Chapter 52
Multiple Sclerosis
Amanda L. Hernandez1, Kevin C. O’Connor2, and David A. Hafler3
1Department of Neurology, Interdepartmental Neuroscience Program, Yale University School of Medicine, New Haven CT, USA, 2Department of
Neurology, Human and Translational Immunology Program, Yale University School of Medicine, New Haven CT, USA, 3Department of Neurology,
Yale University School of Medicine, New Haven CT, USA
Chapter OutlineHistorical Background 735
Clinical Features 736
Imaging 737
Immunological Markers in Diagnosis 738
Pathology 738
Epidemiology of MS 739
Genetic Factors 739
Environmental Factors 740
Immune Pathogenesis 742
T Cell Pathogenesis 743
Immune Dysregulation 744
Autoantigens 745
Meningeal Ectopic B Cell Follicles 745
Treatment 745
Interferons 746
Glatiramer Acetate (Copaxone) 747
Natalizumab (Tysabri) 747
Mitoxantrone (Novantrone) 748
Fingolimod (Gilenya) 748
Teriflunomide (Aubagio) 748
Dimethyl Fumarate, BG-12 (Tecfidera) 748
Concluding Remarks 749
References 749
HISTORICAL BACKGROUND
It is widely held that the earliest known reference of
multiple sclerosis (MS) can be attributed to Scottish pathol-
ogist Robert Carswell (Murray, 2009). In his atlas,
Pathological Anatomy: Illustrations of the Elementary
Forms of Disease (1838), Carswell described two patients
affected by paralysis, both with lesions along the spinal
cord and lower brain stem accompanied by atrophy.
Carswell believed that the extensive paralysis the patients
suffered was directly related to the impressive pathology he
encountered (Behan, 1982). However compelling
Carswell’s account was, it was not until 30 years later that
MS was named by a French neurologist, Jean Martin
Charcot. Charcot first described a comprehensive account
of the features of MS in 1868 by correlating the clinical and
pathological features of the illness in patients he examined
both while they were alive and at autopsy. He noted the
accumulation of inflammatory cells in a perivascular
distribution, demyelination, and axonal sparing within the
lesions or “plaques” in the brain and spinal cord white
matter of patients with intermittent episodes of neurologic
dysfunction (Charcot, 1868a,b, 1877). This led to the term
“sclerose en plaques disseminees,” or multiple sclerosis.
Over the last 100 years there have been many important
historical milestones that have led to the fundamental under-
standing that MS is a multifocal inflammatory disease pri-
marily affecting central nervous system (CNS) white matter
resulting in progressive neurodegeneration in genetically sus-
ceptible hosts (recently reviewed in Nylander and Hafler,
2012). The hypothesis that MS is an autoimmune disease can
be attributed to observations by Thomas Rivers at the
Rockefeller Institute. In 1933 Rivers demonstrated that injec-
tion of rabbit brain and spinal cord into primates resulted in a
demyelinating disease in mammals (Rivers et al., 1933). This
disease, known as experimental autoimmune encephalomy-
elitis (EAE), is the result of immunization of CNS myelin
and has served as an important animal model for multiple
sclerosis.
In 1965, Schumacher et al. defined clinical diagnostic
criteria based on the notion that MS is a disease
disseminated in time and space throughout the CNS
735N. Rose & I. Mackay (Eds): The Autoimmune Diseases, Fifth edition. DOI: http://dx.doi.org/10.1016/B978-0-12-384929-8.00052-6
© 2014 Elsevier Inc. All rights reserved.
(Schumacker et al., 1965). Such criteria continue to be
utilized and revised today. Since then, the advent of mag-
netic resonance imaging and FDA approval of IFN-β1b,among other therapeutic agents, have revolutionized how
we examine and treat patients with MS (Young et al.,
1981; Arnason, 1993). During the past 20 years, MS has
evolved from a disease with no therapy to one with eight
approved therapies in the USA to date. These major
advances have established MS as a treatable neurological
illness. Nonetheless, the development of more effective
and safer treatments that can be used at the time of diag-
nosis for this potentially disabling illness is paramount,
and predicated on a more thorough understanding of the
underlying immunopathology. Advances in immunology
and neurology have provided clinicians with powerful
tools to better understand the underlying causes of MS,
leading to new therapeutic advances. The future calls for
extending the original observations of Carswell and
Charcot by continuing to define the molecular pathology
of MS in relation to growing knowledge surrounding
immune-related pathology and DNA haplotype structure
in addition to CNS and peripheral mRNA and protein
expression, leading to the generation of a new series of
disease-related hypotheses.
CLINICAL FEATURES
The signs and symptoms of MS are variable as the disease
can affect anywhere within the CNS. Demyelinating
lesions may develop at any site along myelinated CNS
white matter tracts, and symptoms of MS therefore
depend on the functions subserved by the pathways
involved. Although the primary insult involves demyelin-
ation, edema, inflammation, gliosis, and axonal loss all
contribute to the symptomatology of a lesion. The most
common symptoms and signs involve alteration or loss of
sensation due to involvement of spinothalamic or poste-
rior column fibers, visual loss from optic neuritis, limb
weakness and spasticity related to disruption of corticosp-
inal tracts, tremors and incoordination of gait or limbs
largely related to cerebellar or spinocerebellar fiber
involvement, and abnormalities of cranial nerve function
(such as double vision due to disturbance in conjugate eye
movement) secondary to brainstem lesions (Noseworthy
et al., 2000). Bowel, bladder, and sexual dysfunction
occur in over two-thirds of patients at some time during
the course of their illness (Betts et al., 1993; Mattson
et al., 1995) largely due to disruption in spinal cord path-
ways. Fatigue, depression, and cognitive changes are
common symptoms of elusive etiology that may signifi-
cantly interfere with daily functioning and are now being
recognized as significant contributors to disability
(Whitlock and Siskind, 1980; Freal et al., 1984;
Sadovnick et al., 1996). A correlation with progressive
brain atrophy, cognitive decline, and impairment on MRI
has implicated axonal loss as the pathologic substrate of
the cognitive deterioration in MS (Rao et al., 1989; Hohol
et al., 1997; Amato et al., 2004).
While MS can have variability in clinical presentation
and course of the illness, it can follow a number of rather
predictable courses. MS may be divided into four clinical
categories: clinically isolated syndromes (CIS), an early
form of MS, relapsing�remitting multiple sclerosis
(RRMS), which in a subgroup of patients becomes sec-
ondary progressive multiple sclerosis (SPMS), and
primary progressive multiple sclerosis (PPMS).
CIS generally occur in young adults, and are defined by
the presentation of a first episode of demyelination typically
in the form of optic neuritis, cerebellar, or brainstem syn-
drome. During an episode, neurological symptoms develop
over hours to several days, persist for days to several weeks
and gradually dissipate (Miller et al., 2012). In order for
such episodes of acute inflammatory CNS demyelinating
events to be considered CIS, they must last for at least 24
hours with no more than 30 days between attacks (Polman
et al., 2005). The resolution of symptoms appears to be due
to the reduction of inflammation and edema at the site of
the responsible lesion rather than to the reversal of demye-
lination, which may persist even in the absence of symp-
toms (McDonald et al., 2001). In a number of recent
prospective studies, patients experiencing an initial episode
suggestive of CNS demyelination and having MRI evidence
indicating the presence of lesions either at the time of or
within 3 months of the event is highly predictive for the
development of relapses and thus clinically definite multi-
ple sclerosis (CDMS). Without MRI lesions, the probability
of developing MS is substantially less. More than half of
those developing MS experienced the additional relapse
within 1 year of their first episode (Achiron and Barak,
2000; Fisniku et al., 2008). Thus, it seems reasonable to
label the first attack of what appears to be MS as CIS,
explaining to patients that there is a high likelihood of
developing multiple sclerosis (Rovira et al., 2009). This
indicates to the patient there is a good understanding of the
underlying problem, but the prognosis is not clear, allowing
patients who never have another attack to be saved from
carrying a diagnosis of MS (Miller et al., 2012).
If a patient with a CIS develops further episodes of
relapses followed by a recovery with a stable course
between relapses, patients are referred to as having
RRMS. Early in the course of MS, patients often make
complete recovery from relapses. As the disease goes on,
the recovery from a relapse diminishes, which causes a
patient to accrue disability. A relapsing�remitting onset
is observed in 85�90% of patients, with relapses often
lasting 4 weeks in duration. The outcome in patients with
RRMS is variable; untreated, previous reports suggested
that approximately 50% of all MS patients require the use
736 PART | 10 Central and Peripheral Nervous System
of a walking aid by 10 years after clinical onset
(Weinshenker, 1994). The consequences on prognosis of
newer treatment regimens are not completely delineated;
however, many studies indicate improvement of disability
status following continued treatment regimens (Bates,
2011). Increased attack frequency and poor recovery from
attacks in the first years of clinical disease predict a more
rapid deterioration (Confavreux and Vukusic, 2006).
Ultimately, approximately 40�50% of untreated relap-
sing�remitting patients stop having attacks and develop
what may be a neurodegenerative progressive disease
secondary to the chronic CNS inflammation, known
as secondary-progressive multiple sclerosis (SPMS)
(Confavreux et al., 2000). The evolution to this secondary
progressive form of the disease is associated with signifi-
cantly fewer gadolinium-enhanced lesions and a decrease in
brain parenchymal volume (Khoury et al., 1994; Filippi
et al., 1995; Weiner et al., 2000). Similarly, while earlier
relapsing�remitting MS is sensitive to immunosuppression
(Hohol et al., 1999), as times goes on, responsiveness to
immunotherapy decreases and disappears in secondary pro-
gressive disease (Rieckmann et al., 2004). Thus, rather than
conceiving of MS as first a relapsing�remitting and then a
secondary progressive disease, it could be hypothesized that
MS is a continuum where there are acute inflammatory
events early on with secondary induction of a neurodegener-
ative process refractory to immunologic intervention. This
hypothesis awaits experimental verification.
Primary progressive MS (PPMS) occurs in close to
15% of patients, and is characterized from the onset by
the absence of acute attacks and instead involves a grad-
ual clinical decline traditionally in the form of a progres-
sive myelopathy (Miller and Leary, 2007). Patients may
also present with a progressive cerebellar syndrome in the
form of ataxia. Clinically, this form of the disease is asso-
ciated with a lack of response to any form of immuno-
therapy. Researchers had therefore posited that PPMS
may in fact be a different disease than RRMS.
In the absence of a specific immune-based assay, the
diagnosis of MS continues to be predicated on the clinical
history and neurological exam demonstrating multiple
lesions disseminated in time and space within the CNS
(McDonald et al., 2001). Although using McDonald’s cri-
teria the diagnosis of MS can be made solely on the basis
of history of two relapses and objective findings on exam
of two lesions disseminated in the CNS (periventricular,
juxtracortical, infratentorial, or spinal cord), MRI of the
neuroaxis is often sought to confirm the diagnosis or to
rule out other mimics of the illness. The use of the MRI
and other imaging modalities has had a major impact on
early diagnosis by establishing newer criteria for the diag-
nosis of the disease as well as a means to determine prog-
nosis and monitor disease course and response to therapy.
T1-weighted scans generally provide appreciable contrast
between gray and white matter with water appearing dar-
ker and fat brighter. In T2-weighted scans fat is also
differentiated from water; however, fat appears darker
and water lighter in the image, making T2-weighted scans
well suited for imaging edema since CSF appears lighter
(Filippi and Agosta, 2009). As part of McDonald’s
criteria, new T1-weighted lesions or T2-weighted gado-
linium enhancing lesions on follow-up MRI scans may
serve as criteria for dissemination in space or time, thus
allowing the diagnosis fulfilling the criteria of MS to be
made with further confidence (Polman et al., 2011).
Imaging
MRI has gained a principal role in the assessment of MS
because it allows clinicians to readily obtain an understand-
ing of the pathophysiology of the lesions, CNS involvement,
and ultimately the overall illness without invasive proce-
dures. Currently, common MRI measures of disease burden
include the quantification of brain lesions using T1- and T2-
weighted images, gadolinium contrast, proton density, and
fluid attenuated inversion recovery sequences. Each of these
markers represents many possible histopathological corre-
lates, including: demyelination, edema, axonal loss, matrix
destruction, and inflammation (Filippi and Rocca, 2011).
The lesions on MRI are often ovoid in shape, ranging from
a few mm to more than 1 cm in size. Their location is cru-
cial, considering that MS lesions have a high propensity to
locate in the periventricular white matter, brainstem, and
cerebellum. Additionally, MRI and pathological data sug-
gest that evolution of MS lesions depends on whether they
occur during early versus chronic phases of the disease
course (Filippi et al., 2012).
Lesions on T2-weighted images are often clinically
silent and correlate weakly with a patient’s disability
despite correlating well with the location on plaques in
the CNS of postmortem MS patients (Newcombe et al.,
1991). Hypointense lesions on T1-weighted images may
be persistent or nonpersistent (Rovaris et al., 1999).
Persistent hypointense T1-weighted lesions represent
areas indicative of axonal loss and severe tissue destruc-
tion and correlate better than T2 lesion load with clinical
severity of the disease (van Waesberghe et al., 1999).
Multiple T2-weighted and/or gadolinium-enhancing
lesions on initial MRI scans indicative of diffuse cortical
lesions and atropy also predict a more severe subsequent
course related not only to physical disability but also to
diminished cognitive outcome (Calabrese et al., 2009;
Deloire et al., 2011). Nonpersistent hypointense lesions
on T1-weighted images represent reversible edema due to
abatement of inflammation. Post-contrast gadolinium
enhancement of lesions on T1-weighted images represents
acute disruption of the blood�brain barrier from inflamma-
tion. On average, disruption can last 3 weeks, but may range
737Chapter | 52 Multiple Sclerosis
anywhere from 2 to 6 weeks and is dependent on gadolin-
ium dose, the characteristics and delay of image acquisition,
and steroid treatment of acute attacks (Filippi, 2000).
Intermittent MRI imaging might underestimate severity
of disease burden since weekly MRI scanning suggests that a
significant proportion of MS lesions have very short-lived
enhancement (Cotton et al., 2003). Brain and spinal cord
atrophy may occur in MS and can represent loss of myelin,
oligodendrocytes, and axons, in addition to contraction of
astrocyte volume. Continued work in improving the use
of various imaging modalities to more accurately character-
ize active disease is imperative in moving forward.
IMMUNOLOGICAL MARKERS INDIAGNOSIS
CSF immunologic markers can function as adjuncts to
clinical findings when considering the diagnosis of MS.
The CSF of patients with MS typically shows normal glu-
cose, a few lymphocytes (mostly T cells), normal to
mildly elevated total protein, and oligoclonal immuno-
globulin bands (OCBs). OCBs are uncovered when CSF
from MS patients is electrophoresed. The cathode region
reveals a number of discrete bands that represent excess
antibody production by one or more clones of B cells.
Such bands are not evident when CSF from healthy con-
trols is electrophoresed. Often absent early in the disease,
OCBs can eventually be detected in over 90% of patients
with MS (Cruz et al., 1987; Mclean et al., 1990).
CSF OCBs have also been described in conditions
such as subacute sclerosing panencephalomyelitis (SSPE)
(Mattson et al., 1980), neurosyphilis (Pedersen et al.,
1982), varicella zoster virus (VZV) infection (Vartdal
et al., 1982), HIV infection (Skotzek et al., 1988), and in
multisystem autoimmune diseases, cerebrovascular acci-
dents, and up to 5% of normal individuals. Of note,
OCBs are continuously present in MS regardless of dis-
ease activity, whereas they are transient in other condi-
tions due to infection clearance (Link and Huang, 2006).
Furthermore, OCBs have been reported to correlate with
disease course and disability progression (Link and
Huang, 2006; Mandrioli et al., 2008) and with the conver-
sion to MS in patients with CIS and a negative MRI or an
MRI with few lesions (Tintore et al., 2008). In diseases
such as the viral encephalitides, OCBs commonly bind
virus determinants, in contrast to MS, where the antigen
against which the majority of bands are directed has not
been identified to date (Olek, 2000).
Due to intrathecal synthesis from plasma cells, CSF
immunoglobulin levels are also elevated in patients with
MS. The immunoglobulins are mainly composed of IgG,
with lesser amounts being IgM and IgA. Specifically,
studies have delineated differences between IgG and IgM
levels with the latter correlating more strongly with MS
disease course and IgG reflecting local B cell responses
accompanying CNS inflammation. Nearly 90% of
patients demonstrate elevated levels of CSF IgG produc-
tion when the IgG index formula (spinal fluid IgG/spinal
fluid albumin)/(serum IgG/serum albumin) is calculated.
A spinal fluid IgG index greater than 0.58 implies that
IgG are being synthesized in the CNS.
Apart from oligoclonal bands, numerous CSF markers
have demonstrated specificity for the MS disease process.
Several non-specific proteins may function as markers of
disease process, including: tau protein and myelin basic pro-
tein (MBP), in addition to light and heavy neurofilament
chains appearing during relapse and correlating with long-
term functional outcome and the likelihood of conversion
from CIS to RRMS (Graber and Dhib-Jalbut, 2011).
There are reports of serum and CSF anti-MBP, anti-
MOG, and anti-PLP autoantibodies (Warren and Catz, 1994;
Warren et al., 1994; Berger et al., 2003) in patients with MS.
Such studies have been challenged due to the possibility of
non-specific binding of low-affinity antibodies and observa-
tions that high-affinity antibodies against MOG epitopes are
only present in a small proportion of patients (Menge et al.,
2011). However, using sensitive solution phase assays, high-
affinity autoantibodies to MBP and MOG can be detected in
the serum and CSF of patients with acute disseminated
encephalomyelitis and MS (O’Connor et al., 2003, 2005,
2007; Zhou et al., 2006). A recent study aiming to character-
ize intrathecal MOG antibodies in MS indicated that the
rMOG index, a marker of intrathecal MOG antibody produc-
tion, may provide complementary information to routine
CSF testing in the diagnosis of MS (Klawiter et al., 2010).
Moreover, anti-MOG autoantibodies can be eluted from the
brain tissue of a subset of patients with MS (O’Connor et al.,
2005). Such markers support the ongoing hypothesis of MS
as a disease linked to immune dysfunction, ongoing inflam-
mation, and tissue damage and repair. A serum autoantibody,
neuromyelitis optica immunoglobulin (NMO-IgG), was iden-
tified in patients with neuromyelitis optica, an inflammatory
demyelinating disease similar to, and considered by some to
be a variant of, MS affecting the optic nerves and spinal
cord, thereby highlighting the importance of the differential
diagnosis between MS of NMO and NMO spectrum
disorders. NMO and the associated autoantibody (NMO-
IgG/anti-aquaporin 4) is discussed further in Chapter 57.
PATHOLOGY
Gross examination of MS brain tissue has largely been
limited to autopsy specimens of individuals with long-
standing disease. Such pathological examination reveals
multiple sharply demarcated gray colored plaques in the
CNS white matter with a predilection for the optic nerves
and white matter tracts of the periventricular regions,
brain stem, and spinal cord. The gray matter contains
less myelin, and thus lesions in the gray matter are
738 PART | 10 Central and Peripheral Nervous System
less conspicuous on gross examination (Geurts et al.,
2005). When examining the histological features of an MS
lesion there exist three major components: inflammation,
gliosis, and demyelination. The inflammation in lesions is
composed of lymphocytes, monocytes, and macrophages
whose proportions depend on the activity and age of the
lesion (Frohman et al., 2006). The second component of a
lesion occurs when reactive astrocytes and fibrillary glio-
sis are present in the lesion.
Demyelination is an important feature of the MS
lesion. Although MS is described as a disease causing a
loss of myelin, the notion of axonal loss has been sug-
gested as the major cause of irreversible disability in
patients with MS. Trapp et al. first reported that substan-
tial axonal injuries with axonal transections are also
abundant throughout active MS lesions, even in patients
in early stages of the disease process (Trapp et al.,
1998). Axonal reduction and acute damage have previ-
ously been correlated with demyelination and meningeal
inflammation (Ferguson et al., 1997). Interestingly, dif-
ferences in axonal loss exist among subsets of MS, with
the least axonal loss being demonstrated in PPMS and
the most pronounced in SPMS (Bitsch et al., 2000).
Notably, there have been case reports of early RRMS
presenting with inflammatory cortical demyelination
prior to the appearance of white matter lesions, indicating
possible inflammation being initiated at the subpial layer
(Popescu et al., 2011). Recent work aimed at elucidating
the pathogenesis of axonal damage and loss has impli-
cated several mechanisms including: inflammatory secre-
tions, Wallerian degeneration, disruption of axonal ion
concentrations, loss of myelin-derived support, damage
from nitric oxide and reactive oxygen species, energy
failure from mitochondrial dysfunction, and Ca21 accu-
mulation (Smith and Lassmann, 2002; Dutta and Trapp,
2007; Dziedzic et al., 2010).
MS lesions can also be classified from a pathogenesis
point of view into three types based on the age of the
lesion: active, chronic active, and chronic inactive
(Lassmann, 1998). Macrophages are most prominent in
the center of the active plaques and are seen to contain
myelin debris, while oligodendrocyte counts are reduced
and generally present in lesions demonstrating signs of
remyelination. Hypertrophic astrocytes and mild astroglial
scarring are also characteristic of active lesions (Frohman
et al., 2006). Lymphocytes may be found in normal
appearing white matter beyond the margin of active
demyelination (Prineas, 1975; Booss et al., 1983). The
inflammatory cell profile of active lesions is characterized
by perivascular infiltration of oligoclonal T cells
(Wucherpfennig et al., 1992b) consisting predominantly
of clonally expanded CD81 T cells in the plaque margins
and perivascular cuffs, and to a lesser extent of CD41
cells invading the normal appearing white matter around
the lesion (Traugott et al., 1983; Hauser et al., 1986;
Babbe et al., 2000). The inflammatory infiltrate may also
include monocytes, occasional B cells, γδ T cells,
and rare plasma cells (Booss et al., 1983; Wucherpfennig
et al., 1992a; Babbe et al., 2000). Remarkably, demyelin-
ation in acute lesions may be related to an antimyelin
antibody-mediated mechanism in which normal myelin is
coated with anti-MBP immunoglobulin or anti-MOG and
phagocytosed in the presence of complement by local
macrophages (Genain et al., 1999). Chronic-active lesions
are sharply demarcated with perivascular cuffs of infiltrat-
ing cells, lipid- and myelin-laden macrophages, activated
microglia, and hypertrophic astrocytes. These cells disap-
pear from the center core suggesting the presence of
ongoing inflammatory activity along the lesion edge.
Within the hypocellular core there are naked axons
embedded within a matrix of fibrous astrocytes, lipid-
laden macrophages, a few infiltrating leukocytes, and no
oligodendrocytes. The chronic-inactive plaque does not
have macrophages at the border or center of the plaque.
There is vast hypocellularity and no ongoing demyelin-
ation with histology demonstrating demyelinated axons
with fibrillary gliosis (Raine, 1991).
EPIDEMIOLOGY OF MS
The prevalence rates of MS in North America range
between 30 and 150/100,000. Based on a weighted mean
of several studies, the average annual incidence of MS in
the USA is 3.2/100,000 per year. The median age of onset
of symptoms is 23�24 years of age, with a peak age of
onset for women in the early twenties, and for men in the
late twenties (Schumacker et al., 1965; Paty et al., 1994).
As in most diseases classified as autoimmune, there is a
clear female predominance in MS cases, with a 3:2
female to male ratio (Olek, 2000). Studies of MS
incidence rates in migrants (Dean et al., 1976) and appar-
ent epidemics of MS at geographical locations (Kurtzke
et al., 1982), also discussed below, indicate a clear role
for environmental factors.
Genetic Factors
Studies in twins (Mackay and Myrianthopoulos, 1966;
Williams et al., 1980; Heltberg and Holm, 1982; Ebers
et al., 1986; Kinnunen et al., 1987; French Research
Group on MS, 1992; Mumford et al., 1992) demonstrate
shared genetic risk factors for MS. Most recently, work
involving genome-wide association studies (GWAS)
using single nucleotide polymorphisms (SNPs) from the
haplotype map (HapMap) project have provided insights
into the genetic associations involved in MS (Tishkoff
and Verrelli, 2003; Frazer et al., 2007; Patsopoulos et al.,
2011). While the risk of developing MS in the general
population is 1/750, our early understanding of the
genetic factors linked to MS has been derived from
739Chapter | 52 Multiple Sclerosis
epidemiological studies and disease concordance within
family members or twins. Such studies have demonstrated
that approximately 15�20% of patients have a family his-
tory of MS and when both parents are affected with MS,
9% of children develop the disease (Hogancamp et al.,
1997; Sadovnick et al., 1997; Sadovnick, 2006). Twin
studies have indicated that the monozygotic concordance
rate is 30% versus the dizygotic rate of 5% (Holmes
et al., 1967; Sadovnick et al., 1993). Nevertheless, large
extended pedigrees are relatively uncommon.
The sequencing of the human genome and the genera-
tion of the HapMap has finally allowed the identification
of the genetic architecture underlying risk for developing
MS by GWAS (Tishkoff and Verrelli, 2003). GWAS
have afforded an unbiased and widespread approach in
scanning the whole genome and identifying haplotypes
associated with risk of developing MS. They provide an
alternative approach to classic linkage analysis and have
greater statistical power to detect variants conferring a
modest disease risk (Risch and Merikangas, 1996; Yang
et al., 2005). These studies have provided convincing evi-
dence that MS fits into the autoimmune disease category
and is caused by common allelic variants each with only
subtle but important variations on function.
In 2007, the first GWAS in MS clearly identified sev-
eral gene regions. Subsequent GWAS and their corre-
sponding meta-analyses identified 14 regions with
genome-wide significance, several of which have been
previously identified; these regions include CD58, CD40,
CD6, IL-2RA, IL-7RA, EVI5, CLEC16A, TYK2 and
TNF-RSF1A, IRF8, and STAT3, all of which are of inter-
est due to their expression on regulatory T cells, and
proinflammatory Th17 cells, both CD41 subsets impli-
cated in MS later described in detail (Wellcome Trust
Case Control Consortium et al., 2007; Aulchenko et al.,
2008; Comabella et al., 2008; Australia and New Zealand
Multiple Sclerosis Genetics Consortium, 2009; Baranzini
et al., 2009; De Jager et al., 2009b; Jakkula et al., 2010;
Nischwitz et al., 2010; Sanna et al., 2010). Finally, a
recent international GWAS collaboration aimed at analyz-
ing over 9000 cases of MS succeeded in replicating many
of the earlier findings in addition to highlighting 29 novel
susceptibility loci, thereby identifying more than 50
regions of interest. Although each haplotype only repre-
sents a small influence on the risk of developing MS,
together they account for approximately half of the
genetic risk for MS (Sawcer et al., 2011) (Figure 52.1)
As expected, these SNPs, upon being related to the
known or likely function of nearby genes, are largely
associated with lymphocyte function, providing further
evidence of an immunopathogenesis of MS. A large
meta-analysis with replication is now in progress.
One of the additional aims of GWAS has been to refine
our understanding of the genetic risk associated with the
major histocompatibility complex (MHC) through looking
more closely at HLA types at six loci (A, B, C, DQA1,
DQB1, and DRB1) (Sawcer et al., 2011). Prior to GWAS,
our understanding of the association and linkage of MS
with respect to MHC was limited to alleles and haplotypes
on chromosome 6p21. Recently, studies have successfully
established HLA DRB*1501 as being the allele variant
involved in MS as opposed to HLA DQA1 or DQB1
(Brynedal et al., 2007; Lincoln et al., 2009). Further work
has implicated HLA-A2 as being negatively associated with
MS, thereby potentially serving as a protective allele with
consistent effects across cohorts.
Many of the alleles identified in MS are shared not only
among other autoimmune diseases but also are strongly
associated with immune pathways (Torkamani et al., 2008;
Xavier and Rioux, 2008; International Multiple Sclerosis
Genetics Consortium, 2009; Zhernakova et al., 2009). Given
these genetic commonalities, it is therefore not surprising
that MS and other autoimmune diseases share related defects
in immune function and regulation. Recent work aimed at
uncovering the intricacies of the relationships between auto-
immune diseases has confirmed commonality across seven
autoimmune diseases through identifying shared genes
among some but not all of the diseases (Cotsapas et al.,
2011). A model addressing the overarching interconnectivity
of various autoimmune disease mechanisms is likely to be
elucidated in the future. As MS is a complex disease, under-
standing which combinations of genes within the population
confer the greatest risk of developing autoimmune disease is
a central goal of present genetic research efforts.
Environmental Factors
Global maps of MS prevalence rates, constructed based
on multiple descriptive epidemiological studies, reveal a
non-random geographical distribution of the disease.
A diminishing north to south gradient of MS prevalence
was described in the Northern Hemisphere (Beebe et al.,
1967; Kurtzke, 1977; Kurtzke et al., 1979; Hammond
et al., 1987), with an opposite trend identified in the
Southern Hemisphere (Hammond et al., 1988;
Hogancamp et al., 1997; Kurtzke, 2000). Notably, there is
a marked absence of MS cases directly near the equator.
When taking continental differences into consideration,
there is increased prevalence of MS with large dispersion
in Western Europe and North America, both regions
being highly populated by Caucasians, whereas areas in
Central and Eastern Europe, Australia, and New Zealand
have lower prevalence with the lowest prevalence occur-
ring in Asia, the Middle East, and Africa. Such variation
calls into question the possibility that ethnicity might be
linked to the continental differences seen (Koch-
Henriksen and Sorensen, 2010).
740 PART | 10 Central and Peripheral Nervous System
FIGURE 52.1 Regions of genome showing association to MS. Genome regions showing association with MS. Evidence for association from lin-
ear mixed model analysis of the discovery data (threshold at a 2 log10 P value of 12) is shown at left. Non-MHC regions containing associated SNPs
are indicated in red and labeled with the rs number (green text for newly identified loci, black text for loci with strong evidence of association, and
gray text for previously reported loci) and risk allele of the most significant SNP. Asterisks indicate that the locus contains a secondary SNP signal.
(Continued)
741Chapter | 52 Multiple Sclerosis
The study of latitudinal differences has demonstrated
only modest effect in Europe and North America, but
none within Western Europe (Lauer, 1995; Weinshenker,
1996). The only clear trend of increased incidence can be
attributed to the Southern Hemisphere where the majority
of studies have come from New Zealand and Australia
(Skegg et al., 1987; Mcleod et al., 1994). Descendants liv-
ing New Zealand and Australia have a lower risk of MS
than those descendants living in the UK. These studies
are rather compelling because the populations in New
Zealand and Australia are relatively homogeneous due to
similar British ancestry. This general distribution likely
reflects a combination of genetic and environmental influ-
ences particularly with respect to exposure to sunlight
(Ebers, 2008).
Relatedly, environmental deficiencies have long been
associated with MS, as indicated by the inverse correlation
of the world prevalence of MS and environmental supply of
vitamin D. Vitamin D may be supplied from the environ-
ment via sunlight exposure or via dietary intake of vitamin
D3 (Vanamerongen et al., 2004; Ascherio et al., 2010). At
higher latitudes, the exposure to sunlight is insufficient to
produce vitamin D given the lower exposure to the sun in
winter months. Vitamin D and its immunomodulatory effect
has been established both in response to sunlight and in die-
tary vitamin D(3) intake (Smolders et al., 2008; Kragt et al.,
2009). Subtle defects in vitamin D metabolism have sug-
gested a possible genetic origin. Identification of a highly
conserved vitamin D responsive element in the promoter
region of the HLA-DRB*1501 haplotype has sparked ongo-
ing debate as to whether HLA-DRB*1501 might be involved
in the response to vitamin D particularly since studies sug-
gest that the beneficial effect of vitamin D on MS may in
fact be attenuated in those with the risk allele (Ramagopalan
et al., 2009; Simon et al., 2011). Nevertheless, few genetic
determinants have been identified.
Epstein�Barr virus (EBV) infection has been linked
to MS risk since exposure to EBV is associated with 1.5
times greater risk of developing MS. Over 99% of
individuals with MS have evidence of prior infection with
EBV in comparison to 90% in humans overall (Bagert,
2009). However, the role of EBV in the development of
MS is not known. EBV generally infects resting B lym-
phocytes transforming them into memory cells that sur-
vive long-term largely undetected by the immune system
(Thorley-Lawson and Gross, 2004). Interestingly, serosta-
tus in individuals with MS has demonstrated elevated
titers to EBV prior to the development of any neurologic
sequelae (Thacker et al., 2006). It has been suggested that
EBV may play a role in the pathogenesis of MS since
postmortem analysis of brains from patients with MS
have demonstrated diffuse EBV-association B cell dysre-
gulation among the varying types of MS (Serafini et al.,
2004). However, these results have been challenged due
to the inability to unequivocally identify EBV infection in
pathological tissues, particularly in respect to clinical sce-
narios unrelated to EBV-driven lymphomas or acute EBV
infections. Such difficulties may be linked to differences
in sensitivity and specificity of the detection methods
utilized (Lassmann et al., 2011).
IMMUNE PATHOGENESIS
Until recently, there were discussions as to whether MS is
a primary degenerative disease with secondary inflamma-
tion or an autoimmune disease with immune-mediated
destruction of the CNS. The sharing of almost half of the
allelic variants between MS and other autoimmune disor-
ders from the GWAS has to a large extent provided con-
vincing evidence for an autoimmune pathophysiology for
the disease (Hafler, 2012). Our current understanding of
MS strongly implicates involvement of the immune sys-
tem and autoreactive proinflammatory T cells that are
critical to the propagation of CNS tissue injury.
Elucidating the mechanism of disease initiation and how
it contributes to the transition from physiologic immuno-
surveillance to pathologic cascade continues to be an area
of ongoing investigation. Our foundation is based on
the understanding that peripherally activated cross-
reactive T cells migrate into the CNS of genetically sus-
ceptible hosts and mount proinflammatory responses to
myelin epitopes. Myelin-reactive T cells appear to be
both increased in frequency and activation state in indivi-
duals with MS (Raddassi et al., 2011), suggesting a
peripheral breach of tolerance to CNS antigen. However,
the presence of autoreactive cells in the periphery is an
insufficient explanation for the development of autoim-
mune disease given that myelin-reactive T cells can be
found in the peripheral blood of both healthy individuals
and patients with MS.
� Odds ratios (ORs; diamonds) and 95% confidence intervals (whiskers) are estimated from a meta-analysis of discovery and replication data (1 indi-
cates estimates for previously known loci from discovery data only). Risk allele frequency estimates in the control populations are indicated by verti-
cal bars (scale of 0 to 1, left to right). A candidate gene and the number of genes are reported for each region of association. Black dots indicate that
the candidate gene is physically the nearest gene included in the GO immune system process term. “Tags functional SNP” indicates whether the
most-significant SNP tags a SNP predicted to affect the function of the candidate gene. Where such an SNP exists, the gene is selected as the candi-
date gene; otherwise, the nearest gene is selected unless there are strong biological reasons for a different choice. The final column indicates whether
SNPs are correlated (r2. 0.1) with SNPs associated with other autoimmune diseases. CeD, celiac disease; CrD, Crohn’s disease; PS, psoriasis; RA,
rheumatoid arthritis; T1D, type 1 diabetes; UC, ulcerative colitis. Reproduced with permission from Nature (Sawcer et al., 2011).
742 PART | 10 Central and Peripheral Nervous System
T Cell Pathogenesis
Upon interaction of the T cell with the antigen-presenting
cell (APC), the antigen-specific T cells proliferate and
divide into subsets (see Figure 52.2). Of specific interest
to MS are the Th1, Th2, Th17, and regulatory T cell sub-
sets. T cells have been classified according to the cytokine
profiles that they produce upon activation (Abbas et al.,
1996; O’Garra, 1998; O’Shea and Paul, 2010). MHC class
II restricted CD41 T cells, producing IFN-γ, IL-2, lym-
photoxin (LT), and TNF-α, have been defined as Th1
(inflammatory) cells, and have demonstrated pathogenicity
in EAE models (Leonard et al., 1995; Segal et al., 1998;
Severson and Hafler, 2010). The Th1 cytokines activate
macrophages for cellular immunity with the assistance of
IgG1 secreted by B cells. In contrast, CD41 T cells pro-
ducing IL-4, IL-5, IL-10, or IL-13 have been termed Th2
(anti-inflammatory) cells, and have demonstrated a protec-
tive role in EAE (Khoury et al., 1992; Owens et al., 1994;
Begolka et al., 1998; Antel and Owens, 1999). Th2 cyto-
kines promote humoral immune responses alongside IgG4.
Th17 cells are thought to be proinflammatory in nature
and secrete the cytokines IL-17A, IL-17F, IL-21, and IL-
22, which have been strongly implicated in the pathogene-
sis of autoimmune diseases (Harrington et al., 2005).
Regulatory T cells (Tregs) are a subset of T cells that are
FIGURE 52.2 Pathophysiology of MS. Defects in peripheral immune regulation lower the activation barrier for autoreactive T cells. (A) In nor-
mal homeostasis, APCs digest microbial antigens or self proteins and present them to naıve T cells in the context of costimulatory molecules.
An appropriate cytokine milieu can drive differentiation of these naıve autoreactive T cells to a Th1 or Th17 cell phenotype; however, these poten-
tially pathogenic T cells are not activated due to the actions of peripheral regulatory immune cell populations, such as FoxP31 Tregs and Tr1 cells.
Via the actions of co-inhibitory molecules and cytokines such as IL-10 and TGF-β, autoreactive T cells become anergic and autoimmune disease is
prevented. Other mechanisms, such as thymic deletion and lack of costimulatory molecules on APCs, are also involved in controlling autoreactive T
cells. (B) MS patients have defects in peripheral immune regulation, including higher expression of costimulatory molecules on APCs, lower CTLA-4
levels, and lower IL-10 production. Additionally, MS patients have an increased frequency of IFN-γ-secreting Tregs relative to healthy controls.
Thus, the barrier for activation of autoreactive T cells is lowered for MS patients. Activated myelin-reactive T cells can then adhere to and extravasate
across the choroid plexus and BBB, where they can initiate an inflammatory milieu that gives license to further waves of inflammation and eventual
epitope spreading. Reproduced with permission from the Journal of Clinical Investigation (Nylander and Hafler, 2012).
743Chapter | 52 Multiple Sclerosis
involved in the regulation of the immune system, mainte-
nance of tolerance to self-antigens, and surveillance of
autoimmune disease. They can secrete a variety of cyto-
kines including, TGF-β, IL-10, and IFN-γ in addition to
utilizing FoxP3 as a transcription factor (Fontenot et al.,
2003; Hori et al., 2003). Current work involving Tregs has
linked this subset with immune dysregulation, a concept
which will be discussed later.
Several lines of evidence support the hypothesis that
Th1 cells may be pathogenic in MS. Th1 and Th2 cells
express distinct profiles of chemokine receptors, includ-
ing CXCR3/CCR5 and CCR3/CCR4, respectively
(Bonecchi et al., 2009). An increased proportion of
T cells from MS patients was shown to express the char-
acteristic Th1 chemokine receptor pattern and MS plaques
were found to express increased levels of the correspond-
ing chemokine (Siveke and Hamann, 1998; Balashov
et al., 1999; Sorensen et al., 1999). Analysis of cytokine
mRNA in CSF from MS patients showed a bias towards
Th1 cytokines (Blain et al., 1994). Immunohistochemical
studies of MS plaques in situ have demonstrated the pres-
ence of the proinflammatory cytokines TNF-α and IL-12
(Hofman et al., 1989; Selmaj et al., 1991; Windhagen
et al., 1995). Markedly, MBP-reactive T cells derived
from patients with MS secrete cytokines that are more
consistent with Th1-mediated response, whereas MBP-
reactive T cells from healthy individuals are more likely
to produce cytokines that characterize a Th2-mediated
response (Crawford et al., 2004). Interventions that shift
or deviate the cytokine responses away from a Th1 and
towards a Th2 profile have been deemed favorable.
Despite the prior suggestion that Th1 cells are unique
in driving the inflammatory response, recent work has
characterized the putative role of proinflammatory Th17
cells in establishing the MS phenotype. Studies implicate
pathogenic Th17 cells in gaining early access to the CNS
(Steinman, 2007; Reboldi et al., 2009). Entry to the
CNS is mediated via the choroid plexus, which, in addi-
tion to producing CSF, spans the blood�CSF barrier and
facilitates immune surveillance. The Th17 mechanism
implicates the CCR6/CCL20 axis in disease initiation as
defined in the EAE model, with Th17 cells expressing
CCR6 and choroid plexus endothelial cells expressing
CCL20. In applying this information to human disease, it
is likely that peripherally activated Th17 cells are able to
bind to adhesion molecules and chemokine receptors
expressed on the choroid plexus thereby migrating across
the blood2CSF barrier and gaining access to circulating
CSF. Dysregulated Th17 cells are subsequently able to
access perivascular tissue, initiating a cascade of proin-
flammatory events. Th17 cells secrete IL-23, which, in
EAE models, alongside the transcription factor RORγt,promotes production of GM-CSF. This induces a positive
feedback loop where further secretion of IL-23 occurs
and is implicated in the encephalogenicity and incidence
of axoglial damage (Codarri et al., 2011; El-Behi et al.,
2011). In relating Th17 cells to the formation of perivas-
cular infiltrates, it is possible that their secretion of IL-17
and IL-22 may increase blood�brain barrier permeability
and thus facilitate the influx of immune cells, such as
autoreactive Th17 cells, Th1 (IFN-γ secreting), γδ T cells,
cytotoxic CD81 cells, B cells, and immunoglobulin-
secreting plasma cells (Kebir et al., 2007). This leads to
the possibility of a two-step process for initiation of MS,
one in which Th17 cells prime the entrance of other
dysregulated immune cells and therefore creating the
appropriate inflammatory environment containing infil-
trates of cells that result in downstream damage of the
CNS (Nylander and Hafler, 2012).
Immune Dysregulation
In elaborating on the concept of immune dysregulation,
GWAS have shed light on the likely involvement of alle-
lic variants in diseases states. A number of these variants
involved genes for cytokine receptors and costimulatory
molecules and have been associated with defects in Treg
homeostasis. Costimulatory molecules have recently been
found to function as negative regulators of the immune
system. TIM-3 has been implicated in modulating Th1
and Th17 cytokine secretion and loss of TIM-3 functional
T cell regulation has been established in MS patients
(Koguchi et al., 2006; Yang et al., 2008; Hastings et al.,
2009). GWAS studies have linked CD226 to MS risk
(Hafler et al., 2009), and recent work has implicated the
CD226/TIGIT axis in regulating human T cell function
via a mechanism similar to that employed by
CD28/CTLA4, in which binding to B7 induces coexpres-
sion of inhibitory and excitatory signals that modulate
immune responses (Joller et al., 2011; Lozano et al.,
2012). Costimulation between CD58/CD2 appears to be
implicated in T cell receptor signaling, including activa-
tion of Tregs, and has been suggested to provide a protec-
tive effect for MS (De Jager et al., 2009a).
Recent studies have indicated that despite normal
frequency of Tregs in MS patients, their suppressive ability
is compromised and substantially decreased in response to
autoreactive T cells in comparison to healthy individuals
(Viglietta et al., 2004; Haas et al., 2005). Notably, Tregs
have demonstrated great functional plasticity. Their ability to
be reprogrammed suggests that Tregs may be able to func-
tion as a biomarker in MS (Nylander and Hafler, 2012). In
the presence of IL-1β and IL-6, Tregs are able to produce the
inflammatory cytokine IL-17, further implicating this subset
in autoimmune disease (Koenen et al., 2008; Ayyoub et al.,
2009; Beriou et al., 2009). Moreover, the notion of Treg
reprogramming has arisen due to the observation that patients
with RRMS have the ability to produce IFN-γ-secreting
744 PART | 10 Central and Peripheral Nervous System
Tregs, thereby characterizing a Th1-type Treg effector
phenotype. This finding was observed in vitro under IL-12
stimulation of Tregs and recapitulated in ex vivo Tregs
derived from patients with untreated RRMS. This role of
Th1�Treg effector cells was suggested by the use
of IFN-β, a first-line therapy for RRMS, which has been
shown to decrease IL-12 levels and normalize the ratio
of IFN-γ1Foxp31 Tregs to that of healthy controls
(Dominguez-Villar et al., 2011). Costimulatory molecules
and regulatory T cell plasticity in MS undoubtedly provide
fascinating clues into disease pathogenesis.
Autoantigens
Autoantigen-specific T cells have been identified both in
healthy individuals and in patients with MS. Their entrance
into the inflamed CNS environment is likely mediated by
the immune mechanisms posited above, whereupon enter-
ing, the autoreactive T cells are able to subsequently contrib-
ute to myelin destruction and axonal damage in addition to
secondary inflammation following activation by local
antigen-presenting cells. Attention has been directed towards
uncovering frequencies of autoantigen-specific T cell bind-
ing to myelin proteins including MOG, MBP, and proteoli-
pid in addition to heat shock protein αB-crystallin and
oligodendroglia-specific enzyme transaldolase in CD41
cells isolated from MS patients (Banki et al., 1994; Greer
and Pender, 2008). Anti-MOG has previously been isolated
from postmortem CNS tissue in MS patients (O’Connor
et al., 2005). In an assay based on self-assembly of radiola-
beled MHC tetramers, it was demonstrated that such tetra-
mers were more sensitive for MOG autoantibody detection.
Nevertheless, MOG-specific autoantibodies were found
more so in patients with acute disseminated encephalomyeli-
tis, than in adults with MS (O’Connor et al., 2007).
Likewise, the ability to detect and clone autoantigen-specific
T cells from blood has allowed further quantification of
MOG frequencies, work which demonstrated an increase in
MOG-specific T cells in MS patients in comparison to
healthy individuals (Raddassi et al., 2011).
Despite the inability to identify a putative role for envi-
ronmental triggers, infectious factors, or microbial antigens
in establishing MS risk, studies have suggested potential
cross-reactivity between epitopes with microbial antigens.
Finally, regardless of what antigen event initiates the self-
reactive cascade, epitope spreading is likely to contribute to
an array of activated immune cells that can respond to multi-
ple antigens. Nevertheless, no single antigen has been clearly
implicated in the pathogenesis of MS.
Meningeal Ectopic B Cell Follicles
Given the marked presence of OCBs and increased levels
of IgG within the CSF of individuals diagnosed with MS
in addition to the ongoing debate underlying the increased
incidence of EBV and its ability to prime the immune sys-
tem in individuals with MS, the notion of B cell involve-
ment has received great attention in playing a crucial role
in MS pathogenesis. There appears to be great connectiv-
ity between the cell population in the CNS and CSF since
clonally expanded B cells and plasmablast clones have
been associated with the observed intrathecal immuno-
globulin production (Lovato et al., 2011; Obermeier et al.,
2011). Recently published work indicates that related
B cell clones populate the meninges, leading to the
hypothesis that these aggregate structures can be related to
the B cell infiltrates found in MS lesions (Lovato et al.,
2011). Likewise, ectopic lymphoid follicles, strongly
resembling germinal centers, have been identified in the
meninges of SPMS patients (Serafini et al., 2004). These
follicles contain proliferating B cells, plasma cells, T cells,
and dendritic cells with the corresponding diffuse menin-
geal inflammation being suggested to play a role in the
manifestation of cerebral cortical gray matter pathology in
MS. Follicles have been located more frequently in the
deep sulci of the temporal cingulate, insula, and frontal
cortex (Howell et al., 2011). Apart from being associated
with cortical pathology, studies have implicated that men-
ingeal B cell follicles can be associated with early onset of
disease in patients with SPMS (Magliozzi et al., 2007).
Overall, such humoral activation within ectopic lymph tis-
sue and CSF has been postulated to play an imperative
role in disease progression secondary to the ongoing per-
sistence of antigens driving a constitutive inflammatory
and humoral response.
TREATMENT
Therapeutic approaches in MS may be broadly divided into
treatments that are symptomatic and/or supportive in nature,
and treatments that are directed at the underlying pathophys-
iology of the disorder. There are currently nine agents
approved by the United States Food and Drug
Administration (FDA) (see Table 52.1 for comparison of
FDA-approved therapies) as disease-modifying therapies
(DMT). They are expensive, with 10-year disease-related
costs averaging US$467,712 for patients on a single disease
modifying therapy (DMT) (Noyes et al., 2011). The vast
majority of these DMTs have been studied in RRMS and
CIS, and approved for such use, whereas the progressive
forms of MS do not respond to immunotherapies. Their cur-
rent use has marked a milestone for patient care.
Understanding pharmacologic mechanisms of action in a
number of MS DMTs has led to significant advancement in
elucidating MS pathogenesis. The growing number of thera-
pies being studied for the treatment of MS in addition to the
advent of oral therapy indicates great promise for the future.
745Chapter | 52 Multiple Sclerosis
Interferons
Compared to placebo-treated RRMS controls, treatment
with alternate-day subcutaneous injections of eight mil-
lion units of IFN-β1b (Betaserons) was shown to
decrease the primary efficacy outcome measure of
frequency of relapses by 34% after 2 years (The IFNB
Multiple Sclerosis Study Group, 1993). A significant
decrease in the accumulation of MRI lesions was
observed with treatment (Paty and Li, 1993) and 5-year
follow-up data reported that disease progression in the
IFN-β1b treated group was 35%, compared with 46% pro-
gression in the placebo group (IFNB Multiple Sclerosis
Study Group, 1995). A 30% decrease in the annual
exacerbation rate in the treated group was maintained.
IFN-β1a (Avonexs, weekly IM injections), a glycosy-
lated recombinant beta-interferon, was evaluated in a
2-year study of weekly intramuscular injections of six
million units (30 μg). The proportion of patients progres-
sing by the end of the trial was 21.9% in the treated group
compared to 34.9% in the placebo group. The annual
exacerbation rate was decreased by 32% in the treated
TABLE 52.1 FDA Approved Therapies for MS
Brand name Indications Results Mechanism of action
IFN-β1a (IMweekly)
Avonexs � Treatmentof RRMS
� Reduction of relapses byone-third
� Reduction of new MRI T2lesions and the volume ofenlarging T2 lesions
� Reduction in the number andvolume of Gd-enhancinglesions
� Slowing of brain atropy
� Acts on blood�brain barrier by interferingwith T cell adhesion to the endothelium bybinding VLA-4 on T cells or by inhibiting theT cell expression of MMP Reduction in T cellactivation by interfering with HLA class II andcostimulatory molecules B7/CD28 and CD40:CD40L
� Immune deviation of Th2 over Th1 cytokineprofile
� Normalizing ratio of IFN-γ1 Foxp31 Tregs
IFN-β1a (SC threetimes weekly)
Rebifs � Treatmentof RRMS
� Same as IFN-β1a � Same as IFN-β1a
IFN-β1b (SCevery other day)
Betaserons,Extavias
� Treatmentof RRMS
� Same as IFN-β1a � Same as IFN-β1a
Glatirameracetate (SC daily)
Copaxones � Treatmentof RRMS
� Reduction of relapses byone-third
� Reduction of 57% in thenumber and volume ofGd-enhancing lesions
� Induces cytokine shift from one that isproinflammatory to one that is anti-inflammatory and regulatory in nature
Natalizumab (IVmonthly infusion)
Tysabris � Treatmentof RRMS
� Reduced rate of relapse up to68% and the development ofnew MRI lesions
� Monoclonal antibody that blocks alpha4-integrin on surface T cells preventing themfrom crossing the blood�brain barrier
Mitoxantrone (IVinfusions every 3months)
Novantrones � Worseningforms ofRRMS
� SPMS
� Reduction in relapses by 67%� Slowed progression on EDSS,
ambulation index and MRIdisease activity
� Anti-neoplastic that intercalates DNA� Suppresses cellular and humoral immune
response
Fingolimod (givenorally once a day)
Gilenyas � Treatmentof RRMS
� Reduction of 54% in risk ofrelapse
� Lower risk of disabilityprogression by 30%
� S1P agonist, causing internalization of S1P1receptors on lymph-node T cells
� Subsequent decrease in migration of activationlymphocytes into circulation
Teriflunomide(given orally oncea day)
Aubagios � Treatmentof RRMS
� Reduction of 36% in risk ofrelapse
� Lower risk of disabilityprogression by 31%
� Inhibits de novo nucleotide synthesis� Decreases T cell and B cell proliferation� Interrupts T cell and APC interactions� Subsequently possesses anti-inflammatory
properties
BG-12, dimethylfumarate (givenorally twice aday)
Tecfideras � Treatmentof RRMS
� Reduction of 49% in risk ofrelapse
� Lower risk of disabilityprogression by 38%
� Inhibits immune cells and molecules� Decreases myelin damage in the CNS� Exhibits anti-oxidant properties that may be
protective against damage to the brain andspinal cord
746 PART | 10 Central and Peripheral Nervous System
group versus the placebo group. Treatment was also associ-
ated with a 40% reduction in mean MRI lesion load
(Jacobs et al., 1995, 1996). Clinical and MRI benefit of
IFN-β1a (Rebifs, subcutaneous, three times weekly) doses
for up to 4 years was demonstrated in PRISMS-4, thereby
suggesting that early treatment with IFN-β1a was of
increased benefit to patients with RRMS as compared with
those treated later in disease course (PRISMS, 2001).
β-Interferon therapy utilizes recombinant forms of
naturally occurring cytokines intrinsically possessing a wide
range of properties. The mechanism of action involving
β-interferons appears to be quite complex with the DMT
exerting its effects on the pathophysiology of MS at several
sites. Studies have suggested that β-interferons inhibit the
migration of activated inflammatory cells across the
blood�brain barrier (BBB) and into the CNS parenchyma
through decreasing the function of the vascular cell adhesion
molecule-1/very late activation antigen-4 cell adhesion axis
(see Natalizumab (Tysabris), below). IFN-β may potentially
intercept inflammatory cell adhesion and subsequent migra-
tion across the BBB (Calabresi et al., 1997; Graber et al.,
2005). The rapid effect of β-interferons on the gadolinium
enhancing lesions of MS represents a biological marker of
treatment response and establishes the BBB as an important
site of action of β-inteferon therapy (Stone et al., 1997).Studies have also suggested that the β-interferons may
exert their pharmacologic effects by shifting cytokines and
immune cell profiles in MS patients towards one that is
anti-inflammatory and protective (Brod et al., 1996). IFN-
β has also demonstrated ability to upregulate expression of
costimulatory molecules needed for antigen presentation
(CD80, CD86, and CD40) on monocytes, thus decreasing
the generation of autoreactive T cells and limiting T cell
activation. As addressed earlier, IFN-β has been impli-
cated in normalizing the ratio of IFN-γ1Foxp31 Tregs to
that of healthy controls and in decreasing IL-12 levels,
thereby potentially restoring the ability of Tregs to regu-
late immune cells (Dominguez-Villar et al., 2011).
Glatiramer Acetate (Copaxones)
Glatiramer acetate is the major noninterferon DMT used in
the treatment of MS. Treatment with glatiramer acetate/
copolymer 1 (Copaxone, GA, subcutaneous, daily) was asso-
ciated with a 2-year relapse rate reduction of 29% compared
to placebo control (Johnson et al., 1995). The clinical benefit
of GA for relapse rate in comparison to placebo was sus-
tained following an 11-month extension period utilizing the
same study design (Johnson et al., 1998). Subsequent studies
revealed a beneficial effect of GA in MRI with a 35% reduc-
tion in total gadolinium-enhancing lesions and 57%
reduction in new gadolinium-enhancing lesions, with an
overall decrease in T2 disease burden (Mancardi et al., 1998;
Comi et al., 2001).
GA is a random sequence polypeptide of the four
amino acids alanine (A), lysine (K), glutamate (E), and
tyrosine (Y). As a sequence of amino acids, GA has
been proposed to function as a T cell receptor antago-
nist to MBP/MHC at MBP-specific T cell receptors and
operate as an altered peptide ligand to the MBP
(Aharoni et al., 1999; Duda et al., 2000). Thus, research
suggests that GA elicits its effect on the immune system
by inducing deviation of cytokine production in
response to MBP from Th1 cytokines to Th2 cytokines,
a change that is characterized by increased secretion of
anti-inflammatory cytokines, with prolonged GA treat-
ment leading to a Th2 bias in MS patients (Miller et al.,
1998; Duda et al., 2000; Gran et al., 2000; Neuhaus
et al., 2000; Valenzuela et al., 2007;). Additionally, GA
has been implicated in altering the cytokine profile to
one that is more consistent with a regulatory population
(Hong et al., 2005). Furthermore, increases in FoxP31
expression in Tregs have been demonstrated following
GA, also supporting theories that GA facilitates a
regulatory population (Hong et al., 2005).
Natalizumab (Tysabris)
Natalizumab is a monoclonal antibody to the very late
activation antigen (VLA-4), the α4β7 integrin expressed
on activated T cells and monocytes, and is the
ligand for vascular cell adhesion molecule (VCAM)
expressed on CNS endothelial cells. Natalizumab,
by preventing adhesion of activated T cells to endo-
thelial cells, has been able to decrease influx of
potentially autoreactive T cells into perivascular tissue.
Natalizumab-treated patients have developed cases of
progressive multifocal leukoencephalopathy, a rare and
fatal disease caused by JC virus and characterized by
progressive inflammatory damage of CNS white matter.
This prompted both its manufacturer and the FDA to
review its utility in treating MS. Regardless, its clinical
benefits have been deemed to outweigh the risks
involved. Its use has been restricted to individuals with
highly active disease. Two trials involving RRMS
patients have demonstrated interesting clinical results.
The AFFIRM study compared natalizumab alone to
placebo and the SENTINEL study looked at adding
natalizumab to ongoing IFN-β1a therapy. The AFFIRM
trial demonstrated a 42% reduced risk of sustained pro-
gression of disability, a 68% reduction in rate of clinical
relapse at 1 year, and an 83% reduction in accumulation
of new or enlarging hyperintense lesions over 2 years
(Polman et al., 2006). Results of the SENTINEL trial
were similar to those of AFFIRM with the exception of
a 64% decreased risk of sustained disability progression
with natalizumab (Calabresi et al., 2007; Hutchinson
et al., 2009).
747Chapter | 52 Multiple Sclerosis
Mitoxantrone (Novantrones)
Mitoxantrone, a small molecule chemotherapeutic agent
able to cross the blood�brain barrier, functions as a type
II topoisomerase inhibitor, which disrupts DNA synthesis
and DNA repair, both events which function in an immu-
nosuppressant capacity thereby inhibiting T cell, B cell,
and macrophage proliferation. Overall, this leads to
enhanced T cell suppressor function, inhibition of B cell
function and antibody production, decreased secretion of
proinflammatory cytokines, and inhibition of
macrophage-mediated myelin degradation (Fox, 2004).
Mitoxantrone, administered intravenously, has been
approved by the FDA as treatment for patients with wors-
ening forms of MS including SPMS, worsening RRMS,
and PRMS. The MIMS trial indicated a 44% reduction in
time to first relapse; a 24% decrease in the expanded dis-
ability status scale, however, did not demonstrate a
positive impact on MRI disease burden (Hartung et al.,
2002; Krapf et al., 2005). Due to concerns related to
increased incidence of systolic dysfunction and therapy-
related acute leukemia, its use remains relatively limited
(Marriott et al., 2010).
Fingolimod (Gilenyas)
Fingolimod’s pharmacologic activity is targeted towards
lymphocyte migration out of lymph nodes. This action is
highly dependent on the engagement of a G-protein-
coupled receptor, S1P1, present on the surface of the lym-
phocytes. Fingolimod is structurally similar to S1P and can
function as an agonist by engaging four of the five known
S1P receptors (S1P1, S1P3, S1P4, S1P5). This leads to a
reduction in activated T cells that are able to exit the
lymph node and subsequently cross the blood�brain
barrier to exert their potential pathogenic effects on peri-
vascular tissue (Schwab and Cyster, 2007; Pham et al.,
2008). Studies have indicated the potential for S1P recep-
tors to be present on other cells, including neurons, micro-
glial cells, oligodendrocytes, and astrocytes, suggesting a
putative role for fingolimod in influencing myelin repair,
modulating survival of oligodendrocyte progenitor cells,
and directing astrocyte migration and proliferation
(Yamagata et al., 2003; Miron et al., 2008, 2010).
In September 2010 fingolimod became the first FDA-
approved first-line oral agent for the treatment of MS.
The FREEDOMS trial demonstrated, after 2 years, an
overall 54% decreased risk of relapse in the group treated
with fingolimod versus those taking placebo. The risk of
disability progression was 30% lower in patients receiving
the lower dose (0.5 mg) as opposed to placebo. With
regard to MRI disease burden, those taking fingolimod
presented with fewer new lesions and less brain tissue
atrophy. The TRANSFORMS trial aimed at characterizing
the efficacy of fingolimod versus intramuscular IFN-β1a(Avonexs). The group taking fingolimod had a 52%
lower risk of having a relapse than those taking IFN-β1a,with 82.5% of the fingolimod group and 70% of IFN-β1apresenting with no relapses during the 1-year study
period. Furthermore the group taking fingolimod had
fewer signs of MRI disease burden. There was no differ-
ence among the groups in the risk of disease progression
(Cohen et al., 2010). Although the arrival of fingolimod
has been met with great enthusiasm, the lack of clarity
surrounding long-term safety has led to caution as to its
utility as a first-line agent.
Teriflunomide (Aubagios)
Teriflunomide is the active metabolite of leflunomide, an
approved therapy for rheumatoid arthritis. It inhibits
de novo pyrimidine nucleotide synthesis and therefore
potently decreases T cell and B cell proliferation
(Hartung et al., 2010). Reports also indicate that terifluno-
mide may interrupt T cell and APC interactions in addi-
tion to possessing anti-inflammatory properties
(Zeyda et al., 2005; Gold and Wolinsky, 2011). The
TEMSO trial demonstrated a 31% reduction in annual
relapse rate, a 21% reduction in disability progression,
and a 76% reduction in number of new or enlarging T2
lesions on MRI in the higher dose cohort (O’Connor
et al., 2011). Teriflunomide was approved by the FDA in
September 2012 for patients with RRMS.
Dimethyl Fumarate, BG-12 (Tecfideras)
BG-12 is an oral formulation of fumaric acid, which is
metabolized to monomethyl fumarate. It was approved a
second-line agent in 2013. Other oral formulations of
fumaric acid have previously been used to treat psoriasis.
Both dimethyl fumarate and the active metabolite induce
activation of the nuclear factor E2-related factor-2 path-
way, which exerts neuroprotective effects and decreases
myelin damage in the CNS (Kappos et al., 2008; Fontoura
and Garren, 2010; Linker et al., 2011). Anti-inflammatory
mechanisms have also been attributed to dimethyl fuma-
rate (Gold, 2011). The DEFINE trial was completed in
2011. As a randomized, double-blind, placebo-controlled
phase III study, patients with RRMS were assigned to
receive either oral BG-12 at a dose of 240 mg twice or
thrice daily, or placebo. The primary end-point was the
proportion of patients who had a relapse 2 years later in
addition to disability progression and MRI disease burden.
The study demonstrated positive results with a significant
reduction in relapse rate (27% with BG-12 twice daily and
26% with BG-12 thrice daily vs. 46% with placebo), in the
rate of disability progression, in the number of new or
enlarging T2 lesions, and in new gadolinium-enhancing
748 PART | 10 Central and Peripheral Nervous System
lesions (Gold et al., 2012). The CONFIRM trial was also
completed in 2011. A phase III, randomized study, it
aimed to ascertain the efficacy and safety of BG-12 at a
dose of 240 twice or thrice daily in comparison to both
placebo and glatiramer acetate in patients with RRMS.
Similarly to the DEFINE trial, both BG-12 and glatiramer
acetate significantly reduced relapse rates and MRI disease
burden in relation to the placebo group (Fox et al., 2012).
In early 2013, BG-12 was approved as a first-line therapy
for adults with RRMS.
CONCLUDING REMARKS
Over the past decade, major strides have been made in our
understanding of the immunopathogenesis underlying the
development and course of MS, an autoimmune disease
that predominantly impacts the CNS by way of white mat-
ter damage and demyelination of neurons thought to be pri-
marily driven by T cell dysregulation, inflammation, and
immune dysfunction. Nevertheless, our ever-growing fund
of knowledge continues to inspire future directions. Novel
insights are providing hints for future prospects related to
early cortical demyelination, gray matter pathology, imag-
ing, and B cell involvement in MS further establishing this
disease as a multifocal entity. Overall, our increasing
knowledge pertaining to MS continues to be multifactorial.
The ability for clinicians and researchers to utilize our
understanding of the immunopathogenesis in relation to
known pharmacologic mechanisms, clinical findings, and
imaging modalities will be paramount in taking the neces-
sary steps towards eradicating MS.
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756 PART | 10 Central and Peripheral Nervous System