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Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. -...

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Dare ______ _ POSITION iAME ORGA0lZATIONiENTJY ·-- -- -- -- ··--- ---- -- -- -- -- -------------------'------- . /l.;port Required by th<' Ethics FINANCIAL DISCLOSURE REPORT AO JO in Gowmmet Act o(/978 Rev 1/2010 FOR CALENDAR YEAR 2009 (5 US.C. opp . . § JO/-//J) 1. Person Reporting (bst name. frst. middl. inlllal) Thap.H, Amul R. 4. Tille (Article Ill judges indicate ac!i"e or senior stlus: r:1agi⅔trnti: JUJgts inJical full- or part-lime) Active District Judge 2. Court or OrganiLalion CS. District Court fDKY 5a. Report T)·pc (ch.ik appropriate type) O ⁰omin::ion. D;t. O lnLt1al [ Annu.:.I O Final 3. !ate or Report 04125120 I 0 b. Rcporliog Period 01101/2009 to I 2i3 )12009 ⅓h. D :\mtr.dcd fcpon 7. Chambers or Onice Address United States Listrict Cour 310 S. Main Street, Suite 444 London, Kentucky 40741 8. On the basis of the information cuutained in this Rlpurf xnd lrll m(ldificatio1s pcrtaininl thl·reto, it is. in my opinion, in compliance ''irh applinble lawV and rei:ulationM. Revie\.. inmOrficer_____ - - - · Jil PORTANT NOTES: The it1struction,accompanying rhisjiirm 11.w beji1llowed. Com p lete all parts, checkinJ tile .ONE box/Or ea(·h part where you hare 110 rt•porrable infor111atio11. Sign on last page. I. POSJ 1.10NS. (Reportin; indi-·iduol mrr; :ee pp. 9-/3 of fling ;nstructimo.J D NO:E (No reponahle positions.) OF I. Natwnal Advisory Council torth Amtri1an South AMian ONr A.Oociation 2. •\djund Professor (Spring 2009) Chase Colleg of Law " 4. · 5. ' · . . •' -. , f I. A GREEI1 ENTS. (R•porting indiriduo/ 1m/y; ·"" f'P- 14-lo 4Jiling inw1uion<.) [ NONE (io reportabl. agree111r1.1·_) P.'RTIES AND TERMS I. 2. J. Thapar, Amul R.
Transcript
Page 1: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

Dare ______ _

POSITION i:)JAME ORGA0ilZATIONiENTJIY

·------------------------------------- -------··----- ---- ----------

----- ---------------------------- --· -- -----------------'-------

. -

/l.;port Required by th<' Ethics FINANCIAL DISCLOSURE REPORT AO JO in Gowmment Act o(/978 Rev 1/2010 FOR CALENDAR YEAR 2009 (5 US.C. opp . . § JO/-// J)

1. Person Reporting (bst name. first. middl.:! inlllal)

Thap.H, Amul R.

4. Tille (Article Ill judges indicate ac!i"e or senior stalus: r:1agi trnti:: JUJgt:s inJicalt.: full- or part-lime)

Active District Judge

2. Court or OrganiLalion

CS. District Court fDKY

5a. Report T)·pc (ch..:i.:k appropriate type)

O omin:i:ion. D;it..;

O lnLt1al [{] Annu.:i.I O Final

3. !late or Report

04125120 I 0

b. Rcporliog Period

01101/2009 to

I 2i3 )12009 h. D :\mt:r.dcd f?cpon

7. Chambers or Onice Address

United States LJistrict Court 310 S. Main Street, Suite 444 London, Kentucky 40741

8. On the basis of the information cuutained in this Rl'purf xnd ltrll m(ldificatio11s pcrtaininl-! thl·reto, it is. in my opinion, in compliance ''irh applinble law and rei::ulation .

Revie\..in Orficer_____ ----·

Jilf PORTANT NOTES: The it1struction,,· accompanying rhisjiirm 11111.w beji1llowed. Complete all parts,

checkin tile .NONE box/Or ea(._·h part where you hare 110 rt•porrable infor111atio11. Sign on last page.

I. POSJ1.,10NS. (Reportin;: indi-.·iduol mr r; :see pp. 9-/3 of filing ;nstructimo.J

D NO:-<E (No reponahle positions.)

OF

I. Natwnal Advisory Council t'orth Amt!ri1.:an South A ian O r A.s ociation

2. •\djund Professor (Spring 2009) Chase Colleg of Law

:· "\

4. ·

5.

' · .

. •' -. ,

f I. A GREEI\1 ENTS. (R•porting indiriduo/ 1m/y; ·"" f'P- 14-lo 4Jiling inw11uion<.)

[{] NONE (il/o reportabl.: agree111rn1.1·_)

P.'\RTIES AND TERMS

I.

2.

J.

Thapar, Amul R.

Page 2: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

SOURCE INCOME

Lav .. ----- ---------------------------------------

SOURCE

------- ----- ·

--------- --- - --------------------- ---------------------

4 ------ ·------ ----

SOUl CE OR

---- --------------------------

-------------- - --- ---- - ---- ----------------------- ----- -----

FINANCIAL DISCLOSURE REPORT

Page 2of10

ant(' of Puson Rtporting

Thapar, Amul R.

Date of Report

04'25120 I 0

III. NON-INVEST.l\1ENT INCOME. (Repotti"fiinJMJ110/anJ.<pome:,'l'epp. /7-Noffili1111inwuctimrs.)

A. Filer's Non-Investment Income

NONE (No rcporlablc 11011-inl'estment income.)LJ AND TYPE

(ytrnr . not spouse's)

I. 5/2009 Cha l:' Cd kg uf SaLny for Tt:aching Course $2,000 00 - ··-- -·- --- - - - ---·-

2.

3.

4.

H. Spouse's Non-Investment lnco1ne - lfrou J<i'('U marrkd durin_-.: 11ny pt•rlion oftile rt•portinR Y'- ar, nmrplett' this ;, i·tfon.

{Do//,1r amount nut rC;,/!•llt'J n,·ept for h1m11r,1rt:J )

[ZJ !\ONE (No reponah/,• 11on-i11vestme11t income.)

AND TYPE

I.

2. ·---- -----

.L

---- -· --- -- -------·---

IV. RE I l\1B LJRS EJVJ E J\TS - trun.<portation. fod)!)n .food, entmuinmenc.

[J NONE (No reporrahle rcimhurscmcnls)

I. \Vashin);'.IOn and Li:L' South A...,1an Law StuLknt A sociat1on

I 123120ft9 to li24 ..20ll9

LOCATION

Lexington. VA

PURPOSE ITEMS PAID PROVIDED

Key note speaker l ravel. mt·als. hotel

--- -- - - - --- -- - ·--- -

2. University of Virginia Law Sch00I Moot Coult

}, New England Lc1\:i,. School rcdcralist Society

-1. Uni\'cr ity of Pt:nusyh ani:t South 1\ inn I.aw Student Asso iation

5. Duke University Fcderali.;1 Snc:cty

2/20/2009 to Charlottesville, VA ?f2J./2009

3;1 S ·2m19 to Bo"on, MA 3. 19,'2009

Ji/2(,.'2009 to P11ibddphia. [',\ .1 '27,'2009

1/1Ii2Clil'J10 -VI !2009 Dllrham. NC

Judged Mom Court at Law Trn\'el, meals, !wt ! School

Speaker at Law School Travel. meals. hotel

Keyonte Speaker at Travd. meals. hotel banquet

Spoke 10 red. Soc group and South Asian Lav.-·

Travel. meals, hotd

Page 3: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

------ ----· ---·-------------

i

Date of Ueport

Thapar, ,\mul R. 04.125/20 I 0

------ ---·---

6. Yale Law School

J.'INANCIAL DISCLOSURE REPORT

Page 3of10

Name of Person Reporting

412812009 to New lfavcn, CO Jud cd mock tnal

4/29/ 009

Stt1dents Assoc

7. Amcr;can Bar Association 4i3tV2009 to Sil/2009 Atla1Lt<1, GA spc:iker at convention Travd, u1cals, hotel

Page 4: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

7 L!'...I

SOURCE

--- --- --- ------

----------------------------------

----------------- --- --- -------

--- --------------

CREDITOR

-----· --------------- ------------------

VALUE

-------------------------------------

Dare of R<port J\'.amr of Pe:rson Rcporling FINANCIAL DISCLOSURE REPORT

Page 4of10 1W25/2010Thapar, Amul H..

\l. G J Fl.,S. (Include. thou to spou'i: e and deptmdt•nr chi/Jr,•n: !iC!L' pp. 18-3 I fl.{ jiling imtructirms.)

!\ONE (Nu reportable gijis.)

DESCRJPTJON

I.

2.

4.

----- -··--··-·-·--- - --- -- --·-- --· ---··- ---- -

VJ. LJ.ABJ LI Tl ES. (lndudes thu..e of•pouse and Jepende/11 d1ildr.-n; ·'"pp. 31-JJ ojjiling instruaiom.)

[Z] NONE (No reportable liabiiities.)

DESCRIPTION CODE

I.

2.

3.

4. _ .. ___ -----

5.

Page 5: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

II)

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----11.

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Date of Report Name of Person Rt'porting FINANCIAL DISCLOSURE REPORT Page 5of10 04125!1010Thapar, Amul R.

vJI. J NV ESTl\'I ENTS and TR u STS - inrnnre, l'O/ue, lrQnJ(IC/i<lns (INduJes tlwse vf.>pflUst and d<'pendenl chi/drm: SU pp. JJ.60 of filing inslructivm.)

NONE (Nu reportable income. assers. or transacrions.) Q A B.

Description eif Ass1.·ts Income during (indudmg trust as ets) rcr )ning pcno<l L

Pl<1cc "(X)" :itkr CJd1 asset i Aml1ur,t i Type (e g. Code Ic'cmpt fwrn priur disthlsu:-c Ji...· .. rent.

j (1\-JI) l'f int.}

D. Ciro . ..; \<due at cr-d of r1.·p •rting pl'riod

(:) (l) (5)\';i.luc v iluc Typ<.' {c.µ. D:itt.· \':ilut: Gain ldc:ntity of

;Code 2 kthod buy. !>\.'II. mm'dd.')-y Cud 2 Code I buyeri::;:cllcr

U-1') Code 3 r dc.-mption l (J-P) (A-II) (if private (Q-W) 1rans.ictiCl11}

ING Direct Accounts I !

2. Vanguard Prune Money rv1arkct

, TO Bank USA (Ameritrade Muncy Market) ' -

4_ Fifth Third Bank (Checking Acct.)

Paypal Inc. (Money Market)

'(,_ Autuzonc loc. (AZO) Commun

7_ Nuance Comm. Inc. (NLIAN) Common

- Select Comfort Corp (SCSS) Curnmon

Volcom Inc. (\'LCM) Common I'

10. Drcamworks Animation (DWA) Common

IL Accenture Ltd (ACN) Common

12. Daw un Geophysical Co. (D\VSN) Commu1

Lh.:ctro Scirnufic InJus. Inc. (ESIO) Commrin

14. I lussman Strategic Growth Fund (I ISGFX)

15. LJ,1yds TSB Gwup ,\DR (L YG)

16. Grupl' Arcorhirtuario Del Pac (P/\Ci

17. Zumicz Inc. (ZUMZ) Comm,111

A

l\

A

A

A

A

A

/\

Interest K

]11h:n;M J

l11tcrLst K

lntL rcst J

Interest J

!\one J

:-.Jone J

None J

:'Jnnc J

l)nC J

Dividend J

l)!1C J

Nc0n..;

Dividend J

D1vidc-nd J

Dividend J

'.\IL1f1C J

T

T

T

T

T

T

T

T Uuy

1

T

Sold

T

T

T

·r

--

511 3 09 J

<•I J.09 J

!

I I I

.\ "-$1.!lHIJ 1.-·r ln. O -'SJ.1/!il. S .)r:o C-S:'..'i1JI - S5,IHJfr n )S.Onl -S15.:1t10 E ""Si:'i,011t - 550.(){10( c-C' c-.;!unins BI :md IHJ F =$50.0!J I • \I 00,lJtlO c; ,._ 1011.no St,1J1Hl,00t1 Ill -'!>l,Oi>1!,1tl)J. S .Ouf1.ooo II "'Mr>rc th1n S5.000.0ul)

:! V11h,1t" C.:-. .: l =St.\noo or le-:.;'" h ::!!l .Plll. S"o.onu L - -n.1HJJ - qno.m111 \.1 s1on.1111! .515r,,rwoC> t" (\.Ju•1111:0 CJ .1:i.d IHl 1' ,,, :::sr,_001 . S5!Jo.ooo (I :(,)11:1.111;1 - Sl.llUJ.\J{ll) Pl -SI 000,!lf•I . $5_>1110,or111 I':?,. "S,.;; OOIJ 001 - !'i.fHJO OOfl

PJ "'S25Ju; >,001 - S.'in,nnu.t.>tn> 1'4-=Mtne li'.:.n 'S'i!l.tHJO.(l(l(J 3 \",.Jur Metlllld (\\,f \ Q =-.'\pp'rl.1:-..d R =-( ·tJ ! 'lfr.:I f..,1.m: fJnl 1 .c 1\:•-<.' 'llH:'r;{

(St> Cl'lmm: (21 l =-[1('"" v .. 111 · \.' (111·n i.;.; 0:{_ 1i111.1l<'d

Page 6: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

'

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1 0

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125 I

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A

A

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D

(2) (4) (I)

IJate ur Report amr of Person Reporting l•'INANCIAL DISCLOSURE REPORT

04125'2010Thapar, Amul R. Page 6of10

VI I. INV.EST 1\1 EJ\TS and TR Li STS - ;"'"""''· ,,aru ... rransactillns 11nctu1J,o,, 1r.ose of,•pousc and Jcpemkn1 c1ii1dun: '" rr- 34. 611 ofliling imrruaitons.1

D NONE rNo reportable income. assets, or transactiom.)

A fl c. lkscripli(in of t\ jl!ts lnco!l1e during (Jros.s valu al end Transaclions during rcrorting pcrwi.J

(mcludrng tru->l as:::ocls) rq1oning pcrind of r ...poriing pcrwd

(2) (I) (2) (I) (3) t5)Type le j,! .• Yalu-:: Value Type (e.g,.

I

Dote Value Gai:-: div., rcnL klhod buy. sell, m?T',./dd/yy buycr:'sdlcr

Pia.rt: "(Xf' ;.iflcr cac.:h a."scl C'Xl..':mpt from pnur <l1sclo:-.urc

. I

Identity of

IAmnuntCod1.·:(A-II)

CoJc 2 ! C'Cldc 2 Cude I or int.) (J·I') Cod.; 3 rcdcmpt1on) IA-fl) (ifpnv<itc

(.1-P) lran::-:iction)I IIQ-WJ

Nintendo Corporation (NTDOY) Comrnon

Jl,lancl Corp. (MVL) Comncon

Act1vJcntity Corp. (/\CTI) Common

I 21. Chipotle Mexican Grill Inc. (CM(;'ll)

Common

22. Columbia Spurtswcar Co. ICOLMJ

Common

3 Enduroncc Srccialty Holdings (ENHJ Common

Middclhy C,>rp. (t-.1IOD) Common

Wexford TR Muhlenkamp fD (MUHLXJ

26, New York & Company {NWYJ Common

I 27. J'(.lrtfoiio Rc:covery As::;oi.:. (PRA,\)Common

RC2 Cuqwrativn (RCRC) (\1mmon

29, Disn y Corp (DIS) Common

1\cti\1s1on Blizz:1rt1, Inc. (,'\l\'I) C ommt1n

]31, Sun Hydraulics Corp. (S:-l!JYJ Common

: 32. Fan111e Mae (Fl\":\l) Common

33. Hasboro Corp. (llASj Common

Home Depul Inc. 1HD) Common

A

A

A

,\

A

,\

,;\

A

Di•i<lrnd

t-.:on

t\mH.�

None

Dividend

Dividend

None

!Ji.,idcnd

Nlmc

None

None

[)1\·idcnd

Di idend

D1vid..::nd

Dividend

Di' idcnd

Oividrnd

T Buy

T Buy

Sold

T

T

Sold

T

T

Sold

T

Sold

T Buy

T Buy

T

T

T Buy

5,'l.l/09

5113/09

05/J 5-'09

5/15/()9

5'13'09

5.'13!09

5/13'09

6/19:09

Jll.'27/09

I. fm·,irnt'G.1:11 Cu,lt' n '"'s.1.11111 - 2.sno C "" Z.501 - S'i.000 [) S\1101. S\ Joflfl E =SI 5,!lr!I - $5CJ,iHJi'..J (SI! (.\;h.nm.'> 0 l anJ [l.'l 1 t- =) 0,001 - SIOH.llOP {j .,... 100,001. q,000,01111 HI = 1.00ll.IH)J . 5.orltl,liUU 11 . fore th.rn s:-.orio.nno

! \'.tlui: (rtdt's J -=-Sl5.0tJU PT lc .s K =SI .Un I • S 511.IH.HJ J.-=550,001. s.1ouvoo M =SIOO.Otli - 250,flOO (Sec l'olun n$ Cl an.I DJ) N -"'S250,tHl\ - S'\110.110!1 0 151i\),f)I) ! - $ \ ,O'lliJ!iHl Pl ""SLOJn.Wll. S5.0oit,onn 1'2 -0S5.fll>O,i!fil - 'jr. <;.t11JO,OIJO

P ='5.ZS.000.lH_l! - SS(i,:Jf\O 110·1 f'4 - 1(•rt" t'1.irJ $\n_(1t10.utf1:1

V.ilt1 · !o.!"1hod (_ udcs l) ···'\p;1r,m.d H =C11 t (!fr.:! ht.1lt' Only I\Set' Co:!urun C1i :1 -a0<.li. \·:i:ue \' ·01her W=!>..tima!c:d

Page 7: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

----- ---------------�--�----�----�-- -----�---�--�--�----135.

I i i

140.

1 41.

142.

I

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i

A

L

'ormfoctor Inc. 1 FO R_l\_l_) _C_o_n_11_n_o_n

___ --J.__

lm ..

T

! i

I

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I

I

r (ll. - C))

A. D.::ii.:riptiun of :\ss l5 (indudmg trnst assets)

Place"{ X)" ;Jfta ca h .:is ct c;1.cmpl frl,m priM d1sdmurc

ll. Income durin

reporting rr.::riod

1Arn0w1t i . Codo I ! (A-II)

Type 1.c.g . ci1\' .. rent.

or int.)

I - Grn« v c at cn,I ofrcp ... >rting pcriud

(I)V:ilur.:

Cnck2 (1-PJ

(2)\\1lue

Mel hod CuJc 3 (()-\\')

(!} Typi! 1.c.g,

huy, sell. redemption)

D Tr;:msac!itl:1 during reporting pl!'riuJ

(2) D:i1r.:

mm/d,t'yy

C))\':i!uc

CoCc 2 1J-r>

(.l)Gain

Codo I (.>\-II)

\5)Idcntily vf

buyer'sdler

(1f pri\·atc

lrnn-,;.ictiun)

-----

Montpelier Re Holdings Ltd (MRH)Common

Sanderson Farms Inc. (SAl'l\I) Common

! 17. l.ln:tcd Fire & Casualty Company (UFCS)Common

.18. Apple Inc. (AAPL) Common

; _\9. Berkshire llathaway Inc. Del C!Jss B I BRK.fl) Common

Cebstar Curp. (CLST) Common

Co,tco Wholesale Corp. (COST) Common

Cryptologic Inc. ICRYP) Common

[uon Mobil Corp (XOM) Common

Flame! Tech Spon ADR (Fl.ML) Common

.is. FreightcJr i\rnerica Inc. (RAIL) Common

46. Intel Corp. (ll'\TC) Common

'vlarkel Co1p. (l\IKLi Common

i 49. Buffalo Wild Wings tBWLD) Common

50. CTRll'.com lnlernational ((TRI') Common

A

A

A

A

A

A

A

A

A

I. 11mc Gdm C ndcs. (Sl·e Columns 131 ar.J D4)

1 Va!ut: Codc:i ISC'e Cn!ur.m!> l'I ;rnJ DJ)

J \',1h1 klfhn1 ('.oJe) {:..ec:L·il11mnC2)

{\ SI ,UOf1 nr k.s:, t-: S5tJ,1Jtl I - SI no,ono J =-Sl5,IWO or le-s!i. N .. szsn.uo1 - ssoo,0c11 ['.l :-5 ;,uoo,001 - $5\J,OO(:,OIH}() -Appr:ii JJ 11 "-D1">i.'k. \'.due

Dividend

Divi<lcm..I

Oividl.'.nd

NonL·

Xone

DividenJ

Dividend

Dividend

[)ividenJ

Di\.Itknd

l)j.,.jJ,,:nJ

None

Dividt."nd

None

B -SI.Ml - S .51}il G '"-Sllli.i,UOI - Sl.0U(JJl1Jfl K :$J"i,Hfli - 50,0HO {) ·S5llfl,POI - S l ,{JUU,lHl!1

K

-C.,, t I Rt'.d f. ... 1..h" Onl}·i\'-(nh"r

T

T

T

T

T

T

T

T

T

T

T

T

T

Buy

Buy(::dd'I)

Sold

Buy

Buy

Sold

('= !'\Ill - 5,{11111

Ill =Sl.O\JH.001. S5.fl0•1.0IJO l 550.001 - $ \OH,{)l)f} Pl si.rw1,o:i1 - '.iis .rmo.11ni1 1'4 :f..hHl' 1h.n1 )'ifl.{\nfl,IJOll

$ -· i\ i:- vn nl \\'·-h111n.11i:·1I

12129.'09

5-15.'09

D -'-)5.•Hil -Sl5.oon H:? '-MMt> than 5,000,fif)O M = i!.0.1101 - 1.25\l,(1(10 PZ ·=s5 111)0.orn • )25,iion,0011

E "7515,00I - 50,fir.10

FINANCIAL DISCLOSURE REPORT Pagc7ofl0

Name of Pl·non Reporting

Thapar, ,\ruul K.

Date of l«port

04i25i2010

VI I. I NV ESl,1\11 ENTS and TRUSTS - inl·ome. i·alue., 1run.\ac1inns r1m.1udett 1h0Je 11f...puuse and Jere11de111 childn·n; ue PP· 1-1-60 of Jitin1: in. truc1£ons.J

NONE (No reportable incurne, as.lets, or lransac:lions.) 0

Page 8: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

F

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Dair of Reporl Name of Person Reportin: FINANCIAL DISCLOSURE REPORT

04/25/201 ll Thapar. Amul R. Page 8of10

VII. INVESTMENTS and TR l1 Sl'S - im:ome. t•u/ue, transactions (Includes tlwse 1ifspt>USI! and tf pende11t ,·hi!Jrt.'11," Y£e l'P· 3J-60offiling imtrUl'lions.)

D !\ONE (No reportable income. assels. or transaclions.)

ll. c. D. I>cscriplion t1f Assets lncorm: durir.g. Grnss value at cnJ 1 rano;.ai.:twns Juring n:portmg period

(i:lduding lnbl as cts'1 rl'porting pcriL1d of reporting rcriod. (Ii ( ) ii) (4) (5)

Pl:m: "(X}" JfL('f e;.il..'h as:-.cl A.1m1unt Typ icg, Va/u.: Value Type (e.g .. Va:c V.J.luc (jam Jdi.:n:.1!y of exempt frvm pril1r disclusurc Cmk I di\·.. rent, (ode 2 Method huy, c;;cll, mm"dJ/yy (.'tide 1 i Code l buycr/ ellc;­

lA-111 ur 111L) (1-PI Cod:: 3 rcdempllon) iJ-Pl !A-H} ( 1f pri\·3tcI!Q-W) ' transac1ion)

.

5:1.

54.

55.

sr..

: 57.

5R.

; 59.

I 60.

61.

62.

63.

64.

! 65.

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lnven:iv Health Inc. iVTIV) Common

Ri.•tin-Sinar Tcchnolugics Inc. iRSTI)

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Unicu J\m m Corp. (liNAM) Common

l:nitcd Health Group Inc. (UNI!) Common

Altria liroup Inc. t!-..10) Cummun

Che>"peakc (CHKJ

Federaicd Investors Inc. (Fil) Common

Pfi1er Inc. (PF[.) Common

Kraft Foods Inc. (KfT) Common

Medco Health Solutions (MllS) Common

Ph1ilip Morris JntcnntionJ1 IP ·1)

Md)nnalds (MCD) Common

National Oih;rJJ Varco. lnc. (NOVJ Cvmmun

Nok1J Corp tNOK) Common

Vanguard 500 lnJcx rumb

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I. lr1\·onie <i.1.in Cud ·,; :\ -s1.uoti or lc-.s D ...,11,001 s _500 (St't"' Column\ Bl .mrl 0.i) F,,.S5riJlO! -s1n11.noo G =)Jno.001. SJ,Ol•fr.0011

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W··f.;111n... tL"d

Page 9: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

N:une or Per on Rl·porting Date of Report FINANCIAL DISCLOSURE REPORT

Page 9 of 10 Thapar, Amul R. 0412512010

VIII. ADDITIOl\'AL INFORMATION OR EXPLANATIONS. (lndicatepartojReporl)

Page 10: Thapar, Amul R · dare _____ _ position jame orgailzationientiy ·-----··-----· -----'-----. - financial disclosure report

FINANCIAL DISCLOSURE RF.PORT N:am of p,:n.on Reporting Datt- of Report

Page 10 of 10 Thapar, Amul R. 04/25/20 I 0

IX. CERTIFICATION.

I certify that all information given a hove (induding in formation pf'rtaining to tn}' !iipou. c and minor or dependent children, if any) is acruratc, truc, and complete to the be t of my kn1rnledi:c and belief, and that any information not reported was withheld because it mcl applicable statutory pro\·isions permitting non-disclosure.

I further i:crtify that earned incom e from outsidl' t·mployment and honorarin and the acceptance of girts" hich ha\'l" bt·en reported are in compliance nith the proYhions of 5 U.S.C. app. 50 I l'I. seq., 5 lJ.S.( '. § 7J J. and Judicial Conffrcnce rtgulation<.

Signa

i'>OTE: ANY 1:-IDIVIDUAL \\'110 KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY Bf. SUB.JECT TO CIVIi. ANO CRll\111'\AI. SANCTIONS (5 lJ.S.C. app. § !04)

FILING INSTRlJCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure /\dministrativ.:.- Office of the United States Couns

Suite 2-30 I One Columbus Circle, N.E.

Washington, D.C. 20544


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