which it came and of which it is the projected self-image56
.
Therefore, Clarke concludes, it is not only at the first moment but also analogical
in the process of intellection of being qua being towards a diffusive richness. Therefore,
anything whatsoever has just as much of know-ability as it has of esse so that whatever
is known is at least existential and intelligible and not merely vaporized into infinite
possibilities or solidified in a mysterious opaqueness of “existential” act of being.
Clarke’s position grounds intelligibility in existential being as opposed to opaqueness of
privation and a certain sense of potentiality: he notes that besides privation, potentiality
presents also another intellectual problem worth metaphysical reflection and in this
vein, the notion of act and action rooted in existential being becomes crucial to the
interpretation of Aquinas, except by a rather more profound investigation and revision
of the notion of potency57
.
It emerges in Clarke that being is an existential being (esse) analogously related
or participated in an established order of being: Clarke affirms that St. Thomas Aquinas
distinguishes esse intentionale, esse cognitum, esse volitum from esse naturale, esse in
re, or in rerum natura such that “knowledge is of a real order as present in the knower
in the mode of a self-effacing cognitive duplicate or intentional representation of the
real other.”58
Therefore, cognitive being is a significant referential analogy of real being
outside the knower through a cognitive presence of the object in a subject as intentional
being: the only being of an object of knowledge is its being-known.
56
CLARKE W. N, Explorations in Metaphysics, page 57. 57
AQUINAS T, Quodlibet III, q. 8, a. 20: “Omnis enim substantia creata est composita ex potentia et actu. Manifestum est enim quod solus Deus est suum esse, quasi essentialiter existens, in quantum scilicet suum esse est eius substantia. Quod de nullo alio dici potest: esse enim subsistens non potest esse nisi unum, sicut nec albedo subsistens non potest esse nisi unum. Oportet ergo quod quaelibet alia res sit ens participative, ita quod aliud sit in eo substantia participans esse, et aliud ipsum esse participatum. Omne autem participans se habet ad participatum, sicut potentia ad actum; unde substantia cuiuslibet rei creatae se habet ad suum esse, sicut potentia ad actum. Sic ergo omnis substantia creata est composita ex potentia et actu, id est ex eo quod est et esse, ut Boetius dicit in Lib. de Hebd.” 58 CLARKE, W. N, Explorations in Metaphysics, page 191-192.
35
Clarke employs what St. Thomas says in the SCG IV, chapter 11: esse eius
consistit in ipso intelligi (it’s to-be is its to-be-thought-about). It’s worth a read of the
whole chapter to capture the context and the density of investigation on this point.
Clarke clarifies the notion of intentional being by adding that it projects from object to a
subject or from a subject to an object in distinct manners of intentionality. It is not clear
how the configuration of intentional being within a subject is distinguished in the
metaphysics of being though epistemologically valid other than what Clarke declares
about the doctrine of participation: “… one basic analogical perfection of esse, and the
whole applied with a consummate sense of analogy to the different orders both of
reality and of ideas—such is the highly original synthesis that is Thomistic
participation.” A citation from St. Thomas is below:
Oportet ergo quod quaelibet alia res sit ens participative, ita quod aliud sit in
eo substantia participans esse, et aliud ipsum esse participatum. Omne autem
participans se habet ad participatum, sicut potentia ad actum; unde substantia
cuiuslibet rei creatae se habet ad suum esse, sicut potentia ad actum.59
Keeping with the Aristotelian tradition, Clarke elaborates the meaningful notion
of act and action as opposed to mere activism from a thomistic prism present in his
work on the human soul and its knowledge of itself in communion with a body of which
it is a form: knowledge is primarily an act. For St. Thomas refers to Aristotle saying that
“Anything whatever is knowable according as it is in act and not according as it is in
potency, as is said in Met. IX. So something is being and true (intelligible), as falling
under knowledge, according as it is in act” and this position is taken up by Clarke in
developing the metaphysical-epistemological revelation and communication of being.
Clarke declares this element according to what has been said and in the Summa thus:
unumquodque cognoscibile est secundum quod est in actu, et non secundum
quod est in potentia, ut dicitur in IX Metaphys., sic enim aliquid est ens et verum,
quod sub cognitione cadit, prout actu est.60
59
Idem, page 98; See footnote preceeding foot note. 60 See AQUINAS, Summa Theologiae I, Q. 87, art. 1
36
Therefore, the form of bodies, that is, the substantial form, is a general giving of
knowledge made perfect through accidental forms in act (esse in actu) before the human
mind such that, according to Clarke, the proportionate or connatural object of human
knowing in particular, within the wider horizon of being itself, is the nature of material
beings—quidditas rei materialis—that is, form-in-matter. In this manner, the
knowledge of reality by the human intellect is not only actually real but also actually
meaningful. Clarke reinforces this point in an already referred to article on Analogy and
the Meaningfulness of Language about God when he states explicitly that “the whole
concrete act of knowing… is the judgment”61
and therefore, judgment revealing an act
of knowing, intelligibility, being. The question about the act of knowledge, Clarke
underpins, lies buried in its reality and relevance where there is a meeting point of the
act of a subjective knower and the act of a knowable object and a communication of
being: he considers causality as the bond of similarity between a subject and an object
in act of knowledge and the nature of this act, that is, whether it is an existential or self-
communicating act.
Clarke clarifies his position on the nature of judgment by analysis of how exactly
contact with real being for further philosophical development is attained; like
Transcendental Thomists, he insists on starting with judgments containing the copula
“is” in alternation to Gilsonian “immediate realism”, modern and Louvainian “critical
realism”, Dominican and Aristotelian “passage to Prime Mover”, and the unbounded
existential Thomism of “ordinary experience of being”, which is more fecund in view of
secure realism and further metaphysical development against anything like a Cartesian
cogito, ideal Kantian Colossus of a priori categories of human thought, and the traits of
an essentially intact Copernican revolution in contemporary a priories.62
To further this point concerning the fecundity of judgment as an act of fusion of
distinct beings in some way, Clarke points out thereafter that one privileged type of
experience, central to all human living, a must experience by any philosopher, a stare in
the face every day, unaccountable to anti-realist Kantian variety epistemology, a blind
spot in all classical modern epistemologies from Descartes onwards, inexplicit and not
61
See CLARKE, W. N, Explorations in Metaphysics, p. 129. 62 Idem, page 32-33.
37
thematized part of Thomistic realism, is interpersonal dialogue: without interpersonal
dialogue, Clarke affirms, none of us could be truly human, there would be no knowing
of human beings as equally real with ourselves and inability to engage in meaningful
dialogue with each other. This call of Clarke to interpersonal dialogue as the starting
point of metaphysics, and therefore all scientific projects between subjects and objects,
not only touches the nucleus of his metaphysics but also diffuses its presence in the self-
fulfillment of being through act and action.63
In sum, Clarke declares, we are, we are
like each other, we can engage in meaningful communication with each other,64
interpersonal dialogue is all too evident from day to day, time to time. Clarke argues for
the experience of interpersonal dialogue pointing out that it only takes entering in,
living experientially, and then reflecting on, to perceive the revelatory power of it.
Therefore, it cannot be deduced a priori from cogito or a purely solitary
experience. It is rather a happening to us without which the question of realism or
epistemological position, which is always an affirmation to someone, an affirmation we
are prepared to explain and defend, is impossible.65
After the epistemological
groundwork, the metaphysical reflections and ontological relevance of being as such
inasmuch as act and action gains its ground also. The analysis of being as act and action
to a self-communicating nature of act not only, according to Clarke, reveal being as it
truly is but also opens it to a whole journey towards self-fulfillment in act.
4. Being as Dynamic Act
The metaphysical notion of act and action in William Norris Clarke flows from
his notion of being. The notion of being thus far presented by Clarke’s thought may
well be captured by the notion of “dynamic act”. In his own words, Clarke articulates
being, esse, that is to be by the meaning of a dense notion, the notion of being as
substance-in-relation. This notion of being in Clarke has been distilled through a long
process of a personal journey and confrontation of St. Thomas Aquinas’s metaphysics
of being with modern and contemporary revolutionary and critical analysis of the 63
Ibidem 64
Ibidem 65 Ibidem
38
significance of the notion of being. Therefore, an understanding of the notion of being
according to Clarke and its primordial dimensions should lead to an ever deeper
interpretation of his metaphysical notion of action. He declares what action is, action:
the self-revelation of being. The resolution of being to act, Clarke affirms, is an
experience of being active. This notion of being as active is presented by Clarke from
Thomas’ work when dealing with God and infinity, especially in relation to actuality:
“… nam ex hoc ipso quo aliquid actu est, activum est”66
.
Following somewhat an Aristotelian notion of substance, Clarke explains that
being active of any existential act flows from the nature of act and potency, and here
potency means more strictly active potency such that active power follows upon being
in act. Therefore, the notion of act in Clarke is both existential and powerful. This active
nature of being is developed by Clarke along the line of thought of Aquinas when
dealing with arguments between God and potency: “potentia activa sequitur ens in
actu: unumquodque enim ex hoc agit quod est actu”67
. It should be added that Clarke in
his analysis of the nature of act not only is it existential and powerful but also of its own
nature dynamic, that is, self-communicative.
He draws this notion of act of being and action from the thoughts of Aquinas.
While investigating potentia generativa in the divine, Aquinas notes in his analysis that
actuality is of a communicative nature and tends to do so as far as possible such that
agency flows from actual existence: “natura cuiuslibet actus est, quod seipsum
communicet quantum possibile est. Unde unumquodque agens agit secundum quod in
actu est”.68
This notion of act and action rooted in existence permeated by intelligibility
establishes, Clarke affirms, not only the ground for dynamic and active being but also
raison d’être of communicability, relationality, receptivity, and community of being.
Clarke then affirms that “there is an immense innate dynamism in the very nature of
actual beings as such” following the rediscovery of the centrality and dynamism of the
act of existence in contemporary Thomism by Etienne Gilson.
66
See AQUINAS, Summa Contra Gentiles I, 43. n. 2 67
See AQUINAS, Summa Contra Gentiles II, 7, n. 3 68 See AQUINAS, QD De Potentia, q. 2, art. 1 co.
39
The analysis of being as act according to Clarke reveal that being is act primarily
as an existential act, and this is esse. Given the preceding metaphysical systems and
traditions before Aquinas, Clarke affirms that the synthesis of Thomism on the notion of
act and its limiting principle is not only simple and yet extremely rich, but also complex
as to the nature of being inasmuch as act through the notion of participation. Therefore,
the “first act” of being is an existential act. However, the existential act of being is an
act of “some” being: an existential act communicates “some” and “other” act, a
“second” act, which is it, a thing. This self-revelatory nature of being as act is essential
to being, and being as such. Therefore, the second primary act of being is natural to
being, essential to being: it is an intrinsic nature of being as act. Therefore, the “second
act” of being is an essential act, a communicative act of being. What is communicated
by this act of being is not existence, but is rooted and stems from an existential act and
this is essence of the act of being existential. Therefore, essence of being is the “second
act” of being as act. This duality of act primary to being is being as act not only
existentially first but also essentially “it-self.” Therefore being as act is and is
responsible to both “is it” and “it is” being-it-self. Therefore, the notion of being as act
in Clarke brings out a duality of act intrinsic to being as act and these acts are distinct,
existential act and essential act.
Being is primarily an existential act: there is “something”. There is, expresses
well existence of something. Without existence, there is “nothing”. Therefore, is
primarily expresses actual reality, and that there-is, is a judgment of a subject about the
really real and the copula of objective and subjective reality expresses a common
reality, which is and this reality means at first insight existence, and then existence of
but an existence of an actual other or another reality. Therefore, actual reality, the
really real, is and not only is it but also it is. Therefore, being is means primarily an act
and this act has an intrinsic nature, a prioritized.
By existential act Clarke endeavors to express the notion of being signified by
esse in latin language. This notion of being according to Clarke expresses his position
on being as act signified by actus essendi. The ground of Clarke’s interpretation of the
notion of being as act in this respect is grounded in the metaphysics of being of St.
Thomas Aquinas yet also expresses a certain modification to the notion of being to
40
respond to the critics and developments of non-scholastic and non-thomistic
philosophical interpretations and most especially the contemporary philosophical
schools.
Being as an existential act is the grounding of all other “perfections” of being.
Without this existential act of being, there would be no common “standing” and original
“fountain” of being in whatever sense apart from “nothing” or an abyss of “emptiness.”
Therefore, without existential act, being “floats” in the air without “density” or
foundational “weight”. To say it in another way: without the existential act, being and
whatever “sinks” endlessly into the abyss of nothingness because there is neither
foundation nor grounding for being-itself. In consideration of being in its aspect of
existential act according to the thought of Clarke the position of St. Thomas on the
primacy of esse is reaffirmed and the grounding of all other metaphysical speculations
interpreted. Therefore, being as an existential act prepares the “out flow” of being in
other and any other manner whether possible or operative dimension of being.
C. PRIMORDIAL DIMENSIONS OF BEING
After all the preceding analysis of the notion of being in Clarke, some points
have been identified as significant of dimensions of primordial being. This section will
deal with each point briefly before their application to man in the third part of this work.
It shall be of great interest to present what Clarke himself develops about each point.
The following are the basic categorization of the dimensions of primordial being in
William Norris Clarke.
Clarke notes that at the root of the whole Thomistic vision of the universe and its
systematic articulation are the dual principles of the intelligibility and the goodness of
being. It is not clear how spirit and intelligibility relate just as being and goodness in the
affirmations of Clarke except the natural correlativity of spirit and being like
intelligibility and goodness of being. However, he affirms that this correlativity is the
41
fundamental matrix for the possibility of the unfolding of the entire intellectual life in
all its forms and practical and moral life in human search for happiness.69
This position explains, Clarke notes, the secret dynamo of the thought of
Aquinas: “Being is the formal object of the intellect,” and “Truth (i.e., ontological truth,
or intrinsic intelligibility) is a transcendental property of all being,” etc. It therefore
emerges, according to Clarke, that the notion of person and being (spirit and being),
besides connaturality and correlativity, there is priority in the Metaphysic of Aquinas:
first the person, then being or first spirit, then being, as that “secret dynamo of
thought”70
.
This notion, Clarke argues, is methodological but not a problematic of a
theologian using presupposed metaphysics but philosophically: the doctrine of creation
of all things by God as Logos. Therefore, being is intelligible because the Source of all
being is identically both the fullness of being and the fullness of intelligence proceeding
from a free creative act of intelligence and love: the person is the primary model of
being.71
This analytical dynamism of conception of reality posits a problem on the
priority of the one and many just as the relation between oneness, unity, and multiplicity
or plurality.
In a moderate agreement to Father Johannes Metz’s “thought-form” (Denkform)
thesis of personal thought of St. Thomas, Clarke notes not only that an adequate
vocabulary of expression is needed but also that the notion of the person in Aquinas is
not a peculiar mode of being added on from the outside to a non-personal mode of being
but rather a person is being itself above certain limitation, which disperses its act of
presence into parts external to each other like emanation of photos of light (matter), to a
level of perfection (spirit) in which its act of presence is luminous and transparent to
itself as not only a presence to and for itself (self-consciousness) but also master of its
own actions (freedom).
69 Idem, page 3-4. 70
AQUINAS, De Veritate, art. 1. 71
CLARKE W. N., Explorations in Metaphysic, page 15: see the part headed thus : IV. THE PERSON AS THE PRIMARY MODEL OF BEING
42
Accordingly, Clarke declares that the fullness of being as an act of presence is of
its very nature personal (an active self-possessing presence to itself and to others (even
to the whole world if its act of presence is intense enough). In this manner, there is
agreement, Clarke cites, with the signification of the person St. Thomas tells: “The
person is that which is the most perfect in all nature.”72
Therefore, according to the
notion of the act of existence as root of all perfection, the person is the highest mode
and perfection of both existential act (esse) and self-communicative act (essentia) of
being qua being: to be is be substance-in-relation, a primarily intense conception of
being and secondarily extensive.
Therefore, the human person becomes for us the central datum of reference or
analogue for basic metaphysical concepts such as unity, activity, efficient causality, act
and potency, etc., for the sheer reason that these concepts are known to us even from
within and meaningfully applicable above (God and angels) and below (animals, plants,
earth, etc.). From this view point, the primordial dimensions of being and its rich
polarization is developed by Clarke to which this section is dedicated, and obviously,
starting with the human personal being: interpersonal dialogue, a starting point of
metaphysics.
According to Clarke, as we have just noted, beginning with the human being,
being inasmuch as being from the view and starting point of personal being within the
“We are” of interpersonal dialogue and manifestation is “the most fruitful” full-
dimensional-analysis of what it means “to be”.73
Therefore, not only the person
becomes the primary model of being but also—and more concretely—the human person
communion of existents.
Turning to the human personal being, the dimensions of being as such are
discerned. It is clear, according to Clarke, that the notion of substance is not only the
principle of per-during self-identity of a being throughout the succession of its changes
72
AQUINA, ST I, q. 29, art. 3 73 CLARKE W. N., Explorations in Metaphysics, page 42: see CONCLUSION
43
but also a center of dynamic activity and receptivity. As far as human knowledge is
concerned, every finite substance is intrinsically relational, set in the matrix of the
world-system as a whole (an integral). Therefore, Clarke affirms this freely:
“Here substance is conceived precisely as the integrating center of a
being’s activity, a center which is constantly pouring over into self-expression
through its characteristic actions and at the same time constantly integrating or
actively assimilating all that it receives from the action of other substances on
it.”74
Clarke, however, qualifies this notion of substance adding that the changes of a
self-identified being are accidental or non-essential: substance and accident are
metaphysical co-principles and ontologically interpenetrate each other, each affecting
the other more or less profoundly, as the case may be. In line with Whitehead, Clarke
affirms that reality is “through and through togetherness”. This is the expression of the
active act of substantiality as a primordial dimension of being and no less personal
being.
The passive act of integral being, Clarke affirms, is the notion of substantial
potency as a necessary condition of possibility for any complex whole: plasticity of
substantial potency as the subject of continuity in change. The notion of potency here,
he explains, is of an irreducible ingredient of the real world in line with St. Thomas:
“out of two entities in act, it is impossible to make a natural or intrinsic unity (unum per
se)”75
, a combination amounting to aggregation, a society, with unity of order perhaps
but not coalescing to form a genuine new being. Clarke investigates this potency not in
the sense of traditional Aristotelian-Thomistic term of “pure potency” or “prime matter”
since it is neither without forming yet irreducible to it either.
Relationality through communication (partiality and communicability) and
causation (efficient and final causality) after the actuality and determinability of being
as such, according to Clarke, conducts the unity of being by a higher act through the
74
CLARKE W. N., Explorations in Metaphysics, page 16-17. 75 AQUINAS T., SCG I, ch. 18
44
ingredient of substantial plasticity to the nature of God as Pure Subsistent Act of
Existence in order to form a per se unity of complex wholes of one being from the One.
In Clarke, the act of existence is the central unifying perfection from a single ultimate
Source which is pure unlimited plenitude of existence.76
Clarke affirms that the multiplicity of beings would not be “turned toward each
other to form a unity” (universum), i.e., a real order or system unified by existential
bonds between beings without action and activity following naturally from being and its
self-communicative nature to form a dynamic unity of order among beings, drawn
together in an intentional unity through knowledge and love, where the whole is
recreated consciously in every personal member: the process of self-communication and
self-revelation manifests itself as the supreme perfection and self-realization of every
being, the final raison d’être of being itself.77
The notion of being developed at the core is constituted by its (esse) or act of
existence, according to Clarke, conceived not as form or whatness or essence but as
active presence or power-filled real being present (virtus essendi) of substantial being in
relation through being-at-work: the intrinsic structure of all being is irreducibly dyadic,
substance-in-relation. Therefore, the human person, a reality closest and most
significant in the concrete, is a polarity of active substance and relation, of in-self
interiority and self-transcending outreach toward others. The basic frame work of causal
similitude from the central origin of the axes of being enable us effectively identify the
dimensions of being just as the attributes which can be applied to God such as unity,
activity, goodness, and power (absolutely transcendental properties of being) and
knowledge, love, joy, freedom, and personality (relatively transcendental properties of
being). In other words, being through essence participate in the act of existence:
composition with diverse limiting modes of essence.78
76
CLARKE W. N., Explorations in Metaphysics, page 3: see point 3. 77
Idem, page 63. 78 Idem.
45
PART THREE
HUMAN DIMENSIONS OF PERSONAL BEING
In this part the notion of person as the highest mode of being shall be developed
in view of the expressions of the human dimensions following (1) a recapitulation of the
human, and (2) the emergent acts of primordial being, according to Clarke.
The discovery of nature and person inasmuch as human shall reveal the
constitutive dimensions of personal being according to Clarke: (1) self-possessing made
possible through self-consciousness and self-determination, (2) self-communicating
through the intrinsic aptitude and nature of act that culminates fully in a dialectical
synthesis, a (3) self-transcending flowing from a dynamic act of a substantial-relational
being and action.
A. A RECAPITUALTION OF THE HUMAN
Clarke affirms that St. Thomas, after the doctrine of the real distinction between
essence and the act of existence, was able to precise the distinction between person and
nature than any other scholastic thinkers who ended in special modes and negative
explanations.
1. Nature
The interest here is the nature of the human person according to Clarke in the
prospect of personal being. The first affirmation is that the human person is a personal
46
being, possessing an intellectual nature, as dealt with earlier. However, Clarkes notes, it
is joined in a natural unity with a material body.
The sense of unity, Clarke explains, is that of Aristotle’s definition of man: man
as a rational animal.79
This, he affirms, is accepted by Thomas too.80
Clarke affirms that
a profounder and more exact description of man according to a total vision of man in
line with St. Thomas’s doctrine would be embodied spirit.81
The spirit, Clarke affirms,
is the deepest level, inasmuch man, of human nature. The nature of the human person is
recapitulated, according to Clarke, as follows, under five points:
Firstly, a natural and complementary unity of a body and an intellectual soul:
the soul of spiritual acts possessing its own existence and transcending the body, Clarke
affirms, communicates existence by drawing the body into participation in it to a higher
mode of being as the necessary instrument of journey of self-realization forming a
single unified existing nature.82
The spiritual act of existence owned by the human soul
is not only a form of a body, Clarke affirms, but also a spirit and a form intrinsically
separable yet oriented towards the body83
. Secondly, human will: the spiritual faculty of
action flowing from an intellectual nature, Clarke defines the human will, likewise the
following elements, and, inasmuch as spirit, he notes, is ordered to nothing less than the
infinite good upon which its freedom is built before finite goods. This is congruous with
St. Thomas’s notion of creation and freedom, even for the other points:
sicut in artibus est quod illa quae considerat finem, imperat et movet artes
considerantes ea quae sunt ad finem, sicut medicus imperat pigmentario, ut supra
dictum est, ita etiam est in potentiis animae. Voluntas enim, quia considerat finem,
movet alias omnes potentias quae ordinantur ad finem et imperat eis actus suos.84
Omne enim agens habet aliquam intentionem et desiderium finis. Omne
autem desiderium finis praecedit aliqua cognitio praestituens finem, et dirigens in
79 CLARKE W. N., Person and Being, page 32: “Aristotle defined this unity called “man” as “a rational animal.” 80 Ibidem. 81 Ibidem. 82
Idem, page 35 83
Idem. 84 AQUINAS T., Super Sent., lib. 1, d. 3, q. 4, art. 1 ad 8.
47
finem ea quae sunt ad finem. Sed in quibusdam ista cognitio non est conjuncta
tendenti in finem; unde oportet quod dirigatur per aliquod prius agens, sicut sagitta
tendit in determinatum locum per determinationem sagittantis; et ita est in omnibus
quae agunt per necessitatem naturae; quia horum operatio est determinata per
intellectum aliquem instituentem naturam; unde, philosophus dicit, quod opus
naturae est opus intelligentiae.85
Cuius enim est velle finem principaliter, eius est velle ea quae sunt ad finem
ratione finis. Est autem ipse Deus ultimus rerum finis, ut ex praedictis aliquatenus
patet.86
Deus autem, sicut uno actu omnia in essentia sua intelligit, ita uno actu vult
omnia in sua bonitate. Unde, sicut in Deo intelligere causam non est causa
intelligendi effectus, sed ipse intelligit effectus in causa; ita velle finem non est ei
causa volendi ea quae sunt ad finem, sed tamen vult ea quae sunt ad finem, ordinari
in finem. Vult ergo hoc esse propter hoc, sed non propter hoc vult hoc.87
quod voluntas quandoque dicitur ipsa potentia qua volumus; quandoque
autem ipse voluntatis actus. Si ergo loquamur de voluntate secundum quod nominat
potentiam, sic se extendit et ad finem, et ad ea quae sunt ad finem. Ad ea enim se
extendit unaquaeque potentia, in quibus inveniri potest quocumque modo ratio sui
obiecti, sicut visus se extendit ad omnia quaecumque participant quocumque modo
colorem.88
Libertas enim arbitrii proprie ad electionem se extendit, electio autem est
eorum quae sunt ad finem, ultimus autem finis naturaliter appetitur ab unoquoque:
unde omnes homines ex hoc quod sunt intellectuales, appetunt naturaliter felicitatem
tanquam ultimum finem, et adeo immobiliter, quod nullus potest velle fieri miser.
Nec hoc libertati repugnat arbitrii, quae non se extendit nisi ad ea quae sunt ad
finem. Quod autem in hoc particulari hic homo ultimam suam felicitatem, ille autem
in illo ponat, non convenit huic aut illi inquantum est homo, cum in tali aestimatione
et appetitu homines differant, sed unicuique hoc competit secundum quod est in se
aliqualis.89
Thirdly, human intellect: a capacity for being (capax entis) ordered to being as
such and being in its highest mode and perfection, which is the whole of being as
intelligible ultimately in God, the infinite source and fullness of all being (capax entis,
ergo capax Dei). Fourthly, a synthesis of the whole universe: both material and spiritual
85 Idem, d. 35, q. 1, art. 1 co. 86 AQUINAS T., SCG I, ch. 75, n. 2 87
Idem., ST I, q. 19, art. 5, co. 88
Idem., I-II, q. 8. art. 2, co. 89 Compendium Theologiae, lib. 1, ch. 174, co.
48
being find itself united in the human person as embodied spirit. Fifthly, social
dynamism: the human person, being finite, is insufficient for and to itself and needs
others human and personal beings for his natural perfection and both mutual
dependence and complement. In consequence, Clarke affirms that the dynamic notion
of both nature and substance ordered towards self-expression through action introduces
the historical dimension of the human person for an integral conception.90
The end of
man as human person capable of an indirect analogous knowledge and direct love of
Transcendent Spiritual Source, “led by the hand by material things”, inasmuch as an
embodied spirit, in a journey qualifies him as a homo viator. The dynamism of the
intellectual nature of the human person orients him to nothing less than the Infinite
Intelligibility-Goodness: the human person’s journey is through and beyond matter.
This indeed puts man, Clarke concludes, as a human person in perspective of freedom
and ability to make his own history as he journeys through time. Therefore, the human
person, Clarke affirms, is a being whose nature is to possess creative freedom.
2. Person
The historical genesis of the notion of person and its distinction is long. This
investigation seeks the ontological meaning of person in the thought of St. Thomas
according to Clarke.
Clarke affirms that according to St. Thomas, when he continues the tradition that
the person is “that which is most perfect in all of nature” understood as fullness of being
itself, is really nothing but existence fully its nature: being being-fully-itself, Clarke
affirms, turns into a luminous self-presence and self-possession called person, personal
being. Clarke affirms that for Thomas to be a person both an intellectual nature
(essentia) and possession of act of existence (esse) are requisite: “Therefore, it is the
nature’s own proportionate act of existence, actualizing it as an existent, which formally
constitutes that nature a person.”91
90
CLARKE W. N., Person and Being, page 41. 91 CLARKE W. N., Person and Being, page 27.
49
Therefore, Clarke explains the position of St. Thomas, the person is the concrete
whole resulting from this union (intellectual essence and own act of existence)
expressed by the term “I”. Ordinary languages, Clarke notes, distinguish persons by
“who” and natures by “what” questions. In other words, Clarke explains, for St. Thomas
the person could be defined as “an intellectual nature possessing its own act of
existence, so that it can be the self-conscious, responsible source of its own actions.” In
this sense, Clarke continues, personal being is imbued with a double dimension for self-
possession: self-consciousness in the order of knowledge and self-determination in the
order of action. A person is descriptively dominus sui: master of itself, or self-
possessing (in the order of knowledge by self-consciousness; in the order of will and
action by self-determination or free will).92
In this line, Clarke adds that a more adequate definition of person for St. Thomas
might be this: a person is an actual existent, distinct from all others, possessing an
intellectual nature, so that it can be the self-conscious, responsible source of its own
actions. Therefore, with this analysis, Clarke defines the human person according to an
interpretation of Thomas as an actual existent, distinct from all others, possessing only a
human intellectual nature (i.e., as embodied spirit), which he notes as close to one of
92
AQUINAS T., Summa Theologiae I-II, q. 6, art. 2 ad 2: “secundum hoc quod actus humani sunt
voluntarii, homo dicitur esse dominus suorum actuum”; II-II, q. 64, art. 5, ad 3: “Ad tertium dicendum
quod homo constituitur dominus sui ipsius per liberum arbitrium. Et ideo licite potest homo de seipso
disponere quantum ad ea quae pertinent ad hanc vitam, quae hominis libero arbitrio regitur. Sed transitus
de hac vita ad aliam feliciorem non subiacet libero arbitrio hominis, sed potestati divinae. Et ideo non
licet homini seipsum interficere ut ad feliciorem transeat vitam. Similiter etiam nec ut miserias quaslibet praesentis vitae evadat. Quia ultimum malorum huius vitae et maxime terribile est mors, ut patet per
philosophum, in III Ethic. Et ita inferre sibi mortem ad alias huius vitae miserias evadendas est maius
malum assumere ad minoris mali vitationem. Similiter etiam non licet seipsum occidere propter aliquod
peccatum commissum. Tum quia in hoc sibi maxime nocet quod sibi adimit necessarium poenitentiae
tempus. Tum etiam quia malefactorem occidere non licet nisi per iudicium publicae potestatis. Similiter
etiam non licet mulieri seipsam occidere ne ab alio corrumpatur. Quia non debet in se committere crimen
maximum, quod est sui ipsius occisio, ut vitet minus crimen alienum (non enim est crimen mulieris per
violentiam violatae, si consensus non adsit, quia non inquinatur corpus nisi de consensu mentis, ut Lucia
dixit). Constat autem minus esse peccatum fornicationem vel adulterium quam homicidium, et praecipue
sui ipsius, quod est gravissimum, quia sibi ipsi nocet, cui maximam dilectionem debet. Est etiam
periculosissimum, quia non restat tempus ut per poenitentiam expietur. Similiter etiam nulli licet seipsum occidere ob timorem ne consentiat in peccatum. Quia non sunt facienda mala ut veniant bona, vel ut
vitentur mala, praesertim minora et minus certa. Incertum enim est an aliquis in futurum consentiat in
peccatum, potens est enim Deus hominem, quacumque tentatione superveniente, liberare a peccato.”; De
Veritate q. 5, art. 10: “quod ad huius quaestionis evidentiam, oportet scire qui dicantur actus humani.
Dicuntur enim proprie illi actus humani quorum ipse homo est dominus; est autem homo dominus suorum
actuum per voluntatem sive per liberum arbitrium; unde circa actus voluntatis et liberi arbitrii quaestio
ista versatur.”
50
Thomas’s favorite definitions of person: subsistens distinctum in natura rationali.93
Clarke explains that the above “thomistic” perspective is incomplete and that he
(Clarke) combines metaphysical and anthropological perspectives for completion.
Indeed, Clarke declares, the notion of person is an analogous one, and in this manner,
extendable to God. Therefore, the person is somewhat existence and essence identified
in some way, and this is most fully in God as philosophically attributable as personal. In
this sense, Clarke affirms that to be fully, without “restrictions”, is to be personal. The
notion of the human person, Clarke cites, has been spelled out well by his companion; a
summary of Karl Rahner on the notion of person:
Being a person, then, means the self-possession of a subject as such in
conscious and free relationship to the totality of itself. This relationship is the
condition of possibility and antecedent horizon for the fact that in his individual
sciences man has to do with himself as one and as a whole. Because man’s having
responsibility for the totality of himself is the condition for his empirical experience
of self, it cannot be derived completely from this experience and its objectivities.
Even when man would want to shift all responsibility for himself away from himself
as someone totally determined from without, and thus would want to explain
himself away, he is the one who does this and does it knowingly and willingly. He is
the one who encompasses the sum of all the possible elements of such an
explanation, and thus he is the one who shows himself to be something other than
the subsequent product of such individual element94
B. EMERGENT ACTS OF PERSONAL BEING
The preceding parts and sections have availed the dynamic and self-
communicative notion of being according to the thought of William Norris Clarke. This
chapter treats some of the emergent acts of personal being applicable analogously to all
persons. However, Clarke notes that the metaphysical insight embodied in the
preceding, accurate, expression of St. Thomas’s thought come to light fully in his rich
and original doctrine of existence as the central act and core of all perfection in real
93
AQUINAS T., Super Sent., lib. 1, d. 23, q. 1, art. 4 co. 94
CLARKE W. N., Person and Being, page 63: quoting Karl Rahner’s own summary of what it means to be a human person:
51
being: Clarke affirms that the act of existence is not external but rather the whole
positive core and content of all the perfection actualized in essence.
Therefore, he continues, essence emerges from existential act itself as a
particular limiting mode of existence itself, which constricts the all-embracing fullness
of perfection down to some determinate, limited participation: indeed, all finite being is
really a limited act of existence, existing now as a new whole distinct from all other real
beings. Therefore, personal being is a subject of existing, a whole of existing essence or
nature.
It is from the very notion of being as dynamic and communicable act that Clarke
develops the dimensions of being which are fully manifest in personal being, the highest
order and mode of being. Therefore, the emergent acts of personal being are no less the
very acts of dynamic and relational being except those acts which formally constitute
personal being. Clarke affirms that the first emergent act of personal being as a
synthesis of all the suppositional dimensions of being as such is self-possessing, the
second is self-communicating and the third is self-transcending, the synthesis of
interiority and exteriority of being personal. The distinctive emergent act of personal
being, Clarke affirms, upon which all others presuppose, is the first act, the self-
possessing because it follows from an essential (intellectual nature) owning of being
itself.
The second and third acts, Clarke continues, follow from the innate diffusiveness
of being, and in this case, that is, personal being, in an analogical and higher dimension
of goodness; therefore, Clarke concludes, the second and third emergent acts are
formally intelligible and voluntary diffusion of richness and goodness of being. These
emergent acts, Clarke affirms, are not only significant of the nature of personal being
but also analogously expresses the real notion of the ultimate act of existence and its
significant dynamic primordial acts: the “nature” of ultimate Reality. Therefore, the
human person, he affirms, is a privileged being in sharing this image of its Ultimate
Source and Original Being not only as an existential act but also as a self-
communicative personal being and act. In sum, what follows are, according to Clarke,
52
“the main ways in which the human person manifests or gives expression in actual
living to the inner structure of its personalized being.”95
1. Self-Possessing
According to Clarke, rooted in the act of existence constitutive of the person and
adjusted appropriately to human nature which possesses it as its own, speaking of the
person as realized in a human nature, the dyadic structure of all real being presents all
real being in-itself and toward-others: to be is to be substance-in-relation, that is, real
being standing on its own as a unity-identity-whole in the midst of a community of
existents. Here is it in his word:
Self-possession is the manifestation on the level of conscious experience of
one of the two complementary poles of the underlying ontological structure of the
person, namely, its in-itselfness or substantiality, by which it stands out as a distinct,
autonomous, self-governing moral subject in the community of other persons and of
all beings. It is here that the unique inner depth of privacy and interiority of the
personal self resides, irreducible to any of its outward-facing relations, and without
which the latter lose their own grounding in being96
This standing not as part of any other being is not the same as being unrelated to
others; rather, it pours itself out into active self-communication with other real beings,
generating relations, community, etc. 97
The human person, Clarke argues, in the order
of being as personal being (spiritual being) is a luminous self-presence, according to the
in-itself dimension of every real being, termed self-consciousness.98
Therefore, Clarke notes, the first dimension of personal being that constitutes its
self-possessing is self-consciousness, which is an awareness of oneself both as present
and as source of one’s actions. This self-awareness, Clarke affirms, follows from an
95 CLARKE W. N., Person and Being, page 41. 96
Idem, page 57. 97
Idem, page 42. 98 Idem, page 43.
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intense order of knowledge that is both active and present to itself, a spiritual act of
being, and the mode of being personal. This reality of being emerges from existent
being inasmuch as esse per se in natura intelletuali99
that is not only its esse naturale
(existence) but also esse intentionale (essence) identified.
The second dimension, Clarke explains, that is connatural to self-awareness for a
self-possessing is the owning of act that naturally flows in action according to the
following of the principles of intelligibility or goodness of being in a communicative
act, and this is termed self-determination100
: in the order of action, he continues, it is
freedom of the will as opposed to awareness of self, in the order of knowledge. The
polarization of self-possession into self-awareness and responsibility constitute,
according to Clarke, an adequate notion of St. Thomas’s wonderfully terse description
of the human being as dominus sui (master of itself):
quod ex hoc contingit quod homo est dominus sui actus, quod habet
deliberationem de suis actibus, ex hoc enim quod ratio deliberans se habet ad
opposita, voluntas in utrumque potest. Sed secundum hoc voluntarium non est in
brutis animalibus, ut dictum est101
The following is a deeper look into the elements of self-possessing:
a. Self-Consciousness
Clarke endeavors to explain more about self-consciousness saying that this self-
presence enables a personal being to be aware of itself as a subject present to itself from
within and source of its own actions to meaningfully say “I” but not as object, distinct
from or “out in front of itself”. This notion of self-consciousness, Clarke declares, is a
unique logic and own prerogative of personal being. It is this same reason why animals
are not persons:
99
AQUINAS T., Super Sent., lib. 1 d. 23 q. 1 a. 2 co 100
CLARKE W. N., Person and Being, page 43. 101 AQUINAS T., Summa Theologiae I-II, q. 6 a. 2 ad 2.
54
“Although they [Animals] are aware of the outside world through the senses,
they are locked into extraverted focusing on objects of their senses and cannot make
that “full return of the soul to itself,” as St. Thomas puts it, which would enable
them to be self-present as well as present to others, in a word, to be self-
conscious.”102
This inner principle of identity of knower (existential) and known (essential),
Clarke notes, is one of the evidences brought forward by St. Thomas, together with
many later thinkers, for asserting that the source of such act and action must be spiritual
soul.103
Therefore, Clarke affirms, the activity of identity of subject and object
transcending material mode of being without opposing it points to a more intense and
concentrated level of self-presence called “spiritual being.”104
Therefore, in the higher ranges of personal being (God and angels), Clarke adds,
this self-presence is immediate, totally transparent, and complete: having no bodies (yet
not absolutely opposed to it inasmuch as lower mode of being), they have no submerged
unconscious dimension and no slow education process spread over time. This is not the
case with the human person: having material and personal mode of being, the human
person is an embodied spirit naturally uniting both the created dimension of the
corporeal and spiritual soul.
The intellectual consciousness, Clarke argues, starts off in the dark of potential,
the sense of faculty, to be activated from without not only by a movement outward to
the material world but also by stimulus of sense knowledge towards a response
spreading over several years of time. This process of awakening, Clarke affirms
according to the works of John Macmurray, such as Persons in Relation, can only be
done by another human person reaching and treating one as itself that calls into I-Thou
relation. The discovery of “who I am” is the fuller conscious possession of unique
102 CLARKE W. N., Person and Being, page 44. 103 Idem; AQUINAS T., SCG II, ch. 66: Thomas explains arguments for the difference between sense and intellectual knowledge saying, “Nullus sensus seipsum cognoscit, nec suam operationem: visus enim non videt seipsum, nec videt se videre, sed hoc superioris potentiae est, ut probatur in libro de anima. Intellectus autem cognoscit seipsum, et cognoscit se intelligere” 104 Idem, page 44-45.
55
personality that is distinctive among others in the world: man is a traveler in his self-
knowledge in all the aspects of his being.
b. Self-Determination
Self-determination explains Clarke, is the second mode of self-possession proper
to personal being in the order of action: mastery over proper actions by freedom of the
will in a priority of responsibility and self-governing. It is rooted in the very nature of
existential act of personal being qualifying any person analogously in charge of its own
life. The initiation of self-determination in self-responding and its consummation in
self-governing, Clarke notes, is located not only the true dignity and profound worth of
every personal being but also deep implications.105
The individual and social moral
responsibility and mastery is here interwoven and resolved by personal mode of being
and self-possessing beings.
The termination of responsibility in governance, Clarke articulates, capacitates
personal being to exercise not only providence (pertinent to the order of intelligence, the
basic need for science, wisdom, justice, prudence, etc.) and service (pertinent to
observance or conservation of the order of love, volition, or free will, the basic need for
I-Thou for strength, family, community, support etc.) tantamount to man exercising
“intelligent free self-government” in an image of the all-comprehensive Providence of
God.
In this sense, morality is not primarily of obedience to law in the sense of
obedience to particular precepts imposed explicitly from without (like the ethics of
William of Ockham and Nominalist tradition) but rather a morality, Clarke explains
here the distinctive aspect of St. Thomas’s ethics, of the free self-governing person
responsibly guided towards God as final goal according to the flexible inner law, the
natural law expressive of personal being. Clarke rivets this point citing St. Thomas
thus:
105 CLARKE W. N., Person and Being, page 49.
56
quod subditus, non habet iudicare de praecepto praelati, sed de
impletione praecepti, quae ad ipsum spectat. Unusquisque enim tenetur actus
suos examinare ad scientiam quam a Deo habet, sive sit naturalis, sive acquisita,
sive infusa: omnis enim homo debet secundum rationem agere106
It is therefore implicative that self-determination expresses being inasmuch as
personal in-itself and toward-others: Clarke declares that act determines not only itself
but also being as it is in the case of personal being bring forth identity and value to light
according to stand. Therefore, Clarke notes, self-possession “adds a distinctive overtone
of seriousness and personal involvement to the whole moral enterprise”107
.
2. Self-Communicating
The generosity and receptivity of being as such not only expresses the
“introverted” but also synthetically expresses the “extraverted” dimension of being.
Clarke affirms that “all being is caught up in this unending dialectic of the within and
the without, the in-itself and the toward-others, the inward facing act of existential
presence in itself and the outward facing act of self-expression and self-manifestation
to others, by which it enters into a web of relationship with them.”108
The person, Clarke affirms, is a living synthesis of substantiality and
relationality. This polarized dimensional reality of being is equally important, and most
especially, to the human person: human consciousness does not start of in full, luminous
self-presence, like angels. Therefore, human consciousness emerges from an
interpersonal social matrix of “I-Thou-We”. This communicative dimension of personal
edification is according to Clarke natural and spontaneous as St. Thomas also remarks:
106
AQUINAS T., QD De Veritate, q. 17, art. 5, ad. 4. 107
CLARKE W. N., Person and Being, page 56. 108 Idem, page 64.
57
Videtur quod huiusmodi amicitia non sit pars iustitiae. Ad iustitiam enim
pertinet reddere debitum alteri. Sed hoc non pertinet ad hanc virtutem, sed solum
delectabiliter aliis convivere. Ergo huiusmodi virtus non est pars iustitiae.109
This aspect of friendship, Clarke affirms, was left to the contemporary
existential Phenomenologists and Personalists to develop in a more rich, indispensable,
and unique characteristic of personal being. This social nature of the human person,
Clarke argues, develops and unfolds from an ever growing matrix of relations of active
dialogue. It also explains, Clarke notes, the defining of the person in relational terms in
the world of psychology and psychotherapy. However, he notes that the deepest and
permanent level of defining the being and self-identity of the human person is located in
its relation to God as the latter’s created image, the Source of all being. With a
modification of the words of Josef Pieper to express his point, Clarke affirms that
personal being is both highly and deeply more related and comprehensive of intrinsic
existence not only by dwelling most intensely within itself but also by its being capax
universi.110
This reality, Clarke continues, is rooted in the metaphysical notion of
personal being as ultimately an act of existence (esse) of a highest mode in a nature.
Personalized being, inconsequence, Clarke affirms, must realize the basic dyadic
ontological structure of all being in the highest and deepest mode of presence in itself
and presence to others: to be a person is to be intrinsically expansive, ordered toward
self-manifestation and self-communication.111
This, Clarke judges, is the decisive
advance over Aristotelian substance restricted to nature and form ordered to itself rather
than sharing with others: there was no deep metaphysical grounding of the other pole.
The Neoplatonic dynamism of the self-diffusiveness of the good, taken by St. Thomas,
Clarke affirms, was necessary to “recuperate” the other-centered pole to the self-
centered pole of Aristotelian substance, except partially in his ethical and political
inquiry. In the case of the human person, Clarke notes, the receptive pole dominates at
the early stages before the generative in the sense of freely initiated active self-
communication.
109
AQUINAS T., ST II-II, q. 114, art. 2, ad 1 110
CLARKE W. N., Person and Being, page 69. 111 Idem, page 71.
58
Clarke affirms that giving and receiving, therefore, constitutes the “breathing of
being”112
. In sum, the self-communicative act proper to embodied spirits is wisdom,
love, the joy of togetherness, and many ways of its creative expressions. This expansive
drive is the root of community according to Clarke. In line with St. Thomas, Clarke
affirms the analogical doctrine of communion whose ultimate goal and perfection is
literally the communion between persons. The texts of St. Thomas Aquinas along these
lines are the following two:
Inter alias vero intellectuales substantias humanae animae infimum
gradum habent: quia, sicut supra dictum est, in prima sui institutione
cognitionem ordinis providentiae divinae in sola quadam universali cognitione
suscipiunt; ad perfectam vero ordinis secundum singula cognitionem, oportet
quod ex ipsis rebus, in quibus ordo divinae providentiae iam particulariter
institutus est, perducatur. Unde oportuit quod haberet organa corporea, per quae
a rebus corporalibus cognitionem hauriret. Ex quibus tamen, propter debilitatem
intellectualis luminis, perfectam notitiam eorum quae ad hominem spectant,
adipisci non valent nisi per superiores spiritus adiuventur, hoc exigente divina
dispositione, ut inferiores per superiores spiritus perfectionem acquirant, ut supra
ostensum est. Quia tamen aliquid homo de lumine intellectuali participat, ei
secundum providentiae divinae ordinem subduntur animalia bruta, quae
intellectu nullo modo participant.113
Respondeo dicendum quod Origenes posuit quod creatura corporalis non
est facta ex prima Dei intentione, sed ad poenam creaturae spiritualis peccantis.
Posuit enim quod Deus a principio creaturas spirituales solas fecit, et omnes
aequales. Quarum, cum essent liberi arbitrii, quaedam conversae sunt in Deum,
et secundum quantitatem conversionis sortitae sunt maiorem vel minorem
gradum, in sua simplicitate remanentes. Quaedam vero, aversae a Deo, alligatae
sunt corporibus diversis, secundum modum aversionis a Deo. Quae quidem
positio erronea est. Primo quidem, quia contrariatur Scripturae, quae, enarrata
productione cuiuslibet speciei creaturae corporalis subiungit, vidit Deus quia hoc
esset bonum; quasi diceret quod unumquodque ideo factum est, quia bonum est
ipsum esse. Secundum autem opinionem Origenis, creatura corporalis facta est,
non quia bonum est eam esse, sed ut malum alterius puniretur. Secundo, quia
sequeretur quod mundi corporalis dispositio quae nunc est, esset a casu. Si enim
ideo corpus solis tale factum est, ut congrueret alicui peccato spiritualis
creaturae puniendo; si plures creaturae spirituales similiter peccassent sicut illa
propter cuius peccatum puniendum ponit solem creatum, sequeretur quod essent
plures soles in mundo. Et idem esset de aliis. Haec autem sunt omnino
inconvenientia. Unde haec positione remota tanquam erronea, considerandum
est quod ex omnibus creaturis constituitur totum universum sicut totum ex
partibus. Si autem alicuius totius et partium eius velimus finem assignare,
112
Idem, page 74: see last paragraph of the same page. 113 AQUINAS T., SCG III, ch. 81 ad 1
59
inveniemus primo quidem, quod singulae partes sunt propter suos actus; sicut
oculus ad videndum. Secundo vero, quod pars ignobilior est propter nobiliorem;
sicut sensus propter intellectum, et pulmo propter cor. Tertio vero, omnes partes
sunt propter perfectionem totius, sicut et materia propter formam, partes enim
sunt quasi materia totius. Ulterius autem, totus homo est propter aliquem finem
extrinsecum, puta ut fruatur Deo. Sic igitur et in partibus universi, unaquaeque
creatura est propter suum proprium actum et perfectionem. Secundo autem,
creaturae ignobiliores sunt propter nobiliores sicut creaturae quae sunt infra
hominem, sunt propter hominem. Ulterius autem, singulae creaturae sunt propter
perfectionem totius universi. Ulterius autem, totum universum, cum singulis suis
partibus, ordinatur in Deum sicut in finem, inquantum in eis per quandam
imitationem divina bonitas repraesentatur ad gloriam Dei, quamvis creaturae
rationales speciali quodam modo supra hoc habeant finem Deum, quem attingere
possunt sua operatione, cognoscendo et amando. Et sic patet quod divina bonitas
est finis omnium corporalium.114
In the final analysis, Clarke affirms, to be is to be-in-communion115
. However,
though generosity of being through communication is a perfection of being, receptivity
has not found explicit development at all as a positive perfection of being in the
metaphysics of St. Thomas and Thomism in general, Clarke identifies. Clarke affirms,
aware of other distortions with the notion of potency, passivity, inferiority, etc., that
receptivity is a positive perfection in the light of an active, welcoming of act to act
rather than act to potency that is apparent in nature and relation of personal love. This
notion of receptive relation and communication, Clarke affirms, is implicit in St.
Thomas as an inseparable dynamic pole of the process of being itself inasmuch as the
notion of primal expansive act and perfection of esse.
3. Self-Transcending
After the preceding analysis of the personal phases of a human being, the third
emergent moment is the consideration of person inasmuch as self-transcending.
Drawing from the thoughts of St. Thomas, Clarke develops this aspect of personal being
in an analogical conception and in the sense of leaving behind self-centeredness in place
of other-centeredness, a forgetfulness of self to remembrance of other so to speak. In
114
Idem, ST I, q. 65, art. 2 115 CLARKE W. N., Person and Being, page 82: see beginning of second paragraph.
60
this sense, authentic friendship and love of benevolence is a self-transcending act. This
sense, Clarke affirms, is paradoxical. Philosophical resolution of this sense of
transcendence, Clarke notes, is difficult and that St. Thomas develops his solution along
the lines of the doctrine of participation and similitude in the order of nature, existence,
and same original Source.
The other solution of St. Thomas, Clarke affirms, is that of the notion of
perfection than imperfection that is diffusive: that to be is to be a lover. This notion of
being as love of transcending self not only in the horizontal dimension but also in the
vertical dimension has its metaphysical grounding in the doctrine of diffusive
perfection. This is only possible in circulatio entium expressed in created movement of
exitus and reditus analogically significant of a primordial nature of being and its
emergent dimensions. Clarke notes this point in St. Thomas:
quod in exitu creaturarum a primo principio attenditur quaedam circulatio
vel regiratio, eo quod omnia revertuntur sicut in finem in id a quo sicut a principio
prodierunt. Et ideo oportet ut per eadem quibus est exitus a principio, et reditus in
finem attendatur. Sicut igitur dictum est, dist. 13, quaest. 1, art. 1, quod processio
personarum est ratio productionis creaturarum a primo principio, ita etiam est eadem
processio ratio redeundi in finem, quia per filium et spiritum sanctum sicut et
conditi sumus, ita etiam et fini ultimo conjungimur; ut patet ex verbis Augustini
positis in 3 dist., ubi dicit: principium ad quod recurrimus, scilicet patrem, et
formam quam sequitur, scilicet filium, et gratiam qua reconciliamur. Et Hilarius
dicit infra 31 dist.: ad unum initiabile omnium initium per filium universa referimus.
Secundum hoc ergo processio divinarum personarum in creaturas potest considerari
dupliciter. Aut inquantum est ratio exeundi a principio; et sic talis processio
attenditur secundum dona naturalia, in quibus subsistimus, sicut dicitur a Dionysio
divina sapientia vel bonitas in creaturas procedere. Sed de tali processione non
loquimur hic. Potest etiam attendi inquantum est ratio redeundi in finem, et est
secundum illa dona tantum quae proxime conjungunt nos fini ultimo, scilicet Deo,
quae sunt gratia gratum faciens et gloria, et de ista processione loquimur hic. Sicut
enim in generatione naturali generatum non conjungitur generanti in similitudine
speciei nisi in ultimo generationis, ita etiam in participationibus divinae bonitatis
non est immediata conjunctio ad Deum per primos effectus quibus in esse naturae
subsistimus, sed per ultimos quibus fini adhaeremus; et ideo concedimus, spiritum
sanctum non dari nisi secundum dona gratum facientia.116
116 AQUINAS T., Super Sent., lib. 1, d. 14, q. 2, art. 2 co
61
This decentering process of being from self to transcendence is a paradoxical
and perfective according to Clarke and emerges fruitful as St. Thomas notes about the
creative acts of personal being. It is a process, Clarke affirms, that is necessary on the
conscious level; therefore, self-transcending emerges from the aspect of self-possession
that extracts the centrality of the self consciously and determinately in order to elevate
self-possession to higher and deeper possession (consciousness and determination) of
the other as such to effectuate a decisive and grateful appreciation and communication,
a somewhat exchange of self-gifts or gifts of self, which is love, but in a more radical
manner, towards fullness of being and goodness as such: a process of beings, proper to
personal beings, inasmuch as intellectual spirits, to fuse into inseparable and indivisible
unity of a new being through a dynamic spiral of a conscious self-decentering exchange
of self with other-self to an in-terminate relational communion of fruitful love.
This exchange of gifts is horizontal inasmuch as it exists between proportionate
personal beings and vertical inasmuch ordered to the Infinite Source and exemplar of
primordial being. Therefore, Clarke affirms at last that “to be a human person fully
means to self-transcend toward the Infinite”117
. In sum, as mentioned earlier under the
notion of opposition, Clarke returns to the same point:
The openness and closeness of being to others follow from its being poor
equally as from its being rich to naturally share and communicate with others118
.
Therefore, there is also an innate fecundity which communicates through
generosity and receptivity of being just as a perfective property and attribute of
being as such. Therefore, action, “passions”, and relations are inseparable and
linked up together even in the Aristotelian categories. However, while all
relations are not generated by action, still action and passion necessarily
generate relations119
.
Therefore, being is a dynamic existential act of a communicative and expansive
circular relation.
117
CLARKE W. N., Person and Being, page 108 118
CLARKE, W. N, Person and Being, page 10. 119 Idem, page 14.
62
CONCLUSION
The notion of dimension according to William Norris Clarke is a dense
analogical application of meaningful linguistic concepts of a metaphysical range that are
meaningful even about ultimate reality. The notion of being according to Clarke
emerges as a dense activity of an alternating rhythm flowing from polarization,
dimensional analysis, and dialectical synthesis of relative opposition in being. The
human being inasmuch being is fundamentally an existential act (esse)120
moderately
self-communicating121
, and ultimately a dyadic synthesis of dynamic substance-in-
relation (esse122
ut actus, ens in actu123
) to be fully (esse in actu) towards communion:
to be is to be substance-in-relation124
.
The notion of intentional being sheds light upon the gratuity of created and
participated being. It also underpins the doctrine of analogicity of being and elaborates
it through a relational dimension. The notion of primordial being according to Clarke is
both existentially essential and essentially existential, flowing into dynamic act,
communicative activity, and participial circulation of beings: “natura cuiuslibet actus
est, quod seipsum communicet quantum posibile est”125
. The human person, according
to Clarke, becomes a central point and paradigmatic reference of being embodying all
orders and dimensions of being-itself: the vegetative, sensitive, rational, and spiritual
dimensions.
Therefore, the human person126
is a synthesis or image of being itself to the
utmost participation open to created beings. Though wonderfully investigated and
analyzed, the dimensions of the human person according to Clarke needs more
120 AQUINAS T., SCG II, ch. 54 121 Idem, n. 5 122 Idem, n. 6 123 Idem, ST I, q. 77, art. 6, co. 124
CLARKE W. N., Explorations in Metaphysics, page 104. 125
cf. QD DP, q. 2, art. 1 co. ; Summa Theologiae I, q. 19, art. 2 126 Cf. Summa Theologiae, I, q. 29, art. 3: “persona est ens perfectissimum”
63
development and concrete application of the really communicative acts apart from pure
activism, and the relation of act to perfection in the constitution of its social dynamism
within political and transcendental participations in an analogous whole in accordance
with the adage agere sequitur esse and bonum est diffusivum sui. Without employment
of all dimensions examined from the notion of primordial being, a synthetic
condensation and precipitation of the human dimensions of personal being in William
Norris Clarke are chiefly three, namely, self-possessing, self-communicating, and self-
transcending as a corporeal, animal, and spiritual unity apart from other personal
beings.
64
BIBLIOGRAPHY
ST. THOMAS AQUINAS, Compendium Theologiae
_____________Scriptum Super Libros Sententiarum
____________ Questiones Disputatae De Potentia
_______________________________De Spiritualibus Creaturis
_______________________________De Veritate
_____________Summa Contra Gentiles
_____________Summa Theologiae
CLARKE, W. N., Explorations in Metaphysics
_______________Person and Being
_______________“The limitation of Act by Potency: Aristotelianism or
Neoplatonism?” New Scholasticism, 26 (1952), 167-94.
______________“The Meaning of Participation in St. Thomas”, Proceedings of The
American Catholic Philosophical Association 26 (1952), 147-57.
______________“What is Most and Least Relevant in St. Thomas’ Metaphysics today”,
International Philosophical Quarterly, 14 (1974), 411-34.
______________“Analogy and the Meaningfulness of Language about God: Reply to
Kai Nielsen”, Thomist, 40 (1976), 61-95.
_____________“Person, Being, and St. Thomas”, Communio 19 (1992), 601-18.
______________“To Be Is to Be Substance-In-Relation”, 1992, reprinted in ch. 8 of the
book of the One and the Many.
______________“God and the Community of Existents: Whitehead and St. Thomas”,
International Philosophical Quarterly, 40 (2000), 265-87.
______________“The Good as Self Diffusive in Thomas Aquinas”, Angelicum, 79
(2002), 803-37.
_____________“The Integration of Person and Being in 20th
Century Thomism”,
Communio, 31 (2004), 434-44.
DE FINANCE. J., Etre et agir
GILSON, E., Christian Philosophy of St. Thomas Aquinas
NICOLAS M. J., “Bonum est diffusivum sui,” Revue Thomiste, 55 (1955), 363-376.
PEGHAIRE J., “L’axiome bonum est diffusivum sui dans le neoplatonisme et le
thomisme,” Revue de l’Universite d’Ottawa, 2 (1932), 5-32.
65
TABLE OF CONTENTS
INTRODUCTION………………………………………………….……………………1
PART ONE
THE SENSE OF DIMENSION
A. A BRIEF PHENOMENOLOGY ABOUT DIMENSION……….…..……….…..3
1. The notion of dimension in Clarke ………………….………………………4
2. The physical and mathematical notion of dimension ……………….……....6
3. The metaphysical significance of dimension ……….……………………….7
B. THE NOTION OF DIMENSION…………………….……………….…………8
1. About Opposition and Being ……………………….……………………….8
2. About Connaturality or Correlativity …………….……………………...…10
3. About Modality or Mode of Being ……………………………….……..…12
4. About Dyadic Structure of Being ………………………….………………13
C. ANALOGICITY OF DIMENSION…………………………………...………14
PART TWO
THE NOTION OF PRIMORDIAL BEING
A. INTRODUCTORY NOTE…………………….…………….………………....18
B. THE NOTION OF BEING……………………………………………………..19
66
1. Real Being in Existential Act ………………………………………..…..…23
2. The Central Role of Action ……………………………….……….……….25
3. Esse Intentionale et Naturale ……………………………….……………...32
4. Being as Dynamic Act ………………………….………………………….37
C. PRIMORDIAL DIMENSIONS OF BEING……………………...……………40
PART THREE
HUMAN DIMENSIONS OF PERSONAL BEING
A. A RECAPITULATION OF THE HUMAN…………………………..….……...45
1. Nature …………………………………………..………………………..…45
2. Person …………………………………………..………………………..…48
B. EMERGENT ACTS OF PERSONAL BEING………………….…….………..50
1. Self-Possessing ………………………………….…………………………52
a. Self-Consciousness ……………………………….……………………53
b. Self-Determination ………………………………..……………………55
2. Self-Communicating …………………………………………….…………56
3. Self-Transcending …………………………………………….……………59
CONCLUSION………………………………….……………………………………..62
BIBLIOGRAPHY……………………………….……………………………………..64
TABLE OF CONTENTS