Draft. For definitive version, see Journal of Aesthetics and Art Criticism 63
(2005), 315-326.
The Artist’s Sanction in Contemporary Art
Sherri Irvin
Abstract
I argue that contemporary artists fix the features of their works not only
through their actions of making and presenting objects, but also through
auxiliary activities such as corresponding with curators and institutions. I
refer to such fixing of features as the artist’s sanction: artists sanction
features of their work through publicly accessible actions and
communications, such as making a physical object with particular features,
corresponding with curators and producing artist statements. I show,
through an extended example, that in order to grasp the nature of
contemporary artworks, and thus be in a position to interpret them, we must
attend to the features the artist has sanctioned. However, this does not
amount to saying that the artist’s intention fixes the features of the work.
While related to intentions, sanctions are not identical to them; and, indeed,
the features the artist has sanctioned may conflict, in some cases, with those
she intended. I distinguish my view from actual and hypothetical
intentionalism and show that considering the artist’s sanction does not force
us to accept any particular interpretation of the work. I also show that, while
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it has special relevance to our understanding of contemporary artworks, the
notion of the sanction is in fact relevant to traditional Western art as well.
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The Artist’s Sanction in Contemporary Art
Sherri Irvin
Contemporary artworks raise a variety of ontological, epistemological and
interpretative questions that have not yet been adequately dealt with in
aesthetics. Whereas traditional visual artworks have typically had a set of
privileged and (ideally) unchanging properties fixed at a particular moment
early in their histories, a contemporary installation artwork may be installed
differently each time it is taken out of storage, or even constituted out of
different objects at each exhibition site. The resulting variation in its
configuration and visual properties may simply be a function of the changing
features of galleries or available materials, or it may be essential to the
work’s meaning. Or both: many contemporary works are site-specific,
essentially responsive to their environments, in such a way that context is
incorporated into the work’s meaning.
Some contemporary works are made from materials that gradually
degrade or decay over time. Sometimes, as with Jana Sterbak’s Vanitas:
Flesh Dress for an Albino Anorectic (1987), a dress made from raw meat that
decomposes over the course of the exhibition, such degradation is intended
by the artist and seems to contribute to the work’s meaning. In other cases,
it is the unintended result of experimentation with new techniques or
substances, in which case it often appears regrettable and is subject to
conservators’ attempts to control the damage.1 The question of whether and
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how the degradation is relevant to our interpretation of the work can be quite
difficult to answer.
In such cases, it may be difficult to get a handle on the nature of the
artwork. Is the work an essentially decaying entity, such that its decay is an
interpretable feature of it? Or is its material degradation something we
should politely ignore, as we ignore (and, when we have the resources, may
attempt to correct) the yellowing of varnish, the flaking of paint and the
breaking off of noses in traditional Western artworks? Is the installation
work simply a collection of objects which may be assembled in whatever
way? Well, typically not: usually there are heuristics and gestalts that seem
to guide acceptable configurations, so that not just anything goes. But
algorithms that will allow us to determine with exactitude which
arrangements are acceptable and which are not are exceedingly rare. Thus
the work may seem to have a deeply indeterminate nature. And we may
wonder, is this indeterminacy central to the work’s meaning? Or is it simply
part of the framework, a function of the medium within which the artist is
working, and thus to be ignored in interpretation?
In this paper, I argue for a view that provides reasoned answers to
such questions about the nature of the artwork and the considerations
relevant to interpreting it. Through an extended example, I will show that if
we wish to be true to the nature of many contemporary artworks, we must
appeal to information related to the artist’s intention at relevant points
during the works’ production. My view, however, is not an intentionalist one:
it does not require that we make inferences about the artist’s intentions,
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whether actual or hypothesized, construed as mental states or as behavioral
dispositions.2 It requires, instead, that we examine the artist’s publicly
accessible actions and communications, the contexts in which they were
delivered and the conventions operative in those contexts, to determine what
the artist has sanctioned. The artist’s sanction may serve to fix the
boundaries of her work, to determine whether a particular feature is relevant
to the work’s interpretation, to establish in what genre the work belongs,3
and, in some cases, to determine whether it, qua artwork, has a particular
feature or not. Under the right conditions, the artist has a degree of special
authority over these matters: through her actions and communications in
particular contexts, she can stipulate certain aspects of the nature of the
work. In short, through her sanction the artist can endow the work with
certain features, just as she endows it with certain features by manipulating
the physical materials which will ultimately be displayed to the viewer. As we
shall see, however, accepting that the artist’s sanction can fix features of the
work does not oblige us to accept the idea that the artist fixes the correct
interpretation of the work.
I begin, in section I, by presenting an example of an artwork involving
objects that are gradually decaying over time. As I show in section II, only
the artist’s sanction can fix which of the objects’ possible future states are
relevant to our understanding of the artwork. In section III, I develop the
theory of the artist’s sanction more explicitly and discuss some of its
complications. In section IV, I distinguish sanctions from intentions and
show how my view is related to the debate over intentionalism. In section V,
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I show that the sanction is relevant to our understanding not only of
contemporary but also of historical art. Finally, in section VI, I show how the
sanction constrains our practices of interpretation.
I will now turn to an extended example of a contemporary artwork by
Canadian artist Liz Magor to illustrate how sanctions are created and how
they function in our understanding of a work. I will show that we must
appeal to the artist’s sanction to determine which physical features of the
objects she created are relevant to interpretation. This example goes into a
level of detail that is rarely seen in philosophical discussions of artworks, and
some of the details might appear, on the surface, to be trivial. However, my
arguments imply that if we take artworks seriously, and wish truly to grasp
their natures, we must attend to the specific details that make each work
what it is. As we shall see, these details sometimes include not only the
features of the physical objects the artist has presented, but also the
features of the surrounding situation in which the artist interacts with
curators and institutions and thereby sanctions features of the work. Only by
looking carefully at particular, real works can we develop adequate theories
of contemporary art and, indeed, of art in general.
I. TIME AND MRS. TIBER
Liz Magor’s Time and Mrs. Tiber (1976) centrally involves a collection of
decaying objects, namely jars of preserves in the process of decomposing.
The physical evolution of objects is an issue of which Magor is highly
conscious, and I will argue that this work cannot be correctly apprehended,
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and hence adequately interpreted, without consideration of how the relevant
objects change over time. Furthermore, I will show that in order to take
account of how the change in Magor’s objects over time is relevant to what
the artwork is, ontologically speaking, and to how it should be interpreted,
we must look to Magor’s own sanction of the changes in and future treatment
of the object. This sanction, I will argue, is established through her explicit
communications with the institution holding control over the work.
Time and Mrs. Tiber includes a number of jars of preserves positioned
on a wooden shelving unit along with a number of handwritten recipes, which
Magor has annotated and pasted into the shelving unit. Magor found the
recipes and about half of the preserves in an abandoned house, on a British
Columbia island, that had once belonged to Mrs. Tiber and her husband.
Magor supplemented Mrs. Tiber’s preserves by making a few jars of her own,
adding such items as mangoes and zucchini to the mix.
Soon after the National Gallery of Canada acquired Time and Mrs.
Tiber in 1977, some of the jars started to develop mold around the outside.
The liquid levels of some jars dropped, and the contents gradually started to
resemble brown mush. The metal lids started to develop whiskers, or chains
of crystals that form as metal oxidizes. Finally, a microbiologist discovered
that seven of the jars (all of which had been created by Magor) had
developed botulism, a deadly toxin that posed a serious health hazard to
employees handling the work. It became clear that these jars had to be
discarded.4
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From the beginning, Magor said that this work is about decay and
about our attempts, always doomed, to preserve ourselves and other things
against the injurious effects of time. For this reason, she saw the
deterioration as part of the work and opposed aggressive or invasive
conservation efforts. At one point, she reportedly told conservators that
when the work was no longer in exhibitable condition, it should be “thrown in
the garbage.” This sparked a flurry of concern, accompanied by rhetoric
about “the first ever de-accessioning of a contemporary work of art in the
National Gallery’s collection.”5 As these institutional concerns were
expressed, and as the deterioration began to accelerate, Magor
acknowledged that she had expected the work to last about as long as she
herself expected to last, on the order of fifty years rather than five or ten.
She visited the Gallery to inspect the work and agreed to the addition of
preservatives to the jars and to efforts to seal them more thoroughly against
evaporation and penetration by bacteria. She also agreed to make
replacements for the jars that were discarded. She found an expert in
canning and spent a day “slaving in the kitchen” to produce new jars for the
work.6
Along the way, an interesting change in attitude about the ultimate
disposition of the work occurred, as well. While Magor had initially felt that
the objects making up Time and Mrs. Tiber should be tossed out when no
longer in exhibitable condition, in the end she decided that transfer to the
Gallery’s Study Collection would be more appropriate. This way the objects
would be preserved within the institution, though no longer put on display,
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and scholars (though not the general public) could continue to view and gain
knowledge from physical encounter with them. This outcome was also in line
with institutional procedures and desires about the treatment of a
deteriorating work.
My consideration of Time and Mrs. Tiber will center on changes over
time in the work and in Magor’s attitude toward it. After the work was
acquired by the National Gallery of Canada, Magor twice changed her view
about how the work was to be treated: once when she agreed to aggressive
conservation measures she had initially rejected, and once when she decided
that the work should be archived in the museum’s Study Collection rather
than discarded, as she had initially wanted. Magor’s actions and
communications in these cases, I will argue, constitute her sanctioning of
certain features of the work, and they must be taken into account for
purposes of interpretation. With regard to the decision that the work should
not be discarded but transferred, I take the view that the artwork was
altered in a way which alters, in turn, the range of appropriate
interpretations of the work.
II. THE ARTIST’S SANCTION AND RELEVANT PHYSICAL STATES
Time and Mrs. Tiber violates one of the primary traditional conventions
relating object to artwork, namely the convention that there is a privileged
physical state of the object according to which interpretation should proceed.
Apprehending a traditional painting or sculpture involves focusing on a
privileged physical state of the object. With regard to traditional works in
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painting and sculpture, a privileged state (or narrow range of states) is
usually easy to identify, though not always to reconstruct: it is just the state
of the object at or shortly after the time of its completion.7 Our recognition
of this state’s importance is demonstrated by our practices of conservation
and restoration, which are dedicated to maintaining the object in such a
state.8 Successful restoration efforts sometimes reveal that we have
misapprehended the work, as when Michelangelo’s Sistine Chapel ceiling was
restored to its unexpectedly gaudy array of original colors. If we are unable
to carry out physical restoration of the object to its privileged state, we do
imaginative restoration instead, ignoring damage or color change and trying
to see the work as it was when the artist first made it. Change in the object
over time is something to be ignored as we interpret the work, not
something to be acknowledged and figured into our interpretations.
With Magor’s work Time and Mrs. Tiber, there is no privileged physical
state or timeslice of the object to which we can appeal in our interpretative
efforts. The importance of physical change in the object over time means we
must consider a series or progression of physical states. Right now, as the
object sits in storage awaiting its turn to be exhibited, some of the relevant
states lie in the future. These future states might even be thought the most
important: the progression of decay and degradation of materials will provide
the clearest expression of the phenomenon of mortality explored within the
work.
The relevance of future states to our current apprehension of the work
poses some problems. How will we figure out which future states to
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consider? We could try predicting the work’s future. We could study the
National Gallery of Canada’s storage and conservation policy, and even the
adequacy of security and storage facilities, to infer how the work will be
treated within the institution over time. And we could run experiments with
jars of preserves to see how they change over time (though, of course, it
might be difficult to learn anything that will be helpful, since our new jars of
preserves won’t catch up to Magor’s jars in age). Both of these methods will
give us more or less useful information about the work’s probable future.
Predictive efficacy aside, though, these methods are wrongheaded
when it comes to establishing future states of the work in a way that is
relevant to interpretation. Prediction is just the wrong project here. There
are all sorts of factors which may influence the art object’s future states
while remaining irrelevant to what the artwork is or how it should be viewed.
The work might be damaged or destroyed in a fire started by some other
strange contemporary art object. The National Gallery might experience
financial difficulties and sell part of its collection, resulting in a dramatic
change in the work’s circumstances and hence its physical evolution. A
clumsy custodian might knock one of Magor’s jars with a mop handle and
break it. Or an overzealous conservator might commission a new set of
preserves with the misguided intention of restoring the work to its initial
privileged physical state. None of these possibilities, even if we could predict
it with a high degree of likelihood, is such as to affect what the work is. Even
after such an event, the nature of the work would not be altered (though the
object associated with it might come to look different). We would not begin
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interpreting the work differently because of the resulting change, and we
would not replace images of the object in our history books with images from
after the transformative event.
A related proposal would be to regard the object’s actual future states
(rather than the future states we currently predict for it) as those relevant to
the work. Under this proposal the work remains partly epistemically
inaccessible to us until those states come to an end. But the same problems
of irrelevant factors arise for actual future states as for predicted future
states: there might actually be a fire that damages the art object next year,
but this would not change how we should interpret the work. Moreover,
seeing the object’s actual future states as privileged would pin the work
down too strictly. If the object’s actual future states are important, it is also
important that we cannot predict them with any degree of certainty. The
relevant future states belong not to one possible future but to a range of
possible futures. But as we have seen, some of the object’s possible futures
are not relevant: our interpretation of the work would not be affected by
some calamity, like fire damage, any more than would our interpretation of a
more traditional work. What we have, then, is a tricky situation in which the
possible futures belonging to a particular range, but not all possible futures,
are relevant to the work’s interpretation. How, then, are we to establish
which range of futures is privileged?
If we want to establish a range of possible futures while barring the
influence of things like fire damage, one option is appeal to a set of defaults:
standard conditions that allow us to make a normative prediction about the
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development of the object. We could regard the range of probable futures of
the object under these default conditions as the range relevant to interpreting
the work. One sort of default condition would be institutional practice: for
instance, what conservation and restoration policies are currently in place, or
were in place when the work was created or acquired? What instructions for
the object’s treatment have been given by the curators or other authorities?
For example, if the institution’s policy were to take aggressive measures to
halt the deterioration of objects, which in this case would mean adding
preservatives and sealing the jars, we would interpret the work according to a
normative prediction on which it would deteriorate more slowly than if it had
been left in its original state. If the policy were, instead, one of non-
interference, then the work would be interpreted according to a normative
prediction such that it would deteriorate rapidly and exhibit marked signs of
decay, including the growth of microorganisms in the jars and so forth. Our
interpretations of the two works whose features would be fixed by the
application of these different institutional policies would differ in accordance
with the difference in the two works’ rates of deterioration.
But in the case of Time and Mrs. Tiber, to regard the work’s features as
being fixed by institutional policies will result in a serious misapprehension.
Those policies will not settle which rate of deterioration is relevant to the
interpretation of the work. In fact, they will get it exactly wrong. An
important feature of the work, especially before Magor’s changes in view, is
its violation of institutional defaults. Magor’s work is in specific tension with
the institutional will to immortalize (or at least mummify) the art object, and
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so simply to apprehend the work in accordance with the institution’s default
practices, without considering the artist’s sanction in relation to those
practices, would be a mistake. It is the artist’s sanction, not the default
policy or practice, that fixes the features of the work that must be
apprehended and then considered for purposes of interpretation.
Just as we can’t look to general institutional policies for the treatment
of art objects for guidance about how to interpret the work, neither can we
look to specific policies for the treatment of the particular object associated
with the work. The mere existence of a policy for treatment of the object is
not sufficient to fix the features of the work, or to determine the range of
futures that are relevant for interpretative purposes. It is not only the
content of such policies but also their sources that matter. If Magor gave
instructions to discard the object when it could no longer be exhibited, and a
curator (rather than Magor herself) later ordered it transferred to the Study
Collection instead, thereby putting into effect a specific policy for treatment
of the object, this would not alter the range of appropriate interpretations of
the work, though it would change the object’s future. The curator’s decision
would not change the work; it would only jeopardize our access to the work
by preventing the object from developing in accordance with the artist’s
sanction. In much the same way, poor restoration of a painting might
jeopardize our access to the artwork by obscuring the features the artist
sanctioned for it through her acts of painting. Poor restoration changes the
object, but it does not change the artwork, which is the proper target of
interpretation. The range of appropriate interpretations of the work would
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not change because the object has been badly restored, though shoddy
restoration would complicate our task of apprehending the work, possibly
causing us to make mistakes that would diminish the adequacy of our
interpretations. Similarly, we should not change how we interpret Magor’s
work if the curator makes a unilateral decision that alters how the object will
develop over time, though the curator’s decision might make apprehending
the work more difficult.
But the very same change in policy, made with Magor’s authorization,
did in fact change the work itself.9 Through effective communications with
the institution, Magor altered the course of conservation and restoration
efforts. She rejected the existing defaults and thereby sanctioned a new set
of privileged states of the object for interpretative purposes. This change in
sanction (unlike a mere change in policy made unilaterally by the curator)
constituted a change in the work: initially, the work had the feature that its
associated object would one day deteriorate and be discarded; now, it has
the feature that the object will be preserved indefinitely. We can account for
the change in the work only by appealing to the artist’s sanction.
III. WHAT SANCTIONS ARE AND HOW THEY WORK
What exactly is a sanction, and how is one established? The most common
way for an artist to sanction particular features of her work is by presenting
an object within a particular context: by presenting a painted canvas with a
particular set of visible features, for instance, the artist typically sanctions a
corresponding set of visible features for the artwork. In addition, some
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features of the artwork are fixed by actions and communications of the artist
other than the creation or presentation of the art object. Through these
actions and communications, such as giving the work a title, offering an
artist statement to accompany the work or instructing curators about
conservation or the conditions of display, the artist establishes a sanction of
certain features of the work. These features must be ascertained and taken
into account during any interpretative endeavor: just as the configuration of
colors in a traditional painting must be attended to by any viewer who claims
readiness to interpret the work, the features the artist has sanctioned
through her actions and communications must be attended to by any viewer
who aims to interpret a contemporary work. The artist’s sanction, even
when it is established through means other than presenting an object with
particular features, plays an ontological role in fixing features of the artwork.
For this reason, information about the sanction is often critical to the
apprehension of a contemporary work. Looking at formal artist statements
and other evidence of an artist’s actions and communications isn’t just an
activity for fastidious critics and historians; it’s something every viewer may
need to do just to be able to “see” the work at all.
I should dispel three potential confusions about what I am claiming.
First, I do not claim that the artist has stipulative authority regarding how
the work should be interpreted. Indeed, this is a view I explicitly reject. The
range of the artist’s special authority, on my view, is restricted to certain
aspects of the nature of her work; that is, it pertains to features the work
possesses. Insofar as interpretation must be responsive to the work’s
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nature, the artist’s sanction will place some indirect constraints on
interpretation, just as an artist places constraints on interpretation by
applying paint to canvas in a particular arrangement: we are not free to
ignore the work’s features as we interpret. The only role the artist’s sanction
plays in constraining interpretation, on my view, is an indirect one, mediated
by its role in determining certain of the work’s features. The sanction does
not establish the ultimate meaning of those features or of the work itself.
Second, I do not claim that the artist endows her work with features
simply by intending that it have those features.10 Neither the artist’s
conscious or unconscious thoughts or ideas about the work, nor her
behavioral dispositions, have any effect on the work’s features except insofar
as they lead her to take certain kinds of action in appropriate contexts.
Moreover, the work may, on my view, have features that expressly conflict
with those the artist intended. The intention that a surface have a metallic
texture, or that a human figure appear elderly, does nothing on its own to
make it the case that the work possesses the corresponding features. This is
true even where we have unimpeachable evidence of the artist’s intention,
say in a series of journal entries and records of private conversations over an
extended period of time. Even if the work itself supplies ample evidence of
the artist’s unsuccessful attempts to create a metallic surface texture, the
failure of these attempts means that no sanction of a metallic surface texture
was established. The same is true for the sorts of features that might be
fixed through negotiations with curators: if the artist intends that a work be
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displayed in a certain way, but never communicates that intention effectively,
she has failed to sanction the relevant display conditions.
Third, I do not claim that the artist can, simply by fiat, cause the work
to have (or not to have) any property whatever. The artist’s primary
sanction-creating activity is to present an object with certain features within
a particular context. Normally, the features of the object will go a long way
in determining the nature of the work: if, and only if, a painted canvas has a
patch of crimson in the lower right corner, its having a patch of crimson in
the lower right corner is an interpretable feature of the artwork.11 The artist
cannot, through private entries in her journal or public declarations, make
patches of crimson appear or disappear. Nor, given the strength of the
convention that the appearance of the painted surface matters, can she
enjoin us to ignore the patch of crimson, to regard it as lying outside the
boundary of the work, as we might so regard an oil stain on the reverse of
the canvas. The possibility of creating sanctions through actions other than
manipulation of materials does not relieve the artist of responsibility for what
she has done, or failed to do, with those materials.
IV. SANCTIONS AND INTENTIONS
To see the artist’s presentation of a work within a particular context as an act
of sanctioning certain artwork features, as I suggest, is to give substance to
the popular intuition that artworks are of interest because they are the
products of intentional human activity. The sanction bears an important
relation to the artist’s intention: the actions and communications that serve
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to establish a sanction are, generally speaking, expressions of the artist’s
intention (and are certainly outgrowths of the artist’s intentional action), just
as painted marks or other physical manipulations within a medium are,
generally speaking, expressions of the artist’s intention. The underlying
intentions, however, are not what brings the sanction into existence: the
actions and communications themselves are what determine whether or not
a sanction is in place. Thus if an artist intended that the artwork have a
particular feature but failed to act effectively on that intention either through
the presentation of the object or through other actions or communications,
then a sanction has not been established, and the artist’s intention is
irrelevant to the the nature of work.
The artist’s sanction, as I have suggested, is related to, though not
identical with, the artist’s intention. How, then, does my view relate to other
views about the role of the artist’s intention? The intentionalist holds that
the artist’s actual intentions fix the correct interpretation of the work.12 This
view differs greatly from my own, insofar as I am concerned not with the
content of interpretation but with the work’s features, which are the object
(not the outcome) of interpretation. But we can imagine a version of
intentionalism that suggests that the artist’s actual intentions determine the
work’s features, rather than only the correct interpretation of those features.
Such a view differs markedly from my own, since, as we have seen, intention
is not sufficient to establish a sanction. The operative notion, on my view, is
not intention per se but effective intention, or intention that has been put
into action in a specific way; this is one way of describing the artist’s
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sanction. Intentions which have never been acted upon have no effect on
the work’s features, on my view; nor do intentions which have been acted on
ineffectively. Though we may have very good evidence, from within the
work or without, that the artist intended to depict a cylindrical form, the form
will in fact be cylindrical only if the artist has successfully executed her
intention. The same goes for other sorts of features established by the
artist’s sanction: the work in fact has those features only if the sanction was
successfully established. Our ability to infer what the artist meant to do does
not make it the case that the work in fact has the feature she meant to give
it, just as our ability to infer that the high jumper meant to surmount the bar
does not make the jump successful.
In a way, a sanction is like a contract: both are established by making
certain statements and/or performing certain acts under appropriate
conditions. When we want to know whether someone has entered into a
contract, we look for behavioral evidence. There is a fact of the matter about
whether a contract has been entered into, and we will look to particular kinds
of evidence to determine whether a contract exists (though, of course, the
availability of the relevant evidence may sometimes be limited, in which case
our ability to make a determination will be limited as well). The making of a
contract depends on the prevailing communicative conventions: in one
context, an utterance may not count as entering into a contract, while in
another context it will. Suppose that, while standing on a used car lot with
your friend and a car salesperson who’s just been giving you a pitch, you
say, “Okay, I’m going to buy that car!” If the utterance is spoken directly to
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the salesperson, in a legal context where verbal utterances are considered
binding, you will through your statement have entered into a contract to
purchase the car at the terms the salesperson has been offering. If the
statement is made in a context in which verbal utterances are not legally
binding, or if the statement is made to your friend while the salesperson is
talking on the phone, you will not have entered into a contract.
Whether a person has entered into a contract will ultimately depend on
what the person has said and done in particular circumstances. The artist’s
sanction, similarly, is established through the artist’s observable actions and
communications, though it may in some or even most cases be implicit, as I
described above. To reiterate, a sanction is an outgrowth of the artist’s
intentional activity, but it is not identical to her particular intentions. An
intention never clearly and effectively conveyed does not give rise to a
sanction, and therefore does not fix the features the artist intended for the
work.
Learning about the artist’s sanction, then, depends not on retrieving
the artist’s intentions but on studying her overt actions and communications,
including the act of presenting an object within a particular context. It bears
some resemblance to the enterprise of the hypothetical intentionalist, who
formulates hypotheses about the artist’s intentions on the basis of the
features of the work and relevant information about the artist, such as
historical context and biographical details.13 These hypothesized intentions
are then used as the basis for interpretation.
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Hypothetical intentionalism with respect to interpretation strikes me as
a plausible view: to make sense of a work, it may well be necessary to make
inferences about the likely intentions of the artist (or of an idealized author
bearing some resemblance to the actual artist). And in some cases, these
may include intentions that have not been successfully executed. A failed
intention may at times be the best explanation for, or the most reasonable
inference from, a set of object features. But my view relates to identification
of the features of artworks, rather than to interpretation of those features.
And failed or unexecuted intentions do nothing to determine the features of
the artwork (though they may affect how those features should be
interpreted). As we try to grasp the nature of the work, we should consider
the artist’s sanction rather than her intention (hypothesized or actual), and
there is no such thing as a failed sanction: sanctions are either successfully
established or nonexistent. And again, the point of relying on the artist’s
sanction, on my view, is not to identify the proper interpretation of the work
but to apprehend features of the work, prior to interpretation.14 The artist’s
sanction can determine that the paint flaking from a painting is properly
regarded as a feature of the work that must be considered when we
interpret, rather than a problem with the object that must be fixed so it
doesn’t interfere with our understanding of the work. The artist’s sanction
does not, however, determine how that feature is to be interpreted.
My view, then, differs in two critical ways from both varieties of
intentionalist view. First, my view is not intentionalist because sanctions,
although related to intentions, are not identical to them. My view does not,
Artist’s Sanction - 22
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therefore, require learning about, inferring or reconstructing mental states or
behavioral dispositions, either actual or hypothesized. A second important
difference is that my inquiry does not primarily concern how we should go
about interpreting artworks, whereas this is the central question for the
actual and hypothetical intentionalist. I am concerned with identifying the
proper target of interpretation, which is what I mean by ‘artwork.’ My view
has implications for interpretation, of course, insofar as the artwork poses
powerful constraints on interpretation. Essential features of the work cannot,
for instance, simply be ignored; the interpreter is constrained to be faithful to
such features. We will see more about how such constraints operate in
section VI.
V. THE SANCTION IN CONTEMPORARY AND HISTORICAL ART
I have suggested that many contemporary artworks have special features
which oblige us to consider the artist’s sanction if we are to apprehend them
adequately. An obvious question, then, is whether I am advocating the idea
that there has been a radical break between the art of the last several
decades and its historical precursors. Am I a proponent of a view which
suggests that what we now call “art” is a phenomenon utterly separate from
what people a century or two ago called by that name? The answer is no.
The notion of the artist’s sanction is applicable to traditional Western
art forms, just as it is to contemporary artworks. The artist’s primary
sanction-creating activity, now as before, is to present an object within a
particular context. When an artist puts forward an object with certain
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features, she is sanctioning the set of artwork features that, given the
context and the conventions connecting the object and the artwork, the
suitably informed audience will take the artwork to have. Simply by giving
his fresco a certain appearance, Piero della Francesca sanctioned a
substantial array of artwork features, including both the configuration of
colors on the surface and the fact that the work depicts John performing the
baptism of Jesus. This is because he was, and knew he was, producing his
painting in a context where certain conventions for the representation of
John and Jesus were operative, so that audience members applying these
conventions would take certain configurations of colors and forms as
depicting John and Jesus. The artist’s sanction, then, functions in concert
with a set of conventions that connect object features to artwork features.
The strength of the conventions with respect to traditional artworks,
and the ease with which we tend to apply many of them, has obscured the
degree to which the artist’s sanction plays a role in making the artwork what
it is. But certainly there have been past periods of art history in which the
then-current conventions were undermined by new artworks. The
development of perspectival representation during the Renaissance may have
been a case in which the conventions for depicting three-dimensional space
in a two-dimensional artwork were revolutionized. In some historical cases
where conventions were overturned or modified, it may have been
necessary, as it is for many innovative works now, to appeal directly to the
artist’s sanction to determine how the works in question were to be
understood. Many such works were eventually subsumed under a new set of
Artist’s Sanction - 24
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conventions, so that specific appeal to the artist’s sanction ceased to be
necessary, though the artist’s sanction remains responsible for the
applicability of the new conventions. The same might be true for many
contemporary works: looking to the sanctions of individual artists with
respect to particular works may lead to the development of new conventions
that apply to those works as a class. But for some contemporary works,
such as Magor’s, explicit appeal to the artist’s sanction is ineliminable: in
order to establish particular aspects of the work’s material form, we must
look to the artist’s sanction with respect to the specific work. But even in
works for which such explicit appeal to the artist’s sanction is not necessary,
it remains the case that the sanction is essential to making the artwork what
it is.
The sanction established through the artist’s communications with
curators is the extension of a much more basic sort of sanction: the
presentation of the art object under a particular set of conditions is itself an
action that establishes a sanction. The content of such a sanction, which
may be thought of as an implicit sanction, will depend on certain facts about
the conditions of presentation. If an artist presents a painting in a venue
where the standard is to hang it flat on the wall so that only one side is
visible, then she has implicitly sanctioned this presentation of the object, as
long as she does nothing either to indicate that this standard is inappropriate
or to prevent its application. The sanctioning of this mode of presentation
also serves to sanction a connection between the object and the work,
namely that the visible appearance of the reverse of the painting is not a
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feature of the work – unless, of course, the artist does something to sanction
the consideration of this feature.
Many features of both contemporary and historical works are
determined by the artist’s implicit sanction. The creation of every artwork is
informed, if tacitly, by the artist’s understanding that the work will be
received in certain ways by art audiences and institutions. Given the
conventions that are operative within the context in which she creates her
work, the artist can often assume that if she creates an object with particular
features, the audience will understand the artwork to have a set of
corresponding characteristics. In such a situation, it is appropriate to say
that the artist has sanctioned those characteristics through a combination of
her action of presenting an object with certain features within that context,
and her tacit assumption that the usual conventions relating object to work
would hold.
VI. SANCTION, EVALUATION AND INTERPRETATION
It is obvious that many of the perceptually available features of an artwork
place constraints on interpretation: if an interpretation conflicts with such
features in any substantial way, that will be reason for seeking a new
interpretation that better accommodates the work’s appearance. What I
have proposed here is an additional set of constraints: features of the work
established by the artist’s sanction. These constraints, while they make
additional demands on the adequacy of particular readings, play no special
restrictive role: they function just as relevant features of the object’s
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appearance do. The fact that the objects of Liz Magor’s Time and Mrs. Tiber
are subject to particular kinds of treatment and will decay over time
constrains how it is appropriate to interpret this work, just as the appearance
of the painted surface of a canvas places constraints on interpretation.
Recognition of the role the artist’s sanction plays in fixing certain features of
her work does not, however, mean that we must accept the interpretation
the artist would have proposed, or did propose, for that work. But how,
exactly, do the features sanctioned by the artist affect the process of
interpreting the work?
When the artist’s sanction changes the work’s features, as was the
case with Time and Mrs. Tiber, this changes the range of interpretations that
are appropriate to the work. Something the interpreter might wish to
consider is whether the work that existed prior to the change is better or
worse than the work that exists after the change. This is just as, for any
kind of artwork, one appropriate task for an interpreter (especially one
interested in evaluating the work) may be to consider what the work would
have been like if the artist had made different choices. Would the work have
been a better one if that blue had been cobalt rather than ultramarine?
Would the work have been a better one if the artist had correctly sealed her
jars to avoid the rapid deterioration of the contents and the development of
botulism? To settle such questions, we may need to produce hypothetical
interpretations15 based on the work that would exist if the object had had the
features, or the artist had established the sanctions, we are imagining. We
can then compare our interpretation(s) of the actual work with the
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interpretations that arise from the hypothetical work. If the hypothetical
work gives rise to richer or more interesting interpretations, that might be a
basis for concluding that the artist should have made a work somewhat
different from the one she in fact produced.
The process of interpreting and evaluating the work in light of the
features sanctioned by the artist may be illustrated with appeal to Time and
Mrs. Tiber, a case in which the artist’s decision about the object’s eventual
disposition clearly changed the work. As discussed above, the disintegration
of the physical objects presented is a prominent feature of the work, and this
feature must be accounted for within a fully specified interpretation. It is
likely, then, that any adequate reading of the work must identify decay as
one of its central themes. It is interesting to consider Magor’s decisions
about the work in light of such a reading. Her initial view was that the work
should be allowed to decay at its own, natural pace, with minimal
intervention by conservators: no addition of preservatives, resealing of the
jars, etc. An adjunct to this attitude was that the work would eventually
“die,” at which point it should leave the realm of art (signified by the
museum itself) just as humans leave the realm of life. Later, though, she
accepted much more drastic intervention: the destruction and replacement of
several of the original jars, and the addition of preservatives and sealant to
the remaining jars. And finally she accepted the idea of archiving rather than
throwing away the objects once their public exhibition days are over.
The significance of this final change can be brought out by examining
the task of interpretation before and after the change. Consider an
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interpretation of the work as dealing with decay and mortality, which would
accord with Magor’s explicit statements and with the object’s material
features. The title suggests an interpretation closely linking the objects
presented to the figure of the deceased Mrs. Tiber: they serve both as a
trace of her attempts to preserve other living things and as her stand-in,
showing the ultimate and necessary failure of her attempts at self-
preservation. Her body has already broken down, and her material legacy,
though surviving her temporarily, is fading before our eyes. Thus far, the
interpretation is consistent with the work both before and after Magor’s
change in view.
But now let’s finish the story. First, we’ll consider the work under the
initial sanction, such that it was to be permitted to decay and then thrown
out, contrary to established institutional practices. Under this scenario, we
might say allowing the work to “die” is a graceful way to bring its
development to completion, suggesting understanding and acceptance of the
life cycle’s inevitable end. An alternate interpretation, focussing on the
work’s violation of established conservation practices, might see an
obstinate, fatalistic viewpoint, like that of a religious sect that refuses
established medical procedures and thus suffers avoidable illness and death.
The work might even be seen as hopeless, implying that since we are all to
die anyway, efforts to slow the process are futile.
On the sanction subsequently established, under which aggressive
conservation measures are to be undertaken and the object is to be retained
indefinitely for study, we must read the work differently. We might say,
Artist’s Sanction - 29
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based on this new sanction, that the work undermines the message it
purports to deliver, showing instead that both artist and institution are in
denial about their ultimate relationships to time. Or we might read a clever
irony, in which the work itself becomes something like a jar of preserves. On
this view, Magor has enlisted the unwitting museum in a project much like
Mrs. Tiber’s, that of ensuring her legacy by preserving her material remains.
Since Magor’s material remains coincide with Mrs. Tiber’s, she has thereby
secured Mrs. Tiber’s legacy as well.
Clearly, a wide range of interpretations is available to us both before
and after the change in Magor’s attitude.16 The features of the work fixed by
her sanction do not force a particular reading or evaluative stance. They do,
however, make certain demands on the content of the interpretation,
constraining it just as any other feature would. Readings which ignore or
conflict with such substantial features of the work, while perhaps interesting,
are not genuinely readings of the work. If being true to the work is
something that matters to us, we are bound to take the artist’s sanction into
consideration.
The artist’s sanction, as I have been suggesting, is an outgrowth of the
artist’s intentional activity, though not equivalent to her intention, just as the
configuration of colors on a painted canvas is an outgrowth of the artist’s
intentional activity. Like the colors of a painting, and unlike mere intention,
the sanction is publicly accessible, since it has been established through
particular actions and communications by the artist. While the artist’s
sanction plays a crucial role in fixing certain features of the work, the artist’s
Artist’s Sanction - 30
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intention, effectively expressed or not, does not fix the proper interpretation
of the work. My view, then, can account for the fact that the artist
sometimes has special authority in determining the nature of the work,
without incurring the liabilities of the view that the artist’s intention
determines the correct interpretation. Artists make works, and making
works, especially these days, means more than creating objects and titling
those objects. But it is still up to us to figure out how those works are to be
interpreted.17
SHERRI IRVIN Department of Philosophy Carleton University Ottawa, Ontario K1S 5B6 Canada INTERNET: [email protected]
1 For example, a set of murals by Mark Rothko were removed from their
setting at Harvard University because of fading that Rothko did not intend.
See Marjorie B. Cohn et al., Mark Rothko’s Harvard Murals (Cambridge, MA:
Harvard University Art Museums, 1988), and John T. Bethell, “Damaged
Goods,” Harvard Magazine, July-August 1988, pp. 24-31.
2 My view’s relationship to actual and hypothetical intentionalism is discussed
in section IV below.
3 Kendall Walton and Jerrold Levinson, among others, hold that the artist’s
intention about which category a work belongs in is relevant to how it must
be considered. See Kendall Walton, “Categories of Art,” Philosophical Review
79 (1970): 334-367, and Jerrold Levinson, “Intention and Interpretation in
Artist’s Sanction - 31
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Literature,” in The Pleasures of Aesthetics (Ithaca: Cornell University Press,
1996), pp. 175-213. I will suggest that we need consult only the artist’s
sanction, and not her intention, for this purpose.
4 Marion Barclay and Richard Gagnier, “Is Time Up for Time and Mrs. Tiber?”
Journal of the International Institute for Conservation – Canadian Group 13
(1988): 3-7.
5 From a 1986 memo by conservator Marion Barclay.
6 Factual information about the work and its history is taken from memos and
conservation reports found in the National Gallery of Canada’s curatorial file
on Time and Mrs. Tiber. The expression “slaving in the kitchen” is taken
from correspondence in which Magor describes the process of producing new
jars.
7 There are notable exceptions, including the development of patina, in which
the privileged state takes longer to develop and may be somewhat more
difficult to identify. Even in such cases, though, it is clearly true that there is
a privileged state or range of states on which interpretation must focus.
8 For discussion, see Anthony Savile, “The Rationale of Restoration,” The
Journal of Aesthetics and Art Criticism 51 (1993): 463-474. Richard
Wollheim suggests, “[A]sked about the colour of Bacchus’ cloak in Titian’s
Bacchus and Ariadne we should answer ‘Crimson’, and this would be the
correct answer to give alike when the painting was freshly painted, when
discoloured varnish and dirt had turned the relevant part of the canvas
brown, and now that it has been cleaned.” See “A note on the physical object
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hypothesis,” in Art and Its Objects, 2nd ed. (Cambridge: Cambridge
University Press, 1980), p. 182.
9 One might wonder whether we are dealing with a single work whose
features have been altered, or with two distinct works, one of which ceased
to exist and the other of which came into being upon Magor’s change in view.
But very little hangs on this: the crucial point is that the change alters the
work’s nature, and the range of interpretations that are appropriate to it is
correspondingly altered.
10 The relationship between sanctions and intentions is discussed further in
section IV below.
11 The artist’s sanction might, however, serve to determine the correct
orientation of the work, and thus which is the lower right-hand corner. For
discussion of issues related to orientation, see John Dilworth, “Pictorial
Orientation Matters,” The British Journal of Aesthetics 43 (2003): 39-56.
12 Well known examples include E. D. Hirsch, Jr., and Steven Knapp and
Walter Benn Michaels. See Hirsch’s Validity in Interpretation (New Haven,
CT: Yale University Press, 1967) and The Aims of Interpretation (Chicago:
The University of Chicago Press, 1976), as well as Knapp and Benn Michaels’
“The Impossibility of Intentionless Meaning” in Intention and Interpretation,
ed. Gary Iseminger (Philadelphia: Temple University Press), pp. 51-64. For a
recent defense of Hirsch’s early, strongly intentionalist view, see William
Irwin, Intentionalist Interpretation: A Philosophical Explanation and Defense
(Westport, CT: Greenwood Press, 1999). Intentionalists are sometimes
referred to as “actual intentionalists,” since they are concerned with the
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artist’s actual intentions. Such views are to be contrasted with hypothetical
intentionalism, discussed below.
13 See especially Levinson, “Intention and Interpretation in Literature,” as
well as Alexander Nehamas, “The Postulated Author: Critical Monism as a
Regulative Ideal,” Critical Inquiry 8 (1981): 133-149 and “Writer, Text,
Work, Author,” in Literature and the Question of Philosophy, ed. Anthony J.
Cascardi (Baltimore: Johns Hopkins University Press, 1989), pp. 267-291.
For useful discussions of the relationship between hypothetical and actual
intentionalism, see Noël Carroll, “Interpretation and Intention: The Debate
Between Hypothetical and Actual Intentionalism,” Metaphilosophy 31 (2000):
75-95; Gary Iseminger, “Actual Intentionalism vs. Hypothetical
Intentionalism,” The Journal of Aesthetics and Art Criticism 54 (1996): 319-
326; and Robert Stecker, “Apparent, Implied and Postulated Authors,”
Philosophy and Literature 11 (1987): 258-271.
14 For arguments that apprehension and interpretation must be separated,
see my “Apprehension and Interpretation” (unpublished manuscript) and
“Interprétation et description d’une œuvre d’art,” forthcoming in
Philosophiques.
15 Not to be confused, of course, with hypothetical intentionalist
interpretations.
16 Critical monists who hold that only one correct interpretation of an artwork
is ever available would deny this claim. The view I defend in this paper is in
fact compatible with either monism or pluralism. The point here is that my
view does not force us into monism: although it establishes that the artwork
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has a particular set of features, it does not force us to adopt a particular
interpretation of the work (unless one holds, with the monist, that any
particular set of artwork features forces us to adopt a particular
interpretation). For the debate between critical monism and critical
pluralism, see Is There a Single Right Interpretation?, ed. Michael Krausz
(University Park: The Pennsylvania State University Press, 2002).
17 I am grateful to David Davies, William Irwin, Andrew Sneddon, Bob
Stecker, Tiffany Sutton, Julie van Camp, Bas van Fraassen and, especially,
Martin Montminy and Alexander Nehamas for comments on earlier versions.
I have profited from the opportunity to present parts of this work to
audiences at the University of Ottawa, Carleton University, and meetings of
the American Society for Aesthetics and the Canadian Philosophical
Association. Thanks are due to the National Gallery of Canada for access to
curatorial files.