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0 Author Request (To be completed by applicant) - The following author(s) request authority to disclose the following presentation in the MORSS Final Report, for inclusion on the MORSS CD and/or posting on the MORS web site. Name of Principal Author and all other author(s): David K. Hegland Rafael E. Matos Principal Author’s Organization and address: Phone: 703-448-6081 Fax: 703-245-4706 Email: [email protected] [email protected] Original title on 712 A/B: Assessing the Impact of Rotation Policy – Individual Sailor Assignment Model (ISAM) Revised title: Same Presented in: WG 20 This presentation is believed to be: UNCLASSIFIED AND APPROVED FOR PUBLIC RELEASE 75th MORSS CD Cover Page UNCLASSIFIED DISCLOSURE FORM CD Presentation Please complete this form 712CD as your cover page to your electronic briefing submission to the MORSS CD. Do not fax to the MORS office. 12-14 June 2007, at US Naval Academy, Annapolis, MD 712CD For office use only 41205 11790 Sunrise Valley Drive Reston, VA 20191
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Page 1: (To be completed by applicant - The following author(s ... · 2 Background • Typical Sailors alternate between 4-5 years on sea duty and 2-3 years on shore duty – Sea duty –

0

Author Request (To be completed by applicant) - The following author(s) request authority to disclose the following presentation in the MORSS Final Report, for inclusion on the MORSS CD and/or posting on the MORS web site.

Name of Principal Author and all other author(s):David K. HeglandRafael E. Matos

Principal Author’s Organization and address:Phone: 703-448-6081

Fax: 703-245-4706

Email: [email protected]@wbbinc.com

Original title on 712 A/B: Assessing the Impact of Rotation Policy – Individual Sailor Assignment Model (ISAM)

Revised title: Same

Presented in: WG 20

This presentation is believed to be:UNCLASSIFIED AND APPROVED FOR PUBLIC RELEASE

75th MORSS CD Cover PageUNCLASSIFIED DISCLOSURE FORM CD Presentation

Please complete this form 712CD as your cover page to your electronic briefing submission to the MORSS CD. Do not fax to the MORS office.

12-14 June 2007, at US Naval Academy, Annapolis, MD

712CDFor office use only 41205

11790 Sunrise Valley Drive Reston, VA 20191

Page 2: (To be completed by applicant - The following author(s ... · 2 Background • Typical Sailors alternate between 4-5 years on sea duty and 2-3 years on shore duty – Sea duty –

Report Documentation Page Form ApprovedOMB No. 0704-0188

Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering andmaintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information,including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, ArlingtonVA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if itdoes not display a currently valid OMB control number.

1. REPORT DATE 01 JUN 2007

2. REPORT TYPE N/A

3. DATES COVERED -

4. TITLE AND SUBTITLE Individual Sailor Assignment Model (ISAM)

5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S) 5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) WBB Consulting 11790 Sunrise Valley Drive Reston, VA 20191

8. PERFORMING ORGANIZATIONREPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)

11. SPONSOR/MONITOR’S REPORT NUMBER(S)

12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited

13. SUPPLEMENTARY NOTES See also ADM202526. Military Operations Research Society Symposium (75th) Held in Annapolis,Maryland on June 12-14, 2007, The original document contains color images.

14. ABSTRACT

15. SUBJECT TERMS

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT

UU

18. NUMBEROF PAGES

30

19a. NAME OFRESPONSIBLE PERSON

a. REPORT unclassified

b. ABSTRACT unclassified

c. THIS PAGE unclassified

Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

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75th MORSS WG 20

12 June 2007

Individual Sailor Assignment Individual Sailor Assignment Model (ISAM)Model (ISAM)

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2

BackgroundBackground

• Typical Sailors alternate between 4-5 years on sea duty and 2-3 years on shore duty– Sea duty – make routine 6-8 month deployments assigned to

ships, submarines and aviation squadrons– Shore duty – “9 to 5” with relatively little weekend work

• Navy is considering alternatives to traditional deployment plans and sea-shore rotation policy to provide a surge capacity with greater flexibility and constant readiness– Fleet Response Plan (FRP)– Flexible Deployment Concept (FDC)

• Tasker from Chief of Naval Personnel: assess the impact of alternative sea/shore rotation schemes on a sailors professional development, career progression and quality of life

– Issue: what can an individual sailor expect over an extended period of sea/shore rotation or extended sea duty?

• How much time at sea and away from family?• How much time off?• Impact on career development and advancement?

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3

ScopeScope

• Model impact of alternative sea/shore rotation schemes on individual sailors

• “Standard”, “Extended” and “Alternative” rotation schemes– Standard: 4-6 years at sea followed by 2-3 on shore– Extended: 5-10 years at sea followed by 3 years on shore– Alternative schemes:

• Pooling – Sailors on sea duty rotate into a “respite” pool (e.g. 4 months out every 18) – applied at squadron or wing level

• Multi-crewing – Blue/Gold, 4/3 (4 crews for 3 ships)• Others

• Alternatives to be compared on the basis of metrics– OPTEMPO– QOL– Career progression

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4

Methodology Methodology

Modeling approach …

• Initially model ship/sailor activity over a 9-year period

• Each week, identify the unique sailor/assignment “state”

– Example of “states”:• Ship underway with sailor assigned

to ship• Ship pier side, sailor at a formal

school– Unique standard “work week” for

each “state” which defines hours for work, rest, off duty, etc

• Compare:– Relevant metrics based on

cumulative time in respective “states”

– How long it takes to complete career requirements versus how much time is available

Discrete Event Simulation” …

• Collects data for diverse attributes on individuals as they “flow” through the system

• Individual in the system represents an individual that would follow policy rules as written

– Takes into account advancement and unit’s operational employment

– Adaptable to multiple rotation schemes and time intervals

– Receptive to business rules and policy excursions

– Allows for “what if” analysis

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5

ISAM Screen ShotISAM Screen Shot

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Model ArchitectureModel Architecture

Inputs• Ship’s weekly schedule & activity

– Homeport, underway, SRA, others– Upkeep, Exercise, Deployment …

• Sailor’s assignment & activity– Ship, Shore, Shore Detachment– Duty, Leave, School, Transit, others

• Scheduled training courses– A and C schools, rate specific schools

(CANTRAC), shipboard firefighting, etc.

• Career progression requirements– OJT, distance learning, certifications,

exams, others

• Perquisites for each skill object and estimated completion time

– Well defined for some rates, less so for others

OPTEMPOSea/Shore ratio

ITEMPOTime on watch

Time avail to trainOthers

QOLOff duty hrs

HolidaysLeaveOthers

CAREERTime to complete

skill objectsTime to make rateOff-duty education

Others

I

S

A

M

Parameters & Business Rules

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Model ParametersModel Parameters

SHIP SHORE ACTIVITY SKILL OBJECTS WEEKLY HOURSStatus Location Professional Dev On Duty

Pierside FCA Courses On watchUnderway CONUS Non-FCA Schools TrainingAt Anchor OCONUS Proficency Service diversionsDrydock Activity Skill sets Maintenance

Location Ship support Assessments OtherHomeport Shore support Personnel Dev Off DutyConus Port Standdown Courses SleepingLocal Oparea Holiday Schools MessingTransit Inspections OJT Personnel NeedsDeployed Leadership Free Time

Activity SAILOR Courses LeaveArrival/Departure Assignment Schools HolidayTrng/Readiness Ship AssignmentsMaintenance Shore Det Cert & QualOperations Shore Duty Certificate dateSupport Training Qual dateStanddown TPPH PerformanceHoliday Others TestsInspection Rate EvalsExercise E1-3Sea Trials E4Exercise E5Sea Trials E6Support Ops E7Other

From Ship Schedule From Sea/Shore From 5VM, ECM, From StandardRotation Plan Fleet SMEs, other Workweek

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9 Year DDG Schedule9 Year DDG Schedule

Year 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52

1

Year 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104

2

Year 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156

3 SRA

Year 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208

4

Year 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 254 255 256 257 258 259 260

5

Year 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312

6

Year 313 314 315 316 317 318 319 320 321 322 323 324 325 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 364

7

Year 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416

8

Year 417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468

9

Pierside or Local Ops U/W Local Ops Deployed OCONUS

JTFEX

POM

PDL+U SRA

SRA COM2X JTFEX

JTFEX

PDL+U SRA COM2X

POM PDL+U

DEPLOYED

DEPLOYED

DEPLOYED

SRA

JTFEX

PDL+U

POM PDL+U

COM2X JTFEX

DEPLOYED

DEPLOYED

DEPLOYED

COM2X

DEPLOYEDPOM

PDL+U DSRA

COM2X POM

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9

44--33--4 Rotation versus Over4 Rotation versus Over-- ManningManning

4-3-4 (Baseline)• Sailor checks into ship

immediately after completion of A-school (as E3).

• Sailor schedule is tied to ship during 4 year sea duty assignment.

• When assigned to ship, sailors attend formal training (schools) as operational schedule allows. Sailors do not attend formal schools on shore duty.

• Sailor rotates to shore duty after 4 years, then back to ship.

• Shore duty assignment may or may not be in CONUS.

Over- Manning Concept• Sailor checks into ship

immediately after boot camp.

• Sailor is assigned to the ship for extended period (9 years) but periodically rotates into 30% “shore detachment”.

• Shore detachment supports ship but primarily serves as a “training cycle” for the sailor. Sailors typically attend formal schools when assigned to the shore detachment.

• Sailor does not rotate on to a conventional shore duty but remains attached to the ship or the associated shore detachment.

ISAMExample

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10

Cumulative Underway DaysCumulative Underway Days

0

200

400

600

800

1000

1200

0 52 104

156

208

260

312

364

416

468

Week

Day

sUnd

erw

ay

Baseline

Over-Manning

Results shown are for ET and DDG

Shore duty for sailor rotating under Baseline cycle

5-year point

994 (31%)

735 (23%)

• More initial underway days under baseline rotation cycle

• Similar at 5-year point

• Over-manning rotation resulted in 35% more underway time over 9-year period

9-year Cumulative

ISAMExample

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11

ITEMPO*ITEMPO*

0

50

100

150

200

250

0 52 104

156

208

260

312

364

416

468

Week

Sea/

Sho

re R

atio

Baseline

Over-manning

* ITEMPO defined as # days away from homeport in last 365.

•ITEMPO remains generally below 200 for both rotation cycles

• Overall 9-year sea/shore ratio:

• Baseline: 1.53

• Over-manning : 3.33

ISAMExample

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12

0

25

50

75

100

125

150

0 52 104

156

208

260

312

364

416

468

Week

Wee

ks A

tten

ding

For

mal

Sch

ools

Cum Baseline

Cum Over-manning

Poly. (Cum Baseline)

Poly. (Cum Over-manning)

Formal Schools Available

Formal Schools*Formal Schools*

* Formal schools could be scheduled during sea detachment periods (Over-manning) or when ship was not underway for Intermediate or Advanced training or deployed. Schools were not scheduled for sailors on shore duty.

95%

73%

• Sailor under Over-manning was able to be scheduled for 95% of available formal schools over a 9-year period. Baseline sailor could be scheduled for 73%

9-year Cumulative

ISAMExample

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13

CollegeCollege

0

300

600

900

1200

1500

0 52 104

156

208

260

312

364

416

468

Week

Cum

ulat

ive

Hrs

Ava

il fo

r Col

lege

0

25

50

75

100

125

Cum

ulat

ive

Colle

ge C

redi

ts

Baseline college progress

Over-manning college progressNominal college credit requirement for AA Degree

20 College Credits

AA Degree AA Degree

• Over-manning sailor initially accumulated college credit faster than baseline sailor – result: 20 hrs of credit 4 months earlier.

• Baseline sailor caught up and surpassed Over-manning sailor for college credits – result: AA degree 1.5 years sooner.

ISAMExample

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14

AdvancementAdvancement

050

100150200250300350400450500

E1 E2 E3 E4 E5 E6

Wee

ks to

Mak

e R

ate

Baseline

Over-manning

• Advancement for the Over-manning sailor was initially slower than the baseline sailor – due mainly to A-school schedule.

• Time to E6 was comparable.

ISAMExample

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15

SummarySummary

Sailor under Over-manning rotation experienced... • 42% more underway days• 40% less shore duty• 48% more time away from homeport• Higher average ITEMPO (but did not exceed 200 days)• 18% fewer college credits (however did earn a AA degree)• Overall 12% longer to make rates but made E6 slightly faster• 30% more training time• 33% more formal school attendance (95% of all available schools)• Comparable leave and holidays

Bottom Line:• When compared to 4-3-4 rotation, Over-manning concept resulted in a sailor that

spent more time at sea, attended more formal schools, had less time for off duty college and initially advanced somewhat slower.

ISAMExample

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16

ISAMISAM

Capabilities & Limitations:Very adaptableQuick turnaround of results

o Not a flow model – single sailoro Dependent on 5VM content o Dependent on business rules

Potential Applications:• Army deployment/assignment

alternatives• IA rotation alternatives• Rotation of Field Operatives (FBI,

CIA, etc.)• Shift rotation (Police and Fire

Departments)• Any situation involving a rotating

work force– Applications: Any problem involving

rotating a workforce

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17

Questions?Questions?

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Individual Sailor Assignment Model Individual Sailor Assignment Model (ISAM)(ISAM)

Backups

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19

MetricsMetrics

Metric Weekly 9 years Measure of: CAT CommentsCum hrs on watch x x Direct workload OPS Driven by ship sked and sailor assignmentAvg weekly hrs on watch x x Direct workload distribution & variation OPSVariance of weekly hrs on watch x Direct workload variation OPSCum days on SEA DUTY x x OPTEMPO TEMPO Driven by ship sked and sailor assignmentCum days on SHORE DUTY x x PERSTEMPO TEMPOSEA/SHORE DUTY ratio x x OPTEMPO/PERSTEMPO TEMPOCum underway days x x OPTEMPO TEMPOCum days out of homeport x x ITEMPO TEMPODays out of homeport in last 365 days x x ITEMPO TEMPOCum off-duty hours x x Quality of Life QOL Driven by ship sked and sailor assignmentAvg weekly off-duty hours x x Quality of Life QOLVariance of weekly off-duty hours x Quality of Life QOLCum holidays off x x Quality of Life QOL Driven by ship sked and sailor assignmentAvg number of holidays off x Quality of Life QOL RULE: Holidays not observed underwayCum days of leave taken x x Quality of Life QOL RULE: No leave when ship is deployedAvg number of leave days taken x Quality of Life QOL RULE: Leave can not interfere with required trainingVariance of leave days taken x Quality of Life QOL RULE: Can not go into leave holeCum On-duty/Off-duty ratio x x Sea-centric measure QOS Driven by ship sked and sailor assignmentAvg On-duty/Off-duty ratio x x Sea-centric measure QOSCum training hrs avail x x Career development resource CAREER Driven by ship sked and sailor assignmentAvg weekly training hrs available x x Career development resource CAREERVariance of weekly trng hrs available x Career dev resource variation/risk CAREERCum training hrs required for progress x x Professional/Personnel development CAREER Dependent on skill objects and how they are scheduledAvg weekly trng hrs rqd for progress x x Professional/Personnel development CAREER Somewhat subjective but will consistent schedulesCum rqd vs avail training hrs delta x x Professional/Personnel development CAREERCum hrs avail for off-duty education x x CAREER RULE: Up to a max of 10hrs/week - counts against off-dutyWeeks with AA degree x CAREER hoursWeeks with BA/BS degree x CAREERWeeks with MA/MS degree x CAREERCum weeks an E4/E5/E6 x x Professional/Personnel development CAREER RULE: Sailor makes rate at next exam cycle after allWeeks to make E4/E5/E6 x Professional/Personnel development CAREER requirements are metWeeks certified/qualified x Professional/Personnel development CAREER RULE: Sailor is qualified when all rqmts are metCum Human Capital Index x x Professional/Personnel development CAREER TBD

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20

Average ITEMPO

87.03

63.60

81.54

59.1760.39

83.17

106.4698.84

94.12

86.02

0

20

40

60

80

100

120

Ave

rage

# o

f Day

s in

Las

t 365

Multicrewing7:515:6

Multicrewing2:1

18:18

Multicrewing4:318:6

PoolingExtended Sea

Standard Multicrewing5:424:6

Multicrewing5:3

18:12

Multicrewing9:721:6

Grouping Averages

Baseline (Current)

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21

% Time Avai To Go Home

58.79 57.61 56.18

62.89

68.88 70.09

62.99

68.76

61.72

57.32

0

10

20

30

40

50

60

70

80

Perc

enta

ge

Multicrewing7:515:6

Multicrewing2:1

18:18

Multicrewing4:318:6

PoolingExtended

SeaStandardMulticrewing

5:424:6

Multicrewing5:3

18:12

Multicrewing9:721:6

Grouping AveragesBaseline (Current)

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22

Cumm Time Off Duty Educ

681.86 651.19

803.88

754.51

776.81

842.70

729.01

705.75

678.42

677

550

600

650

700

750

800

850

900

950

Cum

mul

ativ

e D

ays

PoolingExtended Sea

Standard Multicrewing7:515:6

Multicrewing2:1

18:18

Multicrewing4:318:6

Multicrewing5:424:6

Multicrewing5:3

18:12

Multicrewing9:721:6

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5 : 2

5 : 2

.5

5 : 3

6 : 2

6 : 2

.5

6 : 3

7 : 2

7 : 2

.5

7 : 3

8 : 2

8 : 2

.5

8 : 3

9-7 for 21:64-3 for 18:6

5-4 for 24:67-5 for 15:6

5-3 for 18:122-1 for 18:18

55.00

57.00

59.00

61.00

63.00

65.00

67.00

69.00

71.00

73.00

Perc

enta

ge

Sea-Shore Rotation

Multicrewing Policy

% Time Avai To Go Home

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24

% Time Avai To Go Home

55.00

57.00

59.00

61.00

63.00

65.00

67.00

69.00

71.00

73.00

2-1 for 18:18 5-3 for 18:12 7-5 for 15:6 5-4 for 24:6 4-3 for 18:6 9-7 for 21:6Multicrewing Policy

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25

Average ITEMPO

81.39 81.18 82.63

93.2096.72

78.81

86.02

0.00

20.00

40.00

60.00

80.00

100.00

120.00

18 : 12 (Q1) 18 : 12 (Q2) 18 : 12 (Q3) 18 : 12 (Q4) 18 : 12 (Q5) 18 : 12 (Q6)

Ave

rage

# o

f Day

s in

Las

t 365

Comparison for personnel arriving at different times of the unit’s employment cyclePooling

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26

HOME TEMPO

61.52 61.42 61.1158.06 57.30

62.19

57.32

0.00

20.00

40.00

60.00

80.00

100.00

120.00

18 : 12 (Q1) 18 : 12 (Q2) 18 : 12 (Q3) 18 : 12 (Q4) 18 : 12 (Q5) 18 : 12 (Q6)

Pooling

% o

f Tim

e A

vail

to G

o H

ome

Comparison for personnel arriving at different times of the unit’s employment cycle

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% Time Avail To Go Home

47

52

57

62

67

72

Days

Per

cent

age

Deployment 18:3 18:6 18:12 24:3 24:6 24:12

Pooling Policy

Depending on Rotation Policy some individuals miss portions of deployments

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28

% Time Avail To Go Home

47

52

57

62

67

72

Days

Per

cent

age

Deployment 30:3 30:6 30:12 36:3 36:6 36:12

Pooling Policy

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29

% Time Avail To Go Home

47

52

57

62

67

72

Days

Per

cent

age

Deployment 5:2 5:2.5 5:3 6:2 6:2.5 6:3

7-5 Multicrewing Policy


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