PLOT April 17, 2017 Philippine Dealing & Exchange Corporation 37th Floor, Tower 1, The Enterprise Center 6766 Ayala Avenue corner Paseo de Roxas Makati City Attention: Ms. Vina Vanessa S. Salonga Head-Issuer Compliance Disclosure Dept. Gentlemen: We furnish you with the list of the top 100 stockholders of PLOT Inc. together with the PCD Beneficial Ownership Report as of March 31, 2017 as filed with the Philippine Stock Exchange, Inc. Very truly yours, PLOT Inc. ~I MA. LOURDESC. RAUSA-~HAY Corporate Secretary y r PLOT General Office P.O. BOl( 2148 Makati City, Philippines PlD 1
Transcript
PLOT
April 17, 2017
Philippine Dealing & Exchange Corporation37th Floor, Tower 1, The Enterprise Center6766 Ayala Avenue corner Paseo de RoxasMakati City
Attention: Ms. Vina Vanessa S. SalongaHead-Issuer Compliance Disclosure Dept.
Gentlemen:
We furnish you with the list of the top 100 stockholders of PLOT Inc. togetherwith the PCD Beneficial Ownership Report as of March 31, 2017 as filed with thePhilippine Stock Exchange, Inc.
Very truly yours,
PLOT Inc.
~IMA. LOURDESC. RAUSA-~HAY
Corporate Secretary yr
PLOT General Office P.O. BOl( 2148 Makati City, Philippines
Attention: Mr. Jose Valeriano B. Zuno IIIDIG-Head, Disclosure Department
Gentlemen:
In compliance with the requirement as set forth in Section 17.12 of the PhilippineStock Exchange Revised Disclosure Rules, we submit herewith the list of the top 100stockholders of PLOT Inc. together with the peD Beneficial Ownership Report as ofMarch 31, 2017.
PLOT Inc.PRINCIPAL STOCKHOLDERS AS OF MARCH 31, 2017
(Common Capital Stock)
No. ofShares Amount of App. % to TotalHeld Holding Outstanding
Nationality (Of Record) (at par) Common Stock
I. PCD Nominee Corporation Various 30,025,008 ) P 150,125,040Filipino 36,550,079 ) 182,750,395 30.81%
2. J. P. Morgan Hongkong Nominees Limited Hong Kong 36,567,542 182,837,710 16.93%3. Phil. Telecommunications Investment Corp. Filipino 26,034,263 130,171,315 12.05%4. NIT DOCOMO, INC. Japanese 22,796,902 113,984,510 10.55%5. Metro Pacific Resources, Inc. Filipino 21,556,676 107,783,380 9,98%6. JG Summit Holdings, Inc. Filipino 17,208,753 86,043,765 7.96%7. NIT Communications Corporation Japanese 12,633,487 63,167,435 5.85%8. Social Security System Filipino 8,338,379 41,691,895 3.86%9. Pan-Malayan Management & Inv Corp. Filipino 640,000 3,200,000 0.30%10. Malayan Insurance Co., Inc. Filipino 253,000 1,265,000 0.12%II. Manuel V. Pangilinan Filipino 250,450 1,252,250 0.12%12. Alfonso T. Yuchengco Filipino 118,458 592,290 0.05%13. Albert F. &lor Margaret Gretchen V. Del Rosario Filipino 106,780 533,900 0.05%14. Edward A. Tortorici &/or Anita R. Tortorici American 96,874 484,370 0,04%15. Express Holdings, Inc, Filipino 86,723 433,615 0.04%16. Enrique T. Yuchengco, Inc. Filipino 59,868 299,340 0.03%17. James L. Go Filipino 57,914 289,570 0.03%18. Mechatrends Contractors Corporation Filipino 50,000 250,000 0.02%19. JDC Investment Realty Enterprises, Inc. Filipino 47,708 238,540 0.02%20. Hare & Company American 34,511 172,555 0.02%21. Sze Ye Se Filipino 3o,oDD 150,000 0.01%22. George R. Verstraete American 29,744 148,720 0.01%23. Traders Royal Bank Filipino 29,682 148,410 0.01%24. Wong Kin Man Filipino 23,988 119,940 0.01%25. Hydee Management & Resource Corp. Filipino 21,957 109,785 0.01%26. Makati Supermarket Corp. Filipino 20,810 104,050 0.01%27. George Litton, Jr. Filipino 19,182 95,910 0.01%28. Hospital de san Juan de Dios, Inc. Filipino 17,932 89,660 0.01%29. Bankers Assurance Corp. Filipino 17,500 87,500 0.01%
First Nationwide Assurance Corp. Filipino 17,500 87,500 0.01%3D. Ma. Lourdes Tuason Filipino 17,426 87,130 0.01%31. Bernadette S. Go Filipino 15,500 77,500 0.01%32. Edmundo Reyes II Filipino 15,277 76,385 0.01%33. Ma. Violetta O. Reyes Filipino 15,136 75,680 0.01%34. Maria Del Carmen Vega Filipino 15,135 75,675 0.01%35. ABV Inc. Filipino 15,000 75,000 0.01%36. Neil A. Cola Cust Veronica A. Cola UGMA American 14,786 73,930 0.01%37. Macrina Leyson Filipino 14,758 73,790 0.01%38. Ma. Angela Barreto Filipino 14,454 72,270 0.01%39. Philippine Remnants Co., Inc. Filipino 14,400 72,000 0.010/040. Elizabeth Gokongwei Filipino 13,050 65,250 0.01%41. Ray C. Espinosa Filipino 13,043 65,215 0.01%
"{;
No. ofShares Amount of App. % to TotalHeld HOlding Outstanding
Nationality (Of Record) (at par) Common Stock
42. CesarC. Zalamea Filipino 12,680 63,400 0.01%43. Philippine Air Force Educational Fund, Inc. Filipino 12,634 63,170 0.01%44. Amina Inc. Filipino 11,905 59,525 0.01%45. Metropolitan Bank and Trust Co-Trust Banking Filipino 11,653 5B,265 0.01%
Group as custodian on behalf of ExchangeBondholders in respect of US$200,000,000Exhange Bonds due 2006
46. Claro Carmelo P, Ramirez Filipino 11,500 57,500 0.01%47. 050ng Devt. Ent. Inc. Filipino 11,400 57,000 0.01%4B. Cham Teng Hui Filipino 11,266 56,330 0.01%49. Anabelle l. Chua Filipino 11,25B 56,290 0.01%50. Ho Allan Kon-Him Hongkong 10,278 51,390 0.00%51. Antonino T. Aquino &for Evelina Aquino Filipino 10,124 50,620 0.00%52. Wilmington Trust Company American 10,110 50,550 0.00%53. George T. Yap Filipino 10,098 50,490 0.00%54. Trusteeship Inc. Filipino 9,923 49,615 0.00%55. Shining Investment Filipino 9,844 49,220 0.00%56. J. l. Holding Corp. Filipino 9,800 49,000 0.00%57. Smith Kline & French Overseas Co. American 9,728 48,640 0.00%58. Carmel of the D I Jesus of Prague Inc. Filipino 9,620 48,100 0.00%59. Alice Chen Filipino 9,570 47,850 0.00%60. Manila Memorial Park Cemetery Inc. Filipino 9,241 46,205 0.00%61. Wesley F. Cola American 8,812 44,060 0.00%62. Ma. Luz Natividad Lim Filipino 8,615 43,075 0.00%63. Richard J. O'Brien & E. O'Brien IT American 8,520 42,600 0.00%64. Y Realty Corporation Filipino 8,433 42,165 0.00%65. Karl A. Spahlinger American 8,406 42,030 0.00%66. Patrice Tarsey American 8,316 41,580 0.00%67. Community Formation Filipino 8,06,7 40,335 0.00%68. Vicente Limqueco Filipino 8,062 40,310 0.00%69. Katrina K. Umcaoco Filipino 7,912 39,560 0.00%70. Betty Chen Filipino 7,748 38,740 0.00%71. Mabuhay Vinyl Corp. Empl. Ret. Plan Filipino 7,598 37,990 0.00%72. San Carlos Seminary Filipino 7,140 35,700 0.00%73. TST Realty lnv. Corp. Filipino 7,074 35,370 0.00%74. Alicia A. Avena Filipino 7,018 35,090 0.00%75. Andres Romero Filipino 7,005 35,025 0.00%76. Trinity College of QC Filipino 6,936 34,680 0.00%77. Ronald H. Markarian American 6,572 32,B60 0.00%78. MiltonMardirosian& Nancy& AnahidMardirosianJT American 6,568 32,840 0.00%79. A T Yuchengco Inc. Filipino 6,528 32,640 0.00%80. Rev, Fr. Ciceron Tumbocon Filipino 6,518 32,590 0.00%81. Alfonso S. Teh Filipino 6,500 32,500 0,00%82. Frank Pao Filipino 6,446 32,230 0.00%83. Siliman University Filipino 6,438 . 32,190 0.00%84. Napoleon l. Nazareno Filipino 6,427 32,135 0.00%85. Ma. Lourdes Valderrama Filipino 6,406 32,030 0.00%86. RPLand Dev. Corp. Filipino 6,402 32,010 0.00%B7. Arthur Douglas Joseph Urquiola Filipino 6,374 31,870 0.00%
, .
No. ofShares Amount of App. % to Total
Held Holding OutstandingNationality (Of Record) (at par) Common Stock
88, Samson Investment Corp. Filipino 6,182, 30,910 0.00%89, SMC/San Miguel Corp. Filipino 6,148 30,740 0,00%90, Roberta M. Faustino Filipino 6,000 30,000 0.00%91. Phil. Development Alternative Foundation Filipino 5,982, 29,910 0.00%92, Mica Equities, Inc. Filipino 5,900. 29,500 0.00%93, Manila Electric Company Filipino 5,865 29,325 0.00%94, Leticia T. Yap Filipino 5,796 28,980 0,00%95, Phil. Overseas Telecommunications Filipino 5,764 28,820 0.00%96, Ricardo C. Rodriguez Filipino 5,712 28,560 0,00%97, Society of the Divine Word Filipino 5,540 27,700 0,00%98, Go Hoc & Sons Inc. Filipino 5,456 27,280 0,00%99, Petrona Bucad Filipino 5,418 ' 27,090 0.00%100, San Carlos Seminary Meersschaert Foundation Filipino 5,402 27,010 0.00%
214,394,273 P 1,071,971,365
CERTIFIED CORRECT:
~71MA.LOURDES~USA.CH\AN/
Corporate secretary y~
NOTE: All of the 2,724,111 common shares acquired by the Company for the peroo March 17, 2008 - March 31, 2017, pursuant to its Share ll!Jyba<:k Program,
have already been reflected in the above data,
The total outstanding shares rejlOlted by our transfer agent, BOO Unibank, Inc., as of Mard1 31, 201715 216,055,775
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Business Date: March 31, 2017
BPNAME HOLDINGS
UPCC SECURITIES CORP. 8,715
A & A SECURITIES, INC. 30,730
ABACUS SECURITIES CORPORATION 166,894
PHILSTOCKS FINANCIAL INC 111,541
A. T. DE CASTRO SECURITIES CORP. 30,933
ALPHA SECURITIES CORP. 5,672
BA SECURITIES, INC. 34,385
AP SECURITIES INCORPORATED 140,209
ANSALDO, GODINEZ & CO., INC. 36,496
AB CAPITAL SECURITIES, INC. 102,405
SARANGANI SECURITIES, INC. 22,110
SB EQUITIES,INC. 229,928
ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 1,060
ASIASEC EQUITIES, INC. 61,126
ASTRA SECURITIES CORPORATION 32,012
ATC SECURITIES, INC. 2,637
MACQUARIE CAPITAL SECURITIES (PHILIPPINES), INC. 54,697
BELSON SECURITIES, INC. 38,101
BENJAMIN CO CA & CO., INC. 1,702
B. H. CHUA SECURITIES CORPORATION 38,407
JAKA SECURITIES CORP. 1,959
BPI SECURITIES CORPORATION 1,346,692
CAMPOS, LANUZA & COMPANY, INC. 51,930
SINCERE SECURITIES CORPORATION 7,145
CENTURY SECURITIES CORPORATION 8,000
BDO NOMURA SECURITIES INC 10,330
CITISECURITIES, INC. 22,232
TRITON SECURITIES CORP. 38,093
IGC SECURITIES INC. 5,890
CUALOPING SECURITIES CORPORATION 9,070
DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 5,265
DAVID GO SECURITIES CORP. 70,839
DIVERSIFIED SECURITIES, INC. 20,559
E. CHUA CHIACO SECURITIES, INC. 52,923
EQUITABLE SECURIITES (PHILS.) INC. 44
EAST WEST CAPITAL CORPORATION 3,195
EASTERN SECURITIES DEVELOPMENT CORPORATION 90,677
EQUITIWORLD SECURITIES, INC. 7,837
EVERGREEN STOCK BROKERAGE & SEC., INC. 51,358
FIRST ORIENT SECURITIES, INC. 71,390
FIRST INTEGRATED CAPITAL SECURITIES, INC. 7,604
F. YAP SECURITIES, INC. 20,967
AURORA SECURITIES, INC. 11,248
GLOBALINKS SECURITIES & STOCKS, INC. 45,491
JSG SECURITIES, INC. 33,330
GOLDSTAR SECURITIES, INC. 18,441
GUILD SECURITIES, INC. 47,604
HDI SECURITIES, INC. 14,202
H. E. BENNETT SECURITIES, INC. 7,496
HK SECURITIES, INC. 12
I. ACKERMAN & CO., INC. 4,876
I. B. GIMENEZ SECURITIES, INC. 13,373
INVESTORS SECURITIES, INC, 52,837
OUTSTANDING BALANCES FOR A SPECIFIC COMPANYCompany Code - TEL000000000 & Company Name - PLDT INC.
THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 41,021
TOWER SECURITIES, INC. 96,407
TRANS-ASIA SECURITIES, INC. 200
APEX PHILIPPINES EQUITIES CORPORATION 170
TRENDLINE SECURITIES CORPORATION 15
TRI-STATE SECURITIES, INC. 4,255
UCPB SECURITIES, INC. 87,655
UOB KAY HIAN SECURITIES (PHILS.), INC. 1,945
E.SECURITIES, INC. 111
VENTURE SECURITIES, INC. 14,917
VICSAL SECURITIES & STOCK BROKERAGE, INC. 7,478
FIRST METRO SECURITIES BROKERAGE CORP. 463,066
3 of 4
BPNAME HOLDINGS
WEALTH SECURITIES, INC. 446,775
WESTLINK GLOBAL EQUITIES, INC. 1,209
BERNAD SECURITIES, INC. 1,538
WONG SECURITIES CORPORATION 160
YAO & ZIALCITA, INC. 138,151
YU & COMPANY, INC. 44,030
BDO SECURITIES CORPORATION 596,946
PCCI SECURITIES BROKERS CORP. 145,557
EAGLE EQUITIES, INC. 12,623
GOLDEN TOWER SECURITIES & HOLDINGS, INC. 3,607
SOLAR SECURITIES, INC. 61,440
G.D. TAN & COMPANY, INC. 7,257
CLSA PHILIPPINES, INC. 897
DW CAPITAL INC. 16,309
PHILIPPINE EQUITY PARTNERS, INC. 2,892
UNICAPITAL SECURITIES INC. 112,807
SunSecurities, Inc. 17,905
COHERCO SECURITIES, INC. 2,100
ARMSTRONG SECURITIES, INC. 1,993
KING'S POWER SECURITIES, INC. 11,913
TIMSON SECURITIES, INC. 5,870
STAR ALLIANCE SECURITIES CORP. 50,525
BANCO DE ORO - TRUST BANKING GROUP 1,009,162
BANK OF COMMERCE - TRUST SERVICES GROUP 4,555
COCOPLANS, INC. 500
CHINA BANKING CORPORATION - TRUST GROUP 47,266
CITIBANK N.A. 7,030,235
DEUTSCHE BANK MANILA-CLIENTS A/C 11,069,578
DEUTSCHE BANK MANILA-CLIENTS A/C 273,744
GOVERNMENT SERVICE INSURANCE SYSTEM 4,567,163
THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 14,244,982
THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 3,951,806
LAND BANK OF THE PHILIPPINES-TRUST BANKING GROUP 5,075
MAA GENERAL ASSURANCE PHILS., INC. 4,750
NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES 27,945
UCPB GENERAL INSURANCE CO., INC. 14,290
AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 4,605
ASIA UNITED BANK - TRUST & INVESTMENT GROUP 33,350
UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 48,500
SSS PROVIDENT FUND 39,034
PNB LIFE INSURANCE, INC. 42,900
MAPFRE INSULAR INSURANCE CORPORATION-NON LIFE 18,000
MALAYAN INSURANCE COMPANY, INC. 508,256
BANKERS ASSURANCE CORP. 112,083
FIRST NATIONWIDE ASSURANCE CORP. 56,821
MICO EQUITIES, INC. 24,100
PNB TRUST BANKING GROUP 538,408
EASTWEST BANKING CORPORATION - TRUST DIVISION 340
VICA SERVICES & MANAGEMENT CORPORATION 8,500
RCBC TRUST & INVESTMENT DIVISION 590,283
RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 24,359
STERLING BANK OF ASIA TRUST GROUP 230
STANDARD CHARTERED BANK 8,596,777
MBTC - TRUST BANKING GROUP 920,665
SOCIAL SECURITY SYSTEM 2,819,156
UNITED COCONUT PLANTERS BANK-TRUST BANKING 71,159
UNITED FUND, INC. 15,000
4 of 4
BPNAME HOLDINGSTotal Holdings 66,575,087
Grand Total 66,575,087
If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report.
This document is computer generated and requires no signature.
PLOT
April 17, 2017
Philippine Dealing and Exchange Corporation37th Floor, Tower 1, The Enterprise Center6766 Ayala Avenue corner Paseo de RoxasMakati City
Attention: Ms. Vina Vanessa S. SalongaHead - Issuer Compliance and Disclosure Dept.
Gentlemen:
We provide you a copy of our report on the computation of publicownership level of common shares of the Company as of March 31, 2017. asfiled with the Philippine Stock Exchange.
Thank you.
Very truly yours,
PLDT Inc.
~fMA. LOURDES C. RAUSA-CHAN
Corporate SecretaryY
PLOT General Office PO Box 2148 Ma~ati City. Philippines
PLD 1
PLOT
April 17, 2017
Philippine Stock Exchange Inc.3/ F Philippine Stock Exchange PlazaAyala Triangle, Ayala AvenueMakati City
Attention: Mr. Mark V. VisdaHead - Corporate Planning & Research
Gentlemen:
In compliance with the requirement of the Philippine Stock Exchange(the "Exchange") as set out in Memorandum No. 2008-0356 dated July 29,2008, we submit herewith the computation of public ownership level ofcommon shares of PLDT Inc. listed on the Exchange as of March 31, 2017,hereto attached as Annex A.
Thank you.
Very truly yours I
PLOT Inc.
~(MA. LOURDES C. RAUSA-CHAN
Corporate SecretaryY
PLOT General Office P_O_Sox 2148 Makati City, Philippines
PLD 1
PLOT Inc.Computation of Public Ownership (Common Stock) as of March 31, 2017
Number of Issued SharesLess: Number of Treasury Shares'
Number of Outstanding SharesLess:
Number of Shares % to TotalTotal direct and Outstanding
Name Direct I Indirect indirect shares Shares
218,779,8862,724,111
216,055,775
A. DirectorsManuel V, Pangilinan 250.450 2,000 252.450 0.116845Helen Y. Dee 98 24,982
,25,080 0.011608
Albert F. Del Rosario 106,779 35,631,
142.410 0.065914Ray C. Espinosa 13,043 2,700 15,743 0,007287James L Go 57,914 68,000
,125,914 0,058278
Bernido H. Liu 1 1 0000000Hideaki Ozaki 1 1 0.000000Artemio V Panganiban 1 1,770
,1,771 0000820
Ma Lourdes C. Rausa-Chan 39 160 , 199 0000092Pedro E, Roxas 21 210 231 0.000107Atsuhisa Shirai 1 1 0000000Amado 0 Valdez 1 1 0.000000Marile B Zamora 5 5 0.000002
Sub-Total 428.354 135.453 563,807 0260954
B. OfficersErneslo R. Alberto 0000000Maria Elizabeth S. Sichon 0000000Alejandro O. Caeg 200 , 200 0.000093Anabelle L Chua 11,258 770 ,
12,028 0.005567Jun R. Florencio 15 500 , 515 0.000238Juan Victor J. Hernandez 0.000000Menardo G Jimenez. Jr. 22 22 0.000010Katrina Luna-Abelarde 0.000000Marco Alejandro T. Borlongan 0.000000Alfredo B. Carrera 300 300 0.000139Leah Camilla R. Besa-Jimenez 5 0.000000Albert Mitchell L Loesin 0000000Florentino D, Mabasa, Jf. 0.000000Leo I. Posadas 10 10 0000005June Cheryl A. Cabal-Revilla 0000000Oscar Enrico A. Reyes, Jr. 0.000000Martin T. Rio 0.000000Ricardo M. Sison 500 3,900 4,400 0.002037Emiliano R. Tanchico, Jr. 1,539
,1,539 0.000712
Melissa V. Vergel de Dios 0000000Minerva M, Agas 6 0,000000Benedict Patrick V, Aleoseba 0000000Jerameel A. Azurin 0.000000Rafael M Bejar, M,D. 0.000000Jose Arnilo S, Castaneda 0,000000Gerardo Jose V. Castro 0.000000Marisa V. Conde 0.000000Gene S. De Guzman 0.000000Gil Samson 0 Garcia 0.000000
Page 1 of 3~
5,712 5,7124,460 4,460
50 , 50
570 , 570
22,277 8.779 31,056
Joseph Ian G. GendranoElisa B. GesaltaJohn John R. GonzalesMa. Josefma T. GorresMa. Crise Ida B. GuhitEmeraldo l. HernandezMarven S. JardielPrincesita P, KatigbakAlexander S, KibanoffJoseph Nelson M LadabanJavier C. LagdameoJoselito S. LimjapLuis Ignacio A. LopaPaolo Jose C. LopezMa Carmela F. LuqueOliver Carlos G, OdulioCarlo S Ople 1Harold Kim A Omase 8Dale M Ramos 9Aileen D. RegioRicardo C. RodriguezGenaro C. SanchezArvin l. SienaAna Maria A SottoCarla Elena A. Tabuena 8
A" Olll>e 2,n4, 1\ 1 C«f'ItI'lOn ""are. acqu •••.•. by IN C<>mpany lor IN penod '-l.oreh \1. 200I:I10 '-lart:l'l 31. 2{)11, llU"5U8•.••10 '15 snare BuyWd< Prog<"",, 1>.0"" .treaGy _,.lIecIO<l .., lh4 1Il><>i.da'a
A. <I\ao'pe<"'" one! prewant '" HycIft '-l_' and R.""""", Co<poc.-., '-l. OM may •• """sa "'" v<>Mg "QhI In re5pecl 012\,951 .hlte. 01 HyCIOe '-l~on<! Re"",,,,. Cotpor._ .0.'50 "",lude. 2, 760 -.. Ilwu RCBC Tru,,"" lh4 """"'""t DI 101•••.••••• Y oe.SaNo. and 245 "",,,,,,,,,dOf "'" N<n/t DI H•••• ~ Y Dee Do'"tt>ru PeO _ CMpotaoon
I~M,.52,8'2 ."_. reg..lerea ••••••• namaDl PeO """-- Co<po.-"""" Fe< lh4~ •.• 0Ill>ia report, 122,275 ......-e' __ l)'own""1»1PlOT dOCl"" afl<loIIIcer., no". IHlen dOdu<teCl """" PeO N<>II'O/'IeOCe<po<ebon ano:l •••• inck.<l0<l •• me IlI>aret>cl<llngO01 me PLOT,"""""", an<! 0fIIce... Basad "" me """"""""" prm»<lo<l1»1POTC '" PLDT, none IX "'" """"" 0111>0PlOT e<>mmoI\ _e. regr.tor-e<! onder ••••••••••••• 01 PeO ~ Ce<po<ebon (PeOI own. more tr>an lCOlo01 Plor.out ••.• fI<longcommon.1ock a' 0' '-llm:l> 31, 2017
Page 3 of 3
ANNEXAPUBLIC OWNERSHIP PERCENTAGE
Total Number of Shares Owned by the Public
116,252,628 shares216,055,775 shares
Number of Outstanding Common & Preferred Shares
Number of Outstanding Common SharesNumber of Treasury SharesNumber of Listed Common SharesNumber of Foreign-Owned Common SharesForeign Ownership Level (%)Foreign Ownership Limit (%)
Note: Please observe the same cut..off date •
• Please refer to footnote 1 in page 3
53.81%
= 666,056,645
= 216,055,775
= 2,724,111
= 222,666,391
= 102,717,215
= 15-42%
= 40%
•
•••••
~ The ooO'le percentage 01 Foreign Ownership level Wil$ computed based on the total oulsla/l(llng common shares reported to lle owned by foreigners over the total issued andoolstanding common and preferred shares A lotal of 102,717.215 corrmoo shares were reported to lle owned by foreigners as of March 31, 2017, or equivalent to 1542% of !tie666,056.645 total oolstalldirog common & preferred shares of the Company
- Fore19n OMlership Limrt
Article XII, SectIOIl 1t of the Cons~tution olthe Republic or the Philippines (the "Consbtulionl plovides in part'
"Sec. 11. No franchISe, certiflcate, or ¥ry other fo!m or authorizalion for the ope;alion of a public ublrty sha~ be granted except to crtlllms or thePtulJpplfles or to COIporabons or associations OI'llamzed under the laws of the PMippioos. at least sixty per centum 0( whose Cilpital is owned bysuch citizens xxx:
In the case of Wilson P, Gamboa vs, Finance Secretary Margarito B. Teves, et al (GR No. 176579) {lt1e "Gamboa Case").lt1e Supreme Court or the Republic or the Philippines(the .Supreme Courf) rendered a decislOfl on June 28, 2011 (the 'Jooe 28, 2011 Deason. the dis~ portion of which is quoled in part as follows:
"WHEREfORE, we PARTLY GRANT the pelJtioIl and rule that the tenn "taPita/" in Section 11, Altide XII of the 1987 Consbtution refers on~ toshares or stock en\Illed to ~ote in the election of d~eClOrS, and thus in !he present case on~ to common shares. and oot 10 the tolal outstandingcapital stock (common;nj noo-~oting preferred shares) ~ll"
Mobons for reconsideration of the June 28, 2011 Deosion were ~led by several respondents in the Gamboa Case
On October g, 2012. the Supreme Court promulgated a Resolulion, the dispositive portion oIwhich is quoted below
"WHEREFORE, we DENY !he motions for reronsideration WITH fiNALITY, No further pleadngs shall be entertained"
Acoording~. the foreign eqUIty restriction applicable to a public uvlrty, such as PLDT. is 40% or the outstanding shares of stock enbtle<l to ~ote in lt1eelection 01directors.
Subsequently. me Secunttes and El:change CornmtssiOn (SEC) isSued SEC Memorandum Circular No, 8. Senes 012013 dated May 20. 2013 rSEC Me No 81 I'dlich sets forththe gUIdelines on compliance wrIh the ownership requirements in the Coosbtubon ardlor e~lsting laws by corporations engaged in nationaliZed or parity nalionalized ac:1Jv1!lesSEC Me No 8 prwides in pertinent part as follows:
"Section I. This Circular shall app~ to all corporations ('Cll\'ered corporaboos1 engaged in idenlJfiell areas of actMIies or enterprises specifical~ reserved, wholly orpartly. 10Phihppme Nationals by the CooslJtulion.the FIA and other existiflg taws. amendments thereto and IRRs 01 said laws, e~cept as I'rJJof olt1erwise be prO\lIdedthere;~.
Section 2 AM covered corporalions shall. at all times. observe the consbtulional or Slatutory OWlershlp requ~ement. for purposes of determining compliance lhere\YIth.the requ~ed percentage of Filtpino OWlershl:l shall be applied to BOTH (a) !he tOlal number 01outstanding shares of stock entitled 10VOle in the ele<:tion 01directors: AND(b) the total number of outstandlf19 shares of stock. I'dlelher or nol enbtled to ~ote ill the election 01d~ectors ~ ~ ~.
ApPrtlrtg SEC Me NO. 810 PLDT, the bases for calcula~on of the 40% foreign ownership restriction are (a) PlDT's ootstanding shares or vobng stocks (common and ~olingpreferred) whICh are all enbtled to ~ote for the efecbon or directors, For this purpose. the foreign ownership level of PlDT was 28 06% of the .166,055.175 total outsla1ding sharesof ~oting common and preferred stocks as 01 March 31. 2017; and (b) PlOT's outstanding shales of stock I'dlelher or oo! enlr!led to vote in the elecOOn 0( dlleclors For thispurpose, !he foreqn ownership le'iel of PlDT was 15.42% oIthe 666,0~,645 total outstanding rommon and preferred stocks as of March 31. 2017.
