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236 OPTICS LETTERS / Vol. 11, No. 4 / April 1986 Theory of self-frequency detuning of oscillations by wave mixing in photorefractive crystals Baruch Fischer Department of Electrical Engineering, Technion-Israel Institute of Technology, Haifa, 32000, Israel Received August 14, 1985; accepted January 27, 1986 We present a theory of the frequency-detuning properties of various oscillators formed by four-wave mixing in photorefractive crystals. It is shown that the detuning originates from the self-induced grating dynamics in the mixing crystal, governed by phase conditions of the optical paths and several other parameters, such as external and internal electric fields in the mixing crystal. Interesting experimental findings of self-frequency- detuning effects of phase-conjugate mirrors (PCM's) were reported recently. 1 - 3 A dye laser in conjunction with a passive (self-pumped) phase-conjugate mirror (PPCM) caused an unexplained self-frequency scan- ning of the laser. 1 ' 2 Another system of a cavity formed by two PCM's also demonstrated a nondegenerate os- cillation. 3 Recently 4 we presented a first theory that explains the self-frequency-shift properties of the ring PPCM and discussed its meaning as a new type of active interferometry with applications to optical sensors such as gyroscopes. In this Letter we present a gener- al study of the frequency-detuning properties of vari- ous oscillators with photorefractive crystals. The re- sults also suggest possible causes for detuning in the PPCM used in self-scanning experiments 1 ' 2 but do not establish the mechanism conclusively; this will be done in further experimental work. Figures 1(a)-i(d) describe the oscillators discussed in this work. In the past 5 ' 6 these oscillators were ana- lyzed with the assumption of degenerate frequencies. However, the consideration of complex amplitudes with the phases of the beams in the cavity plus the crystal dictates a detuning of the mixing beams. The phase contribution of the induced moving gratings written by these beams is an essential ingredient. It is due to the detuning dependence of the complex cou- pling constant or of two mixing beams detuned by 6 in a photorefractive crystal 4 ' 5 : 7(5) = Ym/[1 + i(r6)], (1) where r is the time constant of the grating buildup. The additional detuning-dependent phase from y(6)is added to the r/2 spatial phase shift, which exists be- tween the gratings and interference fringes in diffu- sion-dominated photorefractive crystals. The mathematical treatment of the nondegenerate four-wave mixing is straightforward in most systems in which the phase-mismatch factor due to the detun- ing is negligible, i.e., 61/c << 1. 1 is the effective width of the mixing crystal and c is the speed of light in the crystal. This assumption is valid for photorefractive crystals since 1- 1-5 mm and 6 < 1hr 1-104rad/sec. Thus we will use previous calculations for the degener- ate case 5 simply by plugging in the complex y( 6 ) with the same assumptions of plane waves, transmission gratings, and negligible absorption in the crystal. Consider the standard nondegenerate phase conju- gation in which three of the four-wave mixing beams-the two pumps and the signal-are externally supplied. If the signal's frequency is w + 6 compared with w of the two pumps, the reflected beam is down- shifted to w - 6. Although the magnitude of -y(6) decreases for larger 6, the reflectivity may be highest for 6 5d 0. This can be shown, for example, from the expression for the small-signal reflectivity 7 .[-y(6)l 1 y(6)l ln rl2 R = sinh[ 2 Osn 2 + 2] (2) ] 2 ]/ 1 2 2]l where r is the pump's intensity ratio. Self-oscillation (R = a) occurs for a nonzero 6and a specific r such that [ ii )]+ Inr = iq7r, (3) where q is an odd integer. It might have been thought 8 ' 9 that the preference for high gain is the cause for the frequency shift of oscillators with photorefrac- tive crystals. It will be shown, however, that for the various oscillators discussed here, the frequency de- tuning is dictated by phase considerations of the cavi- ty and the crystal. We use the notation and results of Ref. 5, recalculat- ed for the complex amplitudes Ai(z) of the waves rath- er than their intensities. Thus we define m 1 = A,(0)/(A*2(0), M2 = A* 2 (1)/(A 1 (1), r 1 = A3(0)/(A*4(0), and r 2 = 1/M 2 . For boundary conditions where A 3 (1) = 0, valid for all the configurations of Fig. 1 except for Fig. (1d), we obtain 4 ml = T+Q __ m 2 [(A + B)T + Q] rl =_ (A+1)T m 2 [(AT + Q)] (4) (5) whereQ = [A 2 + (A + 1)2 1r 2 1 2 ] 1 / 2 , T = tanh[(yl/2)Q], B = (1 + A)1r 2 1 2 , and A = [(I2 + I3) - (II + I4)]/10 is the conserved intensity flux normalized by the total inten- sity Io = E, Ii = F,1Ai12 The properties of the ring PPCM [Fig. (lb)] can be obtained easily. 4 The ring's complex amplitude 0146-9592/86/040236-03$2.00/0 © 1986, Optical Society of America
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236 OPTICS LETTERS / Vol. 11, No. 4 / April 1986

Theory of self-frequency detuning of oscillations by wavemixing in photorefractive crystals

Baruch FischerDepartment of Electrical Engineering, Technion-Israel Institute of Technology, Haifa, 32000, Israel

Received August 14, 1985; accepted January 27, 1986

We present a theory of the frequency-detuning properties of various oscillators formed by four-wave mixing inphotorefractive crystals. It is shown that the detuning originates from the self-induced grating dynamics in themixing crystal, governed by phase conditions of the optical paths and several other parameters, such as external andinternal electric fields in the mixing crystal.

Interesting experimental findings of self-frequency-detuning effects of phase-conjugate mirrors (PCM's)were reported recently. 1-3 A dye laser in conjunctionwith a passive (self-pumped) phase-conjugate mirror(PPCM) caused an unexplained self-frequency scan-ning of the laser.1' 2 Another system of a cavity formedby two PCM's also demonstrated a nondegenerate os-cillation. 3

Recently4 we presented a first theory that explainsthe self-frequency-shift properties of the ring PPCMand discussed its meaning as a new type of activeinterferometry with applications to optical sensorssuch as gyroscopes. In this Letter we present a gener-al study of the frequency-detuning properties of vari-ous oscillators with photorefractive crystals. The re-sults also suggest possible causes for detuning in thePPCM used in self-scanning experiments1' 2 but do notestablish the mechanism conclusively; this will bedone in further experimental work.

Figures 1(a)-i(d) describe the oscillators discussedin this work. In the past5' 6 these oscillators were ana-lyzed with the assumption of degenerate frequencies.However, the consideration of complex amplitudeswith the phases of the beams in the cavity plus thecrystal dictates a detuning of the mixing beams. Thephase contribution of the induced moving gratingswritten by these beams is an essential ingredient. It isdue to the detuning dependence of the complex cou-pling constant or of two mixing beams detuned by 6 in aphotorefractive crystal 4' 5:

7(5) = Ym/[1 + i(r6)], (1)where r is the time constant of the grating buildup.The additional detuning-dependent phase from y(6) isadded to the r/2 spatial phase shift, which exists be-tween the gratings and interference fringes in diffu-sion-dominated photorefractive crystals.

The mathematical treatment of the nondegeneratefour-wave mixing is straightforward in most systemsin which the phase-mismatch factor due to the detun-ing is negligible, i.e., 61/c << 1. 1 is the effective widthof the mixing crystal and c is the speed of light in thecrystal. This assumption is valid for photorefractivecrystals since 1- 1-5 mm and 6 < 1hr 1-104 rad/sec.Thus we will use previous calculations for the degener-ate case5 simply by plugging in the complex y(6) with

the same assumptions of plane waves, transmissiongratings, and negligible absorption in the crystal.

Consider the standard nondegenerate phase conju-gation in which three of the four-wave mixingbeams-the two pumps and the signal-are externallysupplied. If the signal's frequency is w + 6 comparedwith w of the two pumps, the reflected beam is down-shifted to w - 6. Although the magnitude of -y(6)decreases for larger 6, the reflectivity may be highestfor 6 5d 0. This can be shown, for example, from theexpression for the small-signal reflectivity7

.[-y(6)l 1 y(6)l ln rl2R = sinh[ 2 Osn 2 + 2] (2)] 2 ]/ 1 2 2]l

where r is the pump's intensity ratio. Self-oscillation(R = a) occurs for a nonzero 6 and a specific r such that

[ ii )]+ Inr = iq7r, (3)

where q is an odd integer. It might have beenthought 8' 9 that the preference for high gain is the causefor the frequency shift of oscillators with photorefrac-tive crystals. It will be shown, however, that for thevarious oscillators discussed here, the frequency de-tuning is dictated by phase considerations of the cavi-ty and the crystal.

We use the notation and results of Ref. 5, recalculat-ed for the complex amplitudes Ai(z) of the waves rath-er than their intensities. Thus we define m1 =A,(0)/(A*2(0), M2 = A*2(1)/(A1(1), r1 = A3(0)/(A*4(0),and r2 = 1/M2. For boundary conditions where A3(1)= 0, valid for all the configurations of Fig. 1 except forFig. (1d), we obtain 4

ml = T+Q __m2 [(A + B)T + Q]

rl =_ (A+1)Tm2[(AT + Q)]

(4)

(5)

where Q = [A2 + (A + 1)2 1r2 12 ]1 /2 , T = tanh[(yl/2)Q], B= (1 + A)1r212, and A = [(I2 + I3) - (II + I4)]/10 is theconserved intensity flux normalized by the total inten-sity Io = E, Ii = F,1Ai12

The properties of the ring PPCM [Fig. (lb)] can beobtained easily.4 The ring's complex amplitude

0146-9592/86/040236-03$2.00/0 © 1986, Optical Society of America

April 1986 / Vol. 11, No. 4 / OPTICS LETTERS 237

(a)

(+8 \c/3 )

a... .. ( C)

( b)

/ 4

Fig. 1. The oscillators with photorefractive crystals C andC' described in this Letter. (a) Semilinear and linear(dashed lines) PPCM's. (b) Ring PPCM. (c) 2IR PPCM.Usually the two regions C and C' are in one crystal of whichthe faces are the mirrors. (d) Unidirectional and double-directional (dashed arrows) ring oscillators.

transmissivities for the counterpropagating beamsprovide the boundary conditions at the z = 0 surface ofthe mixing crystal:

m = AlMIA30), m = A4 (0)/A2 (0).

Realizing that mi/ri = mmn* = MeiO, where 0 is anonreciprocal phase in the ring and equating this tothe ratio obtained from Eqs. (4) and (5) results in

(T +Q) (AT +Q)_ = _Men'. (7)[(A + B)T + Q](A + 1)T

Here, A = (1 - M)/(1 + M) is known. 4' 5 Equation (7)gives the reflectivity Ir2 12 and the detuning 6 with awide linear region 4 around r 0:

(,r) - at, (8)

where a = [(M/(M + 1)]sinh(yo1)/(yo1).Note that any reciprocal phase in the ring is can-

celed out. The effect of the detuning 6 on 0 wasignored in this calculation. It adds 5L/c to i, where Lis the cavity's length and c the speed of light in thecavity. For long L, however, 0 must be renormalized. 4

Equation (4) provides a solution for a linear PPCM[Fig. (la)], where (mlm2) = M'eiO' is known. It gives6(tY) and A, and Eq. (5) gives the reflectivity of thisdevice, rl. This is not exactly compatible with thelinear PPCM of Fig. 1(a), since the mirrors plus thecavity provide information about Al/A2 and notA1/A*2 , which is required for mi. Then O' and 6 willnot be specified by Eq. (4). However, for the semilin-ear PPCM with only one mirror the solution is imme-diate: ml = 0 in Eq. (4) results in

T+ Q = 0. (9)

Since A and Q are real, this implies 6 = 0 and a non-shifted oscillation for any O'.

The two-interaction-region PPCM (2IR PPCM)(Ref. 2) of Fig. 1(c) is a combination of a ring PPCMwith a double phase conjugator (at the region C') in itsfeedback loop.5 The boundary conditions for the dou-ble PCM (DPCM) with two vanishing beams at thecrystal's surfaces are similar to those for the semilin-ear PPCM with one mirror, producing the same condi-tions of Eq. (9) and stationary gratings, i.e., 6 1 = 62 = 6-

This still permits different frequencies for the twocouples of the writing beams in the region C' andmoving gratings in the first region C. The precise 6will be determined by another property of the DPCMobtained by the conserved constant5 c = Al (z)A2'(z) +A3 '(z)A4 '(z) in the region C'. Since A34(=') Al (0) = 0and c(0) = c(1'), it follows that

(10)

This means that the complex amplitude transmissivi-ties of the counterpropagating beams through theDPCM (C') are the same, and the ring is reciprocalTherefore, as for the ring PPCM, 6 = 0, all the beamsof the 2IR PPCM are degenerate, unless a nonrecipro-cal phase 0 exists in the ring. The i dependence of 6 issimilar to that of the ring PPCM and is given byrelation (8). The apparent contradiction with the ex-perimental findings is discussed below.

The unidirectional and double-directional ring os-cillators of Fig. 1(d)6 are different from the previousrings. The existence of a feedback loop of the oscillat-ing beams into themselves [A4(0) = mA4(l) and A3(1) =mA3(0)] results in a dependence on the reciprocalphases of the resonator paths (m and mi), whereasreciprocal phases were canceled out in the previousrings, which depend on mm*. We do not elaborate onthis configuration since an analysis has already beenpublished. 9 .

Besides the explicit detuning dependence on thecrystal and cavity parameters such as a, M, and ,yo theeffect of an electric field in the crystal is interesting.An applied dc field adds a phase source in the cavitythrough its effect on the spatial phase between thegratings and the fringes of the mixing beams in thecrystal. This affects the frequency shift of the oscilla-tion. 10

The electric-field dependence of y is given by 5'6

f(E0 ),y(E0, 6) = Yo 1 + i(r6) (11)

where

f(E0) Ep(Eo + iEd)aE + (Ed+ E)

and a = (Ed + Ep)/(EpEd) normalizes f(Eo) such that,Y(Eo = 6 = 0) = yo, Ed = kBTk/e, Ep = epd/Ek, kB is

Boltzmann's constant, T is the temperature, E is thedielectric constant, e is the electron charge, k is thegrating's wave number, and Pd is the trap's density.Inserting y(Eo, 6) into the equations that describe thevarious oscillators gives the detuning dependence onE0. (We neglect here the weak r dependencel1 on E0.)Applying Eq. (9) for the semilinear PPCM with one

Al,(0/4(0) = AXOVA241%

238 OPTICS LETTERS / Vol. 11, No. 4 / April 1986

mirror will dictate that -y(Eo, 6) be real and

(r6) = -E-E 0

Eo2 + Ed (Ed + Ep) (Ed(Ed + EP))E

= -OEo (12)

for E02 << Ed(Ed + Ep).

A similar procedure for the ring PPCM with anelectric field, using Eq. (7), results in1 0

(T6) -t9 - f3Eo (13)in the linear region, where

a = [M/(M + 1)] sinh(-y 01)/(-y01),Ed(Ed + Ep)

For the 2IR PPCM, the detunings in the two regionsare determined by Eq. (12) and relation (13), giving

1(61 + 62) = a9 - fl(E0)1, T2(1- 62) =-f(Eo)2

(14)where ri and (Eo)i are the time response and electricfields, respectively, in the two regions.

Even in the absence of an applied electric field, aninternal field can activate a detuning. The bulk photo-voltaic effect, for example, can cause a dc electric field inthe crystal and also influences the nonuniform space-charge field. We carried out a detailed calculation tothis effect on y, assuming the photovoltaic current to beof the form of11-1 3

Jpu = vnpc, (15)

where n and p are the densities of the mobile electronsor holes and the ionized donors or acceptors, c is a unitvector along the crystal's c axis, and v is a constant.Assumptions similar10 to those for the derivation ofexpression (12) give

7 = -Yo'/[l + i(rb)], (16)

where

f aEp(E0 + Epv + iEd)

Eo + i(Ed + EP)

such that y(Eo = Epv = 6 = 0) = -yo, Epu = v(c )Pd/(e,), y is the mobility, and k is the wave vector ofthe grating. The photovoltaic effect will modify Eqs.(12)-(14) such that

-0E0 -3Eo - (l/Ed)Epu. (17)

The dc field E0 in the crystal is determined by theelectrical circuitry.

Our analysis shows that an internal electric fieldalone cannot satisfactorily explain the up-and-downshift of the frequency in the same system. It must beaccompanied by some nonreciprocal phase in the ring.Such nonreciprocity may originate from different

paths of the counterpropagating beams in the ring notbeing exactly phase-conjugate waves or may resultfrom some noise or instability. We note that an ex-perimental possibility exists of forming reflectiongratings, which may cause an additional reciprocalphase dependence of the detuning, as in the unidirec-tional and double-directional ring oscillators. Thereflection gratings may be particularly important inthe compact 2IR PPCM, since a limited coherencelength does not wash out these gratings.

In conclusion, we have presented a basic analysis ofthe frequency-shift behavior of oscillators with pho-torefractive crystals, which opens the way for resolvingthe unexplained spontaneous detuning effects and asystematic experimental evaluation of these oscilla-tors.

Note added in proof: Following the submission ofthis Letter, an experimental study of the detuningproperties of various oscillators was carried out by theauthor and his colleagues.14

Results of this work were presented at the annualIsrael Physical Society meeting, April 1985.

References

1. W. B. Whitten and J. M. Ramsey, Opt. Lett. 9,44 (1984).2. F. J. Jahoda, R. G. Weber, and J. Feinberg, Opt. Lett. 9,

362 (1984); J. Feinberg and G. D. Bacher, Opt. Lett. 9,420 (1984).

3. M. Cronin-Golomb, B. Fischer, S. K. Kwong, J. 0.White, and A. Yariv, Opt. Lett. 10, 353 (1985).

4. B. Fischer and S. Sternklar, Appl. Phys. Lett. 47, 1(1985).

5. M. Cronin-Golomb, B. Fischer, J. 0. White, and A.Yariv, IEEE, J. Quantum Electron. QE-20,12 (1984).

6. J. 0. White, M. Cronin-Golomb, B. Fischer, and A.Yariv, Appl. Phys. Lett. 40,450 (1982).

7. B. Fischer, M. Cronin-Golomb, J. 0. White, and A.Yariv, Opt. Lett. 6, 519 (1981).

8. H. Rajbenbach and J. P. Huignard, Opt. Lett. 10, 137(1985).

9. After this Letter was completed and submitted, otherrelevant work was published, among them a paper by K.R. MacDonald and J. Feinberg [Phys. Rev. Lett. 55,821(1985)] with an approach similar to that of Ref.8. Otherpapers, by A. Yariv and S. K. Kwong [Opt. Lett. 10, 359(1985); Appl. Phys. Lett. 47, 460 (1985)] and M. D. Ew-bank and P. Yeh [Opt. Lett. 10, 496 (1985)], describemainly oscillators by two-wave mixing.

10. S. Sternklar, S. Weiss, and B. Fischer, Appl. Opt. 24,3121 (1985).

11. V. M. Fridkin, Appl. Phys. 13, 357 (1977).12. J. Lam, Appl. Phys. Lett. 46, 909 (1985).13. A different photovoltaic current dependence, J cc ,

where I is the light intensity [A. M. Glass, D. Von derLinde, and T. J. Negran, Appl. Phys. Lett. 25, 233(1974)], gives similar conclusions.

14. Recent experimental findings confirm the results of thepresent theory: S. Sternklar, S. Weiss, and B. Fischer,Opt. Lett. 11, 165 (1986).


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