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The Role of Visual Inspection in Contamination Control Neal Zupec PDA Midwest Meeting 2020 Microbial Contamination and Control
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Page 1: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

The Role of Visual Inspection in Contamination Control

Neal Zupec

PDA Midwest Meeting 2020

Microbial Contamination and Control

Page 2: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Overview

2

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

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Overview

4

1. Visual Inspection- Product

▪ Requirements

▪ Methods

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 5: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- Product/Requirements

5

Pharmacopeia:

United States Pharmacopeia (USP)

<1> Injections and Implanted Drug Products

“each final container of all parenteral preparations should be inspected to the

extent possible for the presence of observable foreign and particulate matter

(herein termed visible particulates) in its contents… The inspection for visible

particulates may take place during examination for other defects such as cracked

or defective containers or seals, or when characterizing the appearance of a

lyophilized product”

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Visual Inspection- Product/Requirements

6

Pharmacopeia:

United States Pharmacopeia (USP)

<790> Visible Particulates in Injections

• Used along with 100% inspection during the manufacturing process, this

procedure is sufficient to demonstrate that the batch is essentially free of visible

particulates

• Light intensity 2000-3750 lux*

• Inspection time- 10 seconds

• Background- black/white

• Acceptance criteria- ANSI/ASQ Z1.4, General inspection Level II, single

sampling plans for normal inspection with an AQL= 0.65%

* Higher illumination may be required for opaque solutions/containers

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Visual Inspection- Product/Requirements

7

Pharmacopeia:

United States Pharmacopeia (USP) related chapters

<1> Injections and Implanted Drug Products

<771> Ophthalmic Products- Quality tests

<787> Subvisible Particulate Matter in Therapeutic Protein Injections

<788> Subvisible Particulate Matter in Injections

<789> Particulate Matter in Ophthalmic Solutions

<790> Visible Particulates in Injections

<1787> Measurement of Subvisible Particulate Matter in Therapeutic Protein

Injections

<1788> Methods for the Determination of Particulate Matter in Injections and

Ophthalmic Solutions

<1790> Visual Inspection of Injections

Page 8: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- Product/Requirements

8

Regulation

Food Drug and Cosmetic Act Section 501(a)(2)(B):

A drug or device shall be deem adulterated “if the methods…facilities or

controls used for its manufacture, processing, packing, or holding do not

conform…to current good manufacturing practice…”

Page 9: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- Product/Methods

9

Manual Visual Inspection- USP<1790>

“Manual visual inspection (MVI) is the reference inspection method

described in all of the major pharmacopeias. It consists of viewing filled and

sealed containers under controlled conditions. This process may be aided

by the use of a tool to allow consistent examination of more than one

container at a time. The quality decisions, to either accept or reject the

container, is made by a trained person. Inspection is a probabilistic process,

and detection rates <100% are to be expected, especially for smaller or low

contrast defects.”

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Visual Inspection- Product/Methods

10

Automated Visual Inspection- USP<1790>

“Automated visual inspection (AVI) combines automated material handling

of the containers with electronic sensing of product appearance”

• Vision systems (camera)- physical defects (cracks, cosmetic defects),

measurements (i.e. crimping), component confirmation, fill level

• Light obscuration (particulates)

• Container closure integrity (non-visual methods)- vacuum decay,

electrical conductivity and capacitance, laser-based gas headspace

analysis

Page 11: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- Product/Methods

11

Automated Visual Inspection- USP<1790>

“Semi-automated visual inspection combines automated material handling

of the containers to be inspected with human vision and judgement to make

the decision to accept or reject”

• Offer consistent manipulation and presentation of the units to inspector

• Control of conditions, lighting, pacing

• Attention focused on inspection and not material handling

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Overview

12

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

▪ Characteristics

▪ Appearance

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 13: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Container and Product Characteristics

13

• Container appearance, (glass, plastic) - opacity, color, pattern

• Container physical properties- rigid, flexible, size, closures, single

and multi chamber

• Container shape- round or cylindrical, rectangular, flat

• Product appearance- clarity, opacity

• Product physical properties- liquid, lyophilized, viscosity, foaming

• Secondary container

These are variables that impact detection

Page 14: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Containers Closure Systems – Rigid (glass)

14

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Containers Closure Systems - Flexible

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Container and Product Appearances

16

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Container and Product Appearances

17

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Container and Product Appearances

18

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Overview

19

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

▪ Definitions

▪ Common defect types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 20: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Particulate Matter Definitions

20

1. Extrinsic

▪ From outside the process (uncontrolled)

▪ Insect parts, hair, fibers, oxidized stainless steel

2. Intrinsic

▪ from within the process (unplanned)

▪ Primary packaging, process equipment, qualified product contact

materials (e.g. stainless steel, glass, gasket, silicone oil

3. Inherent

▪ Part of the formulation (expected and controlled)

▪ Protein agglomerates

Page 21: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Particulate Matter

21

1. Extrinsic

2. Intrinsic

3. Inherent

Pro

cess c

on

tro

ls

Ste

rili

zati

on

meth

od

Risk

Page 22: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Common Defect Types

22

• Primary container integrity breaches

• Secondary (overwrap) integrity

• Particulate matter- visible and subvisible

• Illegible or incorrect labeling or print

• Missing component or closure

• Fill level

• Physical Dimension

Page 23: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Common Defect Types

23

• Container integrity breaches

• Overwrap integrity

• Particulate matter- visible and subvisible

• Illegible or incorrect labeling or print

• Missing component or closure

• Fill level

For flexible containers moisture in the overpouch post-sterilization is an

indication of a breach (primary or secondary container)

Page 24: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Overview

24

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 25: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- the Manufacturing Environment

25

Visual Inspection- Product (Typical Process Flow, flexible containers)

Film /

Port

extrusion

Pouching Sterilization PackingContainer

fabricationFilling

Mixing

Test for

Release

Component-level

inspection

Subassembly-level

inspection

100% In-process

inspection USP<790>

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Visual Inspection- the Manufacturing Environment

26

Visual Inspection- Production

Film /

Port

extrusion

Pouching Sterilization PackingContainer

fabricationFilling

Mixing

Test for

Release

Solution

transmission linesMix tank

Product contact surfaces Trucks and vessels

Raw materials/containers

Page 27: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Visual Inspection- the Manufacturing Environment

27

Visual Inspection- Environment

• Garbing- condition of and proper donning

• State of cleanliness- standing water, equipment leaks

• HEPA filter checks

• State of validation- occupancy, material flow, behavior

• and many more…

Film /

Port

extrusion

Pouching Sterilization PackingContainer

fabricationFilling

Mixing

Test for

Release

Page 28: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Overview

28

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 29: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Control Strategy

29

Prevention is our greatest ally..

• Inspection, detection, and removal are only one element of a

comprehensive control strategy

• Robust product and process design

• Environmental controls

• Defect characterization

• Trending, data review, and feedback loop to the process

• Continuous improvement

Page 30: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Control Strategy- Defect Characterization

31

Particulate Matter Analysis and Levels of Characterization

Level Technique DataLevel of

Characterization

1

Visual Observationmorphology (size, color, shape),

location of PMLow

Stereomicroscopy morphology

Manipulation (probe)physical characteristics (rigid,

flexible, brittle)

2

Polarized Light Microscopymorphology, size, crystalline

characteristics

Fourier Transform Infrared

Spectroscopychemical composition

Energy Dispersive Spectroscopy elemental composition

Scanning Electron Microscopy morphology High

Page 31: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Control Strategy

32

Particulate Matter – Standards and GMP

“Based on a rational consideration of particulate matter occurrence, the numbers of

particles in product cannot be further reduced by either additional requirements or

tighter limits, since these have no effect on the manufacturing process. The

manufacturing process itself is our sole available control on particulate matter. Ample

GMP regulations are currently in place to provide for enforcement activities against

noncompliant manufacturers. GMP’s, rather than monitoring or regulatory or

compendial requirements, control particles.”

Barber, T. A. 2000. Control of Particulate Matter Contamination in Healthcare Manufacturing. Interpharm

Press, Inc.

Page 32: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Overview

33

1. Visual Inspection- Product

2. Container closure systems- Small and Large Volume Injections

3. Common defects types

4. Visual Inspection- the Manufacturing Environment

5. Control Strategy

6. Summary

Page 33: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Summary

34

• Visual inspection (in-process, AQL) remains a critical element in ensuring

process control

• Inspection conditions and methods should be commensurate with the

complexity of the container closure system and contents for the defect of

concern

• Implementation of visual inspection at upstream process points may

provide increase sensitivity to defects

• Establishment of an overarching control strategy

• Visual inspection extends beyond “formal inspection” processes and is

an important function to ensure proper cleanroom operations

Page 34: The Role of Visual Inspection in Contamination Control · 2020. 8. 17. · Visual Inspection- Product/Requirements 5 Pharmacopeia: United States Pharmacopeia (USP)  Injections

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Conclusion

35

Thank You


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