Trends in Engine Regulations and Technologies
UMTRIJuly 19, 2017
Environmental Technologies © Corning Incorporated 2
Summary• Regulations
• US, EU, and China regulations are compared– US goes tighter on gaseous emissions, EU and China on particulates. China is
developing their own protocols and limit values. Chinese HD: EU-VI in 2020, then changes later
• Engine technologies • Numerous, quite different LD engine technologies are in various stages of
development. Several are implementing at 10-15% reductions versus GDI. • Stop-start systems will dominate, and 48v HEV is coming• Engine technology moving to mode-based approach using EGR, VVT, and VCR
• Emerging technologies show promise for ~25% reductions.• Compression ignition
• HEVs can be added at up to 25% reductions. Future direction is xEV• US HD closing gap with EU this year and will have lower FC. Electrification gaining
interest
Regulations
Environmental Technologies © Corning Incorporated 4
Criteria pollutant and GHG reductions are challenging the auto industry. Different regs in the key markets adds to the complexity.
Environmental Technologies © Corning Incorporated 5
China and EU have conflicting regs versus US. For cold start: Well mixed charges are needed for PM/PN reduction, but stratified charges are needed for NMOG+NOx reductions. No harmonization.
Conflicting requirements:
• PM comes from cold engine surfaces and poorly vaporized fuel
• PM is best mitigated by having a homogenous mixture of fuel and air
• NMOG+NOx comes from a cold catalyst• NMOG+NOx is best
mitigated by having a stratified mixture for very late spark timing
GM, CARB symposium 9-16
Environmental Technologies © Corning Incorporated 6
New Euro 6 LDD NOx is creeping up ahead of the RDE implementation date. Best LDDs equivalent to gasoline.
Emissions Analytics, BIS RDE Conf 4-17
• Average EF now ~7 • Rising since 2015, back almost to
Euro 5 peaks• Despite prospect of Real Driving
Emissions• Growing variability• Use of thermal management and hot
re-start strategies?• Beating first phase of RDE in 2017?
• Average Euro 6 diesel 13 times average gasoline car
• But cleanest diesels (5% percentile) are as clean as the average gasoline
• Has been the case for almost 2 years
• Not being able to discriminate within Euro 6 is significant market failure
0.000
0.100
0.200
0.300
0.400
0.500
0.600
14/09/2011 01/04/2012 18/10/2012 06/05/2013 22/11/2013 10/06/2014 27/12/2014 15/07/2015 31/01/2016 18/08/2016 06/03/2017
Real
-wor
ld N
Ox (
g/km
)
Top 10% E6 LDD
Top 5% E6 LDD
Avg E6 LDD
Avg E6 gasoline
Environmental Technologies © Corning Incorporated 7
About 50% NMHC+NOx reductions from US LDDs are needed to meet the new Tier 3 requirements of 30 mg/mi NMHC+NOx. Running about 90% cycle average deNOx now, need 95%.
Bosch SAE Congress 2016
Note: Euro 6 levels are 144 mg/km NMHC and 128 mg/km NOx
30 mg/km or 38% of Euro 6
Environmental Technologies © Corning Incorporated 8
Gasoline COmg/km
THCmg/km
NMHCmg/km
NOxmg/km
N2Omg/km
PMmg/km
PN#/km
Engines RDE CF Durabilitykm
CN 6a 700 100 68 60 20 4.5Before 2020/7: 6.0x1012
After 2020/7: 6.0x1011
AllTT
COP IUC(1)
2020/7: Monitor2023/7:
2.1, to be adjusted(2)
in 2022
160K
CN 6b 500 50 35 35 20 3.0 All 200K
China 6 Regulations
2017 2018 2019 2020 2021 2022 2023
All vehicles, sales & registration (CN 6a)
All vehicles, sales & registration (CN 6b)
TT: type test; COP: compliance of production; IUC: in-use compliance(1) OEMs need to run RDE at TT & IUC. Regulator can check RDE for COP & IUC. (2) Likely adjusted to a value that only system with GPF can pass. CF for PN & NOx only. Necessary to measure & record CO during RDE test.
CN
6a/
6b
Gas
/PM
PNR
DE
RDE compliant
6x1012 #/km 6x1011 #/km
Final CFsMonitoring
Environmental Technologies © Corning Incorporated 9
China 6 Compliance ProgramICCT, March 2017
(1) Type testing
(2) Conformity of Production
(3) In-use surveillance
OEMs responsible for type testing and implementation of COP plan Regulatory authority focuses on verification tests and in-use compliance
Environmental Technologies © Corning Incorporated 10
China 6 Test Details required after 7/’20This table is simplified, highlighted some key components
Type Test Conformity of Production In-service Compliance
Who
ManufacturerConduct test at certified
lab& submit test reports
ManufacturerPerform sampling COP test and report COP guarantee
plan
Regulatory agencyMaintains authority to conduct verification tests on part or all
of the listed tests
ManufacturerIUCP (In-use Confirmatory
Program)
Regulatory agency
IUVP (In-use Verification)
Type
IGas emissions, PM & PN on WLTC after cold start at normal amb. T
OEMs need to submit a plan to ensure COP, and can skip
type II/V tests
Pass/fail based on 3 vehicles from test family. Pass if: (a) Emissions from each < 1.1 x Limit, (b) Average emissions < Limit
Once a yr.
Low, medium and high-mileage
vehicles once in 8yrs
All type tests subject to verification
II RDE
< 2023: Monitor only> 2023: CF implementedo One vehicle from above 3 randomly tested for RDEo If fail, then other 2 vehicles tested and both must pass
III Crankcase Details not listed here
IV Evaporative Details not listed here
V Durability
o One vehicle from above 3 randomly tested for type V testo If fail, then other 2 vehicles tested and both must pass
Not required
VI Gas emissions after cold start at low amb. T Details not listed here Not required
VII Refueling evap. emissions Details not listed here Same as I – IV
Environmental Technologies © Corning Incorporated 11
China and CARB have the only two meaningful EV mandates. 2025: ~20% in China, and ~8% in California and S177 states
• Quotas proposed by the Chinese Ministry of Industry and Information Technology would require electric cars to account for 8 percent of new-car sales by 2018, and 12 percent by 2020.
• MIIT looking at automotive long term roadmap– Energy security and promoting industry– NEV (PHEV and BEV) mandate after credits (proposed)
• 7% in 2020, 20% in 2025, 40% in 2030– Mandate will give Chinese OEMs opportunity to leapfrog established players on NEV
Estimate of total ZEV sales to meet CARB and the “177 States” ZEV mandate
~8% of CARB sales in 2025 will need to be ZEVs (2% of US)
CARB ACC Review, 1/17
Environmental Technologies © Corning Incorporated 12
China VI Heavy-Duty Regulations (Proposal)Proposal released for public comments in Oct. 2016 by MEP
Timing 2020-2021 nationwide. Major cities may implement earlier (early 2018)
Covers HDD, NG, LPG engines & vehicles − Gasoline engines will be covered by separate regulation
Emission Limits
PM, PN, NOx similar to Euro VI. NTE requirement; 1700 m altitude requirement
Durability Similar to Euro VI. 700k for heaviest vehicles, similar to US 2010 limitMin. warranty for heaviest vehicle weight class:5yrs/160K km, similar to US
- Emissions warranty & recall will be enforced
Testing & Certification
1. Vehicle-based certification for COP, IUC− Eliminates “dual map” calibrations for emissions cert. & real world fuel economy− PEMS to be used for real-world compliance; no PN PEMS; 50-100% load
2. Vehicle-based emissions & FC testing using chassis dyno− Cost savings – same test for emissions and fuel consumption− Reference vehicle test cycle (C-WTVC) defined− Production & in-use vehicles could be tested over “any reasonable drive cycles”
− Eliminates removing engine from in-use vehicle and testing on dyno
Fuel S < 10ppm, available nationwide in 2018
OBD Euro VI EOBD
Environmental Technologies © Corning Incorporated 13
In discussion for China VI-b
• Maximum engine-out NOx– Back-up to urea tampering
• PEMS might include instantaneous NOx (ppm) plus integrated (g/km)– Instantaneous NOx limit for all vehicle specific powers (0-15 kW/tonne) – 500 ppm 90th percentile– Will help set limits for remote testing
• PEMS PN limit CF=2; 10-100% payload• 2400 m emissions requirement• OBD monitoring of vanadia temperature, 550C max.
Possible technology impacts of China 6b regs: High altitude requirement will limit vanadia SCR catalyst. Maximum engine-out NOx limits will require EGR. Remote OBD will be onerous but could be effective if coupled with remote sensing in-use testing.
Environmental Technologies © Corning Incorporated 14
Regulations drive technology.
Cummins, Integer Conf 10-16
Environmental Technologies © Corning Incorporated 15
CARB HD low-NOx program is proceeding
• Testing continuing at SwRI to show feasibility– Engine-aged system in process– Vocational cycle testing is starting
• Looking at implementation in 2023-25• CARB needs to get an EPA waiver to enforce the regulation• EPA is waiting for direction, but so far is “proceeding”
Engines
Environmental Technologies © Corning Incorporated 17
Engine technologies being advanced across a broad spectrum
Technology CO2Benefit*
Challenges Status / Penetration
Implications for emissions
Hybridization 15 – 25% Managing emissions during engine starts ~ 2%
Lower cold-start emissionspossible. High emissions w/ engine-on transients & RDE
Atkinson cycle(+VVT) 3 – 10% ↓ peak power & torque Primarily in
hybrids
Adv. start-stop 2 – 5% Consumer acceptanceParticulates at re-start? 28% by 2025 Conventional
Dynamic cyl. deactivation(+ VVL) 2 – 10% Noise & vibration 25% in 2025 Reduced idle emissions
Faster heat up for DPF regen
Lean-burn gasoline 10 – 20% NOx, pSCR controls Implemented NOx control
Variable compression ratio 10 – 15% Hardware complexity Implemented Early light-off, reduced particulates
2-stroke opp. piston Diesel 20-30% Engineering Conventional DPF+SCR
GDCI Low ex. T – cat. light-off Development High HC ( pre-turbo cat., HC trap
Dedicated-EGR 10 – 15% Stability at high dilution Development Low NOxHC traps needed
Pre-chamber combustion 15 – 20% Complexity (2 chambers), particulates Development Low NOx, HC, but particulates
GPF
LTC (HCCI, RCCI) Operating load rangeComplexity – dual fuels Development Very low emissionsD
EVEL
OPI
NG
MAT
UR
E
*Compared to GDI engines
Environmental Technologies © Corning Incorporated 18
0
20
40
60
80
100%
VW
ICE:
Stop/Start
Electric7
Toyota
ICE
5
BMW
2 2
CN OEMs
ICE
ICE: Stop/Start
Hybrid-Mild
Hybrid-Full
26
Honda
3
PSA
2
ICE
ICE:
Stop/Start
7
Volvo
1
HMC
ICE
5
FCA
ICE
4
GM
ICE
5
Ford
ICE
5
Others
ICE
ICE: Stop/Start
Hybrid-Mild
Hybrid-Full
18Total =
91.9
Daimler Renault/Nissan
Despite the aggressive BEV initiatives announced by some OEMs, hybrids and ICE Stop/Start are expected to dominate
BEV/HEV Adoption by OEM in 2025
M Vehicles*
Source: IHS Powertrain FCST, Feb’17
Note: * Market includes NA/EU/CH/JP/KR.• Stop/Start becomes the de-facto standard for ICEs by 2025
• Toyota to lead full hybridization with Honda, HMC, Volvo, GM and Ford following
• BMW and Daimler expected to pursue mild hybridization most aggressively
• VW is expected to lead the BEV segment with close to half a million BEVs in 2025
Environmental Technologies © Corning Incorporated 19
ICCT Technology – Cost analysis for 2025 CO2 targetsPass. Cars: ~ $1000 over 2015 level
VVL, Dyn. Cyl. Deac.
Mild-hybrid (48V)
CO2 Reduction
Engine friction, Weight red., transmission, accessories
Stop-start
GDI, EGR, Atkinson
Incr
emen
tal V
ehic
le C
ost (
2015
$)
$16 / (%-CO2)
$33 / (%-CO2)
$75 / (%-CO2)
$200 / (%-CO2)
ICCT, March 2017
Reference: 4-cyl. In-line, 3500 lbs
X: Cost consumer will pay for 5 yr pay back period on trading up every 5 yrs. 12k miles/yr, $3/gal, 25% OEM margin
XX
X
BEV: 75% CO2 reduction for $5750PHEV: -70% for same cost
Environmental Technologies © Corning Incorporated 20
Mild hybridization is a relatively cheap way to get incremental CO2 reductions. Diesel and PEV are similar (except EU)
Mid-range ICCT numbers
$80/%
$50/%
$80/%$76/% $57/% EU
(tailpipe=0)
Environmental Technologies © Corning Incorporated 21
Mazda is targeting 25% improvement in ICE fuel efficiency for well-to-wheel CO2 equivalence with EVs
Downsizing(3.7L V6 2.0L I4) Reduced pumping losses
& engine friction by 30% each
High CR and knock mitigationScavenging @ low rpm/high load and EGR @ high
rpm/high load
Mazda, Adv. Clean Cars Symposium, 2016
Environmental Technologies © Corning Incorporated 22
GDI vehicle shows higher particulate emissions when run in hybrid mode – emissions during engine restarts IFPEN, SAE 2016-01-2283
Particle emissions of GDI compared in conventional vs. hybrid operation (hardware-in-loop)
Vehicles: B-segment, Euro 5b, 4-cylGDI: 1.6L w/ TWC , Diesel: 1.5L TC w/ DOC/DPF/EGRElectrical engine assumptions Power 50 kW, Battery energy storage 1.3 kWh
Conc.
Part
icle
dia
. (nm
)
Conventional
Hybrid
Time (s) – NEDC cycle
Particulate filters are effective in reducing PN below limit for both diesel and GDI
Further optimization possible for both hybrid operation as well as GPFs
Cold start and transients dominate PN emissions, WLTC leads to higher emissions (than NEDC) due to increased transients
In hybrid mode, particle emissions observed during sharp transients during engine restarts
PN (#
/km
)
Euro6c
PN ↑ 4.6X in hybrid mode
Environmental Technologies © Corning Incorporated 23
Variable compression ratio technology commercialized10 – 15% FC improvement
Nissan: “Multi-link” system~ 10% improved fuel economy
Nissan, Adv. Clean Cars Symposium, 2016 Advantages(1) Improved fuel economy
- CR varies across engine map and expands optimum BSFC window
- Reduced piston friction during combustion stroke
(2) Lower cold start emissions- Lower CR during cold start = lower HC due to
smaller S/V, and higher exh. T for cat. heat-up- Lower CR during cold start = lower fuel
impingement on piston surface = reduced particulates
MTZ, April 2017
Environmental Technologies © Corning Incorporated 24
GDCI* engine advanced targeting US Tier 3-Bin30 targetsHigh fuel economy, low CO, NOx but HC still challengeDelphi, 2016 DOE AMR, SAE 2017 LD Symposium
Engine 1.8L, CR ~ 15:1
Fuel RON91 gasoline
Injection 400 bar GDI
Combustion Partially premixed, no spark plugs
After-treatment Only ox. cat, low-P EGR, exh. rebreathing at low loads
*Gasoline direct injection compression ignition
Low-T combustion ~150 – 300 °C colder exhaust
Reference L4 engine
GDCI
Vehicle Speed
Exha
ust T
empe
ratu
re
(deg
C)
BSFC @ 211–214 g/kWh over wide load range
Target: 200 g/kWh
BSF
C (g
/kW
h)
BMEP (kPa)
Gen3 After-treatment: HC trap, pre-turbo cat., passive GPF for off-cycle, SCR
Environmental Technologies © Corning Incorporated 25
Optimized dedicated-EGR engine achieves < 200 g/kWh and shows path to LEV-III emissionsD-EGR: Benefit of H2/CO reformate + EGR SWRI, 2016 HKPTC
BSFC < 200 g/kWh@ 1500 – 3500 rpm
Vehicle Testing (Buick Regal)
Ref. D-EGR
Fuel econ.City/Hwy (mpg)
24.5 / 43.6
27.7 / 47.6
NOx, FTP-75 (mg/mi) 0.013 0.002
HC, FTP-75 (mg/mi) 0.029 0.029
85% ↓
Optimized Engine PFI fast burn, low friction engineE0 gas, B/S ratio < 0.85, High CR ~ 13.6:1
9 – 13% ↑
Improvement possible with HC traps
35% fuel enrichment ≈ Increasing ON by 8 AK
Enables use of low octane fuel with lower
wells-to-wheel CO2
Environmental Technologies © Corning Incorporated 26
45% BTE on ~2.5 liter stoich gasoline engine. CR~17, S/B=1.5, MPI and DI, late IVC, 30% EGR, two-stage boost, strong ignition.
Model results. 45% BTE is possible at CR~17, 2.5 bar boost, and 30% EGR. Minimum-advance for Best Torque (MBT) used; 2000 RPM
S/B=1.5 gives CR=17 at same S/V ratio
Late IVC gives effective CR=12.5 with similar phasing as current engines but maintaining CR=17 expansion. 20% EGR, 2000 RPM
S/B=1.5 balances pumping and friction loss at CR=13.5. 2000 rpm, IMEP=720 kPa, MBT
Optimized 1-cyl engine
Swirl and spark are optimized
Multi-cylinder results
Honda, SAE 2015-01-1263
Environmental Technologies © Corning Incorporated 27
Some real-world fuel efficiency data shows gasoline closing gap with diesel. Downsizing increases RDE vs. cert gap. EU diesel RDE gap vs. cert increasing, worse than gasoline. HEV RDE better than US cert.
EU real world gasoline closing gap with LDD (2015: 12% FC difference). Downsizing increases EU RDE vs. cert MPG gap.
EU MPG gap real v. cert
US MPG gap real v. cert
Emissions Analytics, Integer Conf 10-16
Environmental Technologies © Corning Incorporated 28
Transient testing of opposed-piston 2-stroke diesel engine30 – 50% improvement in fuel consumption over conventional gas / diesels
HD-FTP cycle
Achates 4.9L OP
Conventional6.7L MY 2011
Rated P (kW) 205 242
CR 15.4:1 17.3:1
BSFC (g/kW-hr) 217.3 261.4
After-treatment
DOC+DPF+SCRSoot 0.056
NOx 4.3 g/kWhDPF + SCR
17% ↓
Ref: Achates, SAE 2016-01-1019, SAE LD Symp. 2017
Torq
ue (N
m)
Speed (rpm) Speed (rpm)
LD 2.25L Engine2.25L, in-line 3 cyl. (6 piston), 150 kW @
3600 rpm, 500 Nm @ 1600-2100 rpm
LA4 drive cycle CumminsAtlas
Achates2.25L OP
Fuel consumption (L/100 km) 8.81 6.89
NOx (g/km) 0.51 0.29
PM (g/km) 0.08 0.018
28% ↓
42% ↓
74% ↓
Next:LD truck engine development for 2018
- 270 hp, 650 NmCAFE 2025, Tier 3, LEV III, Euro 6Estimated CAFE 37 mpg (combined)
MD 4.9L Engine
Environmental Technologies © Corning Incorporated 29
Real world fuel consumption values show gasoline HEVs at parity in EU with LDD and far ahead of US LDDs.
www.EmissionsAnalytics.com 12/16
EU gasoline HEV highway fuel economy is close to parity with EU LDDs.
US gasoline HEV combined fuel economy exceeds EU gasoline HEVs and is much better than US LDDs. US LDD penetration will be limited.
Environmental Technologies © Corning Incorporated 30
LDD compared to dHEV: -13% CO2 , -20% RDE NOx, -1.3 s 0-100 kph. €1000 upcharge. Room for dHEV cost reduction.
Diesel dHEVWeight, kg 2100 2200Engine, liter-kW 3 - 200 3 – 200Gearbox 8-sp AT 8-sp ATMotor, kW 60Battery, Li-ion 2 kW-hr
HEV dropped CO2 13% on WLTP and engine-out NOx 20% on all cycles
dHEV NOx → Cost reduction:1 stage boosting, Internal + cooled LP EGR, solenoidinjection system, reduced number of sensors, etc.
IAV, MinNOx 6-16
Environmental Technologies © Corning Incorporated 31
US and EU freight trucks are nearly at parity on fuel consumption. US is improving at 2.5%/yr. EU at 1.7%/yr. Parity ~2021
2.5%/yr
2015: US trucks burned ~5% more fuel than in EU. Considering 1.7%/yr in EU vs. 2.5%/yr in US, 2017 gap is 3%. Parity in ~2021. VECTO, 19.3 t trucks.
Daimler, Integer 6/16
Daimler:• Correct for new test route since 2010
(~ 2l/100km higher FC)• Similar vehicles (4x2, 400–500hp) and test conditions (traffic etc.)• Results of all OEMs considered
ICCT, EC Workshop 6/16
Environmental Technologies © Corning Incorporated 32
Electric road systems (like catenary) has highest WTW energy efficiency (77%), which can reduce total long term cost vs. diesel.
Cumulative costs 2020-2050 are lowest for electric road system.
Overhead Catenary Projects:• Swedish 2-yr field trial started
mid-2016. Scania truck.• Los Angeles ports testing 3 km
road end 2016. Volvo• Germany looking at test
proposals for 2017-19 tests.
Siemens, Integer, 6/16
Environmental Technologies © Corning Incorporated 33
Summary• Regulations
• US, EU, and China regulations are compared– US goes tighter on gaseous emissions, EU and China on particulates. China is
developing their own protocols and limit values. Chinese HD: EU-VI in 2020, then changes later
• Engine technologies • Numerous, quite different LD engine technologies are in various stages of
development. Several are implementing at 10-15% reductions versus GDI. • Stop-start systems will dominate, and 48v HEV is coming• Engine technology moving to mode-based approach using EGR, VVT, and VCR
• Emerging technologies show promise for ~25% reductions.• Compression ignition
• HEVs can be added at up to 25% reductions. Future direction is xEV• US HD closing gap with EU this year and will have lower FC. Electrification gaining
interest
Environmental Technologies © Corning Incorporated 34
CORNING INCORPORATED PROVIDES THIS DOCUMENT FOR INFORMATIONAL PURPOSES ONLY, AND ANY RISK CONCERNING THIS INFORMATION IS WITH RECIPIENT. SPECIFICALLY, CORNING INCORPORATED MAKES NO REPRESENTATIONS, WARRANTIES, EXPRESS OR IMPLIED CONCERNING THE INFORMATION, INCLUDING WITHOUT LIMITATION WARRANTIES THAT THE INFORMATION IS ACCURATE.