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The Waveguide Cutoff Method

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    The Waveguide Cutoff Method

    A New Method for Measuring theComplex Permittivity of Liquid and

    Semi-Solid Materials at MicrowaveFrequencies

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    What is Permittivity?

    Permittivity is a

    measure of the

    energy stored and

    dissipated by amaterial in an

    electric field

    = conductivity

    = 2f

    ''' j

    ''

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    Why is it Important?

    Permittivity can be a measure of

    several different parameters

    Density

    Temperature

    Consistency

    Viscosity

    Purity

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    Specific Applications

    Industrial Applications: Process

    Monitoring

    Polymers and thermoplastics

    Steam

    Chemical reactions

    Mixing and Chemical Composition

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    Specific Applications

    Biomedical and Food Applications

    Water concentration and detection

    Foodstuffs

    Soils

    Medicines

    Fat and Meat quality

    Cancer Detection Blood Glucose Concentration

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    Methods of Permittivity

    Measurement for Liquids

    and Semi-Solids Open-Ended Coaxial Probe technique

    Cavity Perturbation Method

    Transmission/Reflection Method

    Coaxial Line Method

    Waveguide Method

    Time Domain Spectroscopy

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    Cavity Perturbation

    How it works: Uses the Q-factor and the Frequencyshift in the resonant frequency to determine thepermittivity using Perturbation theory

    Pros

    Effective at measuring low-loss materials Accurate as long as all of the assumptions are met

    Cons Sample size influences effectiveness and accuracy

    Small samples only

    Narrow Band/ Single Band

    Must be precisely machined

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    Transmission/ Reflection

    How it works: Uses S-Parameters from a networkanalyzer and the relates the permittivity to thereflection and transmission of energy through thesample

    Pros Relatively Broadband (One Decade for waveguides up to

    20GHz for coaxial)

    Excellent for high-loss samples

    Cons

    Sample size must be corrected

    May only use the TE10 mode of propagation for a simplemathematical model

    Must be precisely machined

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    Transmission/Reflection

    Reflection

    Reflection

    Transmission Transmission

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    Time-Domain

    Spectroscopy How it works: uses a frequency domain signal and

    the FFT to relate the transmission time through anobject to the complex permittivity.

    Pros

    Broadband, but limited by FFT and instrument (10Ghz) Old method, no surprises

    Cons Very Expensive system

    Large system complexity

    System and software memory limitations for accuracy fromthe FFT calculation

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    Open-Ended Coaxial

    Probe Kit

    How it works: Relates the reflection of

    energy off of the sample to the complex

    permittivity.

    Pros Commercially available, convenient

    Broadband ( 200MHz 20GHz)

    Cons

    Some limitations by sample size, temperature

    dependencies

    Air gaps

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    The Waveguide-Cutoff

    Method

    A simple, broadband calibration

    method for the measurement ofliquid and semi-solid materials

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    Semi-Solid

    Powders

    Gels

    Colloids (salt water) Mixtures (Pulp stock)

    Malleable solids ( Silly Putty or meat)

    Any solid whose dimensions are muchsmaller than the smallest wavelength

    in the measurement.

    Ad t f th

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    Advantages of the

    Waveguide-Cutoff

    Method Broadband (20 GHz)

    Calculations are limited to a non-linear

    curve fit routine Relatively inexpensive machined parts

    for having such a large accuracy

    Does not suffer from the samerestrictions or inaccuracies incalibration as the Probe Kit

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    Waveguide-Cutoff

    Minimum frequency within the rectangular

    chamber that allows electromagnetic

    energy to travel through it.

    Governed by this equation:22

    2

    1

    b

    n

    a

    mfc

    fc is the cutoff frequency in Hertz ,

    a is the width of the waveguide in m,

    b is the height of the waveguide in

    meters,

    m is the number of -wavelength

    variations of fields in the "a" direction,

    n is number of -wavelength variations

    of fields in the "b" direction,

    is the permeability of the material inside

    the waveguide

    is the complex permittivity of thematerial inside of the waveguide

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    Waveguide-Cutoff

    ChamberCutoff!

    T i i f W t

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    Transmission of Water

    through the Chamber

    (S21)

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    Modes of Propagation

    Moding occurs when the waveguide is

    exited with energy which has an

    integer multiple wavelength smaller

    than the guide.

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    Modes of Propagation

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    The Chamber

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    Side View of Chamber

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    Excitation

    VNA

    Input

    VNA

    Output

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    The Relationship

    All the other methods related some

    measurable aspect to the permittivity,

    using a model

    This model relates the transmission of

    the wave through the chamber and the

    subsequent shift in cutoff frequency to

    the complex permittivity

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    Model Derivation

    Begin with the propagation vector kz

    This is the vector in the direction of wave

    propagation by crossing the Electric field

    and Magnetic field by the right hand rule. Note that this equation contains the

    chamber dimensions as well as the

    permittivity

    b

    n

    a

    mfkz

    2222 )()()2(

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    Model Derivation (cont.)

    Now represent the transmission of energy

    through the chamber in polar form.

    Note the propagation vector and the

    dependence on frequency and the mode m Z is the position of the receiving antenna

    This is literally the transmission S-parameter

    from port 1 (input) to port 2 (output)

    zfKj zemfS )(12 ),(

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    Model Derivation (cont.)

    So far, the energy may be calculated

    for a single mode at a single frequency

    However, we would like to have a

    model which emulates the type of data

    that can be attained: that which comes

    from our Vector Network Analyzer

    (VNA)

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    Model Derivation (cont.)

    The VNA outputs the total

    transmission through the chamber,

    which includes the cutoff frequency,

    and all of the existing modes addedtogether

    All of these parameters must be

    included in the model

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    Model Derivation (cont.)

    The VNA outputs the logarithmic ratio of thereceived energy to the amount of energyexcited by the input.

    So the model must also include a form in

    values of dB. Begin by taking the natural log of the

    transmission of the first few modes addedtogether.

    ))7,()6,()5,()4,()3,()2,()1,(ln()( 12121212121212 fSfSfSfSfSfSfSfX

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    Model Derivation (cont.)

    Note that the even modes are

    subtracted from the transmitted energy

    and the odd modes are added

    While the presence of the even modes

    within the waveguide is not seen by

    the receiving antenna, their existence

    still removes energy from what will bereceived.

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    Currently, the equation X(f) is simply a

    logarithmic ratio, which is in units of

    Nepers.

    Now a conversion factor from Nepers

    to DB is required to accurately predict

    the output of the VNA

    LfKjLfKjLfKj

    LfKjLfKjLfKjLfKj

    zzz

    zzzz

    eee

    eeeefX

    )6,()4,()2,(

    )7,()5,()3,()1,()(

    ln686.8)(

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    Model Results

    Here are the uncalibrated results for water

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    Model Results

    Now that we can accurately predict the

    behavior of the transmission through

    the chamber, we will need to calibrate

    the model.

    This is where Particle Swarm

    Optimization and the non-linear curve

    fit come in.

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    Particle Swarm

    Optimization

    PSO is a generic non-linear stochastic

    method for curve-fitting in multiple

    dimensions.

    This method is used to calibrate the

    instrument for the mode coefficients as

    well as the electrical length of the

    chamber

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    How PSO works

    Imagine a surface,where you arelooking for thelowest point on the

    curve In this case, you

    are solving for 3variables, which

    would be the 3Dmidpoint on thesurface

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    How PSO works

    Now imagine dropping a number of

    marbles onto the surface.

    Keep track of their positions and their

    velocities as they roll around the

    surface

    Eventually, most of the marbles,

    regardless of their initial positions, willfall into the hole

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    Paradigm shift

    Now, instead of a 3D surface, make

    the solution space in n-dimensions.

    Each dimension of the space

    represents one of the parameters that

    will be changed in the PSO

    The particles still have positions and

    velocities but they are much moreabstract

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    How PSO really works

    Each particle represents one particular

    solution to the problem within the

    solution space

    The particles move around this

    space, and the movements are based

    upon three things: their own personal

    best solution, the global best solutionand a bit of randomness

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    Each particle has a velocity and position

    and these are calculated for each iteration

    of the PSO

    The update equations for the velocity andposition are below:

    Next_v[ ] = v[ ] + c1

    * rand * (pbest[ ] -

    present[ ]) + c2 * rand * (gbest[ ] - present[ ])

    Next_present[ ] = present[ ] + v[ ]

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    Why do we care?

    PSO was used in two different

    calibrations and in the final curve fit to

    find the model parameters for the

    complex permittivity.

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    Total Calibration

    Procedure

    Calibrate for the Addition of different

    Modes

    Calibrate for the effective electrical

    length of the chamber

    Perform the Swarm several times to

    determine the model parameters for

    the complex permittivity

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    Mode Calibration

    We want to make thefinal transmission asclose to the actual dataas possible, so scalingfactors are added tothe final transmissionequation

    Water, Air, ethanol andmethanol were used as

    calibration materialssince they have knownpermittivity values

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    Mode Calibration

    LfKjLfKjLfKj

    LfKjLfKjLfKjLfKj

    zzz

    zzzz

    eee

    eeeefX

    )6,()4,()2,(

    )7,()5,()3,()1,()(

    ln686.8)(

    LfKjLfKjLfKj

    LfKjLfKjLfKjLfKj

    zzz

    zzzz

    ececec

    ecececec

    fX )6,(7

    )4,(

    6

    )2,(

    5

    )7,(

    4

    )5,(

    3

    )3,(

    2

    )1,(1)(

    ln686.8)(

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    Electrical Length

    Calibration Temperature and humidity can change the

    size of the chamber and the effectiveelectrical length of the chamber

    Recall that the propagation vector kz,

    depends upon the dimensions of thechamber

    A second calibration is used to determinethese values before any data is to be taken,in an attempt to remove these effects.

    This calibration utilizes temperaturecontrolled water and air and the previouscalibration to fine tune the model

    Th D b M d l f

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    The Debye Model of

    Permittivity

    Complex

    permittivity changes

    over frequency

    This is sometimesmodeled using a

    Debye Relaxation

    Model

    22)2(1

    )()('

    ff

    fi

    f

    0

    22 2)2(1

    2)()(''

    ff

    ff

    fi

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    Debye Relaxation Model

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    Debye Swarm Process

    Each particle is given a randomly selected

    starting position in the solution space

    The solution is represented by the four

    numbers of the Debye relaxation model The swarm then changes these four values

    to minimize the error between the model of

    the chamber and the actual data from the

    chamber

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    Debye Swarm Results

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    Preventative Measures

    Sometimes a swarm will fall within a local

    minimum instead of the global minimum

    This can be solved through a method of

    noise injection that Matt Trumbo callsExplosion

    After a certain number of iterations, the

    particles will scatter at high velocity in a

    random direction, but retain their personalbest solution

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    Statistical Methods

    Most Swarm solutions are close to the

    actual solution, but not exact.

    To reduce random error, the swarm is run

    for several iterations and averaged at theend

    The swarm also determines the average

    and standard deviation for all the iterations

    to attempt to remove any outliers where theswarm has fallen into a false minimum

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    Results

    All results are for substances at 20

    degrees

    All of the calibration substances had

    known and recorded DebyeParameters

    Comparisons were made between this

    system and an Open Coaxial-LineDielectric Probe Kit

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    Ethanol

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    Methanol

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    Air

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    Water

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    Oil

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    70% Isopropyl Alcohol

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    Acetone

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    Error Analysis

    With , there is a 5% error between this

    system and the reference instrument

    With , however there is up to a 20%

    maximum error between the Waveguide-Cutoff method and the reference

    *BUT* the uncertainty is only 3

    That is, the large 20% error only occurred

    for low-loss materials.

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    Conclusions

    This system has similar accuracy and

    uncertainty with that of the Open Coaxial-

    Line Dielectric Probe Kit

    However, this system does not share thesame problems with sample depth, and air

    gaps between the sample and the probe

    While sample size is larger, much of the

    uncertainty of measurement is removed withthe Waveguide-Cutoff method.


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