The Burger Court OpinionWriting Database
United States v. Kras409 U.S. 434 (1973)
Paul J. Wahlbeck, George Washington UniversityJames F. Spriggs, II, Washington UniversityForrest Maltzman, George Washington University
Supreme Court of the United States
Memorandum
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Supreme Court of the United States
Memorandum
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1 st DRAFT
To: Mr. Justice DouglasMr. Justice BrennanMr. Justice StewartMr. Justfce White
Mr. Justice E-trf-iiiallfMr. Justice BlackmunMr. Justice Powell
Mr. Justice Rehnquist':
SUPREME COURT OF THE UNITED STATERom:
No. 71-749 Circulated: J44
Recirculated
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
United States, Appellant,v.
Robert William Kras.
[January 10, 19731
MR. CHIEF JUSTICE BURGER, concurring.
I concur fully in the Court's opinion. The painstakingand precise delineation by Mr. Justice Harlan of theinterests involved in Boddie ought not to be ignored asthe dissenting opinions would do. Moreover, the ex-clusivity of a State's control of marriage and divorce isa far cry from the degree of government control overrelations between debtor and creditor, as MR. JUSTICE
BLACKMUN has pointed out. In a bankruptcy proceed-ing the government, through the court, is no more thanthe overseer and the administrator of the process; it isnot the absolute and exclusive controller as with thedissolution of marriage. Like the descent and distribu-tion of property for which all States have providedstatutes and probate courts, the bankruptcy court isbut one mode of orderly adjustment with creditors; itis not the only one since many debtors work out bindingprivate adjustments with creditors.
Surely there are strong arguments, as a matter ofpolicy, for the result the dissenting view asserts. ButCongress has not yet seen fit to declare the policy thatthe dissenters now find in the Constitution. In 1970Congress authorized a tri-partite commission to reviewthe bankruptcy laws.' The Commission has been en-
' Pub. L. 91-354, 91st Cong., 2d Sess., 84 Stat. 468.
Asupremo (Court of tilt Pnitar ;%tattly
tolliniItrat, P. Tr zag4gCHAMBERS OF October 25, 1972
JUSTICE WILLIAM 0. DOUGLAS
Dear Potter:
Bill Brennan, Thurgood Marshall, and I
have been talking about possible dissents, and they
wonder if you would like to write in No. 71-749\■-
Kraa?
I thought I would write in No. 71-858 -
Ricci, but I would be happy if you would undertake
that.
Mr. Justice Stewart
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To: The Chief JusticeMr. Justice BrennanMr. Justice StewartMr. Justice WhiteMr. Justice Marshall
1st DRAFT Mr. Justice BlackmunMr. Justice Powell
SUPREME COURT OF THE UNITED STAT&' Justice RehnquistFrom: Douglas, 0.
Circulated:
On Appeal from tho„ITnitedliecirculated:
States District Court torthe Eastern District of NewYork.
[ December —, 1972]
MR. JUSTICE DOUGLAS.
While I join MR. JUSTICE STEW ART'S opinion I do so
with this explicit statement of reasons. We said inBolling v. Sharpe, 347 U. S. 497, when holding that segre-gation of students in the District of Columbia violatedthe Due Process Clause of the Fifth Amendment:
"The Fifth Amendment, which is applicable in theDistrict of Columbia, does not contain an equal pro-tection clause as does the Fourteenth Amendmentwhich applies only to the states. But the conceptsof equal protection and due process, both stemmingfrom our American ideal of fairness, are not mutu-ally exclusive. The 'equal protection of the laws'is a more explicit safeguard of prohibited unfairnessthan 'due process of law,' and, therefore, we do notimply that the two are always interchangeablephrases. But, as this Court has recognized, dis-crimination may be so unjustifiable as to be violativeof due process."
The invidious discrimination in the present case is adenial of due process because it denies equal protectionwithin our decisions which make particularly "invidious"discrimination based on wealth or race.
No. 71-749
United States, Appellant,
Robert William Kras.
While we join MR. JUSTICE STEWART'S opinion we do so
with this explicit statement of reasons. We said in
Bolling v. Sharpe, 347 U. S. 497, when holding that segre-gation of students in the District of Columbia violated
the Due Process Clause of the Fifth Amendment:
"The Fifth Amendment, which is applicable in the
District of Columbia, does not contain an equal pro-
tection clause as does the Fourteenth Amendment
which applies only to the states. But the concepts
of equal protection and due process, both stemming
from our American ideal of fairness, are not mutu-
ally exclusive. The 'equal protection of the laws'
is a more explicit safeguard of prohibited unfairness
than `due process of law,' and, therefore, we do not
imply that the two are always interchangeable
phrases. But, as this Court has recognized,
crimination may be so unjustifiable as to be violative
of due process."
The invidious discrimination in the present case is a
denial of due process because it denies equal protection
within our decisions which make particularly "invidious"
discrimination based On wealth or race.
To: The Chief Justice 7:1Mr. Justice Brennan , 0tiMr. Justice StewartMr. Justice White , 1tml
Mr.. Justice MarshallMr. Justice Blackmun 01.1
2nd DRAFT Mr. Justice Powell 0Mr. Justice Rehnquist 4
SUPREME COURT OF THE UNITED STATES ....iFro:- -,
t=1
No. 71-749 nCirculated: 0
DEC 1 1 1972 r-;
On Appeal from the -uailwculated: CaUnited States, Appellant, n
States District Court forv.
the Eastern District of New 0Robert William Kra s. York. cn
[December —, 1972]
MR. JUSTICE DOUGLAS and MR. JUSTICE BRENNAN.
1st DRAFT
The Chief JusticeMr. Justice DouglasMr. Justice StewartMr. Justice White
/Mr. Justice MarshallMr. Justice BlackmunMr. Justice PowellMr. Justice Rehnquist
United States, Appellant,v.
Robert William Kras.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
SUPREME COURT OF THE UNITED SATES Brennan' J.
Circulated: No. 71-749
Recirculated:
[December , 1972]
MR. JUSTICE BRENNAN, dissenting.
I would affirm for the reasons stated in my separateopinion in Boddie v. Connecticut, 401 U. S. 371, 386(1971) (BRENNAN, J., concurring).
Attprentt (Court of Hi-errata ,tatto
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CHAMBERS OF
JUSTICE WM. J. BRENNAN, JR. December 11, 1972
Memorandum to the Conference
RE: No. 71-749 - United States v. Kras
I am joining Bill Douglas' opinion in
the above and therefore am withdrawing
my own.
W. J. B. Jr.
Simprenzt (Ccrort of tite latritert ,tatto211pp
CHAMBERS OF
JUSTICE WM. J. BRENNAN, JR. December 11, 1972
RE: No. 71-749 United States v. KraS
Dear Bill:
Please join me.
Sincerely,,
Mr. Justice Douglas
cc: The Conference
Mr. JusticeMr. JusticeMr. JusticeMr. JusticeMr. JusticeMr. JusticeMr, Justice
DouglasBrennanWhiteMarshall 3BlackmunPowellRehnquist
From:, Stewart, , JDEC 6 1972
SUPREME COURT OF THE UNITED MAWRecirculate4
1st DRAFT
No. 71-749
United States, Appellantv.
Robert William Kras.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
[November —, 1972]
MR. JUSTICE STEWART, dissenting.On May 28, 1971, Robert Kras, the appellee, sought to
file a voluntary petition in bankruptcy. In an accom-panying affidavit, he described his economic plight. Heresided in a 21/9-room apartment with his wife, his twoyoung children, his mother and her child. His eight-month-old son had cystic fibrosis and at the time of theaffidavit was undergoing hospital treatment. Unem-ployed since May 1969, except for odd jobs, he supportedhis household on a total public assistance allotment of$366.00 per month—all of which was consumed on rentand the most basic necessities of life. His sole assetsconsisted of $50 worth of clothing and essential house-hold goods.'
He sought a discharge from over $6,000 in debts, par-ticularly his indebtedness to a former employer that hecontended hampered his present efforts to find a perma-nent job: "I earnestly seek a discharge in bankruptcy .in order to relieve myself and my family of the distressof financial insolvency and creditor harassment and inorder to make a new start in life. . . . When I do geta job I want to be able to spend my wages for the sup-port of myself and my family and for the medical care
These items are exempt from distribution in bankruptcy pur-suant to 11 U. S. C. § 24 and N. Y. C. P. L. R. § 5205 (McKinney1963).
[November —, 1972]
MR. JUSTICE STEWART, dissenting.
On May 28, 1971, Robert Kras, the appellee, sought tofile a voluntary petition in bankruptcy. In an accom-panying affidavit, he described his economic plight. Heresided in a 21/2-room apartment with his wife, his twoyoung children, his mother and her child. His eight-month-old son had cystic fibrosis and at the time of theaffidavit was undergoing hospital treatment. Unem-ployed since May 1969, except for odd jobs, he supportedhis household on a total public assistance allotment of$366.00 per month—all of which was consumed on rentand the most basic necessities of life. His sole assetsconsisted of $50 worth of clothing and essential house-hold goods.'
He sought a discharge from over $6,000 in debts, par-ticularly his indebtedness to a former employer that hecontended hampered his present efforts to find a perma-nent job: "I earnestly seek a discharge in bankruptcy .in order to relieve myself and my family of the distressof financial insolvency and creditor harassment and inorder to make a new start in life. . . . When I do geta job I want to be able to spend my wages for the sup-port of myself and my family and for the medical care
1 These items are exempt from distribution in bankruptcy pur-suant to 11 U. S. C. § 24 and N. Y. C. r. L. R. § 5205 (McKinney1903).
-6/ ) To: The Chief JusticeYr. Justice DouglasMr. Justice Brennan 0Yr. Justice WhiteM. Just ice Marshal110/'Mr. Justice Blackmun tT1Mr. Justice Powell
3rd DRAFT Mr. Justice Rehnquist
OI1um: Stewart, J.
No. 71-749 Recirculated° E C 8 1972
On Appeal from the UnitedStates District Court for :=3•the Eastern District of New
SUPREME COURT OF THE UNITED STATESCirculated:
United States, Appellant,v.
Robert William Kras. r:14'
York.
rt4
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4
To: The Chief Justicekr. Justice Douglasrr. Justice BrennanNT. Justice WhiteMr. Justice Marshall! 3Mr. Justice BlackmunMr. Justice PowellMr. Justice Rehnquist
4th DR AFTFrom: Stewart, J.:
SUPREME COURT OF THE UNITED STATESCirculated:
No. 71-749 Recirculated:111111a72.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
United States, Appellant,v.
Robert William Kras.
[November —, 1972]
MR. JUSTICE STEWART, with whom MR. JUSTICE DOUG-
LAS, MR. JUSTICE BRENNAN, and MR. JUSTICE MARSHALL
join, dissenting.On May 28, 1971, Robert Kras, the appellee, sought to
file a voluntary petition in bankruptcy. In an accom-panying affidavit, he described his economic plight. Heresided in a 2 1A-room apartment with his wife, his twoyoung children, his mother and her child. His eight-month-old son had cystic fibrosis and at the time of theaffidavit was undergoing hospital treatment. Unem-ployed since May 1969, except for odd jobs, he supportedhis household on a total public assistance allotment of$366.00 per month—all of which was consumed on rentand the most basic necessities of life. His sole assetsconsisted of $50 worth of clothing and essential house-hold goods.'
He sought a discharge from over $6,000 in debts, par-ticularly his indebtedness to a former employer that hecontended hampered his present efforts to find a perma-nent job: "I earnestly seek a discharge in bankruptcy ...in order to relieve myself and my family of the distressof financial insolvency and creditor harassment and in
1 These items are exempt from distribution in bankrupt cy pur-suant to 11 U. S. C. § 24 and N. Y. C. P. L. R. § 5205 (McKinney1963).
Supreme Court of the United States
Memorandum
/- , 19
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CHAMBERS OF
JUSTICE BYRON R.WHITE
December 7, 1972
Re: No. 71-749 - U. S. v. Kras
Dear Harry:
This is chicken-narrow, but if legallysufficient to dispose of the case, I prefer itto dealing with Boddie at this time. That casein its pristine form has an overhang that isexerting uneven but discernible impact in thegeneral area of fees and counsel in civillitigation. I would rather not remove thatinfluence now. Must I in this case?
Sincerely,
Mr. Justice Blackmun
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CHAMBERS OF
JUSTICE BYRON R. WHITE
December 15, 1972
Re: No. 71-749 - United States v. Kras
Dear Harry:
Please join me.
Sincerely,
Mr. Justice Blackmun
Copies to Conference
LREPRODMIED FROM THE COLLECTIONS OF THE MANUSCRIPT DIVISION; LIBRART-QF 'CONGRES.4;15,_-_,Feimmumajoemorititinyiewarrimmor,
oug asMr. Justice BrennanMr. Justice StewartMr. Justice WhiteMr. Justice BlackmunMr. Justice PowellMr. Justice Rehnquist
From: Marshall, J.
SUPREME COURT OF THE UNITED STATESDEC
No. 71-749 Recirculated:
United States, Appellant,v.
Robert William Kras.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
December —, 1972]
MR. JUSTICE MARSHALL, dissenting.
The dissent of MR. JUSTICE STEWART, in which I havejoined, makes clear the majority's failure to distinguishthis case from Boddie v. Connecticut, 401 U. S. 371(1971). I add only some comments on the extraordinaryroute by which the majority reaches its conclusion.
A. The majority notes that the minimum amountthat appellee Kras must pay each week if he is permittedto pay the filing fees in installments is only $1.28. Itsays that "this much available revenue should be withinhis able-bodied reach." Ante, at
Appellee submitted an affidavit in which he claimedthat he was "unable to pay or promise to pay the filingfees, even in small installments." App. 5. This claimwas supported by detailed statements of his financial con-dition. The affidavit was unchallenged below, but themajority does challenge it. The District Judge properlyaccepted the factual allegations as true. See, e. g., Pollerv. Columbia Broadcasting System, 368 U. S. 464 (1962) ;First National Bank of Arizona v. Cities Service Co., 391U. S. 253 (1968) ; 35B C. J. S. Federal Civil Procedure§ 1197 n. 4. The majority seems to believe that it is notrestrained by the traditional notion that judges must ac-cept unchallenged, credible affidavits as true, for it dis-regards the factual allegations and the inferences which
1st DRAFT
11972
1st DRAFT
From: Elachmun, J.
SUPREME COURT OF THE UNITED Sfit&ted:Recirculated:
To: The Chief JusticeMr. Justice DouglasMr. Justice BrennanMr. Justice StewartMr. Justice White
4ir. Justice MarshallMr. Justice PowellMr. Justice Rehnquist
No. 71-740
United States, Appellant,v.
Robert William Kras.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
[December —, 1972]
MR. JUSTICE BLACKMUN, memorandum.The Bankruptcy Act and one of this Court's com-
plementary Orders in Bankruptcy impose fees and makethe payment of those fees a condition to a dischargein voluntary bankruptcy.
Appellee Kras, an indigent petitioner in bankruptcy,challenged the fees on Fifth Amendment grounds. Uponreceiving notice of the constitutional issue in the Dis-trict Court, the Government moved to intervene as ofright under 28 U. S. C. § 2403 and Rule 24 (a) of theFederal Rules of Civil Procedure. Leave to intervenewas granted. The District Court held the fee provisionsto be unconstitutional as applied to Kras. 331 F. Supp.1207 (EDNY, 1971). It reached this conclusion in theface of an earlier contrary holding by a unanimous FirstCircuit. In re Garland, 428 F. 2d 1185 (1970), cert..denied, 402 U. S. 966 (1971). Pursuant to 28 U. S. C.§ 1252, the Government appealed. We noted probablejurisdiction. 405 U. S. 915 (1972).
Section 14 (b) (2) of the
I Bankruptcy Act, 11 U. S. C.
§ 32 (b) (2), provides that, upon the expiration of the
December 8, 1972
Re: No. 71-749 United States v. Kras
Dear Byron:
I take it, from your note of December 7, that you wantfrom me such response as I am able to give to your suggestedconcurrence.
I see nothing particularly wrong with your position as thatof a single Justice. I wonder, however, whether the Court itselfcould decide the case on that narrow ground. Judge Travia decidedit on Boddie as have the other district courts that lean in that direc-tion. The arguments here, pro and con, were on Boddie. My incli-nation has been that we must meet the issue head on. Of course, Isuspect, as I think you do, that this is a manufactured case with adistinct element of the ungenuine in it. Because of this, there istemptation to dispose of it summarily.
Boddie admittedly raises problems, as Hugo so easily fore-saw. I indicated, when Boddie was before us, that we might soonhave a case of an indigent wanting a $3 fishing license free. Kras,if my opinion holds, should put the brakes on that kind of thing.
Sincerely,
Mr. Justice Whi e
Supreme Court of the United States
Memorandum
5 19 7-'S
To: The Chief JusticeMr. Justice DouglasMr. Justice BrennanMr. Justice StewartMr. Jiistice Val).teMr. Justice Marshal/Mr. Justice PowellMr. Justice Rehnauist
2nd DRAFT From: Blacan
SUPREME COURT OF THE UNITED STATESed:
Recirculated: //F/7.3No. 71-749
United States, Appellant,v.
Robert William Kras.
On Appeal from the UnitedStates District Court forthe Eastern District of NewYork.
[January —, 1973]
MR. JUSTICE BLACKMUN delivered the opinion of theCourt.
The Bankruptcy Act and one of this Court's com-plementary Orders in Bankruptcy impose fees and makethe payment of those fees a condition to a dischargein voluntary bankruptcy.
Appellee Kras, an indigent petitioner in bankruptcy,challenged the fees on Fifth Amendment grounds. Uponreceiving notice of the constitutional issue in the Dis-trict Court, the Government moved to intervene as ofright under 28 U. S. C. § 2403 and Rule 24 (a) of theFederal Rules of Civil Procedure. Leave to intervenewas granted. The District Court held the fee provisionsto be unconstitutional as applied to Kras. 331 F. Supp.1207 (EDNY, 1971). It reached this conclusion in theface of an earlier contrary holding by a unanimous FirstCircuit. In re Garland, 428 F. 2d 1185 (1970), cert.denied, 402 U. S. 966 (1971). Pursuant to 28 U. S. C.§ 1252, the Government appealed. We noted probablejurisdiction. 405 U. S. 915 (1972).
Section 14 (b) (2) of the
I Bankruptcy Act, 11 U. S. C.
§ 32 (b) (2), provides that, upon the expiration of the-
June 20, 1974
Dear Bill and Potter:
Pe: United States v. Kras
It is so seldom that we get a follow-throughon cases. Because each of you has given me a hardtime on this one (Potter's dissent; Bill's comment onpage 175 of his last book), I thought you might be in,•torested in knowing that Mr. Kras, within six weeksof the rendition of our decision, paid the $50 filingfee in cash, in full. He was discharged in bankruptcyon March 15, 1973. So it goes.
Sincerely,
H A 6
Mr. Justice DouglafMr. Justice Stewart
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CHAMBERS OF
JUSTICE LEWIS F. POWELL, JR. December 7, 1972
Re: No. 71-749 U. S. v. Kras
Dear Harry:
Please join me.
Sincerely,
Zio imse.4,01,A••4■16.00
Mr. Justice Blackmun
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cc: The Conference
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CHAMBERS OF
JUSTICE WILLIAM H. REHNQUIST
December 6, 1972
Re: No. 71-749 - United States v. Kras
Dear Harry:
Please join me.
Sincerely,
1.01/11
Mr. Justice Blackmun
Copies to the Conference