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Kafie – The Numerous Depths
The Numerous Depths of Invisible Man
By Javier Kafie
Blackface Minstrelsy as Problematic Popular Culture
Dr. Cathy Waegner
University of Siegen
June 2008
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Kafie – The Numerous Depths
In 1955, three years after the publication of Invisible Man, Ralph Ellison was asked in an
interview for the Paris Review if he thought his novel would last long in the American
consciousness. “I doubt it.” he answered, “It’s not an important novel. I failed the eloquence,
and many of the immediate issues are rapidly fading away. If it does last, it will be simply
because there are things going on in its depth that are of more permanent interest than on its
surface” (Ellison 175). Some fifty years after this comment, Ellison’s modesty was proven
wrong: Invisible Man is already a novel within the canon of American literature. Certainly, it
achieved this status thanks to the many “things going on in its depth” that not only portray,
present and reflect upon the struggle of the African-American since the time of the
Reconstruction, for Ellison’s novel elevates this struggle to a wider level that pertains to
humanity as a whole. In the present essay I will treat some of the elements which, to my mind,
construct this achievement. First I will consider the variety of discourses, the role of the
picaresque in the novel, and the uses of archetypes –especially its alternate definitions of the
“hero”. Afterwards the novel will be analyzed from a closer perspective, with a special focus
on its placement in history, the usage of emblematic historical characters and styles, and the
symbolic use of black and white throughout the story. With this method one hopes to unearth
some of the overlapping secrets of that subterranean world that makes Ellison’s novel a
masterpiece.
Voices
Our understanding of reality has become more complex and diverse in the last few
centuries and writers have been required to find methods to grasp the essence of this ever-
changing existence. Let us remember that one of the characteristics that make Don Quixote
one of the first modern European novels is its capacity to gather a diversity of discourses, and
since Cervantes’ times, the novel has become the most successful literary agent to describe
existence thanks to this capacity. As Ralph Ellison confesses in his Lecture on Initiation Rites
and Power, during the process of writing Invisible Man he had learned:
...that in such a large and diverse country, with such a complex social structure, a writer was
called upon to conceive some sort of model which would represent that great diversity, to
account for all these people and for the various types of social manners found within various
levels of the social hierarchy, a structure of symbolic actions which could depict the various
relationships between groups and classes of people (328).
Ellison’s musical education would prove to be decisive in the making of this model. As
pointed out in Ralph Ellison, Race and American Culture, Ellison did not perceive a
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Kafie – The Numerous Depths
degradation of high culture in the uses of the vernacular speech, but saw it as “part of an
ongoing process of self-renewal” (Dickstein 133) similar to the creative processes applied in
jazz. It is well known that Ellison studied music before becoming a writer. And although he
focused on writing symphonies, his admiration for jazz compositions has been expressed
before and after the publication of Invisible Man. I believe that due to his musical instruction
Ellison conceived his story – in an unconscious, analogous way – as jazz jam session which,
under the rules of harmony, rhythm and phrasing, allows every player to display his or her
musical proposal in shorts or long solos.
It suffices to look at the first hundred pages of Ellison’s novel to witness this diversity of
discourse “solos”. The first clearly independent discourse after the prologue is that of the
grandfather who calls for his descendants to “keep up the good fight” in a most strange and
ambiguous way: “I want you to overcome ’em with yeses, undermine ’em with grins, agree
’em to death and destruction...” (17). The riddling significance of these sentences will follow
the protagonist throughout the story and serve as a leitmotif (in a musical and literary way) to
his quest. On the second chapter, we find the independent discourse of Mr. Norton, who
insists on calling the protagonist “his destiny” (38). Perhaps the first fully developed
discourse found in the novel is that of Trueblood, whose story could be easily taken as an
independent “well phrased” (in a musical matter) tale because its rhythms and style differ
greatly from those of the narrator. Afterwards we find a myriad of not quite developed
discourses in the numerous veterans of the Golden Day, and one almost fully developed from
the “vet” specialist, who later on advises the young protagonist to “come out of the fog...”
(127). But perhaps the second and most fully developed speech in the first part of the novel is
that of Barbee, who tells a mythic version of the Founder’s life-story.
These discourses portray several and differentiated aspects of the African-American
experience in the American South at the time, and upon the protagonist’s arrival in New York
begins another phase of discourse gathering –the examples of which need not necessarily be
cataloged here.
However, Ellison’s method of discourse gathering and portrayal was not limited to a
musical model. It was also greatly influenced by one of Ellison’s “selected” literary ancestors:
Ernest Hemingway. Let us recall that Ellison recognized in Hemingway’s characters many of
the struggles of an – for him – emblematic African-American group:
I believe that Hemingway in depicting the attitudes of athletes, expatriots, bullfighters,
traumatized soldiers, and impotent idealists, told us quite a lot about what was happening to that
most representative group of Negro Americans, the jazz musicians –who also lived by an
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Kafie – The Numerous Depths
extreme code of withdrawal, technical and artistic excellence, rejection of the values of
respectable society (quoted in O’Meally 154).
Ellison knew that the struggle of the hemingwayesque hero was far deeper than a denial of
many aspects of the American way of life; it went back to the roots and dilemmas of morality
and humanism (a more extended study of this hero in Ellison’s novel is to be treated later). He
also knew and admired Hemingway’s ability to write precisely, to portray lucidly numerous
discourses and operations (like hunting and bull-fighting). Thus, Ellison studied
Hemingway’s style methodically during the last years of the decade of the 1930’s, it being his
objective to achieve the mastery of language required to transmit the message of a third party
clearly in its content and style but unpolluted by unnecessary nuances of its argot1.
The last variety of voices found in the novel has not to do with single characters, but with
its different – and overlapping – levels of intent. For Ellison does not only attempt to grasp
the variety of voices of a cultural group within the American society, but also concentrates on
their struggle for social awareness. Thus he provides a story of a character in search of
identity, a story of apprenticeship with numerous traits of a Bildungsroman (as considered by
Burke in his essay Ralph Ellison’s Trueblooded Bildungsroman). Evidently, the motor
impelling the novel has deep roots in humanism, namely humanity’s search for identity. In an
important passage of the novel, the protagonist remembers – quite emblematically – a class
where James Joyce’s Portrait of an Artist as a Young Man was discussed. The protagonist’s
thoughts could be used here as the central voice of the story:
Stephen’s problem, like ours, was not actually one of creating the uncreated conscience of his
race, but of creating the uncreated features of his face. Our task is that of making ourselves
individuals (286).
Laughter
Many novels try to extract the absurdity of life (or some of life’s situations) and convert
the tragedy of this absurdity into something comical. In a story that deals with such delicate
events as the oppression of a race throughout the centuries, laughter has to be treated
intelligently.
Indeed, after a long and complex process that involved scapegoating, denial and suffering
the African-Americans developed a form of entertainment that became crucial for the
1 A more thorough discussion is presented by O’Meally, who explains how Ellison preferred Hemingway’s method of getting the tone of the character/person instead of his/her dialect, as done in some instances by Richard Wright.
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Kafie – The Numerous Depths
American culture of the 20th century and a milestone for the creation of Invisible Man – a
form distanced from the stereotyped way in which whites saw in African-Americans simple-
minded entertainers. In a letter to Albert Murray, Ralph Ellison tells how he tried to define his
novel to columnists: “I tell them... that it’s the blues, but nobody seems to understand”
(Callahan 32-33). Defining something as amorphous as the blues is a hard task. However, in
the book The Devil’s Music, which treats the history of the blues, we find a definition of the
bluesman that serves our purpose:
Blind Lemon is almost the archetype of all bluesmen, living the rough life that is grimly
portrayed in his songs, full of fluid images of violence and death, the transience of relationships,
endlessly on the move, but at the same time full of humor and rugged independence (Oakley
128)
Concepts like “rough life”, “violence and death”, “humor” and “independence” are
paradigmatic in Invisible Man, but let’s first concentrate in humor because, interestingly
enough, the blues follow the same strategy of many exemplary novels: they perceive the
tragedy of life, but besides that they also see the humor in life and the humor within the
tragedy.
In his essay The World and the Jug, Ellison declares that “the blues are, perhaps, as close
as Americans can come to expressing the spirit of tragedy” (140). And we have various levels
of tragedy in Ellison’s novel. If these are not clear enough in the protean prologue of Invisible
Man (with its clear reference to the song “What Did I Do to Be so lack and Blue”, to be
treated later) they become real enough in the first chapter, also called The Battle Royal:
Chased by the troubling memory of his grandfather, the nameless protagonist is invited to a
gathering of the town’s leading personalities, which is to be “a triumph for our whole
community” (Ellison 18). Upon his arrival he learns that first he is to take part in a battle
royal. He and nine more adolescents are dressed in fighting shorts and taken to the center of
the hall, where they first witness a strip tease that arouses in the protagonist feelings of shame,
desire and hate. Afterwards they are blindfolded and made to fight one another with clear
threats that if they do not fight, they will be lynched by the audience. At the end of the fight,
the other nine fighters have agreed that the protagonist is to fight alone the strongest
opponent. He is knocked down and a few minutes later he and his companions are to pick up
their prize from an electrified rug. After the fight he is allowed to make his speech, which is
interrupted by his constant swallowing of blood and the steady flow of insults, threats and
indifference from his audience. At the end he is given a prize, a scholarship, which he takes
cheerfully, forgetting all the degradation he has gone through.
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Kafie – The Numerous Depths
This event triggers the series of incidents and disappointments that the protagonist endures
throughout the story. Many times he will be on the verge of a freeing experience: his story
would have been different had he listened to the advice of the lunatic veteran from the Golden
Day with whom he shared part of the bus ride to New York; or what would have happened
had he accepted the offer to study in Harvard from Mr. Emerson Jr., to whom he gave the last
of the “recommendation” letters? And why, at the beginning of the last part of the novel,
when walking around Harlem speculating at last somewhat clearly about his identity, does he
fall into the final trap of the Brotherhood? It seems that the life history of the protagonist is
full of fatalities, but that in every calamitous situation there is a hidden way out. The weight
of his failure rest solely upon his shoulders, and he must survive all this in order to transcend.
But he is not the sole character in the novel to experience adversity: What will happen to
Trueblood and his family after the (accidental, if we are to believe his story) rape of his
daughter? Will they live happily after that disastrous incident? What about the elderly couple
being evicted at the middle of the story; will they ever be able to live peacefully? What about
brother Clifton, his tragic death and martyrdom: did it bring any good?
But if Invisible Man is defined as “the blues” where is its humorous side? The clearest
representation of this humor is to be found in the last chapter of the novel: Ras the Exhorter,
who represents one variation of African-American leadership, seems to have lost his mind
during the Harlem Riot. From being a supposedly civilized (although certainly violent) human
being, the reader confronts him transformed in some sort of tribal warrior:
Ras the Exhorter (had) become Ras the Destroyer upon a great black horse. A new Ras of
haughty, vulgar dignity, dressed in a costume of an Abyssinian chieftain; a fur cap upon his
head, his arm bearing a shield, a cape made of the skin of some wild animal around his
shoulders. A figure more out of a dream than out of Harlem... (Ellison 447-448).
Minutes later Ras “flung, of all things, a spear” (228) towards the protagonist, and in case
this preposterous behavior is not enough to pull a laugh out of the reader, a few pages later
one finds a long passage in which a few young men advocate the absurd comedy of Ras’
transformation quite convincingly.
Ras, the potential leader of hypnotic speeches, has become an archaic tribal warrior
running amok through the streets of Harlem. His whole discourse of black superiority is
parodied, his voice silenced by the spear that the protagonist throws back at him. After the
long list of fatalities displayed throughout the story and in the midst of the riotous night of the
last chapter, Ellison finds something –although threatening– to laugh about. But most
importantly, this something is part of himself, part of the race he is trying to describe and
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Kafie – The Numerous Depths
defend, which means that in some way Ellison is able to laugh about himself –and this, after
all, is an inseparable characteristic of the blues.
The Hero
Ralph Ellison mentioned in several of his speeches, interviews and lectures that the first
sentence of Invisible Man came to him while reading Lord Raglan’s The Hero. On his lecture
On Initiation Rites and Power Ellison declared that at the time he was concerned with the
nature of leadership within the African-American community and the lack of suitable
conditions to enforce effective leadership in that particular group (328). Ellison explained that
he had to combine his studies on heroism, his studies of the American novel and his concerns
with the struggle and condition of his people in order to achieve a work that would deliver his
intended message clearly.
Thus, given social circumstances of the protagonist, it is impossible that Ellison’s hero
would arise from a royal family, and it would be unlikely that he would be conceived by a
virgin –these are the first two of a scale of 22 points that Lord Raglan ascribes to the hero-
myth2. However, the protagonist of Invisible Man fulfills many other of Raglan’s points: we
know nothing of his childhood and meet him for the first time at a version of an initiation rite
(The Battle Royal). He lives for a period of time in a foreign country and then is driven away
to make his way towards his “future kingdom”. For a period of time he is able to guide
uneventfully his little realm (endowed by the Brotherhood), but then he loses the “favors of
the gods and/or his people” and is driven from his city to meet “a mysterious death”. And
although his body is not buried he has, in his hole underground, a –parodied– version of a
holy sepulcher. So, it seems, one could use Raglan’s scale to interpret the story of Ellison’s
hero.
However, in order to reach the “things going on in its depths”, Ellison not only used Lord
Raglan’s ideas about heroism, but also the ideas of one of his principal “literary ancestors”.
There is passage in Invisible Man in which a reference to this ancestor is pointed out most
clearly. The protagonist just finished his theoretical education with Brother Hambro and is
taken out for a drink by Brother Jack in a bar called “El Toro Bar”. Brother Jack sits silently
and the protagonist observes a panel in front of him:
…I could see a scene from a bullfight, the bull charging close to the man and the man swinging
the red cape in sculptured folds so close to his body that man and bull seemed to blend in one
swirl of clam, pure motion. Pure grace, I thought, looking above the bar… (289).
2 The full scale is to be found in Annex 1.
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Kafie – The Numerous Depths
For anyone familiar with American literature of the 20th century the word “grace” in the
context of a bull-fight will inevitably remind of Ernest Hemingway. Let us remember that
Hemingway saw in the matador the pure image of heroism and in the practice of bull-fighting
a ritual of transcendence of death. This typology and its connections with Invisible Man are
studied at length in Robert G. O’Meally’s essay The Rules of Magic, Hemingway as Ellison’s
“Ancestor”. After considering how Ellison studied Hemingway’s style and approach to
description – a study already treated in this essay – O’Meally continues to argue that there are
enough reminders of the bullfight typology in Invisible Man. Of course we have the panels
observed at “El Toro Bar”, but to those we need to add the protagonist’s recalling of a bull
terrier called Master before giving his first speech as a member of the Brotherhood (272-273),
which he instantly compares with Brother Jack, calling him a “toy bull terrier” (273). Also
Ras the Exhorter is called a bull while fighting with Tod Clifton (“Ras rocked like a drunken
bull”, 279). First, O’Meally expounds Hemingway’s views about the beauty in the bravery
and nobility (of character) of bulls and the beauty in the tragedy of his inevitable death. Then
he explains that according to Hemingway “the matador is the prototype of the artist, the
idealized human” (171). He also has bravery and nobility, and most importantly, part of his
instruction consists on being gored at least once: “it is part of their initiation as seasoned
fighters; how one comes back from the injury (tempered and tested or defensive and
cowardly) determines one’s true mettle as a matador” (175).
O’Meally offers clear references that several characters are to be considered bulls to be
fought in the matador-education of the protagonist. He also explains that the principal bull the
protagonist has to fight is history, for his main objective is to achieve recognition from
society. However, O’Meally fails to provide a schematic sketch (a Laufbahn, we might say) of
the protagonist’s education. In this sense, the protagonist has been learning to fight bulls since
the beginning of the story. But ironically, the bull has been playing him and not vice versa. Or
otherwise: maybe, at the beginning he was being the bull the whole time, directed to a certain
death by the spade of the great history-matador.
It is clear that at the beginning of the story Ellison’s protagonist lacks the mysterious and
innate intelligence of the hero. He lacks his own criteria to observe the world around him and
to make decisions accordingly. Thus, he is played by the gentlemen at the Battle Royal, he is
played by Mr. Norton, by Bledsoe and eventually he is to have his ultimate match with Jack
and the Brotherhood. But before this last match is fought, something decisive happens in his
life: he is born again. And although his birth is symbolized by the explosion at the factory, the
moment of his conception happens truly (for he had some premonitions before that) when he
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Kafie – The Numerous Depths
decides to fight back. His first fight is against Lucius Brockway – a character that by sharing
the same race and history symbolizes part of the protagonist’s personality. Therefore, before
being re-born, he must fight a part of himself. Interestingly enough, Hemingway relegates the
same virtues of grace and bravery to both bull and bull-fighter. In Hemingway’s stories the
bulls are considered friends or brothers by the matadors, also as parts of themselves. Then,
perhaps re-birth of the protagonist is at the same time a metamorphosis and he is no longer a
bull that has to face death at the end of the fight and becomes a matador –or perhaps he
symbolizes both bull and bullfighter simultaneously3. After this re-birth comes a long passage
of nursing and caretaking, and only after that period is the protagonist ready for his last big
fight against Jack and the Brotherhood, the one where he is to receive the horns that will make
him a seasoned matador. Whatever the case might be –if he succeeds in killing the bull or if
he is to meet his tragic end at the arena wounded by the swords of the matadors, because
Ellison does not go that far in his story– the protagonist must eventually learn the primordial
lesson of heroism according to Hemingway: Yes, life is a fight, and a dirty one at times, but
both bull and matador must learn to fight it graciously and courageously. And although
O’Meally did not describe the protagonist’s path as previously done, he comes to a similar
conclusion: “The novel itself is his (the protagonist’s) act of supreme ‘grace under pressure,’
the ultimate Hemingway laurel” (182).
Seen from this point of view, the heroic typology described at the beginning of this section
requires some changes. The protagonist is not driven from his “kingdom” by the Brotherhood
and his people, as happens in points 16 and 17 or Raglan’s scale, and he is not to meet a
mysterious death with an unburied body and a holy sepulcher, as in points 18, 21 and 22.
Alternatively, after the protagonist’s (re-)birth he is to face his first adversary in a fight that
will define his identity. Afterwards there will be an attempt to kill him (point 6) and he will be
“spirited away” (point 7) to spend some time in a distant country (point 8, but without the
foster parents). Upon his manhood he is to return or go to “his future kingdom” (point 10) and
win a battle against a “dragon, giant or wild beast” (point 11). Of course, Ellison presented us
this saga up to Raglan’s 8th point, and at the end of the novel the hero is to re-emerge with full
manhood from his hiding place in the underworld to face life’s vicissitudes again.
If Ellison had portrayed the triumphs of a hero (i.e. from the 8 th point onward) in the
context of the historical circumstances of the African-Americans before, during and after the
3 It is known that Ellison’s symbolism is all but clear, and that is why Morris Dickstein prefers to focus more in the emblematic than in the allegoric aspects of the novel (Dickstein 146). Another example is given again by O’Meally: “Typical of Ellison, no easy equation works here: Jack is fyce, toy bull terrier, bulldog, bull, patron, and slavemaster (and many other things: bear, rabbit, money (“jack”) are just a few)” (173).
9
Kafie – The Numerous Depths
publication of Invisible Man, his message would have been absurd, disorienting and perhaps
even insulting, for nothing of the sort (i.e. the full development of a hero in the cultural
conscience of the African-Americans) had happened yet and one could not know, even know,
what directions history will take. Hence, Ellison’s portrayal of the hero’s struggle is indeed
the best and the most adequate approach to transmit a message of hope and “grace under
pressure” for his people.
Black and Blue
Milan Kundera argues in his book of essays The Curtain that the value of a work of art
depends on its historical positioning. For example, if someone were to compose a majestic
sonata a là Beethoven in the 20th century, he would be perhaps praised as a master in
imitation, but not as great composer (12). “Our consciousness of continuity is so strong” says
Kundera, “that it plays a roll in the apperception of a work of art” (13). Works of art (and
especially novels) arise to the circumstances of an era; they voice the preoccupations, doubts
and weltanschauungs of the people who lived at a certain place in certain period of time.
This is precisely what Ralph Ellison did in Invisible Man. The novel was published at a
time when African-Americans started voicing their yearning for real social equality in the
USA, the time that set the bases for the Civil Rights Movement of the 60’s. Ellison’s novel is
classic in its approach to American tradition (reflected in its style) and prophetic in its
portrayal of potential Black Nationalism. Such a novel would be unthinkable a few decades
before and weak or even unnecessary (in its way to deliver its message) a few decades later.
Part of the greatness of Invisible Man is that it said something that needed to be said about the
American Society at the right moment to the right people – the American people 4. The novel
describes the struggle of the African-Americans in their search for recognition, but most
importantly, in their search of an identity (cultural and individual) after the traumata of
centuries of oppression. The message is clearly the one expressed by the protagonist in a
desperate moment: “Look at me! Look at me!... Everywhere I’ve turned somebody has
wanted to sacrifice me for my good – only they were the ones who benefited” (407).
As discussed before, Ellison paid great attention to the archetype of heroes when writing
Invisible Man. At the beginning and the end of the story, that is, at the prologue and epilogue,
there is a mention of an important figure that could fulfill the role of a hero not only for the
African-American race, but also for Americans in general: that person is Louis Armstrong.
4 In some of his essays of Shadow and Act, like Brave Words for a Startling Occasion, and The World and the Jug, Ellison states repeatedly that his novel was not thought for a white or black audience, nor did it describe a separate part (different, yes, but not isolated) of the American society.
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Kafie – The Numerous Depths
The protagonist declares in the prologue: “I’d like to hear five recordings of Louis
Armstrong playing and singing ‘What Did I Do to Be so Black and Blue’ – all at the same
time.” A few sentences later he says that “Perhaps I like Louis Armstrong because he’s made
poetry out of being invisible. I think it must be because he’s unaware that he is invisible” (11).
The song is mentioned once again in the prologue and Louis is mentioned again in one of the
last paragraphs of the epilogue. If one considers Armstrong’s figure from our historical
perspective, these few mentions constitute more than a simple cameo appearance in a book
longer than four hundred pages.
Perhaps the central question would be if Armstrong was really “unaware that he is
invisible”, if he realized he was not being seen as a human being, his identity denied. After
reviewing Armstrong’s life’s story, one could come to conclusion that Armstrong was beyond
that question. Abbi Hübner describes in his biography Louis Armstrong: Sein Leben, Seine
Musik, Seine Schallplatten that since his childhood, Armstrong was able to win allies through
his charisma (95). His charisma was so strong throughout his life that he continued to win
allies, friends and protectors of all races and nationalities until his old age. However, this is
just a secondary reason; the main reason why Armstrong was beyond the question of race is
because he saw himself first as a musician, and then as a human being – and this statement
goes beyond quotations of him, like “first comes my music, then my trumpet, and then,
afterwards, my wife” (Hübner 102)5.
The most important thing in Armstrong’s life was to be able to play his music, and in doing
so, national borders or racial prejudices did not play an important role. He could play a “gig”
in a dangerous honky-tonk as much as in the Carnegie Hall; he toured several times in the
South of the United States in a time when it was impossible for a colored man to sleep in any
hotel in any given city. He also toured in Europe, Asia, Africa and Australia and received the
name of “Ambassador Satch” because after the Second World War he was seen as a promoter
of the American culture overseas. Furthermore, he was one of the only jazz musicians who
managed to continue working as such during the recession of the 30’s, and he continued to
play until his death in 1971 in spite of sickness and old age. Music was the dynamo that kept
him alive, and that, perhaps, is something that the protagonist of Invisible Man could not
understand.
Hübner mentions that Armstrong remained apolitical until 1957, when he uttered his
disagreement with the events taking place in Little Rock, Arkansas (91). But by this time
Armstrong was at the peak of his fame, his music was known and appraised worldwide and he
5 „Zuerst kommt meiner Musik, meine Trompete und dann erst meine Frau“ cited by Hübner from Max Jones and John Chilton The Louis Armstrong Story (1971).
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Kafie – The Numerous Depths
was one of the American figures who enjoyed the greatest international recognition. How
could it be possible that an African-American, a person of a group that suffered a centuries-
long lack of recognition of his humanity, could achieve all these? His career started in one of
the poorest black neighborhoods of New Orleans and by the decade of the 1940’s he had
appeared in several movies, recorded numerous successful platters, and toured across the
United States and other countries. The fact that an African-American was able to achieve all
this in a time when “Jim Crow” laws were still in usage in the South of the USA is a strong
enough reason to raise Armstrong to the stature of a hero for his race –and it was surely
enough a heroic figure for Ellison, for he earned a place in his novel among with other
important –and sometimes controversial– figures in the African-American history like
Frederick Douglas and Booker T. Washington.
Nevertheless, the fact that Armstrong enjoyed such fame and recognition did not lessen his
awareness of the problems raised by his race. This is more conclusive in his letters, many of
which were assembled together and edited by Thomas Brothers in Louis Armstrong, In His
Own Words. This book contains interesting pieces like “Louis Armstrong + the Jewish Family
in New Orleans, LA., the Year of 1907”, in which Armstrong displays his early awareness of
discrimination (suffered not only by himself but also by the Karnofskys, the Jewish family he
worked for during his childhood) and other interesting pieces like “The Armstrong Story”,
that Armstrong planned to be the second part of this autobiography Satchmo: My Life in New
Orleans. But perhaps the most interesting and kaleidoscopic piece in the book is a letter that
Armstrong wrote to his manager Joe Glaser. After a long introduction where Armstrong
shows some of his views about women he suddenly changes the topic to present the real
reason of his letter. He tells Glaser that an old friend of him, “Black Benny”, gave him once
two very useful pieces of advice, and the second one was:
Something else Black Benny said to me, came true—He said (to me) “Dipper, As long as you
live, no matter where you may be—always have a White Man (who likes you) and can + will
put his Hand on your shoulder and say—“This is “My” Nigger” and, Can’t Nobody Harm’ Ya6
(160)
What could he mean with this statement? Was he acknowledging his inferiority in
comparison to Glaser? Was he showing an accomodationist view of life? Is he accepting a
sense of invisibility? Actually, what he is doing is playing a game of masks. He is saying, in
his very personal way, that he is thankful for all the help that Glaser provided him; but
Armstrong also uses this anecdote in the letter as the starting point of a subtle game of
6 Punctuation by Armstrong.
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Kafie – The Numerous Depths
persuasion (one might even say of coercion) in which he wants to make it clear to Glaser that
he must fulfill all his requirements (especially several bills he has to pay, some of them to
“Sweethearts” and friends) while he is touring in Australia and Europe. Armstrong is
imposing his will in this letter, not submitting to a greater force. He could and did fire other
managers in other occasions, for example in 1957, two years after the letter in question was
written, when his tour manager tried to sweeten Armstrong’s harsh commentaries about the
events in Little Rock. In an unprecedented matter of speech for someone of his race,
Armstrong told the media the following:
Mein Manager hat nur für sich selbst gesprochen. Meine Leute, die Farbigen, wollen ja gar
nichts Besonderes, nur eine faire Behandlung. Aber wenn ich im Fernsehen sehe und außerdem
lesen muss, wie eine Meute in Arkansas ein kleines farbiges Mädchen bespickt, glaube ich ein
Recht zu haben, wütend zu werden. Wollt ihr mir wirklich widersprechen, wenn ich immer noch
sage, ich habe ein Recht, mich über Ungerechtigkeit zu beschweren? (Hübner 92).
When talking about Arkansas Armstrong was referring to the incident in the city of Little
Rock that would be later known as the “Little Rock Crisis”, in which nine African-American
students were denied the entry to Little Rock Central High School by troops deployed by the
Arkansas Governor Orval Faubus. Hübner tells how for the first time in the history of the
USA an African-American was able to call a governor an “uneducated bumpkin” (92), and
threatened Eisenhower’s government to cancel a planned tour through the Soviet Union (92).
Twelve years later Armstrong wrote:
Ich finde, ich habe immer viel getan, um meine Rasse moralisch aufzurüsten, aber das hat man
nicht anerkannt. Ich bin nur ein Musiker und erinnere mich noch an die Zeit, als ich als
amerikanischer Bürger für mein Volk bei einem Aufstand zur Integration kein Blatt vor den
Mund genommen habe – war es Little Rock? Ich habe Eisenhower geschrieben. Der erste
Kommentar kam von einem Negerjungen aus New Orleans, als wir in einem Restaurant saßen.
Nachdem er gelesen hatte, was ich in den Zeitungen über den Handel von Little Rock
geschrieben hatte, kam er an unseren Tisch, sah mir direkt in die Augen, und sagte: ‚Nigger, Du
hörst besser damit auf, über die Weißen zu reden, wie Du es getan hast!’ Hmmm. Ich habe
versucht, den unnötigen Schlägereien ein Ende zu setzen, das ist alles“ (Hübner 93-94).
In the next few years Armstrong was criticized by the new generation of musicians,
including Dizzy Gillespie and Miles Davis, of being an “Uncle Tom” or “plantation” figure
(Hübner 94). For them, Armstrong’s smirk was a fake, a way of searching recognition in the
white audience. But other musicians who played with him, like Barney Bigard, knew that this
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was simply his character: “Er gab sich immer so, wie er wirklich war” (Hübner 95). And even
Davis and Gillespie retracted from their wrong opinions many years later (Hübner 94-95).
But again, Armstrong’s heroism is not wholly based on his political views in his late
career. His importance for his race and for the American people was achieved through his art.
And exactly this is what Ellison admires of a figure like Armstrong. In the introduction for his
book Shadow and Act Ellison remembers what kind of role model was crucial for his
education:
We hear the effects of this (the potential grow of the imagination and curiosity in the sensitive
youth that shared his conditions and location) in the southwestern jazz of the thirties, that joint
creation of artistically free and exuberantly creative adventurers, of artists who had stumbled
upon the freedom lying within the restrictions of their musical tradition as within the limitations
of their social background, and who in their won unconscious way have set an example for any
Americans, Negro or white, who would find themselves in the arts. They accepted themselves
and the complexity of life as they knew it, they loved their art and through it they celebrated
American experience definitively in sound (Ellison xiv).
No other paragraph could describe better the role that Armstrong, that “creative
adventurer”, played in the recognition of Ellison’s (and the African-American race at the
time) own identity. With innovative changes in musical patterns such as the shift of focusing
from collective playing to solo-playing, to creative discoveries like the “scat” singing,
Armstrong demonstrated that there was a way to find freedom (a freedom that could articulate
the struggle suffered by his people) in artistic expression. And without this acknowledgement
the young Ellison would have never thought it possible to become a writer who could treat the
problems of his race and its specific human situation.
There is another aspect where Ellison brings the struggle of his race nearer to a more
human or archetypical level: the treatment of the dualism of white and black, as seen in the
West as an analogy of good and evil respectively. Of course, as observed by O’Meally, there
is no “easy equation” (173) in Ellison’s metaphors. His treatment of white and black is varied,
sometimes with a clear significance, sometimes not.
Let us take a look at the first appearance of these two entities in Invisible Man. They occur
at the very first page, when the protagonist “bumped into a man, and perhaps because of the
near darkness he saw me and called me an insulting name” (7). Later we learn that the man
was a “tall blond man” (7) with blue eyes. The protagonist beat him to the floor and is ready
to cut his throat. He is standing “right there beneath the lamplight in the deserted street” (8)
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and thinks that the man has not seen him, therefore he decides to let him live and before
leaving him, he stares at him once again “hard as the lights of a car stabbed through the
darkness” (8). What is the meaning of darkness and light in this very first passage? It is due to
the darkness that the protagonist is insulted at the beginning. The man is blond, or a light
complexion, and he is to be killed underneath a light. But also, as he stares at him for one last
time, he does it as the light do when lighting him in the darkness. There seems to be a struggle
here between black and white, and it is certain that the darkness (i.e., the protagonist) is able
to see through the eyes of lightness. But is the man able to take the form of his opposite color,
to see through other eyes? Let us remember that the man has blue eyes, and that color has a
specific meaning in the symbolism of Invisible Man. Blue is the outspoken cry of the
protagonist through the novel, for he is “Black and Blue”. Hence, the eyes of the man, which
are also blue, tell us that there is a certain tragedy in his own being, a certain cry yearning to
come out. Perhaps this cry, this tragedy, is the fact that he is unable to see the protagonist, to
recognize him as a fellow human being.
The last was, however, one of several potential interpretations of the first appearance of the
white and black dualism throughout the novel. I’m certain that Ellison did not intend to
present a clear symbolism in his novel; since human experience is ambiguous his novel
required greater depth, the symbols not as clear as the difference between black and white.
There are other passages that represent this ambiguity well. The first one occurs in the first
chapter, the Battle Royal, as the protagonist stands next to the other nine adolescents to
witness the strip tease of the blond girl. Interestingly enough, he first at first uncontrollably
attracted and seconds later feels a “desire to spit upon her”:
I wanted at one and the same time to… go to her and cover her from my eyes and the eyes of
the others with my body; to feel the soft thighs, to caress her and destroy her, to love her and
murder her, to hide from her, and yet to stroke where below the small American flag tattooed
upon her belly her thighs formed a capital V (20).
Towards the end of the novel, the protagonist finds himself once more in the closeness of
another woman who represents lightness: Sybil. Again, his feelings are mixed, for he wants to
“smash her and… stay with her” (335) at the same time. Regardless of what she sees in him or
what he really is or vice versa, Sybil is undoubtedly attracted to the protagonist –and the
attraction is reciprocal. Why does the protagonist of the novel feel desire and repulsion
towards his contrary simultaneously? Is it a similar sentiment as that felt by Sybil, who asks
the protagonist to rape her? Does she want to unite those two obscure and antagonistic
experiences of desire and repulsion caused by the strangeness of the opposite? The fact that
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one or more characters in the book feel this way strengthens the signification that symbols
(and especially the symbolic meaning in the dualism of black and white) may produce in
different people different or varied meanings, which is to say, with other words, that not
everything is simply “black” or “white”. Furthermore, being desire and repulsion almost two
opposite sides of one coin, the fact that the character is able to feel them both simultaneously
means that there might be some repulsion in desire or some desire in repulsion (a thesis that
many a psychologist would support) just as there might be some black (in a symbolic sense)
in white, and some white in black.
Conclusion
In a podium discussion printed afterwards under the name Creative Writing: Can it/Should
it be Taught? The British author and literary critic David Lodge argues that pieces of fiction
written by a beginner appeal only to the interest of those who know the writer personally and
thus can understand or identify themselves with his or her topic (177). On the other hand,
Milan Kundera states that novels know no national boundaries, that in this sense national
literatures are an unnecessary invention –Rabelais, a Frenchman, was better understood by a
Russian, Bakhtin; Dostoyevsky was best understood by Gide; Ibsen by an Irishman, G.B.
Schaw, etc. (Kundera 52-54). Indeed, good literature is that which possesses obscure
dimensions in its depths that connect with general concepts, archetypes and problems of
humanity. These are the factors that ensure the endurance of a work of art in the
consciousness of the people.
As seen so far, Invisible Man is an attempt to portray a particular reality within a whole –
the American society–, and by doing so, it provides a new facet to basic archetypes as that of
the hero and finally, it supplies a story that could be interpreted as the search of the individual
for his identity –all these objectives treated simultaneously. With all these strategies Ellison
endeavours to elevate his personal tale to more substantial height, to a language to be
understood not only by the few that know the struggle of his people personally, or for
Americans only, but by all humans alike. The magnitude of his message is not to be filtered
by its geographic origin; it is to be seen from a humanistic, transcendent point of view. Ellison
leaves his story in a moment in which one expects his protagonist to rise from his hole and
face the world. If he is to be a hero, according to Raglan’s scale, he is to fall and be barred
from his city and his sons denied their heritage. Nonetheless he is to fight for recognition, for
the perspective of a third party is necessary for the creation of an identity. Ellison’s
protagonist is to fight an uncertain battle in which his enemies change their features from one
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moment to the other, confusing him –they even dwell inside him. But at least he will fight
with “grace under pressure”, bringing nobility and a significance achieved through beauty to
his adventure. His path is tragic –as all paths destined to the unknown pasturelands of death
and extinction seem for us–, but now that he has understood who he is and has an idea of what
he wants he will walk his path honorably. The novelist and essayist Milan Kundera seems to
have understood something of the nature of the novel: “Human life as such is a defeat. All we
can do in the face of that ineluctable defeat called life is to try to understand it. That is the
raison d’être of the art of the novel” (20). In his Invisible Man, Ralph Ellison seems to have
understood this as well.
Works cited
Armstrong, Louis: “Letter to Joe Glaser”. Brothers, Thomas: Louis Armstrong, In His Own
Words. Oxford: Oxford University Press, 1999. 158-163.
Callahan, John F: “Introduction”. Callahan, John F.: Ralph Ellison’s Invisible Man: A
Casebook., ed. Oxford: Oxford University Press, 2004. 3-19.
Dickstein, Morris: “Ralph Ellison, Race, and American Culture”. Callahan, John F.: Ralph
Ellison’s Invisible Man: A Casebook., ed. Oxford: Oxford University Press, 2004. 125-
148.
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Ellison, Ralph: “Introduction”. Shadow and Act. New York: Random House, 1964. xi-xxiii.
--: “Lecture on Initiation Rites and Power: A Lecture at West Point”. Callahan, John F.: Ralph
Ellison’s Invisible Man: A Casebook., ed. Oxford: Oxford University Press, 2004. 323-
343.
--: “The Art of Fiction: An Interview”. Shadow and Act. New York: Random House, 1964.
167-183.
--: “The World and the Jug”. Shadow and Act. New York: Random House, 1964. 107-143.
--: Invisible Man. New York: Penguin Books: 1952.
Hübner, Abbi: Louis Armstrong: Sein Leben, Seine Musik, Seine Schallplatten. Waakirchen:
Oreos, 1994.
Kundera, Milan: Der Vorhang. München: Carl Hanser Verlag, 2005.
Lodge, David: “Creative Writing: Can it/Should it be Taught?”. Lodge, David: The Practice
of Writing. London: Secker and Warburg, 1996. 170-178.
O’Meally, Robert G.: “The Rules of Magic: Hemingway as Ellison’s ‘Ancestor’”. Callahan,
John F.: Ralph Ellison’s Invisible Man: A Casebook., ed. Oxford: Oxford University Press,
2004. 149-188.
Oakley, Giles: The Devil’s Music: A History of the Blues. New York, London: Harcourt Brace
Jovanovich, 1978.
Annex 1: Lord Raglan’s scale
1. The hero's mother is a royal virgin
2. His father is a king and
3. often a near relative of the mother, but
4. the circumstances of his conception are unusual, and
5. he is also reputed to be the son of a god
6. at birth an attempt is made, usually by his father or maternal grandfather, to kill
him, but
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7. He is spirited away, and
8. Reared by foster-parents in a far country
9. We are told nothing of his childhood, but
10. On reaching manhood he returns or goes to his future kingdom.
11. After a victory over the king and or giant, dragon, or wild beast
12. He marries a princess, often the daughter of his predecessor and
13. becomes king
14. For a time he reigns uneventfully and
15. Prescribes laws but
16. later loses favor with the gods and or his people and
17. Is driven from from the throne and the city after which
18. He meets with a mysterious death
19. Often at the top of a hill.
20. His children, if any, do not succeed him.
21. His body is not buried, but nevertheless
22. He has one or more holy sepulchres.
Source: Lord Raglan’s scale: http://www.tam-lin.org/abby/raglan.html
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