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Page 1: The Convergence of Medicine and Neurotoxins: A Focus on Botulinum Toxin Type A and Its Application in Aesthetic Medicine—A Global, Evidence-Based Botulinum Toxin Consensus Education

ORIGINAL ARTICLE

The Convergence of Medicine and Neurotoxins: A Focus onBotulinum Toxin Type A and Its Application in AestheticMedicine—A Global, Evidence-Based Botulinum ToxinConsensus Education InitiativePart I: Botulinum Toxin in Clinical and Cosmetic Practice

ALASTAIR CARRUTHERS, MA, BM, BCH, FRCPC, FRCP (LON),* MICHAEL A. C. KANE, MD,+

TIMOTHY C. FLYNN, MD,†‡ PETER HUANG, MD,§ SANG D. KIM, MD,¶ NOWELL SOLISH, MD, FRCP,**

AND GINA KAEUPER, MACC‡‡

BACKGROUND The U.S. Food and Drug Administration has approved four distinct formulations ofbotulinum toxin (BoNT) serotypes A and B (BoNTA and BoNTB) for medical use. These four products areindicated for many medical applications, but the three BoNTA formulations are the most widely usedworldwide and are the only products approved for aesthetic use. The latest approval of a BoNTA with nocomplexing proteins (incobotulinumtoxinA) necessitates a review and discussion of differences betweenavailable formulations and the effect that these differences may have on clinical practice.

OBJECTIVES To review the history, science, safety information, and current and emerging applications ofBoNT in clinical and cosmetic practice and to compare commercially available BoNTA formulations.

METHODS AND MATERIALS Publications, clinical trials, and author experience were used as a basis for anup-to-date review of BoNT and its use in human medicine. The similarities and differences betweenformulations are presented, and diffusion, spread, equivalency ratios, stability, and storage are discussed.

RESULTS Each commercial formulation has unique characteristics that may influence its use in aestheticmedicine. Familiarity with the similarities and differences between products will aid physicians in makingpatient care decisions.

CONCLUSION New formulations, emerging uses, and continued research into the science and uses ofBoNTA will lead to increasingly refined therapeutic approaches and applications. Continued education isimportant for physicians to optimize use of the agent according to the most current evidence and approaches.

This activity is supported by an educational grant from Merz Aesthetics. Alastair Carruthers, Michael Kane,Timothy Flynn, Peter Huang and Nowell Solish are consultants for Merz. Sang Duck Kim is a consultant forAmore Pacific. A. Carruthers and Michael Kane are consultants for Allergan. N. Solish is a consultant forAllergan, Revance, and Medicis.

Botulinum toxin (BoNT) is a fascinating com-

pound. This potent neurotoxin has proven to be

an effective therapeutic tool for a wealth of human

medical applications, and research is continually

generating exciting new possibilities for future use.

Few agents have demonstrated such promise across

diverse areas of medicine; BoNT is a foundational

tool in the treatment of eye disorders, pain, and

*Department of Dermatology and Skin Science, University of British Columbia, Vancouver, British Columbia, Canada;+Manhattan Eye, Ear, and Throat Institute, New York, New York; †Department of Dermatology, University of NorthCarolina, Chapel Hill, North Carolina; ‡Cary Skin Center, Cary, North Carolina; §Rebecca Cosmetic Institute, Taipei,Taiwan; ¶Bright and Clear Dermatology Clinic, Seoul, Korea; **Department of Dermatology, University of Toronto,Toronto, Ontario, Canada; ‡‡Freelance Writer, Knoxville, Tennessee

© 2013 by the American Society for Dermatologic Surgery, Inc. � Published by Wiley Periodicals, Inc. �ISSN: 1076-0512 � Dermatol Surg 2013;39:493–509 � DOI: 10.1111/dsu.12147

493

Page 2: The Convergence of Medicine and Neurotoxins: A Focus on Botulinum Toxin Type A and Its Application in Aesthetic Medicine—A Global, Evidence-Based Botulinum Toxin Consensus Education

neuromuscular disorders, to name a few. In certain

fields, BoNT has completely changed the standard of

care, with perhaps no use garnering more attention

than its applications in aesthetic medicine. From its

first published mention as an aesthetic treatment for

glabellar lines in 19921, the use of commercially

available BoNT type A (BoNTA) has captivated

healthcare professionals and lay people alike. Mul-

tispecialty statistics collected and reported annually

by the American Society for Aesthetic Plastic Surgery

demonstrate BoNTA’s exceptional popularity.

Injection of BoNTA is the most prevalent aesthetic

procedure in the United States; more than

2.6 million BoNTA procedures were reported

in 2011 alone.2

Recent expansion in the BoNT armamentarium

provides an opportunity to explore the use of this

powerful agent with a fresh perspective. Today’s

aesthetic physician now has several BoNT formula-

tions from which to choose, enhancing the possi-

bilities for increasingly refined and personalized

treatment approaches. Effective selection and use of

each specific formulation requires an understanding

of the basic science behind BoNT’s relevance to

human medicine, the clinical similarities and differ-

ences between available formulations, and the

unique qualities and practical characteristics inher-

ent to each. In this section, we present essential

background information about BoNT, review its

efficacy and safety records, and discuss the data and

experience behind available formulations to lay the

foundation for understanding the agent’s optimal

use in aesthetic medicine.

Historical Perspectives: From Toxic to

Therapeutic

Dr. Justinus Kerner hypothesized the existence of

BoNT in the early 1800s when he investigated a

deadly outbreak of food poisoning from improp-

erly prepared blood sausages. His extensive

experiments improved the medical community’s

understanding of the biologic basis for food

poisoning, as well as the neurologic effects and

potential therapeutic applications of the as-yet-

unnamed agent that caused paralysis and death. In

1895, Belgian scientist Emile Pierre van Ermengem

identified the causative bacterium for botulism,

which he named Bacterium botulinum. Its name

was subsequently changed to Clostridium botu-

linum. This discovery opened the doors to broader

research into the bacterium, its toxin, and its

effects on humans.

Dr. Herman Sommer first isolated BoNTA in

purified form at the University of California at San

Francisco. A pivotal point in BoNT research was

the purification of BoNTA in crystalline form in

1946 at Fort Detrick. Dr. Edward Schantz com-

monly receives credit for this accomplishment, but

Dr. Schantz credits Dr. Carl Lammana and col-

leagues with this milestone.3 Purification methods

were improved over the next decade, and

Dr. Schantz produced a batch of BoNTA at Fort

Detrick that was selectively provided to government

and educational researchers to contribute to the

growing understanding of the agent’s characteristics

and mechanism of action. During this same period,

Dr. Vernon Brooks’ discovery that BoNTA blocks

the release of acetylcholine from motor nerve

endings when injected into a hyperactive muscle

(thereby temporarily reducing the target muscle’s

activity) was a critical breakthrough that led to

increased focus on BoNT’s potential applications

in medicine.

In the early 1970s, using BoNTA supplied by Dr.

Schantz, Dr. Alan Scott, an eye surgeon at Smith-

Kettlewell Eye Research Institute in San Francisco,

California, studied the efficacy of chemical dener-

vation of hyperactive muscles as a possible treatment

for strabismus. His initial tests in monkeys were

successful,4 and Dr. Scott and Dr. Schantz began to

collaborate on the development of BoNT as a drug

for medical purposes. Dr. Scott obtained Food and

Drug Administration (FDA) approval for human

testing in the late 1970s, and in 1979, Dr. Schantz

(who had moved his research to the University of

Wisconsin) successfully produced a 150-mg batch of

THE CONVERGENCE OF MEDICINE AND NEUROTOXINS

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highly purified medical-grade toxin for use in

humans—the famous batch 79–11.

In the early 1980s, Dr. Scott led the first large

multicenter clinical trial of BoNT, involving more

than 7,000 subjects, establishing its safety and

efficacy as a treatment for strabismus. Research into

the agent’s efficacy as a treatment for muscle-related

eye disorders expanded, and in 1989, the FDA

approved BoNT (BoNTA; trade name Oculinum)

for the treatment of strabismus, blepharospasm, and

hemifacial spasm in adults. In 1990, Allergan

acquired Oculinum, marketing the product under a

new trade name: Botox (onabotulinumtoxinA;

BoNTA-ONA).

Dr. Scott’s work dramatically advanced our knowl-

edge of BoNT and coincidentally planted the seed

for its future cosmetic applications. Dr. Jean Car-

ruthers, who worked with Scott on his trials of the

ophthalmologic uses of BoNTA, noted an unex-

pected side effect in a patient with blepharospasm—

diminished wrinkles in the glabellar region. She

discussed her observations with her husband,

Dr. Alastair Carruthers, a dermatologist treating this

area with the earliest fillers, and their subsequent

studies are credited as the first experiments with

BoNTA for purely cosmetic purposes.1 Other

researchers who had been conducting their own

experiments for therapeutic purposes also noticed

unusual but desirable side effects. The Carruthers’

publication of their findings seemed to trigger an

explosion of interest in BoNTA’s cosmetic applica-

tions, prompting additional studies and considerable

off-label use. So much interest was generated, that

the original batch 79–11 finally ran out in 1997.

A new manufacturing process producing consistent

batches of BoNTA-ONA with reduced protein load

has been in use since.

BoNTA received its first aesthetic approval in

2001, when health regulators in Canada

Figure 1. A select history of BoNT for medical use.

CARRUTHERS ET AL

39 :3 PART I I : MARCH 2013 495

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approved BoNTA-ONA’s use for treatment of

glabellar lines. U.S. approval for glabellar lines

followed in April 2002. BoNT’s dramatic

progress in reaching this approval seems to have

been only the beginning of the story. Today,

barely 10 years later, BoNT is used globally for a

broad range of therapeutic and aesthetic applica-

tions and is one of the most widely researched

agents in the world (Figure 1).

Much remains to be discovered about BoNT. New

agents with unique characteristics and proprietary

manufacturing and purification processes provide

valuable opportunities for increasingly refined

approaches to patient care in therapeutic and

aesthetic applications alike. We look forward

to continuing to explore the unique benefits of

BoNT.

The Science of BoNT

In preface to a discussion of commercial formula-

tions, an understanding of BoNT’s basic science is

useful for establishing a framework for evaluation of

the similarities and differences between them. BoNT

is a product of Clostridium botulinum, a species of

anaerobic, rod-shaped, spore-forming bacteria. The

various strains of C. botulinum produce at least

seven distinct neurotoxins, denoted as types A

through G. The human nervous system is susceptible

to only five of the seven serotypes; type A appears to

be the most naturally potent serotype to humans.5

All BoNT serotypes demonstrate the same basic

mechanism of action. Upon introduction into the

human system, BoNT travels to the neuromuscular

junction, where it binds to high-affinity presynaptic

receptors, is internalized, and then cleaves a mem-

brane protein responsible for acetylcholine exocy-

tosis. This functionally blocks acetylcholine release,

causing neuromuscular paralysis through chemical

denervation. The intracellular targets vary among

BoNT serotypes; BoNTA cleaves synaptosomal-

associated protein 25, whereas BoNT type B (BoN-

TB) cleaves a vesicle-associated membrane protein,

or synaptobrevin. The effects of BoNT intoxication

are not permanent in nature; similarly, the effects of

BoNT injections in medicine are not permanent,

with facial cosmetic treatment results typically

lasting at least 3 months and in some cases

6 months or longer.6 During that time, normal

muscle innervation and function are restored

through axonal sprouting at a new neuromuscular

junction. Evidence suggests that the original

Figure 2. BoNTA structure.

THE CONVERGENCE OF MEDICINE AND NEUROTOXINS

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neuromuscular junction is also restored in that

time.7

BoNT occurs naturally as a macromolecular protein

complex (900 kDa) composed of the core neuro-

toxin (150 kDa) noncovalently bound to various

hemagglutinins and a nontoxin nonhemagglutinin

protein (Figure 2). This structure appears to have a

protective function after ingestion, shielding the

neurotoxin from acidic stomach conditions and

thermal and pH stress.8–10 It has also been suggested

that the natural complex acts as a shield for the

antigenic epitopes on the 150-kD heavy chain11 and

facilitates BoNTA transfer across the intestinal

epithelium.12–15 In medicine, the effect and role of

the complex’s size and composition are not clear and

remain controversial. It is an interesting contempo-

rary consideration, because each commercially

available BoNTA formulation is unique. All com-

mercial formulations contain the 150-kDa core

neurotoxin, but the presence and amount of non-

toxin proteins vary, yielding products with molecu-

lar weights ranging from 900 kDa for BoNTA-ONA

to 150 kDa for incobotulinumtoxinA (BoNTA-

INCO), which is composed only of the core neuro-

toxin protein. AbobotulinumtoxinA (BoNTA-ABO)

falls somewhere in between; its estimated complex

size is a variable 500 to 900 kDa, reflecting the

presence of accessory proteins.16

It has been proposed that complexing proteins

enhance toxin activity, stabilize and protect the

neurotoxin, and limit diffusion, but recent research

has provided some insight into whether accessory

proteins really aid in clinical effectiveness and safety.

It has long been established that the neurotoxin must

be freed from its complex before it can act; there-

fore, all BoNTA formulations must dissociate. Fri-

day and colleagues evaluated the stability of three

commercial toxin preparations (BoNTA: Botox,

Dysport; BoNTB: Myobloc) under physiologic pH

and temperature conditions.17 They found that, in

all three formulations, the neurotoxin was released

from its complex as soon as the preparations were

exposed to physiologic conditions. Perhaps most

interesting is that all formulations showed paralytic

activity at zero incubation time. Eisele and col-

leagues found that BoNTA 900- and 500-kDa

neurotoxin complexes dissociated in <1 minute after

being exposed to a pH of 6.9 or greater.18 They also

found that other environmental factors, such as

dilution and changes in salt concentration, affect the

dissociation process. Their experiments revealed that

the dilution, drying, and reconstitution processes

associated with the normal preparation of commer-

cial toxins lead to complete dissociation of the 900-

kDa complex. An alternative view questions the pH

measurements in the Eisele experiments, suggesting

that the pH was much higher than physiologic and

therefore much more likely to induce decomplexing.

There appear to be differences between the toxins,

suggesting that complexing proteins have an effect

of some kind, but when reconstitution volume and

dose are adjusted, it seems possible to produce

similar effects with each of the commercially

available BoNTAs. Further exploration of the influ-

ence of complexing proteins is necessary to establish

their role clearly in clinical effect, but current

knowledge supports the idea that the clinical

effect of complexing proteins, if any, is likely to

be short-lived.

Is there any reason to be cautious about the presence

of complexing proteins? In general, the introduction

of any foreign proteins can activate the human

immune system and cause the formation of neutral-

izing antibodies. Neutralizing antibody formation

has potentially significant implications for therapy

and can diminish therapeutic response. Further

study is warranted to assess whether and to

what degree complexing proteins influence

antibody development and how this correlates to

clinical response.

Overview of Commercially Available BoNT

Formulations

As of 2012, four distinct BoNT formulations are

approved for human medical use in the United

CARRUTHERS ET AL

39 :3 PART I I : MARCH 2013 497

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States. BoNTA is available as onabotulinumtoxinA

(BoNTA-ONA; Botox, Botox Cosmetic, Allergan,

Inc., Irvine, CA), abobotulinumtoxinA (BoNTA-

ABO; Dysport, Medicis Aesthetics Inc, Scottsdale,

AZ), and incobotulinumtoxinA (BoNTA-INCO;

Xeomin, Merz Aesthetics, Inc., San Mateo, CA).

BoNTB is available as rimabotulinumtoxinB

(BoNTB; Myobloc, Solstice Neurosciences LLC,

South San Francisco, CA). At present, BoNTA

formulations are the most widely used worldwide

and are the only products with an approved indica-

tion for aesthetic use. Table 1 lists the BoNTA

formulations currently approved worldwide and

their trade names.

Additional botulinum products are poised for

potential entry into the U.S. aesthetic market in the

coming years. PurTox (BoNTA; Mentor Corpora-

tion, Santa Barbara, CA) has completed three phase

III trials for treatment of glabellar lines.19 It may

enter the U.S. market as early as the end of 201220

and, if approved, will be the second BoNTA

formulation available with no complexing proteins.

A novel topically applied BoNTA (RT001; Revance

Therapeutics, Newark, CA) has completed phase II

trials for use in lateral canthal lines21; research has

been promising and indicates that this method of

delivering BoNTA may have clinical benefits.22

Although these future BoNTA products look

interesting, our discussions in this monograph will

focus on the formulations currently approved

for aesthetic indications in the United States:

onabotulinumtoxinA, abobotulinumtoxinA, and

incobotulinumtoxinA.

OnabotulinumtoxinA

BoNTA-ONA has been used for therapeutic and

aesthetic purposes for longer than 2 decades and is

one of the most widely researched medicines in the

world. It has been approved for more than 20

therapeutic indications in approximately 80 coun-

tries. In the United States, BoNTA-ONA is currently

approved for the treatment of strabismus, blepha-

rospasm, cervical dystonia, upper limb spasticity,

chronic migraine, axillary hyperhidrosis, urinary

incontinence, and glabellar lines. Although many

aesthetic physicians are familiar with the clinical

literature regarding this agent’s use in aesthetic

medicine, a brief review of BoNTA-ONA’s aesthetic

clinical program is helpful as preface to a discussion

of more recently released agents.

The U.S. clinical trial program for the use of

BoNTA-ONA in glabellar lines was conducted over

a 12-month period in two phases: a placebo-

controlled phase (Period 1) followed by an open-

label repeat-injection phase (Period 2). Period 1

consisted of two identical randomized, multicenter,

double-blind, placebo-controlled studies,23,24 in

which 405 subjects were randomly assigned to

receive a single fixed-dose treatment of BoNTA-

ONA. Responders were defined as subjects whose

TABLE 1. Botulinum Toxin Type A (BoNTA) Products Worldwide

Country OnabotulinumtoxinA AbobotulinumtoxinA IncobotulinumtoxinA Other BoNTA

United States Botox Cosmetic Dysport Xeomin

Canada Botox Cosmetic Dysport Xeomin

Mexico Botox Cosmetic Dysport Xeomin

United Kingdom Vistabel Azzalure Bocouture

France Vistabel Azzalure Bocouture

Spain Vistabel Azzalure Bocouture

Germany Vistabel Azzalure Bocouture

Italy Vistabel Bocouture

Brazil Dysport Bocouture Prosigne (CBTX-A)

China Esthetox (CBTX-A)

South Korea Botox Cosmetic Xeomin Neuronox/Meditoxin

Russia Lantox

Peru Redux

THE CONVERGENCE OF MEDICINE AND NEUROTOXINS

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glabellar line severity changed from moderate or

severe at baseline to none or mild at follow-up. At

day 30, approximately 80% of subjects had

responded to treatment (physician’s assessment).25

Adverse events were similar to those of placebo,

with the exception of blepharoptosis (3.2% in the

active group vs 0% in the placebo group in Period

1).25 Patients enrolled in Period 2 were given the

opportunity to receive two additional BoNTA-ONA

treatments at 4-month intervals. In patients enrolled

in both periods, the overall incidence of blepharop-

tosis decreased from 3.0% after the first treatment

(Period 1) to 2.2% after the second (Period 2) and

0.8% after the third (Period 2).25 Dosing did not

change between the treatments, and the lower

incidence of blepharoptosis was possibly due

to improvement in injector technique during the

study period.

Beyond these initial aesthetic clinical trials, BoNTA-

ONA has been the subject of numerous additional

clinical studies and literature reports of uses span-

ning a broad array of therapeutic and aesthetic

applications. It has a well-established presence in

clinical practice, and more recent BoNT formula-

tions are understandably subject to comparisons

with this first-generation neurotoxin.

AbobotulinumtoxinA

BoNTA-ABO has been used worldwide for thera-

peutic purposes since 1991 and is approved for

aesthetic use in more than 45 countries.26 It received

FDA approvals for treatment of cervical dystonia

and glabellar lines in 2009, becoming the second

BoNT formulation approved for aesthetic use in the

United States.

BoNTA-ABO’s U.S. aesthetic clinical trial program

consisted of three randomized, multicenter, pla-

cebo-controlled, double-blind studies27–29 and two

open-label, repeat-dose studies.30–32 Its efficacy was

studied through three treatment protocols: a single

fixed-dose treatment, repeat injections of a fixed

dose, and a single treatment of a variable dose

determined according to patient sex and muscle

assessment. The day 30 response rate to a single

fixed dose was approximately 90% (investigator’s

assessment).27 Subjects were considered responders

when their glabellar line severity grade changed

from moderate or severe (at maximum frown) at

baseline to none or mild at day 30. Day 30

response rate in the variable-dose protocol was

approximately 85% (blinded evaluator), with a

median duration of effect of 109 days.29 Study

results indicated a median time to onset of

3 days.27 Adverse events across the clinical studies

were similar to placebo, with the exception of

blepharoptosis (2% in the active group vs <1%

with placebo).33

IncobotulinumtoxinA

BoNTA-INCO was FDA-approved for the treatment

of cervical dystonia and blepharospasm in 2010,

followed by approval in 2011 for the treatment of

glabellar lines. It is a relative newcomer to the BoNT

armamentarium, first registered in Germany in

2005. Despite its short history, BoNTA-INCO’s

unique characteristics have made it the subject of

extensive research and interest, and its market

growth has been rapid, with more than 261,000

patients treated worldwide. BoNTA-INCO is

approved in more than 20 countries for therapeutic

indications (including cervical dystonia, blepharo-

spasm, and upper limb spasticity) and in 15 coun-

tries for the treatment of glabellar lines. BoNTA-

INCO is expected to become widely available in the

United States in spring 2013.

BoNTA-INCO’S U.S. aesthetic clinical trial program

consisted of two randomized, multicenter, placebo-

controlled studies (GL-1 and GL-2) of identical

design evaluating the safety and efficacy of a 20-U

fixed-dose treatment in the glabella; 547 subjects

with glabellar lines of at least moderate severity at

maximum frown were randomized (2:1) to receive

20 U of BoNTA-INCO administered in five intra-

muscular injections of 4 U each or placebo. Patients

were followed for 120 days and evaluated at days 7,

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30, 60, 90, and 120. The primary efficacy endpoint

was day 30 response rate. Efficacy was assessed

according to a 4-point Facial Wrinkle Scale (FWS);

responders were subjects who showed a minimum

2-point improvement from baseline on the FWS, as

assessed by the investigator and the patient. Sixty

percent of 184 subjects in GL-1 and 48% of 182

subjects in GL-2 met the responder criteria.34

Adverse events were similar to those with placebo.

After the placebo-controlled period, 105 eligible

subjects were enrolled in an open-label study eval-

uating the efficacy and safety of repeat treatments;

99% achieved at least a 1-point improvement on the

FWS (investigator assessment) at 4 weeks after

treatment (unpublished observations.) Adverse

events were mild.

Results from an international phase III active-

comparator study demonstrated that 24 U of

BoNTA-INCO was as effective as 24 U of BoNTA-

ONA in the treatment of glabellar frown lines.35

Response rates and patient satisfaction scores were

high in the BoNTA-ONA and BoNTA-INCO

treatment groups; adverse events were similar in

type and incidence in both groups. Comparative

studies of the two formulations in the treatment of

cervical dystonia and blepharospasm also demon-

strated that BoNTA-INCO and BoNTA-ONA were

equally effective.36,37

Similarities and Differences Between BoNTA

Formulations

Understanding the similarities and differences

between available BoNTA products enables more-

educated decisions about their usefulness in practice.

This section reviews current knowledge of the

commonalities and unique qualities of commercially

available BoNTA formulations. An overview of

basic information about the three formulations can

be found in Table 2.

Complex Structure

BoNTA-ONA, BoNTA-ABO, and BoNTA-INCO

are similar in fundamental ways. They are all BoNTA

TABLE 2. Commercially Available Botulinum Toxin Type A (BoNTA) Product Overview

OnabotulinumtoxinA AbobotulinumtoxinA IncobotulinumtoxinA

Brand Name BOTOX, BOTOX Cosmetic,

Vistabel, Vistabex

Dysport, Reloxin,

Azzalure

Xeomin, Bocouture

Manufacturer Allergan, Inc. Ipsen Merz Pharmaceuticals

Serotype & Strain A—Hall Strain A—Ipsen Strain A—Hall Strain

Complex molecular weight, kD 900 ~500–900 150

Unit activity in relation to

onabotulinumtoxinA

1:1 1:2–1:4 1:1

Stabilization Vacuum-dried Lyophilized Lyophilized

Storage before reconstitution Refrigerated (2–8°C) Refrigerated (2–8°C) Three storage options:

Room temperature

(20–25°C)Refrigerated (2–8°C)

Frozen (�20 to �10°C)

Shelf life before reconstitution 36 months Not specified 36 months

After reconstitution Store refrigerated for

up to 24 hours

Store refrigerated for

up to 4 hours

Store refrigerated for

up to 24 hours

Packaging (U/vial) 100 or 50 300 100 or 50

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and have the same basic mechanism of action. The

proprietary manufacturing process for each product

yields a unique formulation with intrinsic differ-

ences. Each formulation’s most basic difference is in

complex size and structure. BoNTA-ONA and

BoNTA-ABO are formulated as complexes, differing

from one another in size and composition. BoNTA-

INCO is unique in that it is the first BoNTA

formulated with no complexing proteins.

Diffusion and Spread

Much of the interest in the differences in complexes

between formulations is rooted in the premise that

the complex affects toxin movement from the site of

injection and thereby has a potential clinical effect.

This movement has been referred to as diffusion or

spread, and the availability of multiple BoNTA

products has created much discussion regarding these

terms and how different formulations compare.

To put it simply, all toxins diffuse upon injection,

because diffusion is a natural process to attain

equilibrium. Although a prevailing premise has been

that smaller complexes allow greater diffusion,

several studies have found no difference in diffusion

rate between formulations.38,39 During diffusion,

the toxin complex (if present) dissociates, and the

neurotoxin proteins begin to bind.

Spread is a clinical consideration distinct from

diffusion. Spread refers to the physical movement of

the injected product due in part to controllable

factors such as injection technique, choice of dilu-

tion volume, and needle length and gauge. Some

research has found that there are potential differ-

ences in the spread of various formulations,

regardless of controllable factors. A study of the

three commercially available formulations deter-

mined that BoNTA-ONA and BoNTA-INCO have

comparable spread (as determined by anhidrotic

halos) and that BoNTA-ABO has a greater spread.40

Other studies that compared the spread of BoNTA-

ABO and BoNTA-ONA have yielded varying

results, with some finding comparable spread

between the products41,42 and others finding that

BoNTA-ABO has greater spread than BoNTA-

ONA.43 Further research is necessary to clarify the

differences between study results and the nuances of

how formulations may differ in terms of spread.

Unit Potency

When it comes to comparing the different BoNTA

formulations, perhaps the most common practical

question has to do with units and dosages. Because

BoNT use in medicine originated with BoNTA-

ONA, the unit equivalencies of new formulations

are established in the context of BoNTA-ONA

potency, but simple conversions from one product to

the next are not evident with every formulation.

Because BoNTA formulations are unique products,

the injector must be clear on the appropriate dose

for the formulation being used.

Although regulatory agencies emphasize that the

units of different toxin preparations are not inter-

changeable because of proprietary manufacturing

processes and median lethal dose assays, evidence

from the literature clearly suggests that BoNTA-

ONA and BoNTA-INCO have a clinical equivalency

ratio of 1:1; that is, 1 U of BoNTA-INCO is

equivalent to 1 U of BoNTA-ONA. This equivalence

is convenient for injectors who are widely experi-

enced and comfortable with the use of BoNTA-

ONA in that it allows interchangeability of the two

formulations with less concern about inadvertent

overdosing.

Some research has called into question whether

BoNTA-INCO’s potency is truly equivalent to that

of BoNTA-ONA. A study by Moers-Carpi

compared results obtained from 30 U of BoNTA-

INCO with those from 20 U of BoNTA-ONA in the

glabellar region and found comparable clinical

results between the two treatments,44 but method-

ologic questions undermine the significance of this

finding. In an earlier study, Carruthers and Carru-

thers tested BoNTA-ONA in the glabella and were

unable to distinguish the results obtained from

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administration of 20, 30, and 40 U.45 This suggests

that the failure of the Moers-Carpi study to distin-

guish 20 U of BoNTA-ONA from 30 U of BoNTA-

INCO may not be due to a true difference between

the formulations’ potencies but rather to lack of

sensitivity of the method. Substantial other research

supports clinical equivalence at a 1:1 ratio between

these two formulations.35–37

BoNTA-ABO’s unit potency is difficult to compare

with those of other available formulations. The

equivalency ratio of BoNTA-ONA to BoNTA-ABO

is approximately 1:2 to 1:4,39,46,47 with expert

consensus publications recommending that injectors

unfamiliar with BoNTA-ABO apply a ratio of 1:2.5

to 1:3.48,49 The same ratio should be applied when

attempting conversions between BoNTA-INCO and

BoNTA-ABO. Regardless of formulation, optimal

outcomes depend on the injector’s understanding of

the product being used and the application of

professional judgment to the development of a

treatment plan that considers a range of product and

patient factors.

Stability and Storage

A significant differentiating factor for BoNTA-INCO

is its liberal storage requirement. Unopened vials

may be stored for 36 months at room temperature,

refrigerated, or frozen.34 Study of the formulation

has demonstrated its stability for up to 4 years at

room temperature and up to 6 months at 60°C.50

Unopened vials of BoNTA-ONA require refrigera-

tion but may be stored for up to 36 months.51

Similarly, unopened vials of BoNTA-ABO require

refrigeration; the manufacturer does not specify how

long the vial may be kept before use.33

All formulations require refrigeration after recon-

stitution.33,34,51 Manufacturer instructions state that

BoNTA-ONA and BoNTA-INCO are to be used

within 24 hours of reconstitution; BoNTA-ABO’s

manufacturer specifies 4 hours. In practice, physi-

cian experts report that reconstituted BoNTA may

be stored before use for longer periods with no

evident reduction in potency or increase in adverse

events.48,49,52,53 Studies confirm the clinical efficacy

and safety of BoNTA when used weeks or months

after reconstitution.54–58

Safety of BoNT

BoNT has a remarkable efficacy and safety profile

across many areas of medicine, but its popularity

may cause some healthcare providers and consumers

to forget that it is still a deadly neurotoxin—the

most powerful yet discovered. A discussion of

potential significant safety questions can help to

reestablish an awareness of BoNTA as a potent

therapeutic agent for use by educated physicians

who understand the product and patient factors that

may influence clinical outcomes.

Distant Spread

Distant spread is the unintended extension of BoNT

effect into areas noncontiguous to the injection site.

When considering issue, it is important to differen-

tiate spread from distant spread. Although BoNTA

injections can spread locally into areas adjacent to

the injection site (due primarily to controllable

factors, as discussed above), this rarely leads to

significant clinical concerns. Distant spread is asso-

ciated with higher-dose indications and may cause

life-threatening illness with symptoms consistent

with botulism. Hospitalizations and deaths attrib-

uted to botulism have been reported in ill and small-

for-dates children with cerebral palsy treated with

BoNT for muscle spasms and chronic spasticity, an

indication that typically uses doses as high as 25 U/

kg.59 Hospitalizations requiring ventilation have also

been reported in adults treated with BoNT (BoNTA-

ABO) for involuntary muscle movement and fre-

quent neck spasms, another group that may require

high doses.59 There have been no reports of distant

spread after the aesthetic use of any of the approved

BoNTA agents in normal healthy adults, but it is

important to remember this possibility when treating

patients with hyperhidrosis, for which the dose is

significantly higher than that used cosmetically.

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The potential safety outcomes of distant spread are

serious—enough so that the FDA took steps to

ensure that healthcare professionals and consumers

were well-aware of the associated risks. In April

2009, the agency announced requirements for

updated safety language in the prescribing instruc-

tions for all commercially available BoNT products,

as well as the requirement that manufacturers of

each formulation develop and implement Risk

Evaluation and Mitigation Strategies (REMS).60

The updated prescribing instructions included the

addition of a boxed warning about the risk of

serious adverse events due to distant spread. The

safety language and REMS are not indication

dependent; they are required for all products and all

indications. The FDA took additional steps to

reduce the risk of dosing errors by issuing unique

generic names for each commercially available

product and emphasizing that BoNT products are

not interchangeable.61

Immunoresistance

The risk of true immunoresistance with aesthetic use

of BoNTA is rare, but it behooves the injector to

understand the evidence behind this to ensure safe

long-term use of BoNTA products and to protect a

patient’s “responder” status. BoNTA immunoresis-

tance reports are largely based on the use of the

original batch of BoNTA-ONA (in use through

1997). The current batch of BoNTA-ONA has a

markedly lower protein load than the original and is

associated with less immunogenicity and a lower

rate of neutralizing antibody formation. Jankovic

and associates compared the incidence of antibody

formation between two groups of patients with

cervical dystonia: 42 treated exclusively with the

original batch of BoNTA-ONA and 119 treated

exclusively with the current batch.62 Four (9.5%)

patients treated with the original batch demon-

strated blocking antibodies, versus none of the

patients treated with the current batch (p < .004).

Naumann and associates conducted a meta-analysis

of antibody formation in five indications.63 The 16

clinical trials included in their analysis were con-

ducted between 1999 and 2007 and thus exclusively

used the current batch of BoNTA-ONA. Subjects

included in the analysis were antibody negative at

baseline. Across all indications, 11 of the 2,240

meta-analysis subjects (0.49%) converted from

antibody negative to antibody positive (through

mouse protection assay) at any follow-up visit, with

four (0.2%) remaining antibody positive at the final

posttreatment visit. Only three of the 11 antibody-

positive patients were clinically unresponsive to

BoNTA-ONA, highlighting the difficulty of corre-

lating antibody status with clinical response.

A few recent case reports describe isolated instances of

secondary nonresponse to BoNTA in the cosmetic

setting. Borodic reported a case in which a patient did

not respond to her fourteenth treatment with BoNT-

ONA (current lot) after 13 successful treatments.64

Neutralizing antibodies were detected, and she subse-

quently responded to treatment with BoNTB.

Similarly, Lee describes the case of a patient who did

not respond to her fifth treatment with BoNTA-ONA

(current lot) for masseteric hypertrophy; again,

neutralizing antibodies were detected.65 Recently,

Dressler reported fournewcasesof antibody formation

in patients who had received BoNTA-ABO (2

patients), BoNTA-ONA (1 patient), or both (1

patient).66 Dressler noted that although three of the

patients had risk factors for the development of

secondary nonresponse (e.g., booster injections,

increased immune system reactivity), one had no

apparent risk factors.

Neutralizing antibodies to BoNTA can be difficult

to detect using traditional assay methods because

of varying levels of specificity and sensitivity,67 as

results obtained during the evaluation of neutral-

izing antibody formation in subjects enrolled in the

BoNTA-ABO U.S. clinical trials for glabellar use

highlight. Five subjects (0.32% of study popula-

tion) tested positive for neutralizing antibodies

according to radioimmunoprecipitation assay; none

tested positive according to the mouse protection

assay.68

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Antibody formation was assessed in all U.S. clinical

studies of BoNTA-INCO for therapeutic indications.

Twelve subjects (1.1%) who were antibody negative

at baseline developed neutralizing antibodies during

the course of their respective study.69 None was

BoNT-na€ıve upon study entry, complicating

attempts to characterize the potential of antibody

formation with this formulation. In addition, those

who tested positive during the study had no detect-

able antibodies at the study’s conclusion.

Contraindications

Although BoNTA is safe, there are some contrain-

dications to its use. All commercially available

BoNTA products are contraindicated for use in

patients with a known hypersensitivity to BoNTA or

the components of the commercial formulation, and

in patients with an active infection at the injection

site.33,34,51 Beyond these absolute contraindications,

BoNTA use is cautioned in patients with neuro-

muscular disorders (including diseases of the neu-

romuscular junction) and in those who are receiving

concomitant treatment with agents that interfere

with neuromuscular transmission. Manufacturers

also caution against the possibility of drug interac-

tions with anticholinergic drugs. All FDA-approved

BoNTA products are classified pregnancy category

C, and their use should be avoided in patients who

are known to be pregnant or breastfeeding.

A Final Note on Safety

Serious safety problems associated with the aesthetic

use of BoNTA are rare. Complications and adverse

events after procedures are typically mild, transient,

and often preventable. Effective patient assessment

and pretreatment evaluation coupled with a

precise injection strategy helps ensure safe and

effective outcomes.

Select Current and Emerging Uses of BoNT

BoNT’s therapeutic applications have expanded

rapidly since its first approval in 1989. In this

section, we will briefly review some of its more

common applications, as well as promising

future uses.

Ophthalmology

BoNT has been used routinely in ophthalmology for 2

decades, mainly for the treatment of certain forms of

strabismus and benign essential blepharospasm.

Although surgery remains a cornerstone of strabis-

mus therapy, evidence suggests that BoNT and sur-

gery are comparable in their efficacy and safety.70,71

BoNT is a first-line therapy for blepharospasm

associated with facial dystonia. A 2005 literature

review of studies designed to evaluate the efficacy and

safety of BoNTA for blepharospasm found that this

therapy benefited approximately 90% of patients to

whom it was administered.72 A 2008 review found

BoNT to be the treatment of choice for blepharo-

spasm and hemifacial spasm.73

Dystonia

BoNT is considered one of themainstays of treatment

for most focal dystonias. One of the earliest and most

common uses of BoNT in clinical practice was to treat

the symptoms of cervical dystonia. In 1990, Jankovic

and Schwartz found that 71% of 205 patients treated

with injections of BoNTA-ONA for cervical dystonia

noted substantial improvement in neck movement.74

Of the 89 patients who reported pain, 76% reported

that the pain was almost completely relieved. Most

patients improved within 1 week of the injection.74

BoNTA is the first-choice treatment for primary

cranial or cervical dystonia and for other dystonias

such as writer’s cramp.75,76

Aesthetic

Perhaps no use of BoNT has garnered more atten-

tion than its use in aesthetic medicine. What started

as a simple treatment for glabellar lines has grown

into a flexible tool capable of producing dramatic

change in almost every area of the face.48,52,77–80

BoNTA is also extremely effective in combination

with other aesthetic modalities, such as dermal

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fillers, laser, skin resurfacing, and surgery.6,81–86

Specific aesthetic uses of BoNTA will be discussed in

Part II of this monograph.

Hyperhidrosis

Primary focal hyperhidrosis, particularly for the

axillae, palms, feet, and face, is one of the most

common conditions treated with BoNT. BoNTA has

been shown to safely and effectively reduce focal

sweating without major side effects87 and to mark-

edly improve quality of life.88,89 BoNTA-ONA is

approved for treatment of hyperhidrosis in the

United States.

Headache/Migraine

BoNT has been extensively studied as a possible

therapy for headache and migraine. Efficacy has not

been conclusively demonstrated with BoNT as a

treatment for tension-type headaches, but research

into migraine has yielded promising results. In the

first of two large-scale, phase III double-blind,

placebo-controlled clinical trials (Phase III REsearch

Evaluating Migraine Prophylaxis Therapy (PRE-

EMPT)-1), Aurora and colleagues demonstrated the

efficacy of BoNTA-ONA injections as a prophylactic

treatment in patients with chronic migraines.90

Patients were randomized to receive BoNTA-ONA

(155–195 U) or placebo injections into the head and

neck muscles. Results showed no significant differ-

ence for headache episodes, but there were statisti-

cally significant reductions in multiple headache

symptoms (headache day frequency, severity of

headache, and duration of headache) and improve-

ments in quality of life.90 A second clinical trial

(PREEMPT-2) of identical design also reported

improvements in headache day frequency and other

outcomes.91 BoNTA-ONA is approved in the United

States for prophylactic treatment of headaches in

adults with chronic migraines.

Urology

One of the most promising new indications for

BoNT is for the treatment of overactive bladder,

which affects approximately 16% of men and 17%

of women in the United States.92 Studies suggest that

BoNT injections significantly improve symptoms of

idiopathic overactive bladder by weakening the

activity of the neurogenic detrusor muscle or by

reducing afferent stimulation signals. A multicenter,

randomized, placebo-controlled trial with 275 sub-

jects demonstrated that BoNTA-ONA significantly

reduced urinary incontinence in patients with neu-

rogenic detrusor overactivity due to spinal cord

injury or multiple sclerosis.93 BoNTA-ONA was

recently approved by the FDA for treatment of

urinary incontinence in this population.

BoNT injections are also considered a potentially

effective therapy for benign prostatic hyperplasia

(BPH). In a 2008 literature review, Boy and

colleagues concluded that BoNTA injections into the

prostate improve peak flow rate, postvoid residual

volume, and prostate volume in a majority of

patients.94 Improvement was seen in patients with

varying degrees of BPH, and results lasted up to

12 months. No systemic side effects were reported,

nor did BoNTA affect sexual function.95 Several

large placebo-controlled trials of BoNTA in BPH are

under way.

Conclusion

Despite BoNT’s history and extensive use in medi-

cine for decades, it is our belief that we have only

scratched the surface of its potential. New formu-

lations, emerging uses, and continued research into

the science and uses of BoNTA will usher in

increasingly refined therapeutic approaches, as well

as exciting new applications that are perhaps

currently just a fantasy. Continued education is

important for physicians to optimize use of the agent

according to the most current evidence and

approaches. Part II of this piece, authored by our

colleagues Jean Carruthers, Nathalie Fournier,

Martina Kerscher, Javier Ruiz-Avila, and Ada

Trindade de Almeida, provides valuable insight

into contemporary approaches to aesthetic medicine

with BoNT.

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THE CONVERGENCE OF MEDICINE AND NEUROTOXINS

DERMATOLOGIC SURGERY508

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Address correspondence and reprint requests to: JonKaeuper, Fortis Spectrum, 5150 Palm Valley Road, Suite200, Ponte Vedra Beach, FL 32082, email: [email protected]

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