+ All Categories
Home > Documents > Thomas S Zilly Financial Disclosure Report for 2010

Thomas S Zilly Financial Disclosure Report for 2010

Date post: 06-Apr-2018
Category:
Upload: judicial-watch-inc
View: 221 times
Download: 0 times
Share this document with a friend

of 8

Transcript
  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    1/8

    FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    I . Person Reporting (last name, f irst, middle initial)Z I L L Y , T h o m a s S .

    4. Ti t le (Art ic le 111 judges indicate ac t ive o r senior s ta tus;magistrate judges indicate full- or part- time)Sen i o r Di s t r i c t J ud g e

    7. Chambers or Of f ice Address700 Stewart StreetS ui t e 15229Sea t t le WA 98 101

    2. Cour t o r Organiza tionU n i t ed S t a t e s Di s t r i c t C o ur t

    5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in this Repor t and anymodif icat ions per taining thereto, i t i s , in my opinion, in co mpliancewith appl icab le l aws and regu lat ions .

    R e v i e w i n g O f f i c e r D a t e

    3. Date of Report05/13/2011

    6. Repor ting Per iod01/01/2010

    to12/31 /2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NONE box for each part where you have no reportable informatim~ Sign on last page.

    I . P 0 S I T I 0 N S . m e p o r a n g i n d i v i d u a ~ o n ~ y ; s e e ~ , . 9 - 1 3 of f i l ing instructions.)~-~ N O N E (No reportable positions.)

    POSITION

    2.

    3.

    4.5.

    NAME OF ORGANIZATION/ENTITY

    II. A G R E E M E N T S . m e p o r a n g individual on ly; seepp. 14-16 of f! l ing instructions. )N O N E (No reportable agreements.)

    DATE1 .2.

    3.

    PARTIES AND TERMS

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    2/8

    FINANCIAL DISCLOSURE REPORTPage 2 of 8

    N a m e o f P e r s o n R e p o r t i n gZ I L L Y , T h o m a s S .

    D a t e o f R e p o r t05/13/2011

    I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e[] N O N E ( N o repor tab le non- inves tment income .)

    DATE SOURCE AND TYPE INCOM E( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar am ount not required except for honoraria.)

    [] (No reportable non-investment income.)ONE

    1 . 2 0 1 0

    2 . 20103.

    4.

    DATE SOURCE A N D T Y P EI n co me f r o m g l as s a r t s a l e s .I n co me f r o m S t a t e P ub l i c Di sc l o su r e C o mm i ss i o n

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertai ....(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

    1 .2.3.4.5.

    PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    3/8

    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

    N a m e o f P e r s o n R e p o r t i n gZ I L L Y , T h o m a s S .

    Date of Repor t05/13/2011

    V . G I F T S . a ~ c l u d e s t h o s e t o s p o u s e a n d dependent chi ldren; see p p . 2 8 - 3 1 of fiting instructions.)N O N E (No reporta ble gifts.)

    S O U R C E D E SCRI PT I ON1 .2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l sp o u s e u ~ d d e ~ , e ~ d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No rep ortable liabilities.)

    CRE D I T OR DES C R IP TIO N1 .2.3.

    4.5.

    VALUECODE

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    4/8

    FINANCIAL DISCLOSURE REPORTPage 4 of 8

    N a m e o f P e r so n R e p o r t i n gZ I L L Y , T h o m a s S .

    D a t e o f R e p o r t05/13/2011

    VII . INVESTM ENTS and TRUSTS - income, vu lne , ,r ..... t lons (Includes those of spouse and dependent children; see pp. 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t S )P l a c e " ( X ) " after eaeh assetexempt from prior disclosure

    B, C. D.Transactions during reporting periodncom e during G ross value at endreporting period o f r e p 0 r t i n g p e r i o d :

    (li (2~ (l) (2) (l) (2~ ~3) (4) (5 )A m o u n t T y p e ( e .g , V a lu e V a lu e T y p e ( e . g ., Date V a lu e Gain I d e n t i t y . o fCode ~ . . . .. . d i v . . r e n t , Code 2 Method buy, sel l , mm/dd/yy Code 2 Code .l buyer/sel ler(A-H) o r i n t . ) : ( J - P ) Code 3 redemption) ( J - P ) (A-H) ( i f p r i v a t e

    ( Q - W ) t r a n s a c t i o n )

    1 . A A D V M . M . F u n d/ K e y B an k A Interest J T2. M ic rosof t E Divid en d O T

    3. M e r c k C o . A Divid en d K T4. Fi r s t Wash ing ton Pe rsh ing - Ac c t Gen . A Interest M TM oney M arke t Fund CL B5. OHTA DBA~ Property, El A R e n t J WPaso , T exas6. Trust 1 C Interest N T See Note 1

    7. Trust 2 B Interest M T

    8 . W a l - M a r t S t o re s I n c . B Divid en d L TSee Note 1

    9. Intel Corp. A Divid en di 0 . H e w l e t t - P a c k a r d C o m p a n y A Div idend

    T S o ld 09 /3/10 K(part)Sold 12/27/10 L

    1 1 . A m g en In c o rp o ra ted N o n e L T1 2 . Amazon . c orn Inc . N o n e N T1 3 . In t l B us ine ss M ac h ines ( IB M ) B Divid en d L T

    B uy(addl) 05 /02 /10 K

    1 4 . U n i t ed P a r ce l Se r v i ce B A Di v i d en d K T

    1 5 . S chwab MM C Interest K T1 6 . K e y B a n k A c c o u n t A Interest K T1 7 . E nte rp lu s Res FDT R C Interest L T

    1 l n c r ~ e G a i f i C o d e S ! A $ii000 0rless ..... B = $ i~00~ $ 2~500( S ~ C o i u m n S B I a n d D 4 ) . . .. . :F--$50 001 ::$100 000 .......... G = $I 00z001 : $1.000.000

    2. Value Codes J =$15,000 or less K =$15,001 - $50 000(S e e C o lum n s C I a n d D3 ) N = $250,001 -$5001 000 O = $500,001 - $1 .000.000P3 =$ 25,000.00t - $50.000,0003 . Va lu e Method Codes Q =Appr a i sa l R =Cos t ( R ea l E s t a te O n ly )(S e e C o lum n C 2) U =B oO k Valu e V = Oth e r

    c = $ 2 , 5 O l - $ 5 , 0 o ~ D = $ S . 0 0 1 - S t 5 , 0 0 0H I = $ i i 0 0 0 i 0 0 1 - $ 5 , 0 0 0 ,0 0 0 H 2 = M o r e th a n $ 5 , 0 0 0 .0 0 0L =$50,001 - $100~000 M = $I 00.001 - $250.000PI =$1 ~000,00i ; $5;000,000 P2 =$5,000.00I - $25.000,000P4 =More than $50,000,000S =As s es s men t T = C a s h Ma rke tW =E s t imated

    E = $ 1 5 , 0 0 1 - $SO,O00

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    5/8

    FINANCIAL DISCLOSURE REPORTPage 5 of 8

    N a m e o f P e r s o n R e p o r t in gZ I L L Y , T h o m a s S .

    D a t e o f R e p o r t05/13/2011

    V I I. I N V E S T M E N T S a n d T R U S T S - i .c o m e , v u l u e , ~ a . s a c t lo n s a n c l a d e s t h o s e o f s p o u s e and dependen t chi ldren; see p p . 3 4 - 6 0 of f! ling instructions.)N O N E reportable income, assets, or transactions.)~ o

    A. B. C.Description of Assets Income during Gross value at end(including trust assets) reporting period o f r e p o r t i n g p e r i o d

    (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . ,

    exempt from prior disclosure Code 1 d i v . , r e n t , Code 2( A - H ) o r i n t . . ( J - P )

    ! ~ r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2 ) O) (2) O) (4) (5 )V alu e V a lu e T y p e ( e . g ., D a t e V a lu e Gain Identity of

    M e th o d buy. sel l . mm/dd/yy C ode 2 C o d e 1 buyer/sellerCode 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r i v a t e(Q-W) . t r a n s a c t i o n )

    A

    1 8 . M artek B io sc ien c es N o n e J T1 9 . Sun tech P w d N o n e J T

    20 . T GC Inds . Inc . N o n e J T21 . E T F C N o n e J T Sold 12/30/10 J(part)22 . FFIV N o n e N T23 . E v e r g r e e n S o l a r I n c . N o n e J T24 . Paccar In c . N o n e K T25 . V a lero E n erg y C o rp . N o n e J T26 . C o n t a n g o O i l & G a s N o n e K T27 . L euc ad i a Na t iona l Corp . N o n e J T28 . E M C N o n e J T29 . Cryol i fe , Inc . N o n e J T30 . P r o v i d en t E n e r g y T R ( P V X ) B Div idend J T31 . M arket V ecto rs E TF N o n e J T32 . SPDR - Se r . T R L eh man B ros . B onds A Interest J T3 3. F ord M o to r C o. N o n e K T34 . Q u a l c o m m N o n e J T B uy 12/29/10 J

    t : I ncome Gain Codes i A =$L000 or less(S~ ~ol~m~i Bi ~ D4) ~ ~$ 50 : 00 i - $ i00 ,000

    2. V alu e Co des J = $t 5 ,000 o r le ss(S e e C o lum n s C I a n d 03 ) N =$250,001 - $500.000

    P3 =$ 25,000.001 - $50,000.0003 . Va lu e Method Codes Q =Appraisa!(S e e C o lum n C 2) U =B ook Valu e

    = $1 ,001 -$2.500 C =$2,501 - $5.000 D =$5.001 - $1 5.000 E =$15,001 - $50,000G = $100,001 - $1,000,000 H1 =$1.000.001 -$5,000.000 112 =M ore than $5.000,000K =$15,001 -$50.000 L =$50.001 - $100.000 M =$100001 ~ $250~000

    = $ 50 0 ,0 01 - $ I i 0 0 0 .0 00 P 1 = $ I ~ 0 0 0. 0 01 - $ 5,0 00 ,0 00 P 2 = $ 5 . 0 0 0 ~ 0 0 l - $ 2 5 ;0 0 0 ~ 0 0 0P4 =More than $50,000.000 .=Cost (Real Es tate Only) S =As s es s men t T = C a s h Ma rke t= O ~ h e r W =E s t imated

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    6/8

    FINANCIAL DISCLOSURE REPORTPage 6 of 8

    N a m e o f P e r s on R e p o r t i n gZILLY, Thomas S.

    D a t e o f R e p o r t05/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s( inc lu d ing t ru s t a s se ts )

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

    B. C. D.Incom e during G ross value at end Transactions during reporting period

    r e po rt i n g p er i o d o f r e po rt in g p er i o d(1 ) (2 ) (1) (2) (1 ) (2) (3) (4)Amount T y p e ( e . g ., Va l u e V a lu e T y p e ( e . g . , D a t e V a l u e G a i n I d e n t i . t y o f

    C o d e 1 d i v . , r e n t , Code 2 M ethod bu y , sell, m m / d d d y y ~ode 2 C o d e 1 b u y e r ~ S ~ l l e ~(A-H) o r i n t . / ( J - P / Code 3 redem ption) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

    35. A pple36 . A pple37 . Apple38. Coinstar39 . " Contango Ore Inc .40 . T r iqu in t Semi Conduc to r41 . P a c e O i l & G a s L T D

    None

    None

    None

    None

    None

    None

    None

    K

    L

    L

    K

    J

    K

    J

    T Bu y

    T Bu y

    T Bu y

    T Bu y

    T Spinoff(from line 26)T Bu y

    T Spinoff(from line 30)

    05 /21 /10 K11/18/10 L12/27/10 L12/27/10 K12/16/10 J05 /21 /10 K07/19/10 J

    1 : I ncome Gain Codes : : A =$1.000 or less(See Columns B1 and D4) F =$50,001 - $100,000

    2. Value Codes J =$15,000 or less(See Columns C I and D3) N =$250,001 - $500.000

    P3 = $25,000.001 - $50,000.0003 . Va lu e Method Codes Q =Appr a i sa l(S e e C o lum n C 2) U =B ook Valu e

    =$1,001 - $2.500=$100,001 - $t ,000,000=$15,001 - $50.000=$500,001 - $ 1 ~ 0 0 0 , 0 0 0

    R =Cos t ( R ea l E s tmc O nly )V = Oth e r

    C = $ 2 ,501 , $ 5 ,000 D =$5,001 - $15,000 E =$15,001 - $50,000H = $ 1 000 001 - $ 5 000 ,000 H2 --More lhan $5,000.000L = $ 5 0 0 0 ~ $ 1 0 0 0 0 0 M= $ 1 00 .o 0 i : $ 250 .000e =$ ~000~001 ~ $5i000,000 P2 ~$5~000,001 : $25,000,000P4 =More than $50.000.000S =As s es s men t T -~2ash Marketw = E s t i m a t e d

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    7/8

    FINANCIAL DISCLOSURE REPORTPage 7 of 8

    N a m e o f P e r s o n R e p o r t in gZILLY, Thomas S.

    D a t e o f R e p o r t05/! 3/2011

    V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. andicate~,anof report.)No t e i s be n e f i c i a ry o n ly o f Tru s t 1 a n d 2 . T ru s t s he ld i n t e re s t i n v a r io u s s to c k s . R e p o r t i n g in d iv id u a l s~ re c e iv e d in c o me f ro m Tru s t s . To ta lf r o m a l l T r us t s h ad va l ue co d e D.

  • 8/3/2019 Thomas S Zilly Financial Disclosure Report for 2010

    8/8

    FINANCIAL DISCLOSURE REPORTPage 8 of 8

    Name of Person Report ingZ I L L Y , T h o m a s S .

    Date of Repor t05/13/2011

    IX. CERTIFICATION.

    I c e r t i fy t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r te d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .I f u r t h e r c e rt i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl iance wi th the p rov is ions o f 5 U .S .C. app . 501 e t . seq . , 5 U .S .C . 7353, and Jud ic ia l Conference r egu la t ions .

    Signature: S/Thom as S. ZILLY

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S IF I E S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . 1 0 4 )

    C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


Recommended