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Thorax 1985;40:1-8 Editorial The pleural interface The pleural interface is a remarkable mechanical coupling in the transmission of most of the work of breathing from the chest wall and diaphragm to the lungs. It is remarkable in that the coupling is under tension and yet there is no adhesive force between the pleurae, so that the two surfaces remain in close apposition and able to slide over each other easily with no tendency for fluid or gases in adjacent tis- sues to enter the potential cavity which their separa- tion would create. At least, this is the case under normal conditions. The basic physical and physiolog- ical principles operating in normal circumstances clearly need to be appreciated before we attempt to rationalise pathological conditions. In this article attention is focused on the forces preventing fluid and gas accumulation, the lubrication of pleural movement, and the possible role of the pleurae in energy conservation during ventilation. The detailed morphology of the pleural cavity in relation to the bony thorax is covered. in standard texts of anatomy.' Essentially, these describe how the visceral pleura invests the lungs and interlobar surfaces while the parietal pleura is thicker and more easily separated2 from the walls of the three intrathoracic surfaces which it lines-namely, costal, mediastinal, and diaphragmatic. The physical nature of the interface will be discussed later but, histologi- cally, each pleural surface appears as a uniform layer of flattened mesothelial cells, without a basement membrane but resting on a layer of connective tissue composed of collagen and elastic fibres. The reason that the coupling is under tension is that the chest wall tends to recoil outwards and the lungs inwards, thus generating a negative pressure of about 5 cm H20 at the interface at rest (that is, at functional residual capacity). The variation of this partial vacuum during the respiratory cycle and with age is discussed in detail in standard texts on pulmo- nary mechanics.3 The presence of the partial vac- uum, however, raises the fundamental question of why fluid and gases dissolved in adjacent tissues do not accumulate at the interface and eventually dis- rupt energy transmission. This question is emphas- Address for reprint requests: Professor Brian A Hills, Department of Anesthesiology, University of Texas Medical School, Houston, Texas 77030, USA. ised by the permeability of both pleural mem- branes.4 To take gases first, the reason that the pleural interface is kept gas free was first realised by Rist and Strohl,5 who pointed out that the total tension of gases dissolved in venous blood is about 73 cm H2O (54 mm Hg, 7*2 kPa) below that in arterial blood. If arterial blood is equilibrated with alveolar air, this represents a total blood-gas tension 73 cm H2O below atmospheric-compared with any gas at the interface, which would have an absolute pressure only 5 cm H,O below atmospheric. This gives a driv- ing force of 68 cm H2O for resolving any pneumothorax. This simple calculation, however, assumes that venous is the relevant total (Po2 + Pco2+ PN2 + PH2o= 40 + 46 + 573 + 47 = 706 mm Hg (or 5.3 + 6-1 + 76-4 + 6-3 = 94-1 kPa)), especially when one side of the pleural interface is perfused by arterial blood and the other by venous. The deficit is unlikely, however, to be less than that found in subcutaneous tissue spaces, where implanted capsules permeable to all gases develop a partial vacuum measured as 41-48 mm Hg (5.5 - 6-4 kPa) in dogs6 and 79 mm Hg (10-5 kPa) in rab- bits.' This is depicted graphically in figure 1. The inherent unsaturation of the adjacent tissue is ample to resolve a pneumothorax, just as it provides a driv- ing force for dissolving the bubbles produced by decompression that cause "the bends" in divers and aviators.7 The same driving force applies even after a pneumothorax may have been amplified (in vol- ume) by gaseous anaesthetics-particularly nitrous oxide.8 The physical chemistry has been described in detail elsewhere,7 but an inherent unsaturation derived from the oxyhaemoglobin dissociation curve and the relative solubilities of the metabolic gases (02 + C02) becomes a driving force for dissolving the inert gas present, which invariably becomes the rate limiting component.9 The inherent unsaturation increases in step with the oxygen partial pressure in the inspired gas7 and this provides another reason for the recommended'0 administration of oxygen in cases of pneumothorax. This leaves the question of why the negative pressure at the pleural interface does not cause the accumulation of fluid. Fluid shifts across the pleural interface are deter- 1 on 14 January 2019 by guest. Protected by copyright. http://thorax.bmj.com/ Thorax: first published as 10.1136/thx.40.1.1 on 1 January 1985. Downloaded from
Transcript

Thorax 1985;40:1-8

Editorial

The pleural interface

The pleural interface is a remarkable mechanicalcoupling in the transmission of most of the work ofbreathing from the chest wall and diaphragm to thelungs. It is remarkable in that the coupling is undertension and yet there is no adhesive force betweenthe pleurae, so that the two surfaces remain in closeapposition and able to slide over each other easilywith no tendency for fluid or gases in adjacent tis-sues to enter the potential cavity which their separa-tion would create. At least, this is the case undernormal conditions. The basic physical and physiolog-ical principles operating in normal circumstancesclearly need to be appreciated before we attempt torationalise pathological conditions. In this articleattention is focused on the forces preventing fluidand gas accumulation, the lubrication of pleuralmovement, and the possible role of the pleurae inenergy conservation during ventilation.The detailed morphology of the pleural cavity in

relation to the bony thorax is covered. in standardtexts of anatomy.' Essentially, these describe howthe visceral pleura invests the lungs and interlobarsurfaces while the parietal pleura is thicker andmore easily separated2 from the walls of the threeintrathoracic surfaces which it lines-namely, costal,mediastinal, and diaphragmatic. The physical natureof the interface will be discussed later but, histologi-cally, each pleural surface appears as a uniform layerof flattened mesothelial cells, without a basementmembrane but resting on a layer of connective tissuecomposed of collagen and elastic fibres.The reason that the coupling is under tension is

that the chest wall tends to recoil outwards and thelungs inwards, thus generating a negative pressure ofabout 5 cm H20 at the interface at rest (that is, atfunctional residual capacity). The variation of thispartial vacuum during the respiratory cycle and withage is discussed in detail in standard texts on pulmo-nary mechanics.3 The presence of the partial vac-uum, however, raises the fundamental question ofwhy fluid and gases dissolved in adjacent tissues donot accumulate at the interface and eventually dis-rupt energy transmission. This question is emphas-Address for reprint requests: Professor Brian A Hills, Departmentof Anesthesiology, University of Texas Medical School, Houston,Texas 77030, USA.

ised by the permeability of both pleural mem-branes.4To take gases first, the reason that the pleural

interface is kept gas free was first realised by Ristand Strohl,5 who pointed out that the total tension ofgases dissolved in venous blood is about 73 cm H2O(54 mm Hg, 7*2 kPa) below that in arterial blood. Ifarterial blood is equilibrated with alveolar air, thisrepresents a total blood-gas tension 73 cm H2Obelow atmospheric-compared with any gas at theinterface, which would have an absolute pressureonly 5 cm H,O below atmospheric. This gives a driv-ing force of 68 cm H2O for resolving anypneumothorax. This simple calculation, however,assumes that venous is the relevant total (Po2 +Pco2+ PN2 + PH2o= 40 + 46 + 573 + 47 = 706mm Hg (or 5.3 + 6-1 + 76-4 + 6-3 = 94-1 kPa)),especially when one side of the pleural interface isperfused by arterial blood and the other by venous.The deficit is unlikely, however, to be less than thatfound in subcutaneous tissue spaces, whereimplanted capsules permeable to all gases develop apartial vacuum measured as 41-48 mm Hg (5.5 -6-4 kPa) in dogs6 and 79 mm Hg (10-5 kPa) in rab-bits.' This is depicted graphically in figure 1. Theinherent unsaturation of the adjacent tissue is ampleto resolve a pneumothorax, just as it provides a driv-ing force for dissolving the bubbles produced bydecompression that cause "the bends" in divers andaviators.7 The same driving force applies even aftera pneumothorax may have been amplified (in vol-ume) by gaseous anaesthetics-particularly nitrousoxide.8 The physical chemistry has been described indetail elsewhere,7 but an inherent unsaturationderived from the oxyhaemoglobin dissociation curveand the relative solubilities of the metabolic gases(02 + C02) becomes a driving force for dissolvingthe inert gas present, which invariably becomes therate limiting component.9 The inherent unsaturationincreases in step with the oxygen partial pressure inthe inspired gas7 and this provides another reasonfor the recommended'0 administration of oxygen incases of pneumothorax. This leaves the question ofwhy the negative pressure at the pleural interfacedoes not cause the accumulation of fluid.

Fluid shifts across the pleural interface are deter-1

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Atmosphere 'Alveolar'(dry) air

l H20:47

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Partial pressures in the diagram ir

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Fig 1 The gas gradients for resorption ofa pneumothorax in which the gas is in thegaseous phase and the sum ofthe partial pressures must equal the absolute pressure(Dalton's law-which does not apply to the tensions ofgases dissolved in liquid ortissue).

PLEURAL

Fig 2 The hydrostatic and osmotic pressures providing the driving forces for thefiltration offluid across the parietal pleura into the interface and the resorption ofthatfluid by the lung. Note that the resorptive capacity ofthe visceral pleura will be evengreater than is indicated by the comparison ofdriving forces owing to its greaterpermeability to fluid.

2

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mined by both hydrostatic and osmotic pressuregradients as in most other places in the body. Thefact that the chest wall and diaphragm are perfusedby systemic blood while the lung receives its bloodfrom the right side of the heart is a major factorresponsible for the net flux of fluid from the parietalto the visceral pleura. This does not, however,explain why fluid is prevented from accumulating atthe interface, which is below venous pressure.Despite certain similarities in structure and activity,the pleurae behave quite differently with respect toresorption and permeability in general." The hyd-rostatic gradient from the systemic capillary bed inthe chest wall (+ 30 mm Hg) to the pleural interface(-5 mm Hg) is relatively large at 35 mm Hg but theparietal pleura is relatively impermeable, limitingthe rate of filtration and producing almost proteinfree filtrate. At least, at about 1l5% protein34 itcould produce a colloid osmotic pressure of 8 cmH,O (6 mm Hg)3 or 5 mm Hg,4 to give an osmoticgradient of 35 - 6 = 29 mm Hg) opposing the hyd-rostatic head of 35 mm Hg for a net gradient of 6mm Hg. At the visceral pleura the same colloidosmotic pressure of 29 mm Hg is now tending todrive fluid into pulmonary blood-or, more likelyinto the lymphatics-but is opposed by a hydrostatic(venous-pleural) gradient of 11 + 5 = 16 mm Hg togive a net driving force for resorption of 13 mm Hg.The relative pressure gradients are depicted in figure2. Thus the resorption capability of the visceralpleura prevails over the filtering capacity of theparietal pleura by virtue of not only the higher driv-ing force (13 versus 6 mm Hg) but also the morefavourable kinetics imparted by its higher permea-bility. Hence this imbalance provides a means ofresolving a hydrothorax down to the minimum fluidvolume permitted by the distension of the pleuraeover areas where deeper structures such as the ribsmay not allow full contact between them.The osmotic gradients described above could be

modified slightly by the ability of dissolved gases toinduce osmosis in various tissues, including thelung,'2 but this would be significant only with largetransient gradients of inert gases likely to occur withgaseous anaesthesia or in deep sea diving. Thus fluidin a gas pocket otherwise filled with nitrous oxidewould have a slightly lower driving force for resorp-tion than one filled with nitrogen,'3 but could stillresolve sooner unless each gas were topped up toallow for the faster rate of disappearance of nitrogendue to its higher solubility.'4The fluid flux across the pleural interface sounds

large when expressed as 20-75% per hour turnoverrate of pleural fluid,4 until consideration is given tothe absolute volume involved. In healthy adultmales studies using thoracentesis generally reveal

less than 1.0 ml of fluid.4 '5 This is a very small quan-tity for providing lubrication unless it is particularlyevenly distributed as a layer separating the movingsurfaces.Many attempts have been made to measure the

interpleural pressure at different points by insertingballoons'6 or by titrating the external pressure untilit returns the visceral pleura to its normal configura-tion at sites where it has been exposed surgically.'7The results of these and other studies differ slightlybut all show that the differences in pleural pressurerecorded at various points are much less than thevertical head of fluid separating them. Thus thesmall volume of fluid is most unlikely to be presentas a continuous liquid layer separating the pleurae toprovide lubrication over the entire interface. Muchanalytical work'8 has been devoted to the relation-ships between pleural pressure gradients, lungweight, and the configuration of the thoracic cavitybut, to a first approximation, they seem to conformto the distribution which would be expected if thelung were replaced by a fluid of the same overalldensity. Further evidence has been produced todemonstrate the lack of continuity of the pleuralfluid and the way in which the pleurae are "pulledinto contact" by fluid removal'9 20 under the negativepressures described above.The unique distribution of the negative pressure

at the pleural interface provides the mechanism bywhich the chest wall exerts what has been aptlytermed2' "the shaping influence" of the thorax onthe lungs. This influence considerably modifies22 themechanics of the lung, both air and liquid filled, andhence the pressure-volume relationship for theinterfacial component of lung compliance conven-tionally derived2324 from the differences on a pres-sure basis drawn from data from excised lungs.Three quarters to seven eighths23 of the complianceof excised lungs is normally attributed to the interfa-cial component, derived by subtracting the pressurefor liquid inflation (PL) from that for air inflation(PA) at the corresponding volume. This derivation isbased on the assumption 2223 that, when liquid fillsthe air spaces, it eliminates a continuous liquid liningas though each alveolus were a bubble and henceeliminates the collapsing pressure of the bubble asexpressed quantitatively by the Laplace equation.This bubble model is widely used to relate the roleof surfactant in the lung to compliance and com-pliance hysteresis.25 When, however, such studiesare repeated22 with the lungs within the thorax-thatis, under the influence of the distribution in pleuralpressure, the pressure required for inflation withliquid (PL) is often greater than that with air (PA).Moreover, over volume ranges where PA > PL, thedP/dV gradient changes in the opposite direction22

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to that predicted on the basis of surfactant acting onthe surface of a bubble lining. This recent work withlungs in situ22 thus questions the very basis on whichthis popular bubble model25 of the alveolus was firstconceived.23 The model has been challenged onother grounds in previous editorials.2627 The recentwork also introduces an element of doubt into thepopular use of excised lungs for studying complianceand hence the value of the data on which most of thetheory of pulmonary mechanics has been derived.Another example of how the shaping influence of

the pleural pressure distribution can affect theresults comes from studies designed to determinethe source of the work of breathing. This has beenlargely attributed to the lung itselP4 25 becauseexcised lungs display much compliance hysteresis, inwhich the pressure during inflation greatly exceedsthe pressure during deflation at the same volume.Thus there is a net expenditure of work on the lungby outside forces which, in vivo, are transmittedacross the pleural interface. Compliance hysteresis istraditionally attributed to two sources-thatattributable to the elastic properties of the paren-chymal tissue and that imparted by the interfacebetween the alveolar surface and air. The latter isobtained by subtracting the pressures for air andliquid filled states (PA - PL), as discussed above andshows a large excess of PA over PL. In excised lungsboth components show true hysteresis, both PL and(PA - PL) for inflation exceeding PL and (PA - PL)respectively for deflation. Thus work is done againstboth lung tissue elasticity and the interface duringventilation. When, however, measurements arerepeated with the lungs in situ-that is, with thepleural interface intact-the tissue component (PL)continues to exhibit true hysteresis but the interfa-cial hysteresis displays inversion, (PA - PL) fordeflation now exceeding (PA - PL) for inflation tothe same volume, at least for tidal volumes equal toFRC.2'22 This is most interesting since it impliesthat, although there is much hysteresis in the airfilled lung, this is all attributable to the parenchymaltissue, with the interfacial component actually aidingin the process of changing volume and hence in ven-tilation. In other words, the net compliance hys-teresis of the lung is the difference between the tis-sue and interfacial components rather than thesum-at least, up to large tidal volumes.

This inversion of the interfacial contribution tocompliance hysteresis is compatible with the similarinversion in the relationship between surface tension(y) and the surface area (A) of films of the majorpulmonary surfactant (DPL) when they are cycledto steady state.28 This applies from whichever of fourdirections steady state is approached, some needingseveral hundred cycles on the Langmuir trough.

Given the repetitive nature of respiration, thiswould seem much more realistic than adopting thefirst or third cycles quoted in conventional studies,25in which the y:A hysteresis found is used to interpretthe P:V hysteresis found in excised lungs. Teleologi-cally, it does not make sense for the lung to locate asurfactant at the alveolar wall, which would makethe body work harder.26 Hence the inversion of bothAP:V loops in the lungs with pleurae intact and in'y:A hysteresis at steady state is most exciting sincethese findings not only are mutually consistent butimply the conversion of some other form of energyinto mechanical work by the surfactant system. Thisarises because the surface tension for compressionnow exceeds that for expansion at correspondingsurface areas.The basic thermodynamic principles concerned

have been described in papers on the physics of thiskind of system28 but can be described qualitatively interms of "index diagrams," which are the basis onwhich engineers design gas compressors, steam

MotorDrive

PotentialEnergy

/\ /\ ~ExchangePleural-Interface

Lift: Chest Wall

Counter-Weight:Lung

Fig 3 A cartoon depicting the pleural interface asthe cable holding a lift simulating the chest wall and acounterweight simulating the lungs to demonstratethe exchange ofpotential energy with respiration.Note that the least work is required when the weightsof the lift and counterweight are equal, just as thelung needs an adequate capability to match the chestwall in storing potential energy.

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engines, etc.29 The simplest of these relates pressureto volume and displays anticlockwise P:V cycles forcompressors, where mechanical work is put into thesystem-that is, true hysteresis-while the cycles areclockwise for engines, where heat is converted intomechanical work. It is therefore most interesting tofind inversion-that is, engine cycles for both y:Aloops for surfactant cycled to steady state28 and (PA- PL):V (interfacial) loops for lungs in situ.22 Thisdoes not mean that the lungs are a perpetual motionmachine but it does suggest that the surfactant sys-tem enables the lung to conserve some of the wastemetabolic heat otherwise exhausted at the alveoliunder the primary motion provided by the musclesof the chest wall and diaphragm. It can be comparedto a refrigerator, where heat can be transferred froma colder to a hotter body but only under the primarymotion provided by putting energy into the com-pressor.The interfacial contribution to the energy needed

to satisfy the work of breathing has been estimated28to be about 23% of the total, although this figureneeds to be reduced by the fraction of the alveolarsurface which may be dry.30 This reduction would,however, be negligible in the case of the respiratorydistress syndrome (hyaline membrane disease). Thisis appropriately named because, if the infant dies, itdoes so basically because it cannot work hardenough to breathe. It is tempting to speculate thatthe surfactant deficiency which is known3' to be pre-sent is in part attributable to impairment of the sur-face engine, whose contribution would normallyprevent the distress associated with the additionalload placed on the muscles of the chest wall anddiaphragm in the case of respiratory distress syn-drome. Such considerations may also be pertinent toadult respiratory distress syndrome and the problemof weaning patients from ventilators.When a lung is inflated a certain amount of energy

is expended, some of which is lost in overcomingfrictional forces while the rest is stored as potentialenergy by virtue of elastic distension of the struc-ture. Much of this stored energy is associated withthe alveolar surface, as we appreciate when repeat-ing the inflation with an aqueous fluid.2324 Thispotential energy, however, is also lost on deflation ifthe lung is excised. On the other hand, with thepleural interface intact this energy can now be trans-ferred to the chest wall as that structure is now dis-tended further from its neutral position on deflation.Many standard texts32 of pulmonary physiology dis-cuss the pressures concerned, but a major feature ofthe intact thoracic cavity is the ability to transferpotential energy as though the chest wall were a liftand the lung its counterweight26 with the pleurae asthe connecting cable, as depicted in figure 3. It has

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been pointed out how the surface tension of thealveolar lining needs to be neither too high nor toolow to balance the energy storage capacity of thechest wall, just as the counterweight in this analogueneeds the right value to reduce the work load on themotor to a minimum.The pleurae need to slide on each other very eas-

ily to effect this energy exchange efficiently whileimposing the shaping influence of the thorax duringthe complete respiratory cycle. This requires goodlubrication, which until recently33 has been attri-buted to the fluid at the interface.'734 This explana-tion, however, would seem to conflict with the basicprinciples of lubrication, which can take one of threeforms. The first is hydrostatic lubrication,35 which iseffected by a liquid film separating the surfacesthrough which the fluid is injected at an adequaterate to maintain separation. The rates of filtrationacross the parietal pleura would seem much too lowand, in any case, the greater resorbing capacity ofthe visceral pleura described above would make itmost unlikely that a film of sufficient thickness tolubricate would be maintained over most of theinterface. This argument largely eliminates the sec-ond mode of lubrication-namely, hydrodynamiclubrication,36 by which one surface planes on thewedge of fluid, thereby separating it from the coun-terface. The maximum velocity of sliding of thepleurae is about 5 cm per second,4 which would bevery slow for maintaining the wedge. Hence it wouldseem difficult to invoke either fluid film mode oflubrication as the one facilitating sliding of thepleurae over most of their interface.

This leaves boundary lubrication,37 which oper-ates at low velocities-even zero-and can begreatly facilitated by surfactants directly adsorbed tothe surfaces of the sliding solid surfaces. The basictheory was developed in the physical sciences by SirWilliam Hardy38 at Cambridge at the turn of thecentury. Boundary lubrication applies to dry sur-faces with no intervening fluid and is encountered ineveryday life as the slipperiness remaining after onetouches a bar of wet soap and squeezes out the waterfrom between one's fingers. At the molecular levelsurfactants are good boundary lubricants and lubric-ant additives because, as amphiphatic molecules, thehydrophilic moieties form a reversible bond with thesurface, thus orientating the hydrophobic end out-wards to form a hydrocarbon surface, which slideseasily over a similar hydrocarbon lining to the coun-terface. There are synthetic lubricants of this type,widely used industrially for many decades, in whichthe hydrophilic end is often a quaternary ammoniumgroup and the hydrocarbon end is sometimes one ormore fatty acid chains.37 It would therefore seem tobe no coincidence that these are the two end groups

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found on surface active phospholipids identified33 inpleural fluid. Moreover, these surfactants werefound to be effective lubricants in the dry state andhave therefore been proposed33 as the active agentproviding lubrication for pleural sliding. Whendeposited as a monolayer, the principalcomponent-dipalmitoyl lecithin (DPL)-gives acoefficient of kinetic friction of 0. 133 which coincideswith the value determined for the visceral pleurasliding against itself or against perspex.39Boundary lubrication provided by surfactant

monolayers adsorbed to the mesothelial liningwould seem to provide ideal lubrication over thoseareas of the pleurae not separated by fluid. This con-cept would avoid all the objections to fluid film lub-rication based on the above evidence against a con-tinuous fluid layer at the pleural interface. It hasbeen pointed out33 how the predominant pleural sur-factant (DPL) is an ideal molecule for providing thepleural interface. The cross sectional area of thehydrophilic moiety attaching the molecule to thewall is the same (40 A2) as that of the two fatty acidchains such that close packing of one does notinhibit the other. Moreover, interspersion of calciumor other ions between the phosphate groups at thecentres of the molecules is claimed40 to providecohesion, so desirable37 in good boundary lubrica-tion, by preventing an asperity from one surfacepenetrating the monolayer adsorbed to the counter-face. This is interesting because phosphate is oftenadded to lubricants to improve load bearing abilityand to decrease wear' -another major factor inrespiration. The ultimate interface between thepleurae is thus envisaged33 as the abutting fatty acidmoieties of the two opposing monolayers ofadsorbed surfactant, whose molecules when closepacked with their neighbours produce a hydrocar-bon surface not unlike polyethylene. This is effec-tively the same and has the same very slipperynature as new polythene bags. While pleural fluid-can provide hydrodynamic lubrication where thereare fluid pockets, these would also serve to providereplenishment of each adsorbed monolayer as theymove over the surfaces during the respiratorycycle.33

This very simple method of lubrication also seemsto apply to other epithelial surfaces, such as the lum-inal lining of the gastrointestinal tract and thepericardium (Hills BA, Butler BD, unpublishedobservations), where very similar surfactants withsimilar lubricating properties have been identified. Itwould appear that boundary lubrication imparted byadsorbed phospholipid might well provide a univer-sal means of lubrication throughout the body and,almost certainly, at all visceral surfaces. This couldexplain the establishment of normal lubrication after

pleurectomy or pericardectomy'2 and normal car-diac motion in the congenital absence of thepericardium,43 where the epicardium would nowslide in direct contact with the visceral and parietalpleurae. It is tempting to speculate that pleural rub44and pericardial rub42 might be caused by a surfactantdeficiency, which could be remedied by administer-ing synthetic phospholipid.

Recent studies of synovial fluid40 have identified amixture of essentially the same surfactants, whichcould provide boundary lubrication in the jointssince in the dry state that mixture can givecoefficients of kinetic friction as low as 0 01-fourtimes lower than the best man made lubricant.45Moreover, these low values are reached under highload bearing conditions (2.5 kg/cm) appropriate tothe knee. There is therefore the possibility that adifferent mixture of the same surface active phos-pholipids may be the "active ingredient" for jointlubrication whose identification has proved so elu-sive. This work"0 shows how effective these surfac-tants can be as boundary lubricants under muchmore severe conditions than those prevailing at thepleural interface, where the negative pressureshould reduce wear. It is also tempting to speculatethat, if the same biochemical pathway is followed inproducing surfactant at both the pleural interfaceand the synovial cavity, then any deficiency in itssynthesis could apply to both. This could explain thecommon occurrence of pleural effusion and pleurisyin patients with rheumatoid arthritis4-whether amechanical deficiency initiates the process or viceversa.45 A similar situation seems to arise in thelung.

If adsorbed monolayers of surfactant effectivelyprovide "polyethylene" linings as the ultimate sur-faces which actually touch to form the pleural inter-face (fig 4), then they should release from eachother very easily. In other words, the surfactantcould act as what is often termed an "abhesive" orrelease agent in the physical sciences. A similar mix-ture of surface active phospholipids identified in theEustachian tubes has been found to be very effectivefor this purpose46 in preventing tissue to tissue adhe-sion leading to serous otitis.4' Hence the surfactantlining to the pleurae could prevent sticking of thelung to the chest wall at zero velocity-that is, at theend of inspiration or expiration. It could also explainthe remarkable ease with which the pleurae separatewhen air is admitted to the interface-a remarkablephenomenon given the difficulty of separating tis-sues or other substances as hydrophilic as thepleurae. These abhesive properties might also serveto limit the formation of "adhesions" between thepleurae after thoracic surgery,2 although this is stillunder investigation.

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ydrophobic Saturated fatty-taiIs acid chains

Hydrophilic \ ---, /Phosphateadsorbed - ionsmoieties > ~ \ Fixed -C0 OQuaternary

and -SOi ions ammoniumations ions

(e g Na+, Ca+)

VISCERAL PLEURAFig 4 The concept ofthe pleural interface3340 envisaged as two adsorbedmonolayers ofsurfactant with their molecules orientated with the fatty acid chainsclose packed with their neighbours to provide what is effectively a polyethylenelining. This packing is enhanced by cations interspersed between the negativephosphate groups ofthe zwitterions to impart the cohesion that is so desirable for lowwear and for good lubrication at points ofhigh load.

In conclusion, the pleural interface appears to bea remarkably well designed system which is undertension to reduce wear but protected by gradients ingas tension and hydrostatic and osmotic pressurethat prevent its uncoupling. Moreover, the ultimateinterface at the molecular level would appear to beeffectively two polyethylene layers that minimisewear and provide good release and lubrication evenin the absence of any intervening fluid. This sytemthen allows the thorax to exert its shaping influenceon the lung so as to conserve energy in a manner notreadily appreciated from the study of excised lungs.

BRIAN A HILLSDepartment ofAnesthesiology

University of Texas Medical SchoolHouston, Texas, USA

References

I Woodburne RT. Essentials ofhuman anatomy. 2nd ed.Oxford: Oxford University Press, 1961.

2 Takaro T. The pleura and empyema. In: Sabiston DC,ed. Textbook of surgery. Vol 2. 2nd ed. Philadelphia:Saunders, 1977:2087-98.

3 Agostoni E, Mead J. Statics of the respiratory system.In: Fenn WO, Rahn H, eds. Handbook ofphysiology.Vol I. Washington: American Physiological Society,1964:387-409.

4 Black LF. Pleural effusion. In: Staub NC, Taylor AE,eds. Edema. New York: Raven, 1984:695-717.

5 Rist E, Strohl A. Sur le role de la diffusion dans laresorption gazeuse et le mantien de la pression sous-atmospherique dans la plevre. Presse Med1922;320:69-71.

6 Lategola MT. Measurement of total pressure of dissol-ved gases in mammalian tissue in vivo. J Appl Physiol1964; 19:322-4.

7 Hills BA, LeMessurier DH. Unsaturation in living tis-sue relative to the pressure and composition of inhaledgas and its significance in decompression theory. ClinSci 1969;36:185-95.

8 Hunter AR. Problems of anaesthesia in artificialpneumothorax. Proc R Soc Med 1955;48:765-8.

9 Van Liew H. Coupling of diffusion and perfusion in gasexit from subcutaneous pocket in rats. J Appl Physiol1968;214: 1176-85.

10 National Oceanographic and Atmospheric Administra-tion. The NOAA Diving Manual. Washington: UnitedStates Department of Commerce, 1975. Page 17 ofSection 17.

11 Krahl VE. Anatomy of the mammalian lung. In: FennWO, Rahn H, eds. Handbook of physiology. Vol I.

Washington: American Physiological Society,1964;213-84.

12 Hills BA. Gas-induced osmosis in the lung. J ApplPhysiol 1972;33: 126-9.

13 Hills BA. Gas-induced osmosis as a factor influencingthe distribution of body water. Clin Sci 1971;40: 175-91.

14 Eger El, Saidman U. Hazards of nitrous oxide anes-thesia in bowel obstruction and pneumothorax. Anes-thesiology 1965;26:61-6.

15 Yamada S. Uber die serose Flussigkeit in der

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Pleurahohle der gesunden Menschen. Z Ges Exp Med1933;90: 342-8.

16 Hoppin FG, Green ID, Mead J. Distribution of pleuralsurface pressure in dogs. J Appl Physiol1969;27:863-73.

17 Agostoni E. Mechanics of the pleural space. PhysiolRev 1972;52:57-128.

18 Hoppin FG, Hildebrandt J. Mechanical properties ofthe lung. In: West JB, ed. Bioengineering aspects ofthelung. New York: Dekker, 1977:83-162.

19 Agostoni E, D'Angelo E, Roncoroni G. The thicknessof the pleural liquid. Respir Physiol 1968;5: 1-13.

20 Agostoni E, Miserocchi G, Bonanni MV. Thicknessand pressure of the pleural liquid in some mammals.Respir Physiol 1969;6:245-56.

21 Agostoni E, D' Angelo E. Thickness and pressure ofthe pleural liquid at various heights and with varioushydrothoraces. Respir Physiol 1969;6: 330-42.

22 Hills BA, Barrow RE. Discontinuous alveolar lining:air- and liquid-filled lungs inflated in situ. Fed Proc1984;43: 529 (abstract).

23 Von Neergaard K. Neue Auffasungen uber einenGrundbegriff der Atemmechanik die Retraktionskraftder Lunge, abhangig von der Oberflachenspannung inden Alveolen. Z Ges Exp Med 1929;66:373-94.

24 Radford EP. Recent studies of mechanical propertiesof mammalian lungs: In: Remington JW, ed. Tissueelasticity. Washington: American Physiological Soci-ety, 1957:177-90.

25 Clements JA, Tierney DF. Alveolar instability associ-ated with altered surface tension. In: Fenn WO, RahnH, eds. Handbook ofphysiology: Respiration. Vol II.Washington: American Physiological Society,1965:1565-83.

26 Hills BA. What is the true role of, surfactant in thelung? Thorax 1981;36: 1-4.

27 Hills BA. What forces keep lung air spaces dry?Thorax 1982;7:713-7.

28 Hills BA, Barrow RE. An "engine" phenomenon dis-played by monolayers of a pulmonary surfactant cycledto steady state. Physics Med Biol (in press).

29 Reynolds WC. Thermodynamics. New York:McGraw-Hill, 1965:242-51.

30 Hills BA. Water repellency induced by pulmonary sur-factants. J Physiol 1982; 325: 175-86.

31 Avery ME, Mead J. Surface properties in relation toatelectasis and hyaline membrane disease. Am J DisChild 1959;97:517-23.

32 Otis AB. The work of breathing. In: Fenn WO, RahnH, eds. Handbook of physiology: Respiration. Vol I.Washington: American Physiological Society,

1965:469.33 Hills BA, Butler BD, Barrow RE. Boundary lubrica-

tion imparted by pleural surfactants and theiridentification. J Appl Physiol: Respir Environ ExercisePhysiol 1982;53:463-9.

34 Rohrer F. Physiologie der Atembewegung. In: EllingerA, ed. Handbuck der Normalen and PathologischenPhysiologie. Vol II. Berlin: Springer, 1925:70-127.

35 Fuller D. Hydrostatic lubrication. In: O'Connor JJ,Boyd J, Avallone EA, eds. Standard handbook of lub-rication engineering. New York: McGraw-Hill,1968:3.17-20.

36 Boyd J, Raimondi AA. Hydrodynamic lubrication:fundamental requirements. In: O'Connor JJ, Boyd J,Avallone EA, eds. Standard handbook of lubricationengineering. New York: McGraw-Hill, 1968:3.1-16.

37 Godfrey D. Boundary lubrication. In: O'Connor JJ,Boyd J, Avallone EA, eds. Standard textbook oflubri-cation engineering. Ch 2. New York: McGraw-Hill,1968.

38 Hardy WB. Collected papers of Sir William Hardy.Cambridge: Cambridge University Press, 1936.

39 Brandi G. Determinazione del coefficiente di attritostatico tra le due pleure. Boll Soc Ital Biol Sper1970;46:427-29.

40 Hills BA, Butler BD. Surfactants identified in synovialfluid and their ability to act as boundary lubricants.Ann Rheum Dis 1983;43:641-8.

41 Larson CM, Larson R. Lubricant additives. In:O'Connor JJ, Boyd J, eds. Standard handbook oflubri-cation engineering. Ch 14. New York: McGraw-Hill,1968.

42 Winters WL jun, Cortes FM. Pericardial disease. In:Conn HL, Horwitz 0, eds. Cardiac and vascular dis-eases. Vol II. Philadelphia: Lea and Febiger,1971:1326-64.

43 Hering CA, Wilson SJ, Ball ER. Congenital deficiencyof the pericardium. J Thorac Cardiovasc Surg1960;40:49-55.

44 Chemiak RM, Cherniak L, Naimark A. Respiration inhealth and disease. 2nd ed. Philadelphia: Saunders,1972:250-1.

45 McCutchen CW. Lubrication of joints. In: Sokoloff M,ed. The joints and synovial fiuid. Vol I. New York:Academic Press, 1978:438-83.

46 Hills BA. Analysis of Eustachian surfactant and itsfunction as a release agent. Arch Otol 1984; 110: 3-9.

47 Birken EA, Brookler KH. Surface tension loweringsubstance of the Eustachian tube in non-suppurativeotitis media: an experiment with dogs. Laryngology1973;83:255-8.

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