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Test Estimation
Using
Test Point & Use Case Point
Slide 1
Agenda ?
Why Test Estimation?
Test Estimation Methods
Test Point Analysis
Use Case Point Analysis
Case Study
Slide 2Quotation…
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Slide 3Why Test Estimation?
Why Good Estimations are important:
Schedule and Delivery of the project
Resources planning
Early Risk assessment
Testing is often blamed for late delivery Testing time is “squeezed”
Minimize the deviations between estimates planned vs. actual
Slide 4
Definition of Test Estimation
“In many organizations, software testingaccounts for 30 to 50 percent of software development costs. Yet most people believe that software is not well tested before it is delivered.
That contradiction is rooted in two clear facts:
First, testing software is a very difficult proposition; and second, testing istypically done without a clear methodology & without appropriateEstimations”
By Jim Heumann
Requirements Management Evangelist
Rational Software
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Test Estimation is the estimation of the testing size, testing effort, testing cost and testing schedule for a specified software testing project in a specified environment using defined
methods, tools and techniques.
Slide 5
Definition of Test Estimation Testing Size – the amount (quantity) of testing that needs to be carried out. Some
times this may not be estimated especially in Embedded Testing (that is, testing is
embedded in the software development activity itself)
Testing Effort – the amount of effort in either person days or person hours
necessary for conducting the tests
Testing Cost – the expenses necessary for testing, including the expense towards
human effort
Testing Schedule – the duration in calendar days or months that is necessary for conducting the tests
Slide 6
Test Estimation Methods Informal:
Ad-hoc methods
Percentage of development time
Formal:
Test Point Analysis
Use Case Point Analysis
Slide 7
Test Point Analysis
An extension of Function Point Analysis to high-level (System & Acceptance)
testing
TPA, the philosophy
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Slide 8
TPA, the model
Slide 9
Dynamic Test Points To calculate the test points for the individual functions, the influential variable
and factors are divided into two categories:
1. Dynamic Quality Characteristics (Qd)sum of Qde - explicit characteristics &
Qdi - implicit characteristics
Test PointAnalysis
Size
Strategy
Productivity
EstimatedTest Effort
Dynamic Test Points
(function dependent)
Static Test Points
(function in-dependent)
Total# Test Points
Environmental Factor Productivity Factor
Total# Test Hours
Primary Test Hours
Control Factor
(management overhead)
Test Strategy
Function Points
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2. Function dependent (Df)
Slide 10
Dynamic Quality Characteristics (Qd)
Four dynamic, explicitly [Qde] measurable quality characteristics are:
- Functionality (Qf)
- Security (Qs)- Usability (Qu )
- Efficiency (Qe )
Slide 11Dynamic Quality Characteristics (Qd)
Give a rating for each characteristics on a scale:
0 -quality requirements not important
3 -quality requirements relatively unimportant but for purpose of testing to
be considered
4 -quality requirements of normal importance
5 -quality requirements very important
6 -quality requirements extremely important
Depending on the rating of the characteristics suitable degree of severity is
introduced into testing:
Functionality - weightage 0.75
Security - weightage 0.05 Usability - weightage 0.10
Efficiency - weightage 0.10
Slide12
Dynamic Quality Characteristics (Qd) Cont…
Based on the rating & weightage, Qde obtained by the following formula:
Qde = ( 0.75Qf + 0.05Qs + 0.1Qu + 0.1Qe )/4
Slide 13
Dynamic Quality Characteristics (Qd) Cont…Dynamic, implicitly [Qdi ] measurable quality characteristics are:
- User friendly
- performance
- maintainability
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These are not standard and vary from project to project, assign the value 0.02 (for
each characteristic) which ever are important
Qd obtained by adding of Qde and Qdi values:
Qd = Qde + Qdi
Slide 14
Function Dependent Factors (Df)Various function dependent factors and the associated ratings are described with the
following conditions:
- One of the given rating must be selected
- If insufficient information is available to enable rating of a givenfactor, nominal rating (bold) should be assigned
1. User Importance (Ue) with following weights:User-importance is assigned to the functionality identified by the user, this means
assigning user-importance to the user function.
3 Low importance of function
6 Normal importance of function
12 High importance of function
Slide 15Function Dependent Factors (Df) Cont…
2. Usage Intensity (Ui) with the following weights:
The Usage-intensity has been defined as the frequency with which a certain
function is processed by the user and the size of the user group that uses the function.
2 Low used a few times a week
4 Normal used a number of times a day
12 High used continuously throughout the day
Slide 16
Function Dependent Factors (Df) Cont…
3. Interfacing (I) with following weights:
Interfacing is an expression of the extent to which a modification in a given
function affects other parts of the system, this is determines by logical data sets (LDS).
2 Low degree of interfacing with the function
4 Normal degree of interfacing with the function
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8 High degree of interfacing with the function
Slide 17
Function Dependent Factors (Df) Cont…
4. Complexity (C) with the following weights:
The Complexity of a function is determined on the basis of its algorithm.
3 Function has no more than 5 conditions
6 Function contains between 6 and 11 conditions
12 Function contains more than 11 conditions
Slide 18
Function Dependent Factors (Df) Cont…
5. Uniformity (U) with following weights:
Under the following circumstances, only 60% of the test points assigned to the
function under analysis count towards the system total:
- In the case of a reusable or clone function: the test specifications can be reused
for reusable or clone functions.- In the case of a dummy function (provided that reusable test specifications have
already been drawn up for the dummy)
0.6 for cases where test specifications can be largely reused because of
similar or clone functions 1.0 if function is unique in terms of processing or a new data set
Slide 19Function Dependent Factors (Df) Cont…
Formula for Df Calculation:
Df = (( Ue + Ui + I + C ) / 20 ) * U
Df = weighting factor for the function-dependent factor
Ue = user-importance
Ui = usage-intensityI = interfacing
C = complexity
U = uniformity
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Slide 20
Function Dependent Factors (Df) Cont…
Standard Functions:
For error reporting function, help screen function and/or menu structure function
Standard number of test points can be assigned, and are shown below
Function FP’s Ue Ui I C U Df
Error Message 4 6 8 4 3 1 1.05
Help Screens 4 6 8 4 3 1 1.05
Menus 4 6 8 4 3 1 1.05
Slide 21
Dynamic Test Points (TPf)
The number of direct test points is obtained by the following formula
TPf = FPf * Qd * Df
TPf - Number of test points assigned to function
FPf - Number of function points assigned to functionQd - Quality characteristics factor
Df - Function dependent factors
Slide 22
Static Test Point (Qs) Indirect test point count depends mainly on the FP count for the system as a
whole.
This is also influenced by the requirements regarding the static quality
characteristics to be tested (the Qs factor)
One has to determine whether the static measurable quality characteristics are
relevant for the test purpose. A Static test can be carried out using a checklist.
Slide 23Static Test Point (Qs) cont…
Method of Calculation of Qs factor:
Quality characteristic is tested using the checklist available, the factor Qi get thevalue six.
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For each subsequent quality to be included in the static test, another six is added
to the Qi factor rating.
Qs = ΣQi where i = 1…6
Slide 24
Total # of Test Point (TP)
The total number of test points assigned to the system as awhole is calculated by the following formula:
TP = ΣTPf + (FP * Qs) / 500
TP = total number of test points assigned to the system as a whole
ΣTPf = sum of the test points assigned to the each individual functions (dynamic test
points)
FP = total number of function points assigned to the system as a whole (minimum value500)
Qs = weighting factor for the indirectly measurable quality characteristics
Slide 25
Primary Test HoursThe primary test hour count is the number of hours required for carrying out the
test activities involved in the test life cycle phases Preparation, Specification, Execution
and Completion.
Slide 26
Productivity factor The productivity factor indicates the number of test hours required per test point
The productivity factor is a measure of experience, knowledge and skill sets of
test team
The productivity factor can vary from one organization to the next
In practice the Productivity factor has shown to have a value between 0.7 to 2.0
Slide 27
Environmental factors Number of environmental variables & associated ratings are defined for
calculation of the environmental factor
One of the given rating must be selected
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Slide 28
Environmental factors cont…
1. Test Tools (Tt)
Test tools variables reflects the extent to which testing is automated.
Ratings are
1 –Use of a SQL, record & play-back tools is used
2 –Use of a SQL, but no record & play-back tools is used4 –No test tools are available
Slide 29
Environmental factors cont…2. Development Testing (Dt)
This reflects the quality of earlier testing, if the estimate under preparation is
for an acceptance test, the earlier testing will be system testing and so on.
Ratings are
2 –Test plan is available and the test team is familiar with the actual test cases and
test results.
4 –Test plan is available but team is not familiar with this.
8 –Test plan is not available.
Slide 30
Environmental factors cont…3. Development Environment (De)
This reflects the nature of the environment used to developed and released the
system.
Ratings are
2 –Development in dot-Net, Java, 4-GL programming language with an integrated
DBMS.
4 –Development in dot-Net, Java, 4-GL programming language, and possibly
combination of 3-GL programming language.
8 –Development only in 3-GL programming language such as COBOL, PASCALetc.
Slide 31Environmental factors cont…
4. Test Basis (Tb)
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The test basis variables reflects the quality of the (system) documentation upon
which the test under consideration and tested.
Ratings are
3 –During the system development documentation standards are being used and a
template, in addition the inspections are organized.6 –During the system development documentation standards are being used and a
template.
12 –The system documentation was not developed using a specific standards anda template.
Slide 32Environmental factors cont…
5. Test Environment (Te)
The test environment variables reflects the extent to which test infrastructure used
for testing.
Ratings are
1 –The environment has been used for testing several times in the past.
2 –Test execution conducted on a newly equipped environment similar to other
well-used environment within the organization.4 –Test execution conducted on a newly equipped environment which may be
considered experimental within the organization.
Slide 33Environmental factors cont…
6. Test ware (Tw)
The test ware variables reflects the extent to which the tests can be conducted
using existing test ware.
Ratings are
1 –A usable general initial data set (tables, etc.) and specified test cases are
available for the test.2 –A usable general initial data set (tables, etc.) are available for the test.
4 –No usable test ware available for the test.
Slide 34Environmental factors cont…
Calculation method for Environmental factor
The environmental factor (E) is calculated by adding together the ratings for the
various environmental variables, then dividing the sum by 21 (the sum of the nominal
ratings).
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E = (Tt+Dt+Tb+De+Te+Tw)/21
Slide 35
Primary test (PT) hours formula
The number of primary test hours is obtained by the following formula:
PT = TP * P * E
PT = the total number of primary test hours
TP = the total number of test points assigned to the system as a wholeP = the productivity factor
E = the environmental factor
Slide 36Management overhead factor
1. Team Size (Ts)
This reflects the number of people are working in the team.
Ratings are
3 –The team consists of no more than four people.
6 –The team consists of between five and ten people.12 –The team consists of more than ten people.
Slide 37Management overhead factor cont…2. Management tools (Mt)
This reflects the extent to which automated tools are used for planning andcontrolling.
Ratings are
2 –Both an automated time registration system and an automated defect tracing
system are available.
4 –Either an automated time registration system or an automated defect tracingsystem are available.
8 –No automated (management) system are available.
Slide 38
Management overhead factor cont…
Calculation method for Management Overhead factor
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The planning and management percentage is obtained by adding together theratings for the influential factors.
The allowance in hours is calculated by multiplying the primary test (PT) hours
count by this percentage
MO = PT * (Ts + Mt ) / 100
Slide 39
Total# of Test Hours
TH = PT + MO
Slide 40
Distribution of the Test Hours
Based on the experience of the TPA technique suggests that the following test hoursbreakdown between the phases:
Slide 41Summary of Total Test Points Calculation
P S E C
P&C
10%Preparation
40%Specification
45%Execution
Planning & ControlOverhead: an additional 5-10%
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Slide 42
Use Case Point Analysis
Test Estimation using Use Case
Use Case Method is an effort estimation algorithm proposed by “Gustav Karner”in 1993.
Alistair in 1999 proposed test effort estimation using Use Case.
Slide 43
What are Use Case?
Popular method of capturing and describing the functional requirements for a
system based on actors and scenarios
Is now part of UML (early 2000s)
Many References and texts
Start at www.uml.org for more info
Slide 44Use Case
A use case model describes a system's intended functions and its environment. It
has two parts:
Productivity factorP
Environmental factor
E = (Tt+D
t+T
b+D
e+T
e+T
w)/21
Primary Test Hours
PT = P * E * TP
Management overhead factor
MO = PT * (Ts+ M
t) / 100
Total Test Hours
TH = PT + MO
Total test hoursBreakdown: 10% preparation (plan,design),
40% specification (testdev),45% execution (run,report),
5% completion (final report)
Test teamsize, 3, 6, or12
Managementtools, 2, 4, or8
Total test pointsfrom previousstep
Based on historicaldata, 0.7 – 2.0
Test basis 3, 6, or12
Dev Testing 2, 4,or 8Test tools 1, 2,
or 4
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A diagram that provides an overview of actors and use cases, and their
interactions.
An actor represents a role that the user can play with regard to thesystem.
A use case represents an interaction between an actor and the
system.
The use case descriptions detail the requirements by documenting the flow of
events between the actors and the system.
Slide 45
Use Case for Estimation
Since use cases are available early in the development process, and since they
describe the requirements of the system…
Easy to use them to drive the estimation.
Slide 46
Use Case for Estimation
Use Case Points Methodology
Methodology introduced in 1993 by Karner
Alistair in 1999 proposed test effort estimation using Use Case
Requires all transactions be counted
Straight forward and simple methodology
Slide 47
UCP Estimation method in detail
Each actor and use case is categorized according to complexity and assigned aweight.
The complexity of a use case is measured in number of transactions.
The unadjusted use case points are calculated by adding the weights for each actor and use case.
The unadjusted use case points are adjusted based on the values of 9 technical &environmental factors for testing.
Finally the adjusted use case points are multiplied with a productivity factor.
Slide 48
Calculate Unadjusted Actor Weight (UWA)
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Count the Actors, classified them as simple, average, or complex, and then
calculate the UAW
Simple – defined API
Average – interface with TCP/IP type protocol, HTTP, FTP, external data
store
Complex – potential a person interacting with system thru GUI or Web – page
Weighting of 1,2,3 respectively
Total UAW (unadjusted actor weight) determined by summing the products of the
actors * their weights
Slide 49
Calculate Unadjusted Actor Weight (UAW)
Actor Type Description Multiplier # of Actors Total Reasons
Simple GUI 1
Average
Interactive or
Protocol-driver
Interface
2
ComplexAPI Low Level
Interactions3
Total Unadjusted Actor Weights (UAW)
Slide 50
Calculate Unadjusted Use Case Weight (UUCW)
Categorize Use Cases as simple, average, complex:
Simple: <4 transactions
Average: 4-7 transactions
Complex: > 7 transactions
then count the # in the each category, and using the weighting factor of:
Simple: 5
Average: 10 Complex: 15
Multiply the factor with the number in each category, and then sum to get the
UUCW.
Slide 51
Calculate Unadjusted Use Case Weight (UUCW)
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Use Case Type DescriptionMultiplier
(Given)
# of Use
CasesTotal Reasons
Simple 1-3 Transactions 5
Average 4-7 Transactions 10
Complex > 7 Transactions 15
Total Unadjusted Use Case Weights (UUCW)
Slide 52
Calculate Unadjusted Use Case Point (UUCP)
The calculation of the unadjusted UCP is done by adding the unadjusted actor
weight and the unadjusted use case weights:
Total Unadjusted UCP, UUCP = UAW + UUCW
Slide 53
Determine Adjusted Use Case Point (UCP)
Adjust based upon technical factors and environmental factors - this is to accountfor factors not related to size of task
TE factor =Sum (Individual technical & environmental factors * their weight)
Slide 54Technical Complexity & Environmental factor
Factors Description Weight
Complexity
Assigned
Values (0-5)
Total Reasons
T1 Test Tools 5
T2 Documented Inputs 5
T3Development
Environment2
T4 Test Environment 3
T5 Test-ware Reuse 3
T6 Distributed System 4
T7 Performance Objectives2
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T8 Security Features 4
T9 Complex Interfacing 5
TOTAL T&E FACTOR (TEF)
TCF = 0.65 + (0.01 * TEF)
Slide 55
Compute Adjusted Use Case Point
Compute adjusted UCP
Unadjusted Use Case Point multiplied by Technical Complexity to obtained the
Adjusted UCP (or simply say UCP).
AUCP =UUCP * TCF where TCF = [0.65+(0.01*TEF)]
Slide 56Compute Efforts
Arrive at final effort
Effort in Person-Hours = AUCP * Productivity Factor
E.g. Effort = AUCP * 20
Where 20 man-hours are required to plan, write and execute tests on one
UCP when using EJB (industry standard).
Slide 57
Use Case Point Summary
The method is simple, quick, and transparent to use
A tuned, calibrated UCP method works extremely well. The calibration appears
to be relatively easy and quick.
Need to standardize size and level of Use Case within an organization
The complexity classification rules for Use Case may need to be adjusted
For large projects, an additional overhead factor may need to be added tohandle the diseconomies of scale. (Or incorporate it into the productivity
factor decreasing it by 50% or 100%).
There are commercially available tools, such as Duvessa(http://www.duvessa.com/), which support these methods, and give additional
flexibility with local sizing parameters.
Slide 58
Case Study / Examples…
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Slide 59
Determine Unadjusted Actor Weight (UWA)
The Actors are:
Human, Alarm Controller, Callout Controller, Key Device Controller,
Light Controller
ActorActor
TypeMultiplier
# of
ActorsTotals Reasons
Human Complex 3 1 3
Alarm Controller Simple 1 1 1
Callout Controller Simple 1 1 1
Key Device Controller Simple 1 1 1
Light Controller Simple 1 1 1
Total Unadjusted Actor Weights (UAW) 7
Slide 60Determine Unadjusted Use Case Weight (UUCW)
The Use Cases are:
Initialize/Reconfigure System and System Configurations
Alarm: Receive Alarm, Recognize it, Callout and Flash Lights
Activator/Deactivator System
Use Case
ComplexityDescription Multiplier
# of Use
CasesTotal Reasons
SystemConfiguration
Home SecurityCentral Processor
Key DeviceController
Wireless Dial-outDevice Controller
LightActivator/DeactivatorController
AlarmController
Home Security Use Case Diagram
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Simple System Configuration 5 1 5
Average Alarm Callout 10 1 10
SimpleActivator/Deactivator
System15 1 5
Total Unadjusted Use Case Weights (UUCW) 20
Calculate total unadjusted UCPUUCP = 7 + 20 = 27
Slide 61Determine Technical Complexity & Environmental factor
Factors Description Weight
Complexity
Assigned
Values (0-5)
Total Reasons
T1 Test Tools 5 1 5
T2 Documented Inputs 5 1 5
T3Development
Environment2 1 2
T4 Test Environment 3 1 3
T5 Test-ware Reuse 3 1 3
T6 Distributed System 4 1 4
T7Performance
Objectives2 0 0
T8 Security Features 4 2 8
T9 Complex Interfacing 5 2 10
TOTAL T&E FACTOR (TEF) 40
TCF = 0.65 + (0.01 * 40)TCF = 1.05
Slide 62Determine Adjusted Use Case Point (AUCP)
Calculate total adjusted UCP
AUCP = UUCP * TCF
AUCP = 27 * 1.05
AUCP = 28.35
Slide 63
Determine Effort
Use 20 Hours per UCP
[ Effort = AUCP * Productivity Hours ]
Effort = 28.35 * 20 = 567 Hours
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Assuming 40 hours per week = 567 / 40 = 14.18 person week
Person Days
= 567 / 8 = 70.88 person days
Slide 64
References[1] – Test point analysis: a method for test estimation
- Drs. Erik P.W.M. van Veenendall CISA and Ton Dekkers
[2] – Test Effort Estimation Using Use Case Points- Suresh Nageswaran