+ All Categories
Home > Documents > The Effects of Patient Handoff Characteristics on Subsequent...

The Effects of Patient Handoff Characteristics on Subsequent...

Date post: 27-Nov-2020
Category:
Upload: others
View: 1 times
Download: 0 times
Share this document with a friend
20
Academic Medicine, Vol. 87, No. 8 / August 2012 1105 Patient Handoffs The Effects of Patient Handoff Characteristics on Subsequent Care: A Systematic Review and Areas for Future Research Simon Foster, MSc, and Tanja Manser, PhD Abstract Through the patient handoff, responsibility, authority, and information about patients are exchanged between care providers 1 to ensure the continuity of patient care during shift changes and transfers of patients from one unit to another. Because patient handoffs are organizational interfaces, they affect patient safety and service quality. Thus, there is a causal link between handoff characteristics, such as information completeness, and outcomes, such as adverse events. 2,3 As the literature on patient handoffs grows, we question what we know about this causal relationship. Specifically, we ask (1) which handoff characteristics researchers have proved to be related to which outcomes, and (2) whether their study designs allow for causal inference. Several reviews on patient handoffs have been published recently. 4–9 Although these reviews provide valuable insights into the state of handoff research, an evidence- based overview of the causal relationships between handoff characteristics and outcomes is still lacking. Such an overview, however, is necessary for at least three reasons: 1. to make evidence-based decisions about which handoff characteristics should be changed to achieve the desired outcomes, 2. to document which aspects of handoffs have been studied and for which ones we lack understanding, and 3. to relate the examined handoff characteristics and outcomes to systematic theorizing on what characteristics are linked to which outcomes, by what mechanisms, and what conditions alter these relationships. 10,11 The first aim of our systematic review was to update and complement the existing reviews by assessing the empirical evidence on the relationships between handoff characteristics and outcomes. We did so by including the previous reviews in our new search of seven common databases. The second aim was to identify recurring methodological problems in previous research by examining the studies’ quality with particular regard to their potential for causal inference. We focused on patient handoffs within hospitals, including those between paramedics and the emergency department. We made no restrictions on study design, handoff characteristics, or outcomes to achieve our goal of providing an overview of the published research. We defined a handoff outcome as anything that (1) occurs after completion of the handoff and (2) is related to the patients who are handed off or their treatment (e.g., preventable adverse events or physician information recall after handoff). Thus, we did not consider changes in the handoff process, such as the amount of information omitted during handoff, as outcomes. As handoff characteristics, we included Purpose To summarize the available evidence about patient handoff characteristics and their impact on subsequent patient care in hospitals. Method In January and February 2011, the authors searched the Cochrane Central Register of Controlled Trials, PubMed, Embase, CINAHL, PsycINFO, ERIC, ISI Web of Science, and the reference lists of relevant articles to carry out their systematic review. They selected articles that (1) had patient handoffs in hospitals as their explicit research focus and (2) reported at least one statistical test of an association between a handoff characteristic and outcome. They assessed study quality using 11 quality indicators. Results The authors identified 18 articles reporting 37 statistical associations between a handoff characteristic and outcome. The only handoff characteristic investigated in more than one study was the use of a standardized handoff sheet. Seven of those 12 studies reported significant improvements after introduction of the sheet. Four of the 18 studies used a randomized controlled trial design. Conclusions Published research is highly diverse and idiosyncratic regarding the handoff characteristics and outcomes assessed and the methodologies used, so comparing studies and drawing general conclusions about the field are difficult endeavors. The quality of research on the topic is rather preliminary, and there is not yet enough research to inform evidence-based handoff strategies. Future research, then, should focus on research methods, which outcomes should be assessed, handoff characteristics beyond information transfer, mechanisms that link handoff characteristics and outcomes, and the conditions that moderate the characteristics’ effects. Mr. Foster is research associate, Center for Organizational and Occupational Sciences, ETH Zurich, Zurich, Switzerland. Dr. Manser is associate professor for industrial psychology and human factors, Department of Psychology, University of Fribourg, Fribourg, Switzerland. Correspondence should be addressed to Mr. Foster, ETH Zurich, Center for Organizational and Occupational Sciences, Kreuzplatz 5 (KPL G 6), 8032 Zurich, Switzerland; telephone: (+41) 44-632-06-16; e-mail: [email protected]h. Acad Med. 2012;87:1105–1124. First published online June 20, 2012 doi: 10.1097/ACM.0b013e31825cfa69
Transcript
Page 1: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Academic Medicine, Vol. 87, No. 8 / August 2012 1105

Patient Handoffs

The Effects of Patient Handoff Characteristics on Subsequent Care: A Systematic Review and Areas for Future ResearchSimon Foster, MSc, and Tanja Manser, PhD

Abstract

Through the patient handoff, responsibility, authority, and information about patients are exchanged between care providers1 to ensure the continuity of patient care during shift changes and transfers of patients from one unit to another. Because patient handoffs are organizational interfaces, they affect patient safety and service quality. Thus, there is a causal link between handoff characteristics, such as information completeness, and outcomes, such as adverse events.2,3 As the literature on patient handoffs grows, we question what we know about this causal relationship.

Specifically, we ask (1) which handoff characteristics researchers have proved to be related to which outcomes, and (2) whether their study designs allow for causal inference.

Several reviews on patient handoffs have been published recently.4–9 Although these reviews provide valuable insights into the state of handoff research, an evidence-based overview of the causal relationships between handoff characteristics and outcomes is still lacking. Such an overview, however, is necessary for at least three reasons:

1. to make evidence-based decisions about which handoff characteristics should be changed to achieve the desired outcomes,

2. to document which aspects of handoffs have been studied and for which ones we lack understanding, and

3. to relate the examined handoff characteristics and outcomes to systematic theorizing on what characteristics are linked to which outcomes, by what mechanisms, and what conditions alter these relationships.10,11

The first aim of our systematic review was to update and complement the existing reviews by assessing the empirical evidence on the relationships between handoff characteristics and outcomes. We did so by including the previous reviews in our new search of seven common databases. The second aim was to identify recurring methodological problems in previous research by examining the studies’ quality with particular regard to their potential for causal inference.

We focused on patient handoffs within hospitals, including those between paramedics and the emergency department. We made no restrictions on study design, handoff characteristics, or outcomes to achieve our goal of providing an overview of the published research. We defined a handoff outcome as anything that (1) occurs after completion of the handoff and (2) is related to the patients who are handed off or their treatment (e.g., preventable adverse events or physician information recall after handoff). Thus, we did not consider changes in the handoff process, such as the amount of information omitted during handoff, as outcomes. As handoff characteristics, we included

PurposeTo summarize the available evidence about patient handoff characteristics and their impact on subsequent patient care in hospitals.

MethodIn January and February 2011, the authors searched the Cochrane Central Register of Controlled Trials, PubMed, Embase, CINAHL, PsycINFO, ERIC, ISI Web of Science, and the reference lists of relevant articles to carry out their systematic review. They selected articles that (1) had patient handoffs in hospitals as their explicit research focus and (2) reported at least one statistical test of an association between a handoff characteristic and

outcome. They assessed study quality using 11 quality indicators.

ResultsThe authors identified 18 articles reporting 37 statistical associations between a handoff characteristic and outcome. The only handoff characteristic investigated in more than one study was the use of a standardized handoff sheet. Seven of those 12 studies reported significant improvements after introduction of the sheet. Four of the 18 studies used a randomized controlled trial design.

ConclusionsPublished research is highly diverse and idiosyncratic regarding the

handoff characteristics and outcomes assessed and the methodologies used, so comparing studies and drawing general conclusions about the field are difficult endeavors. The quality of research on the topic is rather preliminary, and there is not yet enough research to inform evidence-based handoff strategies. Future research, then, should focus on research methods, which outcomes should be assessed, handoff characteristics beyond information transfer, mechanisms that link handoff characteristics and outcomes, and the conditions that moderate the characteristics’ effects.

Mr. Foster is research associate, Center for Organizational and Occupational Sciences, ETH Zurich, Zurich, Switzerland.

Dr. Manser is associate professor for industrial psychology and human factors, Department of Psychology, University of Fribourg, Fribourg, Switzerland.

Correspondence should be addressed to Mr. Foster, ETH Zurich, Center for Organizational and Occupational Sciences, Kreuzplatz 5 (KPL G 6), 8032 Zurich, Switzerland; telephone: (+41) 44-632-06-16; e-mail: [email protected].

Acad Med. 2012;87:1105–1124. First published online June 20, 2012doi: 10.1097/ACM.0b013e31825cfa69

Page 2: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121106

anything that was present or happened during the handoff (e.g., the nature of the information transmission, characteristics of the patient handed off, or environmental conditions).

Method

In carrying out our review, we used the five-step protocol proposed by Karunananthan and colleagues12 as a framework. We summarize the core process of our article search and selection in Figure 1.

Step 1: Defining aims, search terms, and inclusion/exclusion criteria

We first defined the aims of our search as stated in the introduction. We then defined a set of search terms by combining those from previous reviews4,7–9 with two from Messam and

Pettifer’s5 work and “transition of care” and “care transition.” Our search then included the following search terms:

• handover,4,7–9 hand-over4,7,8;

• handoff,4,7–9 hand-off4,7–9;

• signout,4,7–9 sign out,4,7,8 sign-out4,7–9;

• signover,4,7,8 sign-over4,7,8;

• shift change9;

• shift report5,8;

• intershift report5,8;

• transition of care; and

• care transition.

Our inclusion criteria for article selection were that one of the search terms had to appear in the title, abstract, or text; patient handoff had to be the explicit, main research focus; and the studied

handoff had to take place within a single hospital or between paramedics and the hospital. Our exclusion criteria were that the article dealt with handoff as only one aspect of a broader topic of interest or with handoff between organizations or in a psychiatric setting.

Step 2: Searching databases and selecting articles based on title and abstract

In January and February 2011, we searched the Cochrane Central Register of Controlled Trials, PubMed, Embase, CINAHL, PsycINFO, ERIC, and ISI Web of Science for peer-reviewed journal articles and proceeding papers published through December 31, 2010. We entered our search terms in the databases’ “all fields” option and added a wildcard at the end of the search terms (e.g., handover*). We allowed search engines to include

Figure 1 Flowchart of article search and selection process in a systematic review of patient handoff characteristics and outcomes research published through December 31, 2010. The authors used the Cochrane Central Register of Controlled Trials, PubMed, Embase, CINAHL, PsycINFO, ERIC, ISI Web of Science, and relevant reference lists to identify the articles included in their analysis.

Page 3: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1107

their own search terms associated with ours, and we put search terms consisting of several words in quotation marks (e.g., “shift report”). We restricted our ISI Web of Science and PubMed searches to articles published in English.

Then, each author (S.F. and T.M.) independently selected a first group of articles based on title and abstract. We discarded only those articles that were rejected by both of us. Before starting the selection process, we calibrated our notion of the inclusion/exclusion criteria by jointly reviewing a random sample of 15 articles.

Step 3: Selecting articles based on full texts and identifying articles from reference list reviews

Next, we subjected the selected articles to a second round of selection based on the full text. To remove the vast number of anecdotal reports and comments in the handoff literature, we added an additional inclusion criterion: The article had to report at least one statistical test. We reviewed the full texts of the selected articles independently and used a consensus decision in case of disagreement.

After this second round of selection, we independently searched the reference lists of all the selected articles and of previous reviews.4–9 We retained every reference that one of us deemed important.

Step 4: Selecting articles from reference list reviews

We then compared the articles from our reference lists review with those that we had previously identified to remove duplicates. Next, we repeated the process of full-text selection described above in Step 3 for these new articles.

Step 5: Selecting the final articles and extracting the data

Finally, we subjected all the previously selected articles to a final selection process, extracted the relevant study characteristics, and rated the studies’ quality.

First, we extracted the handoff characteristics and outcomes from each article that were subjected to a test of statistical association, and we excluded those studies whose statistical tests did not refer to a handoff characteristic–outcome association. We chose an inductive approach to this extraction

because we are not aware of an existing list of possible handoff characteristics, and a previous list of handoff outcomes was too broad for our analysis.9 The first author (S.F.) completed the data extraction, and the second author (T.M.) cross-checked the results. As outlined in the introduction, to qualify as an outcome, a variable had to (1) occur after the completion of the handoff and (2) be related to the patient who was handed off. A handoff characteristic could be anything that was present or that happened during the handoff.

Second, we classified each handoff characteristic–outcome association according to the 11 indicators of study quality proposed by Buckley and colleagues.13 We scored each association with either a “0,” “0.5,” “1,” “unclear,” or “does not apply.” In addition, we extracted several study characteristics from each article, namely:

• the results for each tested association,

• the handoff sample,

• the study design,

• all variables statistically controlled for, and

• the dominant study purpose, as defined by Cook and colleagues14 (“description study” describing an intervention or what was done, “justification study” testing whether an intervention worked, or “clarification study” explaining how and why an intervention works).

The first author (S.F.) performed the classification of each article and the data extraction, and the second author (T.M.) cross-checked the results.

Results

We included a total of 18 articles reporting 37 statistical associations between a handoff characteristic and an outcome. Most of the studies (16 of 18; 89%) were predominantly justification studies. More important, only 2 (11%) were clarification studies aimed at model building and theorizing.15,16

Handoff characteristics and outcomes

Our results reflect a high heterogeneity in handoff characteristics and outcomes. List 1 includes all the handoff characteristics that were linked to an outcomes measure. Appendix 1 includes

a complete list of the final 18 articles and 37 statistical associations that we reviewed.

With the exception of standardized handoff sheets, other handoff characteristics were included in only one study each. Therefore, we could not summarize these results or draw general conclusions regarding these characteristics. We thus restricted the following summary to standardized handoff sheets. Because of the heterogeneity of the outcomes associated with handoff sheets, we did not perform a meta-analysis.

We classified all the studies of standardized handoff sheets in our analysis as justification studies. In 7 of the 12 justification studies, researchers found statistically significant improvements when comparing the outcomes of those handoffs that included a standardized handoff sheet with those that did not. These improvements included outcomes such as decreases in the number of dropped tasks,17 patient care items lost within 24 hours of the handoff,18 and patient information lost across consecutive handoffs19,20; increases in the retention of information by receiving clinicians21 and prevention of adverse events22; and a change in the number of transferrer interventions required after handoff and in the number of first doses of medication administered in a timely fashion.23 Researchers found these improvements in a variety of handoff situations, including shift handoffs between residents of various surgical services,17 shift handoffs between teams in a trauma/surgical intensive care unit (ICU),18 simulated ward shift handoffs between nurses,19 shift handoffs between physicians in a mixed surgical/medical ICU,21 shift handoffs between physicians in medical services,22 handoffs from an oncology and hematology unit to critical care units,23 and simulated otolaryngology ward shift handoffs between physicians.20

In addition, one study found a nonsignificant decrease in the number of postoperative, high-risk events after the handoff from the operating theater to the pediatric ICU.24 Another study found a significant decrease in the number of dropped tasks as self-perceived by night

Page 4: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121108

interns, and nonsignificant trends toward decreases in the numbers of dropped tasks and undesirable treatment actions by night interns as perceived by the day interns after reassuming responsibility for the patients.25

Besides these findings of improvements following the introduction of a standardized handoff sheet, one study failed to find any positive effects,26 and another actually found a significant increase in the unexpected changes in care and the number of errors when practitioners used formal data summaries for handoffs.27 Finally, one study found a significant decrease in patient length of stay but an almost significant increase in the time taken to the first medical intervention after handoff.28

Study quality

In general, the studies that we analyzed were heterogeneous, idiosyncratic, and not very well developed in methodological quality and study

reporting. To achieve the second aim of our review—to examine the studies’ potential for causal inference—we examined each for “control for confounding,” which we subdivided into control by study design and control by statistical means.

Control by study design. Four of the 18 studies used a randomized controlled trial (RCT) design, 3 of them in a simulated setting15,19,20 and 1 in a field experiment.26 One study used a case–control design,22 and another was a cohort study with a time delay between measurement of handoff characteristic and outcome.16 Of the remaining 12 studies, 11 used a pre-/posttest design without a comparison group, and 1 was a cross-sectional study.27 Of the 37 associations that we reviewed between a handoff characteristic and an outcome, 8 were tested through an RCT design.

Control by statistical means. Seven of the 14 non-RCT studies17,22–24,28–30 and 2

of the 4 RCT studies15,26 controlled for confounding through statistical means. Of the 6 pre-/posttest design studies that made use of statistical controlling, 4 did so by comparing confounders between treatment and control groups and ruling out a confounder when this test revealed no significant differences between the two groups.23,24,28,29 However, this practice relies on the problematic assumption that a nonsignificant P value implies that there is no clinically relevant difference between groups.31

Besides controlling for confounding, data collection methods were also heterogeneous and tied to the setting of the study. Six of the 18 studies relied at least partly on subjective hindsight measures.17,25–27,29,32 Studies using observer or reviewer data reported high variation in observer training, efforts to develop a systematic observation form, and pooling of observer judgments.15,16,18–24,28,30,33 Three of the 12 observer-based studies reported reliability of measures.15,16,22

Discussion

In this systematic review, we searched seven common databases for handoff literature and provided an overview of the handoff characteristics and outcomes that have been reported in the literature to date. For studies on standardized handoff sheets, we summarized the results of our review. In addition, we assessed the methodological quality of the studies in our analysis with a particular focus on the potential for causal inference.

All in all, our overview of handoff characteristics and outcomes shows that handoff research is highly diverse and idiosyncratic, so a comparison of different studies is difficult. Accordingly, we had trouble drawing general conclusions from our findings. This state of affairs presents a serious challenge to handoff researchers and practitioners because it is unclear what they can gain with certainty from previous studies to use when designing future research and improvement initiatives.

Our results are not conclusive regarding the benefits of standardized handoff sheets. Despite several studies reporting positive results, others found mixed results or failed to find positive effects, and one actually found a negative

List 1Overview of the Results of a Systematic Review of Studies Published Through December 31, 2010, That Linked a Handoff Characteristic to an Outcomes Mea-sure

Overview of handoff characteristics that have been studied in relation to one of the below outcomes

• Use versus no use of a standardized handoff sheet (12 studies)17–28

• Use versus no use of a mnemonic standardizing the topics to be discussed during handoff (1 study)29

• Use of other information management interventions during handoff (3 studies)30,32,33

• Description of the information being transferred during handoff (3 studies)15,20,33

• Behavior of teams during handoff (1 study)16

• Characteristics of the receiving clinician during handoff (1 study)21

• Characteristics of the patient handed off (1 study)33

• Impact of shift day times (1 study)21

Overview of handoff outcomes that have been studied in relation to one of the above characteristics

• Loss of patient care items (failure to mention item in subsequent handoff or failure to execute item)18–20

• Information recall and retention after handoff15,21,33

• Quality of care plan written down after handoff15

• Dropped tasks17,25

• Surprises (unexpected changes in care), deviations from expected care, undesirable treatment actions, errors, preventable adverse events, high-risk events, and rate of intensive care unit transfers17,22,24–27,29,32

• Rate of readmission within 72 hours of handoff30

• Number of transferrer interventions necessary after handoff23

• Number of medication first doses administered on time23

• Time to first intervention by receiving clinician28

• Patient length of stay28

• 30-day patient outcomes16

• Total hospital cost per patient30

Page 5: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1109

effect. We thus cannot offer hints on what would be an effective strategy for standardizing handoff sheets, because the studies that we reviewed each examined a separate sheet, and there were no clarification studies analyzing what makes a standardized handoff sheet (in)effective. In addition, we were unable to locate enough studies to compare the effects of handoff strategies other than standardized sheets (e.g., a mnemonic standardizing the topics to be discussed during handoff). Thus, we cannot provide clear, evidence-based guidance on effective handoff strategies based on our findings in this review.

However, our review did identify areas for future research in handoff outcomes. First, we found almost no clarification studies (with the exception of Dowding15 and Mazzocco and colleagues16) aimed at both model building and theorizing about which handoff characteristics (including standardization) impact which outcomes, how and why they do so, and what boundary conditions alter these impacts. It is such studies, however, that deepen our understanding of the patient handoff and its impact on outcomes by initiating an iterative “cycle of observation, formulation of a model or hypothesis to explain the results, prediction based on the model or hypothesis, and testing of the hypothesis, the results of which form the observations for the next cycle.”14 Second, because handoffs are complex and multifaceted, researchers should not exclusively focus on information transfer.34 Yet, this was the only characteristic for which we found more than one outcomes study.

We also found limitations to the methodologies in all the studies that we reviewed, echoing the concerns raised in previous reviews.7,8,11 In particular, controlling for confounding was poorly developed, and data collection methods varied highly. As a result, not only is drawing general conclusions from handoff studies hampered by the diversity in characteristics and outcomes described previously, but such conclusions are also less reliable from a methodological point of view.

Limitations

Although we took care to carry out this review in a systematic manner, using

extensive searches, there are several limitations to our study. First, the evidence that we summarize is mostly based on observational studies and studies without comparison groups. Therefore, our evidence summary for standardized handoff sheets may be limited by the lack of control in the reviewed studies. Second, although we included seven common databases, other databases may reveal further articles. Also, whereas we used an extensive set of search terms combined from previous reviews, we entered search terms in English only, and we restricted two searches (ISI Web of Science and PubMed) to English-language publications. Third, as in any review, there may be a publication bias toward positive results,11 and, thus, the picture that emerged of standardized handoff sheets may be more positive than in reality. Finally, our review had a clear focus—excluding all studies not assessing a handoff outcome. This focus was well suited for our purposes, but there are important and interesting handoff studies that we did not include in our review because they did not assess an outcome, so readers should not conclude that the community knows nothing more about handoffs than we have included here. There are a number of studies tapping into the complex nature of the handoff process,34–38 uncovering important dynamics that deserve future study.

Areas for future research

Several recommendations follow from our review. First, handoff characteristics other than standardized handoff sheets should be linked to outcomes. In particular, we recommend studying

• mnemonics standardizing the topics to be discussed during handoff instead of information content,29

• the relative importance of general medical facts versus case-specific assessments, such as anticipatory guidance39 and overall judgments of the patient,

• the characteristics of receiving clinicians,21 in particular their clinical expertise,

• the case complexity of patients handed off (e.g., triage status,33 diagnosis, severity of illness,22 comorbidities), and

• the nature of the interactions of the health care team.35,40

Second, handoff research should start with systematic theorizing and conducting clarification studies, as already recommended in the field of medical education research.14 This includes determining which outcomes are likely to be affected, by which handoff characteristics, through which mechanisms, and what moderating conditions are likely to alter the effects of handoff characteristics.10 For example, a standardized handoff sheet may decrease the number of laboratory tests and the number of consults required by increasing the completeness of the receiving clinician’s patient knowledge. At the same time, this positive effect may be observed in more experienced clinicians only, as they benefit from complete information while simultaneously being able to separate relevant from irrelevant information. Conversely, for less experienced clinicians, the handoff sheet could simply result in information overload.41 We can think of at least three classes of outcomes for such interventions that should be studied:

• clinical outcomes, such as preventable adverse events and patient complications,

• efficiency outcomes, such as total cost per patient, patient length of stay, or number of laboratory tests performed,42 and

• the quality of the receivers’ mental models after handoff, including knowledge of the patient’s current condition and history, knowledge of possible problems and complications, and plans for future care.

Finally, we recommend addressing some methodological issues concerning study designs and statistical control. Regarding justification studies and studies testing specific causal hypotheses derived from previous research, we need more studies using RCT designs and comparison groups. Researchers may consider using full-scale patient simulators to study handoff dynamics in a controlled and standardized way43 and pretest handoff sheets before changing field practices. Regarding clarification studies, future research should draw on the full range of research methods to tap into the complex nature of handoff characteristics and their impacts on subsequent care.14 We still see a need for qualitative and

Page 6: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121110

observational studies describing how and why handoff characteristics impact particular outcomes. Such studies provide the basis for deriving and testing specific causal hypotheses and for designing informed interventions.

As a means of statistical control, we recommend using multivariate techniques, such as multiple regression. Such techniques not only effectively control for confounding but also reveal how variables, such as the patient’s condition or physician’s expertise, impact the outcome relative to handoff effects. At least two classes of control variables—the transferring and receiving clinicians’ expertise and the patients’ conditions such as type of diagnosis, severity of illness, and comorbidities—are likely to be important across a variety of handoff situations.

Conclusions

Handoff research is highly diverse, so drawing general conclusions from the published literature is a difficult endeavor. In addition, the quality of the published research on the topic is rather preliminary, and there is not yet enough evidence to inform evidence-based handoff strategies. Future research, then, should pay more attention to research methods, which handoff outcomes should be assessed, handoff characteristics beyond information transfer, mechanisms that link handoff characteristics and outcomes, and the conditions that moderate the characteristics’ effects.

Acknowledgments: The authors wish to thank Professor Theo Wehner for his support of this review and the three anonymous reviewers for their helpful comments.

Funding/Support: This review was supported by internal funds from the Center for Organiza-tional and Occupational Sciences, ETH Zurich. No external funding was received.

Other disclosures: None.

Ethical approval: None.

References 1 Borowitz SM, Waggoner-Fountain LA, Bass

EJ, Sledd RM. Adequacy of information transferred at resident sign-out (in-hospital handover of care): A prospective survey. Qual Saf Health Care. 2008;17:6–10.

2 Cheung DS, Kelly JJ, Beach C, et al. Section of Quality Improvement and Patient Safety, American College of Emergency Physicians. Improving handoffs in the emergency

department. Ann Emerg Med. 2010;55: 171–180.

3 Greenberg CC, Regenbogen SE, Studdert DM, et al. Patterns of communication breakdowns resulting in injury to surgical patients. J Am Coll Surg. 2007;204:533–540.

4 Riesenberg LA, Leitzsch J, Little BW. Systematic review of handoff mnemonics literature. Am J Med Qual. 2009;24:196–204.

5 Messam K, Pettifer A. Understanding best practice within nurse intershift handover: What suits palliative care? Int J Palliat Nurs. 2009;15:190–196.

6 Strople B, Ottani P. Can technology improve intershift report? What the research reveals. J Prof Nurs. 2006;22:197–204.

7 Riesenberg LA, Leitzsch J, Massucci JL, et al. Residents’ and attending physicians’ handoffs: A systematic review of the literature. Acad Med. 2009;84:1775–1787.

8 Riesenberg LA, Leisch J, Cunningham JM. Nursing handoffs: A systematic review of the literature. Am J Nurs. 2010;110:24–34.

9 Arora VM, Manjarrez E, Dressler DD, Basaviah P, Halasyamani L, Kripalani S. Hospitalist handoffs: A systematic review and task force recommendations. J Hosp Med. 2009;4:433–440.

10 Kraemer HC, Wilson GT, Fairburn CG, Agras WS. Mediators and moderators of treatment effects in randomized clinical trials. Arch Gen Psychiatry. 2002;59:877–883.

11 Woodward HI, Mytton OT, Lemer C, et al. What have we learned about interventions to reduce medical errors? Annu Rev Public Health. 2010;31:479–497.

12 Karunananthan S, Wolfson C, Bergman H, Béland F, Hogan DB. A multidisciplinary systematic literature review on frailty: Overview of the methodology used by the Canadian Initiative on Frailty and Aging. BMC Med Res Methodol. 2009;9:68.

13 Buckley S, Coleman J, Davison I, et al. The educational effects of portfolios on undergraduate student learning: A Best Evidence Medical Education (BEME) systematic review. BEME guide no. 11. Med Teach. 2009;31:282–298.

14 Cook DA, Bordage G, Schmidt HG. Description, justification and clarification: A framework for classifying the purposes of research in medical education. Med Educ. 2008;42:128–133.

15 Dowding D. Examining the effects that manipulating information given in the change of shift report has on nurses’ care planning ability. J Adv Nurs. 2001;33: 836–846.

16 Mazzocco K, Petitti DB, Fong KT, et al. Surgical team behaviors and patient outcomes. Am J Surg. 2009;197:678–685.

17 Wayne JD, Tyagi R, Reinhardt G, et al. Simple standardized patient handoff system that increases accuracy and completeness. J Surg Educ. 2008;65:476–485.

18 Stahl K, Palileo A, Schulman CI, Wilson K, Augenstein J, Kiffin C. Enhancing patient safety in the trauma/surgical intensive care unit. J Trauma. 2009;67:430–433.

19 Pothier D, Monteiro P, Mooktiar M, Shaw A. Pilot study to show the loss of important data in nursing handover. Br J Nurs. 2005;14:1090–1093.

20 Bhabra G, Mackeith S, Monteiro P, Pothier DD. An experimental comparison of

handover methods. Ann R Coll Surg Engl. 2007;89:298–300.

21 Pickering BW, Hurley K, Marsh B. Identification of patient information corruption in the intensive care unit: Using a scoring tool to direct quality improvements in handover. Crit Care Med. 2009;37: 2905–2912.

22 Petersen LA, Orav EJ, Teich JM, O’Neil AC, Brennan TA. Using a computerized sign-out program to improve continuity of inpatient care and prevent adverse events. Jt Comm J Qual Improv. 1998;24:77–87.

23 Coutsouvelis J, Corallo CE, Dooley MJ, Foo J, Whitfield A. Implementation of a pharmacist-initiated pharmaceutical handover for oncology and haematology patients being transferred to critical care units. Support Care Cancer. 2010;18:811–816.

24 Zavalkoff SR, Razack SI, Lavoie J, Dancea AB. Handover after pediatric heart surgery: A simple tool improves information exchange. Pediatr Crit Care Med. 2011;12:309–313.

25 Salerno SM, Arnett MV, Domanski JP. Standardized sign-out reduces intern perception of medical errors on the general internal medicine ward. Teach Learn Med. 2009;21:121–126.

26 Van Eaton EG, McDonough K, Lober WB, Johnson EA, Pellegrini CA, Horvath KD. Safety of using a computerized rounding and sign-out system to reduce resident duty hours. Acad Med. 2010;85:1189–1195.

27 Philibert I. Use of strategies from high-reliability organisations to the patient hand-off by resident physicians: Practical implications. Qual Saf Health Care. 2009;18:261–266.

28 Ryan S, O’Riordan JM, Tierney S, Conlon KC, Ridgway PF. Impact of a new electronic handover system in surgery. Int J Surg. 2011;9:217–220.

29 Rüdiger-Stürchler M, Keller DI, Bingisser R. Emergency physician intershift handover—Can a dINAMO checklist speed it up and improve quality? Swiss Med Wkly. 2010;140:w13085.

30 Hess DR, Tokarczyk A, O’Malley M, Gavaghan S, Sullivan J, Schmidt U. The value of adding a verbal report to written handoffs on early readmission following prolonged respiratory failure. Chest. 2010;138:1475–1479.

31 Gardner MJ, Altman DG. Confidence intervals rather than P values: Estimation rather than hypothesis testing. Br Med J (Clin Res Ed). 1986;292:746–750.

32 Horwitz LI, Parwani V, Shah NR, et al. Evaluation of an asynchronous physician voicemail sign-out for emergency department admissions. Ann Emerg Med. 2009;54:368–378.

33 Scott LA, Brice JH, Baker CC, Shen P. An analysis of paramedic verbal reports to physicians in the emergency department trauma room. Prehosp Emerg Care. 2003;7:247–251.

34 Manser T, Foster S, Gisin S, Jaeckel D, Ummenhofer W. Assessing the quality of patient handoffs at care transitions. Qual Saf Health Care. 2010;19:e44.

35 Apker J, Mallak LA, Applegate EB 3rd, et al. Exploring emergency physician-hospitalist handoff interactions: Development of the

Page 7: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1111

Handoff Communication Assessment. Ann Emerg Med. 2010;55:161–170.

36 Horwitz LI, Meredith T, Schuur JD, Shah NR, Kulkarni RG, Jenq GY. Dropping the baton: A qualitative analysis of failures during the transition from emergency department to inpatient care. Ann Emerg Med. 2009;53:701–710.e4.

37 Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. What are covering doctors told about their patients? Analysis of sign-out among internal medicine house

staff. Qual Saf Health Care. 2009;18: 248–255.

38 Kerr MP. A qualitative study of shift handover practice and function from a socio-technical perspective. J Adv Nurs. 2002;37:125–134.

39 Horwitz LI, Moin T, Krumholz HM, Wang L, Bradley EH. Consequences of inadequate sign-out for patient care. Arch Intern Med. 2008;168:1755–1760.

40 Wears RL, Perry SJ. Discourse and process analyses of shift change handoffs in

emergency departments. Proc Hum Fact Ergon Soc Annu Meet. 2010;54:953–956.

41 Kalyuga S. Expertise reversal effect and its implications for learner-tailored instruction. Educ Psychol Rev. 2007;19:509–539.

42 Lofgren RP, Gottlieb D, Williams RA, Rich EC. Post-call transfer of resident responsibility: Its effect on patient care. J Gen Intern Med. 1990;5:501–505.

43 Manser T, Foster S. Effective handover communication: An overview of research and improvement efforts. Best Pract Res Clin Anaesthesiol. 2011;25:181–191.

Page 8: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121112

App

endi

x 1

Co

mp

aris

on

of

37 S

tati

stic

al A

sso

ciat

ion

s B

etw

een

Pat

ien

t H

and

off

Ch

arac

teri

stic

s

and

Ou

tco

mes

Rep

ort

ed in

18

Stu

die

s Id

enti

fied

in a

Sys

tem

atic

Rev

iew

of

the

Lite

ratu

re P

ub

lish

ed T

hro

ug

h D

ecem

ber

31,

201

0

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Sta

nd

ard

ized

han

do

ff s

heet

Bhab

ra e

t al

, 20

0720

Stan

dard

ized

han

doff

she

et

vers

us v

erba

l (w

ithou

t no

te t

akin

g) v

ersu

s w

ritte

n (v

erba

l + n

ote

taki

ng)

Num

ber

of d

ata

poin

ts

reta

ined

aft

er t

he fi

fth

(of

5) c

onse

cutiv

e ha

ndof

f

5 si

mul

ated

ot

olar

yngo

logy

war

d sh

ift h

ando

ffs

betw

een

seni

or h

ouse

offi

cers

; ea

ch h

ando

ff c

over

ed

12 p

atie

nts.

Stan

dard

ized

han

doff

sh

eet

prod

uced

alm

ost-

com

plet

e in

form

atio

n re

tent

ion

(79

of 8

0;

98.7

5%),

whe

reas

w

ritte

n ha

ndof

f le

d to

in

form

atio

n lo

ss (6

8.5

of 8

0; 8

5.6%

), an

d ve

rbal

han

doff

led

to

an a

lmos

t-co

mpl

ete

loss

of

info

rmat

ion

(2

of

80; 2

.5%

).

Shee

t ve

rsus

not

e ta

king

: OR

= 1

3.26

(1

.68–

104.

99),

P

< .0

5; s

heet

ver

sus

verb

al o

nly:

OR

= 3

081

(273

.75–

346

76.2

7),

P <

.001

80

1

Cou

tsou

velis

et

al,

2010

23St

anda

rdiz

ed h

ando

ff s

heet

w

ith v

erba

l del

iver

yN

umbe

r of

tra

nsfe

rrin

g ph

arm

acis

t in

terv

entio

ns

requ

ired

afte

r ha

ndof

f

52 b

etw

een-

units

ha

ndof

fs f

rom

an

onc

olog

y an

d he

mat

olog

y un

it to

cr

itica

l car

e un

its (3

0 ha

ndof

fs b

efor

e an

in

terv

entio

n, 2

2 af

ter)

. Pa

tient

s w

ere

hand

ed

off

from

clin

ical

ph

arm

acis

ts t

o cr

itica

l ca

re m

edic

al s

taff

.

Redu

ctio

n of

spe

cific

tr

ansf

erre

r in

terv

entio

ns

nece

ssar

y fr

om 3

0 of

30

(100

%) c

ases

bef

ore

stan

dard

izat

ion

and

15

of 2

2 (6

8%) a

fter

.

Cra

mer

V =

0.4

6 (0

.19–

0.73

), P

= .0

016.

51

0

Tota

l num

ber

of

requ

ired

spec

ific

tran

sfer

rer

inte

rven

tions

dr

oppe

d fr

om

144

to 2

6 af

ter

stan

dard

izat

ion.

P <

.000

1

Mea

n nu

mbe

rs o

f re

quire

d sp

ecifi

c tr

ansf

erre

r in

terv

entio

ns

per

hand

off

drop

ped

from

4.8

0 to

1.1

8 af

ter

stan

dard

izat

ion.

P <

.000

1

At

the

sam

e tim

e,

the

rate

of

othe

r in

terv

entio

ns n

ot

cove

red

in t

he h

ando

ff

shee

t di

d no

t ch

ange

.

(App

endi

x C

ontin

ues)

Page 9: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1113

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Cou

tsou

velis

et

al,

2010

23St

anda

rdiz

ed h

ando

ff s

heet

w

ith v

erba

l del

iver

yFi

rst

dose

of

med

icat

ion

adm

inis

tere

d on

tim

e52

bet

wee

n-un

its

hand

offs

fro

m

an o

ncol

ogy

and

hem

atol

ogy

unit

to

criti

cal c

are

units

(30

hand

offs

bef

ore

an

inte

rven

tion,

22

afte

r).

Patie

nts

wer

e ha

nded

of

f fr

om c

linic

al

phar

mac

ists

to

criti

cal

care

med

ical

sta

ff.

Prei

nter

vent

ion,

22

of 3

0 (7

3%) p

atie

nts

had

at le

ast

1 sp

ecifi

c th

erap

y ad

min

iste

red

mor

e th

an 6

hou

rs

afte

r it

was

due

; onl

y 2

of 2

2 (9

%) p

atie

nts

had

such

a d

elay

aft

er

stan

dard

izat

ion.

OR

= 2

7.5

(5.2

1–14

5.16

), P

< .0

001

6.5

10

Pete

rsen

et

al,

1998

22St

anda

rdiz

ed s

ign-

out

shee

tN

umbe

r of

pre

vent

able

ad

vers

e ev

ents

Shift

han

doff

s in

m

edic

al s

ervi

ces

(gen

eral

med

icin

e,

inte

nsiv

e ca

re u

nit

[ICU

], ca

rdio

logy

), in

clud

ing

inte

rns

and

resi

dent

s. P

reve

ntab

le

adve

rse

even

ts, n

ot

hand

offs

, in

6,89

3 pa

tient

s ar

e sa

mpl

ed.

Cro

ss-c

over

age

sign

ifica

ntly

incr

ease

d th

e lik

elih

ood

of a

pr

even

tabl

e ad

vers

e ev

ent

durin

g th

e ba

selin

e pe

riod

but

not

sign

ifica

ntly

aft

er

the

intr

oduc

tion

of t

he

com

pute

rized

sig

n-ou

t sh

eet.

Base

line

perio

d:

OR

= 5

.2 (1

.5–1

8.2)

,

P <

.01;

inte

rven

tion

perio

d:

OR

= 1

.5 (0

.2–9

.0),

P =

.68

71

0

Phili

bert

, 20

0927

Form

al d

ata

sum

mar

yN

umbe

r of

sur

pris

es

(une

xpec

ted

chan

ges

in

care

) as

repo

rted

by

the

clin

icia

n w

ho r

ecei

ved

the

patie

nt a

t th

e en

d of

shi

ft

Shift

han

doff

s am

ong

resi

dent

s fr

om

inte

rnal

med

icin

e,

obst

etric

s–gy

neco

logy

, pe

diat

rics,

and

sur

gery

. 86

res

iden

ts c

ompl

eted

42

6 su

rvey

s as

rec

eive

rs

in s

hift

han

doff

s.

Use

of

sum

mar

ies

was

ass

ocia

ted

with

incr

ease

d O

R fo

r su

rpris

es.

The

asso

ciat

ion

disa

ppea

red,

how

ever

, w

hen

surg

ery

resi

dent

s,

who

rep

orte

d fe

w

erro

rs a

nd u

sed

no

data

sum

mar

ies,

wer

e ex

clud

ed f

rom

the

an

alys

is.

OR

= 7

.16

(1.8

7–27

.31)

,

P =

.001

61

0

Phili

bert

, 20

0927

Form

al d

ata

sum

mar

yN

umbe

r of

err

ors

attr

ibut

ed t

o ha

ndof

f as

re

port

ed b

y th

e cl

inic

ian

who

rec

eive

d th

e pa

tient

at

the

end

of

shift

Shift

han

doff

s am

ong

resi

dent

s fr

om

inte

rnal

med

icin

e,

obst

etric

s–gy

neco

logy

, pe

diat

rics,

and

sur

gery

. 86

res

iden

ts c

ompl

eted

42

6 su

rvey

s as

rec

eive

rs

in s

hift

han

doff

s.

Use

of

sum

mar

ies

was

ass

ocia

ted

with

in

crea

sed

OR

for

erro

rs. T

he a

ssoc

iatio

n di

sapp

eare

d, h

owev

er,

whe

n su

rger

y re

side

nts,

w

ho r

epor

ted

few

er

rors

and

use

d no

da

ta s

umm

arie

s, w

ere

excl

uded

fro

m t

he

anal

ysis

.

OR

= 7

.68

(2.4

9–23

.63)

,

P <

.001

61

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 10: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121114

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Pick

erin

g

et a

l, 20

0921

Stan

dard

ized

han

doff

she

etPa

tient

info

rmat

ion

(phy

siol

ogic

al s

tatu

s,

diag

nosi

s) r

etai

ned

by t

he c

linic

ian

who

re

ceiv

ed t

he p

atie

nt

with

in 1

hou

r of

han

doff

(u

sing

all

note

s an

d re

fere

nce

mat

eria

ls

gath

ered

dur

ing

hand

off)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

Perc

enta

ge o

f in

form

atio

n po

ints

co

rrec

tly r

etai

ned

incr

ease

d si

gnifi

cant

ly

afte

r st

anda

rdiz

atio

n (m

edia

n pe

rcen

tage

79

.07

vers

us 8

3.72

, ra

nge

of p

erce

ntag

es

27.9

1–97

.67

vers

us

51.1

6–10

0).

r =

0.1

7, P

< .0

56

10

Pick

erin

g

et a

l, 20

0921

Stan

dard

ized

han

doff

she

etPa

tient

info

rmat

ion

abou

t ph

ysio

logi

cal

stat

us r

etai

ned

by t

he

clin

icia

n w

ho r

ecei

ved

the

patie

nt w

ithin

1

hour

of

hand

off

(usi

ng

all n

otes

and

ref

eren

ce

mat

eria

ls g

athe

red

durin

g ha

ndof

f)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

3 of

21

poin

ts

of p

hysi

olog

ical

st

atus

info

rmat

ion

(whi

te b

lood

cel

l, ch

est

radi

ogra

ph,

and

rhyt

hm) w

ere

sign

ifica

ntly

bet

ter

reta

ined

aft

er

stan

dard

izat

ion.

Whi

te b

lood

cel

l:

P <

.05

Che

st r

adio

grap

h:

P <

.001

Rhyt

hm: P

< .0

01

52

0

Pick

erin

g

et a

l, 20

0921

Stan

dard

ized

han

doff

she

etPa

tient

info

rmat

ion

abou

t di

agno

sis

(adm

issi

on d

iagn

osis

, re

ason

for

ref

erra

l, IC

U

diag

nosi

s, a

cqui

red

diag

nosi

s) r

etai

ned

by t

he c

linic

ian

who

re

ceiv

ed t

he p

atie

nt

with

in 1

hou

r of

han

doff

(u

sing

all

note

s an

d re

fere

nce

mat

eria

ls

gath

ered

dur

ing

hand

off)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

Sign

ifica

ntly

mor

e di

agno

sis

info

rmat

ion

was

cor

rect

ly r

etai

ned

afte

r st

anda

rdiz

atio

n.

Cra

mer

V =

0.1

4 (0

.00

– 0.

23),

P =

.027

6.5

10

Poth

ier

et a

l, 20

0519

Stan

dard

ized

han

doff

she

et

vers

us v

erba

l (w

ithou

t no

te t

akin

g) v

ersu

s w

ritte

n (v

erba

l + n

ote

taki

ng)

Dat

a lo

st a

fter

the

fif

th (o

f 5)

con

secu

tive

hand

off

5 si

mul

ated

war

d sh

ift

hand

offs

bet

wee

n nu

rses

; eac

h ha

ndof

f co

vere

d 12

pat

ient

s.

Stan

dard

ized

han

doff

sh

eets

had

less

dat

a lo

ss (0

of

84) t

han

writ

ten

(58

of 8

4).

Cra

mer

V =

0.7

3 (0

.58–

0.88

), P

< .0

017

11

Stan

dard

ized

han

doff

sh

eets

had

less

dat

a lo

ss (0

of

84) t

han

verb

al (8

4 of

84)

.

Cra

mer

V =

1.0

0 (0

.85–

1.00

), P

< .0

01

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 11: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1115

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Ryan

et

al,

2011

28St

anda

rdiz

ed h

ando

ff s

heet

Patie

nts’

leng

ths

of s

tay

88 s

hift

han

doff

s am

ong

surg

ical

tea

ms,

co

mpr

isin

g su

rgic

al

cons

ulta

nts,

reg

istr

ars,

an

d se

nior

hou

se

offic

ers,

in a

n ac

cide

nt

and

emer

genc

y de

part

men

t (4

7 ha

ndof

fs b

efor

e an

in

terv

entio

n, 4

1 af

ter)

.

Patie

nts’

leng

ths

of

stay

wer

e si

gnifi

cant

ly

shor

ter

afte

r in

trod

uctio

n of

the

st

anda

rdiz

ed h

ando

ff

shee

t.

P =

.047

5.5

20

Ryan

et

al,

2011

28St

anda

rdiz

ed h

ando

ff s

heet

Tim

e ta

ken

until

firs

t in

terv

entio

n (C

T sc

an

is t

he o

nly

inte

rven

tion

cons

ider

ed)

88 s

hift

han

doff

s am

ong

surg

ical

tea

ms,

co

mpr

isin

g su

rgic

al

cons

ulta

nts,

reg

istr

ars,

an

d se

nior

hou

se

offic

ers,

in a

n ac

cide

nt

and

emer

genc

y de

part

men

t (4

7 ha

ndof

fs b

efor

e an

in

terv

entio

n, 4

1 af

ter)

.

No

sign

ifica

nt

diff

eren

ce in

tim

e ta

ken

to fi

rst

inte

rven

tion.

Th

e tr

end,

how

ever

, w

as in

the

opp

osite

di

rect

ion

(mea

n of

21

.2 h

ours

bef

ore

vers

us 2

8.2

hour

s af

ter

stan

dard

izat

ion)

.

Coh

en d

= 0

.12,

P

= .0

594

20

Sale

rno

et a

l, 20

0925

Stan

dard

ized

sig

n-ou

t sh

eet

Nig

ht in

tern

s’ s

elf-

perc

eptio

ns o

f at

leas

t 1

drop

ped

task

aft

er e

nd

of s

hift

Shift

han

doff

s in

a

gene

ral m

edic

ine

war

d; 3

4 in

tern

s fr

om

inte

rnal

med

icin

e,

psyc

hiat

ry, a

nd f

amily

m

edic

ine

resi

denc

ies,

an

d a

tran

sitio

nal

inte

rnsh

ip c

ompl

eted

18

6 ha

ndof

f su

rvey

s be

fore

an

inte

rven

tion

and

130

afte

r.

Non

sign

ifica

nt t

rend

to

war

d fe

wer

dro

pped

ta

sks

from

16%

of

sam

pled

shi

fts

befo

re t

o 8%

aft

er

stan

dard

izat

ion.

P =

.21

7.5

00

Sale

rno

et a

l, 20

0925

Stan

dard

ized

sig

n-ou

t sh

eet

Day

inte

rns’

per

cept

ions

, af

ter

reta

king

ove

r a

patie

nt w

ho h

ad b

een

hand

ed o

ff t

he d

ay

befo

re, o

f ni

ght

inte

rns’

ac

tions

as

unde

sira

ble

on

1 or

mor

e pa

tient

s

Shift

han

doff

s in

a

gene

ral m

edic

ine

war

d; 3

4 in

tern

s fr

om

inte

rnal

med

icin

e,

psyc

hiat

ry, a

nd f

amily

m

edic

ine

resi

denc

ies,

an

d a

tran

sitio

nal

inte

rnsh

ip c

ompl

eted

18

6 ha

ndof

f su

rvey

s be

fore

an

inte

rven

tion

and

130

afte

r.

Non

sign

ifica

nt

tren

d to

war

d fe

wer

un

desi

rabl

e ac

tions

by

nig

ht in

tern

s fr

om

19%

of

sam

pled

shi

fts

befo

re t

o 8%

aft

er

stan

dard

izat

ion.

P =

.14

70

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 12: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121116

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Sale

rno

et a

l, 20

0925

Stan

dard

ized

sig

n-ou

t sh

eet

Day

inte

rns’

per

cept

ions

, af

ter

reta

king

ove

r a

patie

nt w

ho h

ad b

een

hand

ed o

ff t

he d

ay

befo

re, t

hat

the

nigh

t in

tern

dro

pped

at

leas

t 1

task

Shift

han

doff

s in

a

gene

ral m

edic

ine

war

d; 3

4 in

tern

s fr

om

inte

rnal

med

icin

e,

psyc

hiat

ry, a

nd f

amily

m

edic

ine

resi

denc

ies,

an

d a

tran

sitio

nal

inte

rnsh

ip c

ompl

eted

18

6 ha

ndof

f su

rvey

s be

fore

an

inte

rven

tion

and

130

afte

r.

Sign

ifica

ntly

few

er

task

s dr

oppe

d by

ni

ght

inte

rns

from

27

% o

f sa

mpl

ed s

hift

s be

fore

to

9% a

fter

st

anda

rdiz

atio

n.

P =

.001

80

0

Stah

l et

al,

2009

18St

anda

rdiz

ed h

ando

ff

chec

klis

tN

umbe

r of

pat

ient

ca

re it

ems

lost

in t

he

24 h

ours

aft

er h

ando

ff

(fai

lure

to

men

tion

item

in

sub

sequ

ent

hand

off

or

failu

re t

o ex

ecut

e ite

m)

Shift

han

doff

s in

a

trau

ma/

surg

ical

IC

U a

mon

g te

ams

cons

istin

g of

inte

rns,

re

side

nts,

fel

low

s, a

nd

1 at

tend

ing

trau

ma

surg

eon;

not

sta

ted

how

man

y te

ams

part

icip

ated

or

how

m

any

of t

he e

xist

ing

team

s w

ere

stud

ied.

Perc

enta

ge o

f lo

st it

ems

(info

rmat

ion;

exe

cutio

n)

decr

ease

d fr

om 2

0.1%

be

fore

sta

ndar

diza

tion

(61

of 3

03 o

bser

ved

item

s) t

o 3.

6% a

fter

(1

4 of

386

).

OR

= 6

.70

(3.6

7–12

.24)

, P =

.000

16

10

Sam

e re

sult

reco

rded

for

sev

eral

su

bcat

egor

ies

of

patie

nt c

are

item

s.

OR

= 4

.10–

12.9

9,

P =

.000

1– .0

43

Van

Eato

n et

al

, 201

026In

trod

uctio

n of

a

com

pute

rized

sig

n-ou

t sy

stem

(with

prin

ted

sign

-ou

t sh

eets

)

Num

ber

of d

evia

tions

fr

om e

xpec

ted

care

du

ring

cros

s-co

vera

ge

Shift

han

doff

s am

ong

resi

dent

s w

ithin

in

tern

al m

edic

ine

and

gene

ral s

urge

ry t

eam

s in

2 d

iffer

ent

hosp

itals

. In

a t

otal

of

1,36

5 ha

ndof

f se

ssio

ns, 8

,018

ha

ndof

fs w

ere

carr

ied

out

in t

he in

terv

entio

n gr

oup

and

7,57

9 in

th

e co

ntro

l gro

up. U

nit

type

not

men

tione

d.

No

sign

ifica

nt

diff

eren

ces

foun

d be

twee

n co

ntro

l and

in

terv

entio

n gr

oups

(m

ean

num

ber

of

inci

dent

s pe

r te

am w

as

6.0

for

cont

rol g

roup

an

d 6.

6 fo

r in

terv

entio

n gr

oup)

.

Coh

en d

= −

0.18

, P

= .6

68.

51

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 13: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1117

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Van

Eato

n et

al

, 201

026In

trod

uctio

n of

a

com

pute

rized

sig

n-ou

t sy

stem

(with

prin

ted

sign

-ou

t sh

eets

)

Num

ber

of m

edic

al

erro

rs (s

ubse

t of

de

viat

ions

fro

m e

xpec

ted

care

dur

ing

cros

s-co

vera

ge)

Shift

han

doff

s am

ong

resi

dent

s w

ithin

in

tern

al m

edic

ine

and

gene

ral s

urge

ry t

eam

s in

2 d

iffer

ent

hosp

itals

. In

a t

otal

of

1,36

5 ha

ndof

f se

ssio

ns, 8

,018

ha

ndof

fs w

ere

carr

ied

out

in t

he in

terv

entio

n gr

oup

and

7,57

9 in

th

e co

ntro

l gro

up. U

nit

type

not

men

tione

d.

No

sign

ifica

nt

diff

eren

ces

foun

d be

twee

n co

ntro

l and

in

terv

entio

n gr

oups

(m

ean

num

ber

of e

rror

s pe

r te

am w

as 2

.6 f

or

cont

rol g

roup

and

2.8

fo

r in

terv

entio

n gr

oup)

.

Coh

en d

= −

0.08

, P

= .8

68.

51

0

Van

Eato

n et

al

, 201

026In

trod

uctio

n of

a

com

pute

rized

sig

n-ou

t sy

stem

(with

prin

ted

sign

-ou

t sh

eets

)

Num

ber

of a

dver

se d

rug

even

tsSh

ift h

ando

ffs

amon

g re

side

nts

with

in

inte

rnal

med

icin

e an

d ge

nera

l sur

gery

tea

ms

in 2

diff

eren

t ho

spita

ls.

In a

tot

al o

f 1,

365

hand

off

sess

ions

, 8,0

18

hand

offs

wer

e ca

rrie

d ou

t in

the

inte

rven

tion

grou

p an

d 7,

579

in

the

cont

rol g

roup

. Uni

t ty

pe n

ot m

entio

ned.

No

sign

ifica

nt

diff

eren

ces

foun

d be

twee

n co

ntro

l and

in

terv

entio

n gr

oups

(c

ontr

ol: 3

9 of

84

[46%

]; in

terv

entio

n:

45 o

f 84

[54%

]).

OR

= 1

.10

(0.6

9 –

1.74

), P

= .7

09.

51

0

Way

ne e

t al

, 20

0817

Stan

dard

ized

han

doff

she

etN

umbe

r of

tas

ks c

linic

ian

shou

ld h

ave

com

plet

ed

by p

revi

ous

shift

Inte

rshi

ft h

ando

ffs

betw

een

surg

ery

resi

dent

s in

12

serv

ices

(t

rans

plan

t, v

ascu

lar

surg

ery,

tra

uma,

ca

rdio

thor

acic

sur

gery

, ga

stro

inte

stin

al

surg

ery,

end

ocrin

e su

rger

y, s

urgi

cal

onco

logy

, bre

ast

surg

ery,

2 c

olor

ecta

l, an

d 2

gene

ral

surg

ery

serv

ices

). 18

4 co

mpl

eted

sur

veys

.

Take

n to

geth

er, d

ay,

nigh

t, IC

U, a

nd n

on-

ICU

mea

n ra

tings

of

dro

pped

tas

ks

decr

ease

d fr

om 0

.97

befo

re s

tand

ardi

zatio

n to

0.6

aft

er.

P =

.05

42

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 14: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121118

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Zava

lkof

f et

al

, 201

124St

anda

rdiz

ed h

ando

ff s

heet

Num

ber

of p

osto

pera

tive

high

-ris

k ev

ents

(HRE

s)36

bet

wee

n-un

its

hand

offs

fro

m

oper

atin

g th

eate

r to

ped

iatr

ic IC

U, 1

5 be

fore

an

inte

rven

tion

and

16 a

fter

. Sta

ff

incl

uded

sen

ior

resi

dent

s, f

ello

ws,

ad

vanc

ed n

urse

pr

actit

ione

rs, a

nd

staf

f ph

ysic

ians

fro

m

the

depa

rtm

ents

of

ped

iatr

ic c

ardi

ac

anes

thes

ia, i

nten

sive

ca

re, a

nd c

ardi

ac

surg

ery

(dis

trib

utio

n to

un

its n

ot s

tate

d).

Non

sign

ifica

nt

tren

d to

war

d fe

wer

hi

gh-r

isk

even

ts in

th

e po

stin

terv

entio

n gr

oup

(1 o

f 15

pa

tient

s ha

d no

HRE

s pr

eint

erve

ntio

n; 5

of

16 h

ad n

o H

REs

post

in

terv

entio

n).

OR

= 6

.36

(0.6

5–62

.70)

, P =

.17

00

Han

do

ff m

nem

on

ic

Rüdi

ger-

Stür

chle

r et

al,

2010

29

Han

doff

mne

mon

ic w

ith

5 to

pics

to

be d

iscu

ssed

(d

INA

MO

)

Num

ber

of p

reve

ntab

le

adve

rse

even

ts d

ue

to w

rong

or

mis

sing

in

form

atio

n du

ring

hand

off

Shift

han

doff

s in

the

em

erge

ncy

depa

rtm

ent

(ED

) bet

wee

n ED

ph

ysic

ians

. 519

sin

gle

hand

offs

bef

ore

an

inte

rven

tion,

492

aft

er

(clu

ster

ed w

ithin

a

tota

l of

61 h

ando

ff

sess

ions

).

Num

ber

of p

reve

ntab

le

adve

rse

even

ts d

ue

to m

issi

ng o

r w

rong

in

form

atio

n du

ring

hand

off

decr

ease

d af

ter

inte

rven

tion.

P <

.000

16

00

Oth

er

info

rmati

on

man

ag

em

en

t in

terv

en

tio

n

Hes

s et

al,

2010

30In

trod

uctio

n of

a v

erba

l ha

ndof

f (in

add

ition

to

an

exis

ting

writ

ten

hand

off

sum

mar

y sh

eet)

Rate

of

read

mis

sion

s w

ithin

72

hour

s af

ter

disc

harg

e fr

om t

he

resp

irato

ry a

cute

car

e un

it

362

betw

een-

units

ha

ndof

fs f

rom

a

resp

irato

ry a

cute

car

e un

it to

ano

ther

fac

ility

(1

51 h

ando

ffs

befo

re

an in

terv

entio

n, 2

11

afte

r). C

are

prov

ider

s in

clud

ed p

hysi

cian

s or

nur

se p

ract

ition

ers,

nu

rses

, and

res

pira

tory

th

erap

ists

in t

he

resp

irato

ry a

cute

car

e un

it, a

nd p

hysi

cian

s,

nurs

es, a

nd t

hera

pist

s in

the

rec

eivi

ng

faci

litie

s.

Non

sign

ifica

nt t

rend

to

war

d lo

wer

rat

e of

re

adm

issi

ons

afte

r in

terv

entio

n (f

rom

14

of 1

51 [9

.3%

] to

10 o

f 21

1 [4

.7%

]).

OR

= 0

.42

(0.1

7–1.

04),

P =

.06

5.5

10

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 15: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1119

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Hes

s et

al,

2010

30In

trod

uctio

n of

a v

erba

l ha

ndof

f (in

add

ition

to

an

exis

ting

writ

ten

hand

off

sum

mar

y sh

eet)

Tota

l hos

pita

l cos

t fo

r ea

ch p

atie

nt36

2 be

twee

n-un

its

hand

offs

fro

m a

re

spira

tory

acu

te c

are

unit

to a

noth

er f

acili

ty

(151

han

doff

s be

fore

an

inte

rven

tion,

211

af

ter)

.

Car

e pr

ovid

ers

incl

uded

ph

ysic

ians

or

nurs

e pr

actit

ione

rs, n

urse

s,

and

resp

irato

ry

ther

apis

ts in

the

re

spira

tory

acu

te c

are

unit,

and

phy

sici

ans,

nu

rses

, and

the

rapi

sts

in t

he r

ecei

ving

fa

cilit

ies.

Sign

ifica

nt r

educ

tion

in

tota

l hos

pita

l cos

t pe

r pa

tient

fro

m a

med

ian

of $

148,

574

befo

re t

o a

med

ian

of $

111,

723

afte

r in

terv

entio

n.

P =

.002

5.5

10

Hor

witz

et

al,

2009

32Vo

icem

ail i

nste

ad o

f or

al c

omm

unic

atio

n;

sem

istr

uctu

red

sign

-out

fo

rmat

Perc

eptio

n of

the

oc

curr

ence

of

at le

ast

1 ad

vers

e ev

ent

rela

ting

to

tran

sfer

fro

m E

D

Betw

een-

units

han

doff

s fr

om E

D (r

esid

ents

or

phys

icia

n as

sist

ants

) to

inte

rnal

med

icin

e te

achi

ng s

ervi

ces

(hou

se s

taff

) or

inte

rnal

m

edic

ine

nont

each

ing

serv

ices

(att

endi

ng

hosp

italis

ts).

117

clin

icia

ns r

espo

nded

to

the

surv

ey b

efor

e an

in

terv

entio

n, 1

13 a

fter

.

Perc

enta

ge o

f in

tern

ists

re

port

ing

at le

ast

1 pe

rcei

ved

adve

rse

even

t re

latin

g to

tra

nsfe

r fr

om E

D d

ecre

ased

a

nons

igni

fican

t 10

%

from

pre

- to

pos

t in

terv

entio

n (3

2 of

72

[44%

] to

23 o

f 67

[3

4%]).

OR

= 1

.53

(0.7

7–3.

04),

P =

.148

71

0

Perc

enta

ge o

f ED

ph

ysic

ians

rep

ortin

g at

leas

t 1

perc

eive

d ad

vers

e ev

ent

rela

ting

to t

rans

fer

from

ED

dec

reas

ed a

no

nsig

nific

ant

11%

fr

om p

re-

to p

ost

inte

rven

tion

(5 o

f 37

[1

4%] t

o 1

of 3

7 [3

%]).

OR

= 5

.63

(0.6

2–50

.73)

, P =

.1

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 16: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121120

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Hor

witz

et

al,

2009

32Vo

icem

ail i

nste

ad o

f or

al c

omm

unic

atio

n;

sem

istr

uctu

red

sign

-out

fo

rmat

Rate

of

ICU

tra

nsfe

rs

(rat

e of

pat

ient

s ad

mitt

ed t

o an

inpa

tient

un

it fr

om E

D, t

hen

tran

sfer

red

to IC

U w

ithin

24

hou

rs)

Betw

een-

units

ha

ndof

fs f

rom

ED

(r

esid

ents

or

phys

icia

n as

sist

ants

) to

inte

rnal

m

edic

ine

teac

hing

se

rvic

es (h

ouse

sta

ff)

or in

tern

al m

edic

ine

nont

each

ing

serv

ices

(a

tten

ding

hos

pita

lists

). Sa

mpl

es in

clud

ed IC

U

tran

sfer

s w

ithin

24

hour

s in

the

per

iods

of

Apr

il 1

to J

une

30,

2007

, and

Apr

il 1

to

June

30,

200

8.

No

chan

ge in

the

ra

te o

f IC

U t

rans

fers

be

fore

(65

of 6

,147

[1

.1%

]) ve

rsus

aft

er

inte

rven

tion

(70

of

6,26

3 [1

.1%

]).

OR

= 0

.95

(0.6

7–1.

33),

P =

.75

72

0

Scot

t et

al,

2003

33W

eb-b

ased

tra

inin

g of

pa

ram

edic

s in

giv

ing

a su

ccin

ct a

nd m

emor

able

ha

ndof

f

Info

rmat

ion

reca

ll of

ED

phy

sici

ans

follo

win

g co

mpl

etio

n of

pat

ient

ca

re in

side

the

tra

uma

bay

43 b

etw

een-

units

ha

ndof

fs f

rom

pa

ram

edic

s to

ED

, 14

befo

re a

n in

terv

entio

n an

d 29

aft

er. C

are

prov

ider

s in

clud

ed

para

med

ics,

tra

uma

and

emer

genc

y m

edic

ine

resi

dent

s fr

om t

he E

D.

Excl

usio

n cr

iteria

in

clud

ed: g

reen

tria

ge

patie

nts,

tra

nsfe

rrin

g pa

ram

edic

s no

t fr

om

1 of

3 p

aram

edic

se

rvic

es u

nder

stu

dy,

trau

ma

cond

ucte

d by

non

cons

entin

g pa

ram

edic

s or

ph

ysic

ians

, and

in

terv

iew

with

ph

ysic

ian

mor

e th

an 6

0 m

inut

es a

fter

han

doff

.

No

sign

ifica

nt c

hang

e in

info

rmat

ion

reca

ll (3

3% p

rein

terv

entio

n ve

rsus

37%

pos

t in

terv

entio

n).

P =

.16

41

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 17: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1121

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Desc

rip

tio

n o

f in

form

ati

on

tra

nsf

err

ed

du

rin

g h

an

do

ff

Dow

ding

, 20

0115

Retr

ospe

ctiv

e (t

ask

orie

nted

) ver

sus

pros

pect

ive

(pat

ient

cen

tere

d)

info

rmat

ion

disp

lay;

sche

ma

cons

iste

nt v

ersu

s sc

hem

a in

cons

iste

nt

info

rmat

ion

disp

lay

Free

rec

all o

f in

form

atio

n ha

nded

off

48 s

imul

ated

war

d sh

ift h

ando

ffs

with

re

gist

ered

nur

ses

from

ge

nera

l med

ical

and

ge

nera

l sur

gica

l war

ds.

Whe

reas

the

re w

as

alm

ost

no d

iffer

ence

be

twee

n co

nsis

tent

an

d in

cons

iste

nt

info

rmat

ion

disp

lays

in

a r

etro

spec

tive

info

rmat

ion

disp

lay,

co

nsis

tent

info

rmat

ion

prod

uced

gre

ater

re

call

in p

rosp

ectiv

e in

form

atio

n di

spla

y th

an in

cons

iste

nt

info

rmat

ion

(34.

2%

reca

lled

vers

us 2

0.1%

). N

o m

ain

effe

ct o

f re

tros

pect

ive

vers

us

pros

pect

ive

info

rmat

ion

disp

lay.

P =

0.0

039

00

Dow

ding

, 20

0115

Retr

ospe

ctiv

e (t

ask

orie

nted

) ver

sus

pros

pect

ive

(pat

ient

cen

tere

d)

info

rmat

ion

disp

lay;

sche

ma-

cons

iste

nt v

ersu

s sc

hem

a-in

cons

iste

nt

info

rmat

ion

disp

lay

Qua

lity

of c

are

plan

w

ritte

n do

wn

afte

r ha

ndof

f

48 s

imul

ated

war

d sh

ift h

ando

ffs

with

re

gist

ered

nur

ses

from

ge

nera

l med

ical

and

ge

nera

l sur

gica

l war

ds.

Retr

ospe

ctiv

e in

form

atio

n di

spla

y pr

oduc

ed s

igni

fican

tly

high

er-q

ualit

y ca

re

plan

s (4

0.1

poin

ts o

f 11

4) t

han

pros

pect

ive

(26.

9 of

114

).

P =

.002

9.5

00

No

effe

ct o

f co

nsis

tent

ve

rsus

inco

nsis

tent

in

form

atio

n di

spla

y.

P =

.4

No

inte

ract

ion

effe

ct.

P =

.8

Bhab

ra e

t al

, 20

0720

Impo

rtan

ce o

f da

ta p

oint

fo

r pa

tient

saf

ety

Num

ber

of d

ata

poin

ts

reta

ined

aft

er t

he fi

fth

(of

5) c

onse

cutiv

e ha

ndof

f

5 si

mul

ated

ot

olar

yngo

logy

war

d sh

ift h

ando

ffs

betw

een

seni

or h

ouse

offi

cers

; ea

ch h

ando

ff c

over

ed

12 p

atie

nts.

Impo

rtan

t da

ta p

oint

s w

ere

not

mor

e lik

ely

to

be r

etai

ned

than

less

im

port

ant

data

poi

nts.

P >

.05

6.5

01

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 18: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121122

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Scot

t et

al,

2003

33In

form

atio

n to

pic

(cra

sh

scen

e ve

rsus

pat

ient

info

ve

rsus

pre

hosp

ital c

are

give

n)

Info

rmat

ion

reca

ll of

ED

phy

sici

ans

follo

win

g co

mpl

etio

n of

pat

ient

ca

re in

side

the

tra

uma

bay

43 b

etw

een-

units

ha

ndof

fs f

rom

pa

ram

edic

s to

ED

, 14

befo

re a

n in

terv

entio

n an

d 29

aft

er. C

are

prov

ider

s in

clud

ed

para

med

ics,

tra

uma

and

emer

genc

y m

edic

ine

resi

dent

s fr

om t

he E

D.

Excl

usio

n cr

iteria

in

clud

ed: g

reen

tria

ge

patie

nts,

tra

nsfe

rrin

g pa

ram

edic

s no

t fr

om

1 of

3 p

aram

edic

se

rvic

es u

nder

stu

dy,

trau

ma

cond

ucte

d by

non

cons

entin

g pa

ram

edic

s or

ph

ysic

ians

, and

in

terv

iew

with

ph

ysic

ian

late

r th

an 6

0 m

inut

es a

fter

han

doff

.

Cra

sh s

cene

in

form

atio

n w

as

reca

lled

bett

er t

han

patie

nt in

form

atio

n an

d pr

e-ho

spita

l-car

e in

form

atio

n (4

6%

accu

rate

rec

all f

or c

rash

sc

ene,

34%

for

pat

ient

in

form

atio

n, 3

0%

for

pre-

hosp

ital-c

are

info

rmat

ion)

.

P =

.007

42

0

Beh

avio

r o

f te

am

s d

uri

ng

han

do

ff

Maz

zocc

o et

al

, 200

916Ri

sky

team

beh

avio

r du

ring

hand

off

(low

fre

quen

cy

of t

he f

ollo

win

g te

am

beha

vior

s du

ring

hand

off:

br

iefin

g, in

form

atio

n sh

arin

g, in

quiry

, and

vi

gila

nce

and

awar

enes

s)

30-d

ay p

atie

nt o

utco

mes

(m

inor

com

plic

atio

ns,

maj

or c

ompl

icat

ions

, and

de

ath/

disa

bilit

y ve

rsus

1

or m

ore

indi

cato

rs o

f po

tent

ial h

arm

and

no

com

plic

atio

n)

300

betw

een-

units

ha

ndof

fs f

rom

the

op

erat

ing

room

s of

2

med

ical

cen

ters

an

d 2

ambu

lato

ry

surg

ical

cen

ters

to

any

next

leve

l of

care

, in

volv

ing

surg

eons

, an

esth

esio

logy

pr

ovid

ers,

nur

ses,

te

chni

cian

s, a

nd o

ther

s.

A lo

w b

riefin

g sc

ore

durin

g ha

ndof

f in

crea

sed

the

risk

for

com

plic

atio

n, d

isab

ility

, or

dea

th.

OR

= 2

.34

(1.2

3–4.

46)

62

0

A lo

w in

form

atio

n-sh

arin

g sc

ore

durin

g ha

ndof

f in

crea

sed

the

risk

for

com

plic

atio

n,

disa

bilit

y, o

r de

ath.

OR

= 2

.21

(1.1

8–4.

16)

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 19: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 2012 1123

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Ch

ara

cteri

stic

s o

f th

e r

ece

ivin

g c

lin

icia

n d

uri

ng

han

do

ff

Pick

erin

g

et a

l, 20

0921

Rece

iver

gra

de, b

efor

e an

d af

ter

stan

dard

izat

ion

(sen

ior

hous

e of

ficer

/re

gist

rar;

spe

cial

ist

regi

stra

r (S

pR);

fello

w)

Patie

nt in

form

atio

n (p

hysi

olog

ical

sta

tus,

di

agno

sis)

ret

aine

d by

the

clin

icia

n w

ho

rece

ived

the

pat

ient

w

ithin

1 h

our

of h

ando

ff

(usi

ng a

ll no

tes

and

refe

renc

e m

ater

ials

ga

ther

ed d

urin

g ha

ndof

f)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

SHO

s/re

gist

rars

ha

d lo

wer

han

doff

sc

ores

(per

cent

age

of r

etai

ned

data

po

ints

) tha

n Sp

Rs a

nd

fello

ws.

Thi

s pa

tter

n w

as n

onsi

gnifi

cant

be

fore

sta

ndar

diza

tion

and

sign

ifica

nt a

fter

st

anda

rdiz

atio

n.

Med

ian

perc

enta

ge o

f po

ints

ret

aine

d be

fore

: SH

Os/

regi

stra

rs =

69

.78,

SpR

s =

81.

01,

fello

ws

= 8

0.23

. M

edia

n af

ter:

SH

Os/

regi

stra

rs =

74.

42,

SpRs

= 8

3.72

, fel

low

s =

83.

72.

Befo

re: P

= .0

8

Aft

er: P

= .0

3

52

0

Pick

erin

g

et a

l, 20

0921

Rece

iver

dire

ctly

ver

sus

indi

rect

ly r

espo

nsib

le f

or

patie

nt (i

ndire

ctly

indi

cate

d cl

inic

ian

is p

rese

nt d

urin

g w

ard

roun

d bu

t ha

d no

cl

inic

al r

espo

nsib

ility

for

the

pa

tient

), be

fore

and

aft

er

stan

dard

izat

ion

Patie

nt in

form

atio

n (p

hysi

olog

ical

sta

tus,

di

agno

sis)

ret

aine

d by

the

clin

icia

n w

ho

rece

ived

the

pat

ient

w

ithin

1 h

our

of h

ando

ff

(usi

ng a

ll no

tes

and

refe

renc

e m

ater

ials

ga

ther

ed d

urin

g ha

ndof

f)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

Whe

reas

dire

ctly

re

spon

sibl

e cl

inic

ians

re

tain

ed s

igni

fican

tly

mor

e in

form

atio

n be

fore

sta

ndar

diza

tion

(med

ian

perc

enta

ge

81.4

ver

sus

72.0

9),

this

was

not

the

cas

e af

ter

stan

dard

izat

ion

(med

ian

perc

enta

ge

83.7

2 ve

rsus

83.

72).

Befo

re: P

= .0

3

Aft

er: P

= .3

2

52

0

Pick

erin

g

et a

l, 20

0921

Rece

iver

pre

sent

dur

ing

day

vers

us n

ight

shi

ft, b

efor

e an

d af

ter

stan

dard

izat

ion

Patie

nt in

form

atio

n (p

hysi

olog

ical

sta

tus,

di

agno

sis)

ret

aine

d by

the

clin

icia

n w

ho

rece

ived

the

pat

ient

w

ithin

1 h

our

of h

ando

ff

(usi

ng a

ll no

tes

and

refe

renc

e m

ater

ials

ga

ther

ed d

urin

g ha

ndof

f)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts.

No

sign

ifica

nt

diff

eren

ces

eith

er

befo

re o

r af

ter

stan

dard

izat

ion.

Med

ian

perc

enta

ge

befo

re: d

ay =

80.

62,

nigh

t =

69.

76. M

edia

n af

ter:

day

= 8

3.72

, ni

ght

= 8

3.72

.

Befo

re: P

= .1

2

Aft

er: P

= .7

7

52

0

(App

endi

x C

ontin

ues)

App

endi

x 1,

con

tinue

d

Page 20: The Effects of Patient Handoff Characteristics on Subsequent …cen3.camcinstitute.org/moodle/pluginfile.php/464/mod... · 2013. 3. 25. · handoff characteristics and outcomes assessed

Patient Handoffs

Academic Medicine, Vol. 87, No. 8 / August 20121124

Stu

dy

Han

do

ff c

hara

cteri

stic

Han

do

ff o

utc

om

eH

an

do

ff s

am

ple

Stu

dy r

esu

ltEff

ect

siz

e; P v

alu

e*

Stu

dy

qu

ali

ty

sco

re (

ou

t o

f 12)†

No

. o

f u

ncl

ear

ind

icato

rs†

No

. of

“d

oes

no

t ap

ply

ind

icato

rs†

Ch

ara

cteri

stic

s o

f th

e p

ati

en

t h

an

ded

off

Scot

t et

al,

2003

33Tr

iage

sta

tus

of p

atie

nt

hand

ed o

ffIn

form

atio

n re

call

of

ED p

hysi

cian

s af

ter

com

plet

ion

of p

atie

nt

care

insi

de t

he t

raum

a ba

y

43 b

etw

een-

units

ha

ndof

fs f

rom

pa

ram

edic

s to

ED

, 14

befo

re a

n in

terv

entio

n an

d 29

aft

er. C

are

prov

ider

s in

clud

ed

para

med

ics,

tra

uma

and

emer

genc

y m

edic

ine

resi

dent

s fr

om t

he E

D.

Excl

usio

n cr

iteria

in

clud

ed: g

reen

tria

ge

patie

nts,

tra

nsfe

rrin

g pa

ram

edic

s no

t fr

om

1 of

3 p

aram

edic

se

rvic

es u

nder

stu

dy,

trau

ma

cond

ucte

d by

non

cons

entin

g pa

ram

edic

s or

ph

ysic

ians

, and

in

terv

iew

with

ph

ysic

ian

late

r th

an 6

0 m

inut

es a

fter

han

doff

.

Phys

icia

ns r

ecal

led

less

pa

tient

info

rmat

ion

with

“re

d” t

riage

sta

tus

(mos

t se

vere

) tha

n w

ith

“yel

low

” tr

iage

sta

tus

(34%

acc

urat

e re

call

for

red

tria

ge s

tatu

s ve

rsus

40%

for

yel

low

st

atus

).

P =

.02

51

0

Imp

act

of

shif

t d

ay t

imes

(mo

rnin

g v

ers

us

aft

ern

oo

n v

ers

us

even

ing

)

Pick

erin

g

et a

l, 20

0921

Type

of

roun

d (m

orni

ng

vers

us a

fter

noon

ver

sus

even

ing)

, bef

ore

and

afte

r st

anda

rdiz

atio

n

Patie

nt in

form

atio

n (p

hysi

olog

ical

sta

tus,

di

agno

sis)

ret

aine

d by

the

clin

icia

n w

ho

rece

ived

the

pat

ient

w

ithin

1 h

our

of h

ando

ff

(usi

ng a

ll no

tes

and

refe

renc

e m

ater

ials

ga

ther

ed d

urin

g ha

ndof

f)

137

shift

han

doff

s in

a m

ixed

sur

gica

l/m

edic

al IC

U, i

nvol

ving

sp

ecia

list

regi

stra

rs,

regi

stra

rs, f

ello

ws,

se

nior

hou

se o

ffice

rs,

and

cons

ulta

nts

Whe

reas

the

re w

as

at le

ast

1 si

gnifi

cant

di

ffer

ence

bet

wee

n ty

pes

of r

ound

s be

fore

st

anda

rdiz

atio

n, t

here

w

as n

o si

gnifi

cant

di

ffer

ence

aft

er. M

edia

n pe

rcen

tage

of

reta

ined

sc

ores

bef

ore:

mor

ning

=

81.

40, a

fter

noon

=

83.

72, e

veni

ng =

69

.77.

Med

ian

afte

r:

mor

ning

= 7

5.58

, af

tern

oon

= 8

3.72

, ev

enin

g =

83.

72.

Befo

re: P

= .0

3

Aft

er: P

= .0

7

52

0

* W

e ca

lcul

ated

eff

ect

size

s w

hen

poss

ible

. We

calc

ulat

ed O

Rs f

or t

wo-

way

con

tinge

ncy

tabl

es; C

ram

er V

if o

ne c

ell

of a

con

tinge

ncy

tabl

e ha

d a

freq

uenc

y of

0 o

r if

one

dim

ensi

on o

f th

e ta

ble

had

mor

e th

an t

wo

cate

gorie

s; a

nd

Coh

en d

to

com

pare

the

mea

ns o

f tw

o gr

oups

. We

conv

erte

d Z

scor

es o

f W

ilcox

on r

ank-

sum

tes

ts t

o r.

OR

in

dica

tes

odds

rat

io (c

onfid

ence

inte

rval

).†

We

scor

ed e

ach

stat

istic

al a

ssoc

iatio

n on

the

11

indi

cato

rs o

f st

udy

qual

ity,13

div

idin

g on

e in

dica

tor

into

tw

o

part

s, f

or a

max

imum

qua

lity

scor

e of

12.

We

then

sub

trac

ted

the

num

ber

of in

dica

tors

tha

t w

e co

uld

not

judg

e

from

the

stu

dy t

ext

(“un

clea

r”) a

nd t

he n

umbe

r of

indi

cato

rs t

hat

did

not

appl

y to

the

ass

ocia

tion

(“do

es n

ot

appl

y”) f

or t

he s

tudy

qua

lity

scor

e.

App

endi

x 1,

con

tinue

d


Recommended