ORI GIN AL PA PER
The Wind in the Willows and the Style of Romance
R. B. Gill
Published online: 16 February 2012
� Springer Science+Business Media, LLC 2012
Abstract The style of Kenneth Grahame’s The Wind in the Willows arises from an
alternative vision and choice of values characteristic of romance. Romance seeks
fulfillment beyond the consequences of everyday relationships and the constrictions
of ordinary life. Causal relationships give way to lists of independent items,
unmotivated outcomes, and fulfilled wishes. Typical syntax in The Wind in theWillows includes compound listing of elements: instead of subordinating the parts to
each other, both sentence style and larger organization deemphasize causality,
giving an additive and coordinate nature to the work. Grahame’s style is an
appropriate vehicle for a ‘‘new life’’ that is inherently rather than conditionally
worthwhile. Characters acknowledge each other as ends. Such a style is a natural
outcome of the worldview of romance.
Keywords Romance � Style � Syntax � Worldview � Children’s literature
The Wind in the Willows and the Style of Romance
One complaint about works of romance is their improbability. Actions and
outcomes are driven by wish fulfillments rather than by realistic chains of causation.
But that, of course, is the appeal of romance: it paints the world as one would have
it, not the world as it is. Romance does not offer realism or even reform so much as
R. B. Gill is M. S. Powell Professor of English at Elon University. He has published studies in
Renaissance historiography, seventeenth-century satire, and William Beckford’s Vathek. Articles on
comedy include studies of Kerouac, Fellini, and dark humor in modern novels. Forthcoming works
include articles on speculative fiction and interdisciplinary connections in the works of Wren and
Dryden.
R. B. Gill (&)
Elon University, 2338 Campus Box, Elon, NC 27244, USA
e-mail: [email protected]
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DOI 10.1007/s10583-012-9161-8
differentness. Contrast with the ordinary world, with its inevitable causes and
consequences, is a desirable characteristic of romance. A point of Shakespeare’s
The Tempest is precisely that Prospero’s grace and magic are non-natural, what we
ordinarily do not find; and, similarly, modern pulp romance contrives to give its
heroes and heroines gratification lacking in the lives of their ordinary readers.
Romance is a worldview or paradigm according to which one understands and
models the world. Its visions have always allowed indulgence in the marvelous and
the ideal, in lands far away and a world notable for wish fulfillment.
This description of romance emphasizes its nature as a literary mode or enduring
way of thinking. The term, of course, is notoriously broad. It is used for the French
language itself and a body of works, especially medieval, composed in it.
‘‘Romance’’ also denotes a literary genre in verse and prose emerging from these
early antecedents and exhibiting diverse conventions in subject matter and form.
The term can refer to material from Arthurian adventure to the loves of popular pulp
fiction, all most often beyond ordinary experience. As material beyond the ordinary,
romance often is characterized in terms of its ability to affect the reader, to operate
as wish fulfillment and a (often questionable) substitute for engagement with the
issues of real life. Some critics have preferred to explore the strategies of narration
used by its authors. These definitions lie between the polar positions of archetypal
and transhistorical approaches on the one hand and historically delimited
description on the other. Failing to find one approach to definition that encompasses
all the possibilities, a number of recent critics have rested content with
acknowledging them all and beginning their commentary from a starting point of
what Barbara Fuchs calls its ‘‘multiple incarnations.’’ In fact, Fuchs notes at the
beginning of her account of the genre that her students have a tacit understanding of
the term—‘‘‘that fairy-tale feeling,’ a mixture of the archaic and the idealizing…’’
(pp. 1–2). This tacit impression, or something akin to it, is perhaps the most
common understanding of the term and suffices for our purposes, which are to
explore some possible shapes that a mode of thinking may impose on the style of a
work. It is, then, as a popular—and general—paradigm of experience, rather than a
historically situated genre, that we approach romance.1
The Wind in the Willows follows the pattern of romance, not just in its choice of
content but in its way of viewing the conduct of one’s life. Kenneth Grahame’s story
is an escape to realms beyond the spaces of ordinary existence and into the essence
of experiences we all desire but as inhabitants of the mundane world must miss.
Readers and critics find the varieties of wish fulfillments especially appealing: a
child’s sense of the security of home, inviting enclosures, the joys of companion-
ships, effortless picnics and meals, escape from the cares and threats of the Wide
World, and the happy indulgence of desires (Rat’s boating and Toad’s automobile
rides come to mind). Grahame’s romance began as bedside tales for his son. Settled
in a difficult marriage and a job in the Bank of England, Grahame himself seems to
1 Fuchs’ Romance (2004) is a general introduction to the history and strategies of the subject. Parker’s
Inescapable Romance (1979) analyzes romance as an ‘‘organizing principle’’ in both narratives and lyrics.
Frye’s Anatomy of Criticism (1957) and The Secular Scripture (1976) are widely influential examinations
of romance as archetypes. Jameson’s often-cited ‘‘ideological analysis’’ (p. 12) of romance in ThePolitical Unconscious (1981) examines its movement through historical contexts.
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have longed for a different life. The Wind in the Willows takes its place among
Edwardian romances of escape from adulthood. Peter Pan first appeared in 1904;
The Wind in the Willows was published in 1908.
The original attraction of The Wind in the Willows may have stemmed from its
nostalgic view of a Victorian past endangered by modern encroachments, but the
tale has a timeless interest for all readers who find themselves trapped in adult life.
Much of the psychological appeal of The Wind in the Willows arises from the tidy
homes, underground or at least under banks. They are womb-like in their enclosed
spaces—intriguing, beckoning safe havens from the ordinary world. Badger’s home
opens
into a sort of a central hall, out of which they could dimly see other long
tunnel-like passages branching, passages mysterious and without apparent
end. But there were doors in the hall as well—stout oaken comfortable-
looking doors. One of these the Badger flung open, and at once they found
themselves in all the glow and warmth of a large fire-lit kitchen.
Leaving the snow-covered world above, ‘‘it seemed to the storm-driven animals,
now in safe anchorage, that the cold and trackless Wild Wood just left outside was
miles and miles away, and all that they had suffered in it a half-forgotten dream’’
(pp. 61, 62).2
Grahame’s romance is careful to emphasize the removed nature of this setting.
Badger’s home lies beneath the traces of an abandoned city of people: ‘‘People
come—they stay for a while, they flourish, they build—and they go. It is their way.
But we remain’’ (Grahame, 1983, p. 73). The difference lies not between animals
and humans but between the ways of romance and those of ordinary life, for the
animals are humans like us, viewed under the aspect of romance. Seen in the shape
of their animal counterparts, human wishes escape responsibility to the real world
and are liberated into the imagination. Badger’s way is an embodiment of our inner
yearning for a lost mode of being. Grahame’s wife, Elspeth, perceptively remarked
that The Wind in the Willows originated in the first stanza of Wordsworth’s
‘‘Intimations Ode’’ (McFall, 2005, p. xvii).
The style of The Wind in the Willows also arises from a basic worldview that
seeks fulfillment beyond the consequences of everyday relationships. In romance’s
characteristic portrayal of conditions that avoid the constrictions of ordinary life,
causal relationships give way to lists of independent items, of episodes on a journey,
of surprising, even unmotivated outcomes, and of fulfilled wishes. For instance, Sir
Thomas Mallory’s knights exist as a series of adventures, for the most part
independent of each other. The Golden Ass of Apuleius combines a string of
episodes under a covering premise. The Wind in the Willows illustrates this
disposition towards loose sequencing in its listing of events joyful in their own right
and free of causal entanglements. Furthermore, Rat, Mole, and Badger know that the
most important things in life lie beyond concern for ordinary consequences. As
2 See Jerry Griswold’s use of Badger’s home as an example of snugness, one of five major themes that he
finds recurring in children’s literature: ‘‘What lies behind this miniaturization and the vision of enclosed
space is a wish to make life more manageable, a wish for control’’ (2006, p. 10). ‘‘The snug place is a
refuge,’’ Griswold writes. ‘‘Or it may simply offer immunity from the cares of the world…’’ (2006, p. 12).
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early as the second paragraph of the book, the Mole gives up spring cleaning in
order to enjoy the sunshine: ‘‘Jumping off all his four legs at once, in the joy of
living and the delight of spring without its cleaning, he pursued his way across the
meadow….’’ Says the Rat about boats, just a bit later, ‘‘in or out of ‘em, it doesn’t
matter. Nothing seems really to matter, that’s the charm of it’’ (pp. 2, 6). That is, for
both the Mole and the Rat, the charm and value lie beyond ordinary cares and
purposes.
Setting out on the Rat’s small boat for the first time, the Mole is captivated by
that joy of living. Grahame writes: ‘‘Absorbed in the new life he was entering upon,
intoxicated with the sparkle, the ripple, the scents and the sounds and the sunlight,
he trailed a paw in the water and dreamed long waking dreams’’ (p. 8). It is possible
to find a parallel to this quote in almost every episode of the book because it
contains three characteristics that are keys to the style of romance in The Wind in theWillows:
First, the Mole experiences a ‘‘new life.’’ He makes a transition from life as he
has ordinarily lived it to a new life that allows him to find truer values. Second,
those values are sensuous and indulgent and thus fulfilling; the joy of the animals
involves both physical and psychological comfort. Rat, Mole, and Toad set off on a
‘‘golden afternoon. The smell of the dust they kicked up was rich and satisfying…’’
(p. 30). The adjective ‘‘rich’’ intensifies the smell and distinguishes it from
commonplace sensations; ‘‘satisfying’’ implies fulfillment of the whole being.
Ample description of the pleasures of life is a salient feature of the book. Later the
Rat contemplates the idea of a Mediterranean fisherman ‘‘hauling his nets at
sundown against an apricot sky, chords of guitar and mandoline from gondola or
caique’’ (p. 171). His vision appeals to a full range of senses.
And, third, the quote is shaped in the typical syntax of The Wind in the Willows, a
compound listing of elements: the sentence opens with two parallel participial
constructions and a preposition with a series of five objects, and then continues with
the main clause, which is composed of two verbs and their modifiers. Instead of
subordinating the parts to each other, the sentence lists or compounds its elements. It
is a string of pleasures rather than a detailing of causal relationships.
Later in the story, the gaoler’s kindly daughter decides to cheer up the imprisoned
Toad by offering him food. In the paragraph describing her efforts, the thoughts that
this food inspired in Toad are related as independent items, conjoined by commas
and coordinate conjunctions. The word ‘‘and’’ occurs repeatedly. The thoughts tend
to be generic, even when they focus on felt images. Sun, wind, warm snap-dragon,
chairlegs on the floor; many items are stated in their general form rather than
delimited by the definite article. We hear a list of dreamy impressions, not of
encounters with specific instances that have actually occurred. This syntax of
compound elements instead of conditional relationships ends appropriately in
Toad’s decision to escape. Although it comes at the end of the passage, Toad’s
conclusion is really the last item in a list, not the result of a causal process:
So the wise girl retired for the time, but, of course, a good deal of the smell of
hot cabbage remained behind, as it will do, and Toad, between his sobs,
sniffed and reflected, and gradually began to think new and inspiring thoughts:
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of chivalry, and poetry, and deeds still to be done; of broad meadows, and
cattle browsing in them, raked by sun and wind; of kitchen-gardens, and
straight herb-borders, and warm snap-dragon beset by bees and of the
comforting clink of dishes set down on the table at Toad Hall, and the scrape
of chair-legs on the floor as every one pulled himself close up to his work. The
air of the narrow cell took on a rosy tinge; he began to think of his friends, and
how they would surely be able to do something; of lawyers, and how they
would have enjoyed his case, and what an ass he had been not to get in a few;
and lastly, he thought of his own great cleverness and resource, and all that he
was capable of if he only gave his great mind to it; and the cure was almost
complete. (p. 136)
The cure comes as the climax of generic dreams, one of those happy, unearned
developments of romance. Appropriately, Toad’s escape itself is the narrator’s gift;
it is what the reader wishes rather than what the narration plausibly develops. In
short, the coordinate syntax of this passage is an appropriate shape for modes of
thinking characteristic of romance.3
In addition to the sentence style, the larger construction of the book—its sections,
chapters, and paragraphs—is basically coordinate rather than subordinate; The Windin the Willows proceeds as a series of delights, to be experienced as a child (or as the
child within the adult), not as an older person burdened with responsibilities and
consequences. Each chapter is a separate event, mostly in chronological order: The
River Bank, The Open Road, The Wild Wood, Mr. Badger, Dulce Domum. Events
do not depend on each other in tight causal relationships. Critics have noted the
influence of Homer’s Odyssey on Grahame’s little book—the wanderings, the
homecoming, the battle with usurpers, specific allusions to warriors in action
(Greene, 1959, p. 260; Kuznets, 1987, p. 100). The parallels are sporadic and slight,
but even as a loose model, Homer merely affirms the additive nature of The Wind inthe Willows. Like the Odyssey, Grahame’s tale is structured as a series of adventures
rather than a tight chain of causes. And Grahame avoids entanglement with dire
consequences. As Geraldine Poss perceptively puts it, ‘‘Through his book Grahame
weaves the gentler trappings of epic, dividing it into a classical twelve chapters, but
omitting from the work all aspects of the heroic life that might cause strife and pain
and eventually death’’ (1975, p. 83). It is important to note that the pageant-like
nature of Grahame’s work does not imply a looseness of conception or execution
but rather a style appropriate to its basic worldview. The Wind in the Willows is
romance rather than epic.
Of course, even in the coordinate style of Grahame’s romance, there are some
causes and consequences, lessons to be learned, results of actions, and so on. The
animals make mistakes and are heartily sorry for them. But they apologize and all is
3 Grahame’s coordinating style is paratactic, ‘‘a construction of arguments by means of repetition,
juxtaposition, antithesis, and elaborations… [a contrast with formats of] cause and effect, subordination,
qualification and the like’’ (Atkinson, 1989, p. 63). As a description of the style of The Wind in theWillows (1957), parataxis is a de-emphasis of causal and subordinating elements; it is an idealization of
simple relationships desired in actual experience. For a helpful model of connections between a paratactic
style and worldview, see Auerbach’s Mimesis: The Representation of Reality in Western Literature(1957), especially chap. 5, ‘‘Roland Against Ganelon.’’
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acceptable again; they refuse to pursue issues into personal conflicts. Relationships
are not held together by calculated purposes but by self-fulfillment and pleasure, by
needs that spring from one’s inner self or essence, not from a self that has been
adapted to external demands. The result is acceptance for what one is. Exchanges,
therefore, are phatic; that is, they are a respectful acknowledgment of the presence
of others, a recognition of them as independent beings rather than as means to an
end: Rat accepts Mole’s mistakes (upsetting the boat, his rash trip to the Wild
Wood). And there are no consequences when Mole objects to Rat’s duck poem (pp.
22–23); the exchange is phatic because it establishes personal connections and
social accommodations between the two friends. The nature of the exchange is
shaped by the goal of friendship rather than by some decision about ducks and
poetry. When Toad perceives Rat nudging Mole as Toad indulges himself in
boasting, he ‘‘burst out laughing. ‘All right, Ratty,’ he said. ‘It’s only my way, you
know.’’’ The two understand each other’s way; their responses come as acknowl-
edgment, not as calculated design, and are the sign of two selves complete in
themselves maintaining contact rather than interacting causally. Skeptical about
Toad’s plans for a caravan trip on the open road, ‘‘Rat, though still unconvinced in
his mind, allowed his good-nature to override his personal objections. He could not
bear to disappoint his two friends…’’ (pp. 26, 30). Friends count for more as ends
than as means to one’s goals or obstacles in the way of personal intentions.
Even when the Badger accosts Toad in the last chapter, demanding that he
reform, Badger speaks with apologies, saying that he has only Toad in mind; he has
spoken up to save Toad from unfortunate entanglements: ‘‘Would you have him a
common laughing-stock, mocked and jeered at by stoats and weasels?’’ (p. 236). As
for Toad himself, it is not at all clear that he has learned anything from a chain of
causes and consequences; it is not clear that his exuberant self has been repressed.
The narrator observes that ‘‘he was indeed an altered Toad!’’ but that statement
comes at the end of a section in which Toad has discovered that ‘‘modest responses’’
make him ‘‘an object of absorbing interest to everyone’’ (pp. 239–240). Grahame
himself noted that ‘‘Toad never really reformed; he was by nature incapable of it’’
(Greene, 1959, p. 248). Of course, we the readers do not want Toad otherwise.
Similar omissions of consequences occur throughout the book. What happened to
all those policemen chasing Toad? They commandeer a train to pursue him, but then
they disappear, even though Toad returns to his original home. And why don’t the
weasels and stoats try to regain Toad Hall after being tossed out? The Toad resumes
a life ‘‘undisturbed by further risings or invasions’’ (p. 240), an improbable outcome
if this were the real world instead of a romance. On first reading, details like these
bother a reader who is unable to let go of the nagging background awareness of
consequences that bedevil adult life. But The Wind in the Willows is written for that
sense of romance within us that embraces life in the present instead of dwelling on
unhappy results in other times.
Other misadventures lack consequences. Returning home, Toad falls into the
river and is swept along. When he is able to gain the shore, where is he but in front
of the home of Rat, who pulls him out of the river? Grahame constructs his narrative
so that the coincidence comes right at the end of a chapter and leads to a cheerful
outcome rather than a more realistic conclusion. On their way to regain Toad Hall,
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Toad once more falls into the water, but here his misadventure is like a cartoon
incident or comic routine (p. 224). Similarly, the final battle happens rather than is
caused. Grahame writes: ‘‘The affair was soon over. Up and down, the whole length
of the hall, strode the four Friends, whacking with their sticks at every head that
showed itself; and in five minutes the room was cleared’’ (p. 227). In Grahame’s
romance, righteousness prevails with ease, and the cleanup is done according to
desires and ideals of appropriateness rather than to the necessary conditions of
actual work.
An awareness of the style of romance, with its coordinate constructions and de-
emphasis of causes and consequences, clarifies the relationships among the various
sections of The Wind in the Willows. At times critics separate the narrative strands
of the book into Mole and Toad episodes, ‘‘safe enclosures’’ vs. ‘‘adult realities’’
(e.g. Hunt, 1994, p. 26; Gilead, 1988, p. 151). That perceived separation is
understandable, but all sections of Grahame’s tale are united by emphasis on the
journey into self-fulfillment rather than into external pursuits. In the episode titled
‘‘Wayfarers All,’’ Rat hears a ‘‘peremptory call’’ to change as autumn approaches.
The chorus of the orchards and hedges is shrinking as his feathered friends, group by
group, obey that call; the field-mice are preoccupied with preparations for the
winter; a ‘‘sweet unrest’’ fluttering through dreams at night beckons the animals
with ‘‘the scents and sounds and names of long-forgotten places’’ (p. 158). Will our
Rat leave his idyllic life and follow the wizened Sea Rat in an animal version of the
Edwardian fascination with travel beyond the oceans? Grahame writes in his most
luxurious prose of the spellbinding appeal of the ‘‘red and glowing vintage of the
South’’ and the ‘‘changing foam-streaked grey-green of leaping Northern seas’’ (p.
170). Here he purposefully imitates travel narratives, his sensuous description
abetted by the penchant of romance for contrast with ordinary existence.
Spellbound, Rat starts South ‘‘to the shores that are calling me!’’ Fortunately,
though, Mole saves Rat by giving him a pencil and few half-sheets of paper: ‘‘‘It’s
quite a long time since you did any poetry,’ he remarked. ‘You might have a try at it
this evening, instead of—well, brooding over things so much. I’ve an idea that
you’ll feel a lot better when you’ve got something jotted down—if it’s only just the
rhymes’’’ (p. 176).
Rat is saved from an appealing but for him inappropriate journey abroad in order
to continue a parallel journey to the core of domestic experience that Mole and he
enjoy throughout the book. The call of overseas adventure is strong, but it is better
that Rat stick with the sheltered romance that is so much the major appeal of
Grahame’s work. He has literature, his rhymes, to bear him lands away. Desire and
fulfillment are the attracting forces in this chapter, often compatible in romance, but
here the desire is nervous, described repeatedly in terms of unrest and necessary
obedience. The Sea Rat is footsore and hungry but compelled, nevertheless, by ‘‘the
old call… which will not let me go’’ (p. 163). And the fulfillment entails the
exigencies of external journeys. Mole’s solution is to lead Rat to attainable desires
more characteristic of their type of interior romance. Rat is freed from the demands
of peripheral desires and enabled to pursue an inward journey to his own core being.
The Wind in the Willows is not a pairing or balancing of ‘‘safe enclosures’’ and
‘‘adult realities’’ but, rather, a choice of the enclosures of romance over the realities
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of adult life. In a sense, the story is the opposite of The Odyssey: it is not so much a
journey as a residence. The call of the novel is to domestic romance.
Mr. Toad also wants distant journeys—in his motor car. Although Toad in fact
attempts all sorts of trips, ironically he never gets beyond himself. Toad has one of
the most egregious egos in children’s literature. It is instructive that Rat’s wayfaring
chapter immediately precedes ‘‘The Further Adventures of Toad.’’ In one respect his
journeys are all surface travel and repeatedly entangle him with the Wide World; the
other animals try to teach him better. But Toad’s inability really to reform is, of
course, part of his lovability; he is irrepressible; he follows his desires with a gusto
that we all might envy. So, in another respect, his journeys are a type of escape to
personal essence, to endorsement of personal desire. They are the alternative that
romance promises to ordinary life. In fact, Toad even makes up a little song,
contrasting his famous, intelligent, intrepid, respected, and handsome self to run-of-
the-mill heroes: ‘‘never a name to go down to fame/Compared with that of Toad!’’
(p. 190). In name and romantic self-absorption, Toad is definitely beyond the
ordinary! When he tells Mole his adventures in rather augmented style, the narration
contrasts them with ordinary experiences: ‘‘Those are always the best and the raciest
adventures; and why should they not be truly ours, as much as the somewhat
inadequate things that really come off?’’ (p. 222). Toad, then, pursues a journey into
what is true life for him, though clearly undesirable for the other animals. He is, in
fact, the foil against which their domestic pursuits shine, the comic Sancho Panza or
Papageno who connects the otherness of romance with the urges and discomforts of
our ordinary world.
Both Rat’s poetry and Toad’s episodes replace the causes and consequences of
adult realities with a purposefully and self-consciously created world. In The Windin the Willows, the reader loses expectation of hard realism and, instead, becomes
more at home in an artistic environment where enriched description and story-book
romance are expected conditions. The Wind in the Willows, Seth Lerer writes, is
‘‘first and foremost, an essay in aesthetics. Style governs each and every creature of
its woods and mansions….’’ Lerer refers to English style, a ‘‘Victorian domestic
pastoral and a fable of life that would be shattered by social upheaval and world
war’’ (Kuznets, 1987, pp. 51, 53). This essay in aesthetics is harmonious with
romance in several ways: not only is outdated English style an aesthetic alternative
to the present, Grahame’s work self-consciously makes clear that it is available only
as an aesthetic creation. Mole calls our attention to the ‘‘created’’ nature of the
narrative. When Rat deduces the presence of Badger’s home beneath the snow in
Sherlock Holmes fashion, Mole marvels, ‘‘Well, I’ve read about that sort of thing in
books, but I’ve never come across it before in real life’’ (p. 56), as if to say that these
sorts of things are occurring in a book, and one that contrasts with real life.
A passage like the description of the coming of June is presented as a pageant, as
a work of art at a remove from a natural word-to-world fit: ‘‘The pageant of the river
bank had marched steadily along, unfolding itself in scene-pictures that succeeded
each other in stately procession…’’ (pp. 41–42). The account continues to a
somewhat incongruous inclusion of the characters of human romance: ‘‘One
member of the company was still awaited; the shepherd-boy for the nymphs to woo,
the knight for whom the ladies waited at the window, the prince that was to kiss the
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sleeping summer back to life and love….’’ Incongruous but an easy inclusion since
the alternative lives that these little animals experience are nearer akin to art than to
reality. The metaconscious style of The Wind in the Willows carries the message that
romance creates its worlds, to fulfill desire rather than to depict reality.
The shepherd-boy, knight, ladies, and prince are also easy inclusions because
Grahame’s animals are really humans. Often an author will anthropomorphize an
animal character, but Grahame portrays us, human figures, in the guise of animals.
The animals engage in human actions without seeming inappropriate because the
basis of their characterization is human rather than animal. They have chicken for
dinner (p. 7), fried ham (p. 69), rabbit with onion (p. 181), a gipsy stew of
‘‘partridges, and pheasants, and chickens, and hares, and rabbits, and peahens, and
guinea-fowls, and one or two other things’’ (p. 189), keep birds in cages (pp. 23,
36)—humans in cities also keep birds (pp. 78, 135)—use a horse to pull their cart (p.
33), have rows with the police (cf. Toad’s difficulties) and generally react like
humans. Toad lives in Toad Hall with a graveled carriage drive. It is hard to tell the
life of the wayfaring rat from the life of a regular sailor. The Wind in the Willows is
about us, ‘‘animalized’’ as a means of portraying the otherness of this romance. In
spite of some references to ‘‘animal etiquette’’ and instinct (pp. 10, 77) and actions
appropriate to animals rather than humans, we don’t think first of the animal
reaction or the character as animal but rather of the human reaction. ‘‘What’s a little
wet to a Water Rat’’ says Rat cheerily when Mole overturns the boat (p. 19), but
even here the animal characteristic is necessary because we have reacted as if he
were a human. The animal traits add quaintness, it is true, but more basically they
remove the characters from the responsibilities of ordinary human life, allowing
them to live their difference with greater ease.
‘‘The Piper at the Gates of Dawn,’’ an intriguing chapter at the heart of the book
in both position and theme, emphasizes this call to a different and true life that is the
message of romance whispered by the wind in the willows. Little Portly Otter has
wandered off, he doesn’t swim very well yet, and ‘‘then there are—well, traps and
things—you know’’ (p. 120). His worried father waits faithfully each night for
Portly’s return. Mole and Rat go out on the river to look for him. There they
experience the rising moon washing the shadowy river ‘‘clean of mystery and
terror’’ (p. 122) and then the happy call of a distant piping. ‘‘Rapt, transported,
trembling, [Rat] was possessed in all his senses by this new divine thing,’’ and Mole
too, breathless and transfixed, ‘‘stopped rowing as the liquid run of that glad piping
broke on him like a wave, caught him up, and possessed him utterly’’ (p. 124).
Because sensuous descriptions of the essence of experience become a familiar part
of the romance of The Wind in the Willows, this ecstasy seems an appropriate
tableau of what we have been experiencing all along. On an island in mid stream,
‘‘fringed close with willow and silver birch and alder… it hid whatever it might hold
behind a veil, keeping it till the hour should come, and, with the hour, those who
were called and chosen’’ (p. 125). There ‘‘in that utter clearness of the imminent
dawn,’’ Rat looks ‘‘in the very eyes of the Friend and Helper; saw the backward
sweep of the curved horns… the long supple hand still holding the pan-pipes…’’
with Portly, the baby otter, nestled peacefully between his hooves (pp. 126–127).
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The Pan figure, a trans-sectarian combination of Christian and pagan elements,
seems an appropriate part of that intensified essence of natural joy that the animals
have been experiencing (cf. Prince, 1994, p. 92). In this romance, Mole and Rat
have been called to journey to the charged heart of the quotidian. There ‘‘the two
animals, crouching to the earth, bowed their heads and did worship’’ (p. 127). The
revelation of Pan remains deep within them as a dim sense of the beauty of a dream
that one struggles to recall till ‘‘the dreamer bitterly accepts the hard, cold waking
and all its penalties’’ (p. 128). ‘‘The Piper at the Gates of Dawn’’ is a striking version
of Romantic ‘‘intimations,’’ of the journey within and its contrast with the everyday
world. The otherness of Pan and the sacred nature of the experience operate as a
central tableau of the novel’s basic vision. Here The Wind in the Willows lies in the
tradition of romances like A Midsummer Night’s Dream. There are alternatives to
ordinary existence—in the imagination, in art, in Grahame’s and Shakespeare’s
midsummer nights, in the core of one’s being.
The animals live in the essence of their lives rather than in the sad entanglements
of the mundane world. That is part of their great appeal: they lead the life we would
lead if we could toss the housekeeping as Mole does or the bank job as Grahame
himself obviously wished to do: ‘‘It’s my world, and I don’t want any other. What it
hasn’t got is not worth having, and what it doesn’t know is not worth knowing,’’
said the Rat (p. 9). As the ripening summer moved onward, Mole ‘‘learnt to swim
and to row, and entered into the joy of running water; and with his ear to the reed-
stems he caught, at intervals, something of what the wind went whispering so
constantly among them’’ (p. 18). And that is what we too catch a glimmering of in
The Wind in the Willows: the romance of new life, pure and true.
Grahame has a gift of pulling readers into his narration—by the animals, who are
clearly us in their feelings and reactions (or at least they are the way we would like
to be), by description that is imaginatively appealing, by the overblown but
attractive travel accounts, and also by the quiet descriptions of wonder: ‘‘a yellow
moon, appearing suddenly and silently from nowhere in particular, came to keep
them company and listen to their talk’’ (p. 31). Simple yet involving; Grahame has
personified the moon’s appearance. It is a statement of the apprehension of the
characters rather than an objective description of scene. Grahame taps into the
affective dimensions of a thought. That ability to draw readers into the setting
psychologically is one of the major appeals of The Wind in the Willows.
For some readers the question arises whether Mole’s return-to-home philos-
ophy is restrictive and the lessons of the book basically negative. An important
strain of criticism, as Peter Hunt explains in his review of critical approaches to
the book, claims that Grahame’s world is built on a series of denials and
evasions (Hunt, 1994, pp. 61, 77). These understandable views, though, take on
new coloring when Mole’s inner journey is considered as a characteristic of
romance in which ‘‘evasion’’ is seen as positive and the return to home as a
choice of enlightened values. A view of The Wind in the Willows as romance
does not determine the ethics of alternative worlds, but it does place the debate
over Grahame’s message in a context of moral choices. It also affects one’s
understanding of the book’s audience; that is, whether indeed The Wind in the
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Willows is a children’s book.4 Romance appeals to a reader who can appreciate
the desirability of another situation, environment, world, or life. Child readers
who understand such an appeal will best respond to the book. If not, they will
miss a major component of Grahame’s romance, though they may enjoy other
aspects of it.
The additive and sequential nature of The Wind in the Willows combined with a
clear avoidance of subordination and causality is no doubt a hallmark of Grahame’s
own stylistic identity or preferences; Lois Kuznets remarks that Grahame’s early
letter style is paratactic (p. 114). But in addition to its roots in Grahame’s personal
style is its congruence with the worldview of romance, which acknowledges the
dark side of life but encourages neither tragic confrontation nor realistic reform. The
impulse of romance is to find alternatives; the style of The Wind in the Willows is an
instructive concomitant of such a worldview. Grahame’s style should be considered
not so much an ordering of words alone as both the product and the fitting shape of a
worldview. To analyze the style of The Wind in the Willows is to analyze an
alternative vision and choice of values. Sensuous, Grahame’s style appeals to
feelings and present fulfillment. Additive and loosely sequential, it lists elements
valuable in themselves. In this respect, the style parallels the discovery of a ‘‘new
life’’ that is inherently rather than conditionally worthwhile. Phatic, its characters
acknowledge each other as ends. Self-conscious, it calls attention to its status as
creation rather than mimesis. Such a style is a natural and appropriate outcome of
the worldview of romance.
References
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Auerbach, Erich. (1957). Mimesis: The Representation of Reality in Western Literature. Garden City:
Doubleday.
Frye, Northrop. (1957). Anatomy of Criticism. Princeton: Princeton University Press.
Frye, Northrop. (1976). The Secular Scripture: A Study of the Structure of Romance. Cambridge, MA:
Harvard University Press.
Fuchs, Barbara. (2004). Romance. New York: Routledge. Accessed October 3, 2011, from EBSCOhost.
Gilead, Sarah. (1988). The Undoing of Idyll in The Wind in the Willows. Children’s Literature, 16,
145–158.
Grahame, Kenneth. (1983). The Wind in the Willows. New York: Charles Scribner’s Sons.
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Murray.
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Kuznets, Lois R. (1987). Kenneth Grahame. Boston: Twayne.
4 Jacqueline Rose attempts to ‘‘dismantle’’ the innocence of the child in her examination of the troubled
history of Peter Pan (1992). It is not an issue of what the child wants, she writes, ‘‘but of what the adult
desires’’ (p. 2). In this view, Grahame’s myth of childhood, like Barrie’s, is an adult choice, a ‘‘political
mystification of the child’’ (p. 11). That, of course, is the choice of romance, a mystification no doubt but
also an overt and plain choice of alternative values.
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Lerer, Seth. (2009). Style and the Mole: Domestic Aesthetics in the Wind in the Willows. Journal ofAesthetic Education, 43(2), 51–63.
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