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UNAUTHORIZED COLONIES: THEIR GROWTH,
REGULARIZATION PROCESS AND WAY FORWARD
Case study Delhi
Date : 19 May, 2015
By : Madhuri
M.TECH U.D.M. (2013-15)
TERI University
Contents
About HUDCO
Overview of Project
Background of the Project theme
Literature study
Primary Study
Comparative Analysis
Problems and issues
Conclusion/Inferences
References
2
The Housing and Urban
Development Corporation Ltd.
(HUDCO)
India’s Premier techno-financing public sector enterprise
Incorporated in 1970
Performs no. of activities - financing, funding schemes for rural housing,
urban infrastructure, design and development activities, consultancy
services for the projects
Human Settlement Management Institute (HSMI) - established in 1985, for
consultancy management services , also provides training ad capacity
building of its stakeholders – Research and training wing of HUDCO
Divided in 4 centers - Centre for Sustainable Habitat, Centre for Urban
Poverty, Slums and livelihoods, Centre for Affordable Housing and
Centre for Projects Development and Management
With its motto of "Profitability with Social Justice", it lays a considerable
emphasis on the housing needs of the 'deprived' i.e. Economically
Weaker Sections (EWS) and Lower Income Groups (LIG).
3
Source: www.hudco.org
Overview of the Project
Evolution of Project
Purpose of the study
Goals of the study
Objectives of the study
Methodology and
Resources
Expected outcomes
4
Overview of the Project
Evolution of Project
•Delhi Elections 2015
•All the major parties had regularization of UCs in their manifesto
• Shortfall of housing stock in Delhi
• additional housing stock required is 24 Lakhs Dus for projected population – 230 lakhs and existing one
Purpose of the study
• To study that the exercise of regularization only helps in vote bank politics or is it helpful in other ways too viz. contributing to the housing stock; better facilities across the city...etc.
• To study the process of regularization of UCs and to see how sustainable the practice has been.
5
Overview of the Project
Goals of Project
• Understand the process of regularization of UACs
•Perceive new learning from the analysis of the data collected
•See how feasible it is to institutionalize the process of regularization rather than leaving it as a mere vote bank gimmick.
•Recommend solutions to urban development process
Objectives of the study
•To study the time-to-time policies introduced for the regularization of the unauthorized colonies
•To study the regularization steps in different regimes or governments
•To study and analyze the development of facilities and services in the regularized unauthorized colonies.
•To study the benefits of the regularization of them to the city.
6
Overview of the Project
Methodology
• Literature/Secondary Study
•Primary/On ground study
•Comparative of Primary & Secondary study
•Problems/issues identified from the study
•Conclusion/inference
Resources
•Books
•Unpublished works including thesis
•Government data
•Authentic websites and published papers/articles
•And online newspaper article
7
Overview of the Project
Expected Outcomes
• For workable and easy to understand policies for the regularization process of unauthorized colonies
• To bring them in the formal urban system with improved and better norms from the purview of sustainable approach
8
Background of the Project
Theme
'Necessity is the mother of invention' defines the existence of
unauthorized constructions
Delhi with area of 1483 sq.km and population around 16.8
million(Census 2011) faces the unprecedented growth rate of
population caused by migration, natural increase, change of
city boundaries and reclassification of settlements
Migration process started with Industrial revolution
Delhi, having 0.4 million (Delhi Economics survey 2012-13) in
1901 witnessed 18% decadal growth in 1911-21 from 1.98% of
1901-11 due to Shifting of Capital to New Delhi and at the
time of 1947 partition – the decennial growth rate went to 90%
for 1941-51 and remained above 50% till 1991(Economic
Survey Of Delhi1999-2000)
9
JJ Clusters
15%
Slum
Designated
Areas
19%
Unauthorized
Colonies
5%
JJ
Resettlement
Colonies
13%
Rural Villages
5%
Regularized
Unauthorized
colonies
13%
Urban
Villages
6%
Planned
colonies
(Approved)
24%
Figure 1: Estimated composition of population by settlement
types in Delhi, Economic Survey of Delhi, 2008-2009
Background of the Project
Theme
Since 1911 Delhi is under pressure of rapid urbanisation due to lack of unaffordable and planned housing stock and infrastructure “for all”
Typology of Delhi’s settlements shows that only 24% of the total residential area is planned
As per GNCTD, about 30% of Delhi’s population living in UCs in 2013 and fig.1 shows 5% as per 2008-09 economic survey
The two estimates indicate the ambiguity and imprecision of this category
10
Background of the Project
Theme
11
Difference between Unauthorized colonies and JJ clusters/Slums
Settlement
Attributes
Unauthorized Colonies Slums/Squatters/JJ
clusters
Description Built on land owned
private & govt.
agencies but with some
transaction formality
Encroached land
without any transaction
of land
Built-up structures Pucca
houses/Permanent
structures
Temporary structures
Level of Infrastructure Rank as 3 out of 5 Rank as 0-2 out of 5
Legal framework Quasi-legal Illegal
Inhabitants EWS to HIG EWS and LIG
Source: Bhan,G. 2013.
Background of the Project
Theme
Delhi has shown its proactiveness in making policies for
regularization of unauthorized colonies (UCs) but the increasing
number of UCs shows the inefficiency of these policies
12
Literature Study
UCs are structures built in contravention of zoning regulations
and land-use patterns either violation of Delhi's Master Plans
or on illegally subdivided agricultural land
The issue is not confined to Delhi, found in other Indian cities
and in other countries – Brazil, Pakistan, Egypt…others.
13
Literature Study
• According to a study done in 2009, 80% of the Meerut's residential area is unauthorized development. Meerut Master Plan - 2021 has identified 33 UCs as regularized and 105 for regularization but till half of 2013, the number of UCs have counted to 259
• Meerut lacks land policy regulations and density which unable to control the growth of new UCs
Meerut city
• In 1992, 26 colonies were regularized then in 1993, 10 colonies and in 2004, 4 colonies got regularized by MCG
• Gurgaon's unauthorized colonies are better in physical infrastructure but lack social infrastructure
• In 2009, Haryana government made an attempt to formulate a policy for regularization of unauthorized colonies
• In 2014, Haryana's CM has approved 76 colonies of Gurgaon for regularization and in 44 illegal colonies development works had been started in 2014
Gurgaon city
14
Source: Unpublished thesis from SPA
Literature Study
• Known as Katchi Abadis (KA), came into existence since partition
• Growth of KA occurred because of lack of policies addressing issue
• Sindh government - first step in 1958 making an attempt to resettle them in New Karachi & Korangi
• In 1975, a state policy introduced stating the regularization and upgradation of the katchi abadis. the programme got implemented in 1978 and was called Katchi Abadi Improvement and Regularization Programme (KAIRP) - supported by the World Bank and Asian Development Bank
• In 1987 Sindh Katchi Abadi act was promulgated and Sindh Katchi Abadi Auhority was also established with the aim to ensure regularization, upgradation and improvement of Katchi Abadis and launching of low cost housing for the shelterless people.
Karachi city
15
Source: Unpublished thesis from SPA; SKAA
Literature Study 16
• In 1987 Sindh Katchi Abadi act was promulgated and Sindh Katchi Abadi Auhority was also established with the aim to ensure regularization, upgradation and improvement of Katchi Abadis and launching of low cost housing for the shelterless people. F
• From 1987-2006, only 720 out of 1293 identified katchi abadis were considered for regularization work marking the slow pace of the performance of the authority.
• SKAA launched Low-cost (Sasti Basti) housing scheme to provide housing to low-income groups and thinking about the Incremental Housing scheme as the next step towards improved livelihood for dweller.
Karachi City
• Known as Loteamentos, meaning irregular land division
• In 1955 under Legal Neighborhood Programme/Bairro Legal programme, Upgrading and Regularization of Irregular Settlements programme was started.
• It had benefited 42,000 families in 69 areas by 2004
Sao Paulo city
Source: Unpublished thesis from SPA; SKAA
Literature Study
Delhi – Study Area
Existence of UCs was marked in 1961 with the policy mentioning the regularization of 118 colonies but they are in existence since 1956
As per GNCTD, about 30% of Delhi’s population living in UCs in 2013
Latest count of UCs is 1639
GNCTD had approved 895 colonies for regularization process in 2012 in Congress reign but this 895 figure has been in news again in 2014 - 2015 for regularization purpose
There are many statements regarding regularization of no. of UCs in many years but according to a DDA official, after 1993 no regularization of colonies has taken place
17
Source: Puri,V.K., 2008.
Literature Study
Delhi – Study Area
In 1961, 110 UCs were regularized on 1961 resolution
During 1962-67 , 101 new UCs sprang up out of which 64
got regularized on 1961 resolution
Again between 1967-74, 260 fresh UCs came up
In 1993, 567 out of 607 identified UCs were regularized
on 1977 guidelines
After this no formal regularization has taken place
1218 colonies were give Provisional Regularization Certificates (PRCs) but they haven’t got regularized
18
Source: Puri,V.K., 2008.
Literature Study 19
1961
1977
2001
Revised 2001
Revised 2007
2008
Chronology of Policies for Regularization
of Unauthorized Colonies
Delhi – Study Area
These policies from time to time got refined and now
the latest 2008 regulations for regularization with 3
amendments are being followed
Literature Study
Delhi – Study Area
Regularization is a process to bring unauthorized
colonies in formal system
Process comprises preparation, finalization and
approval of layout plan and also acquisition of land for providing facilities and services; collection of
betterment/development charges; conversion of land
title
20
Source: Puri,V.K., 2008.
Literature Study
Delhi – Study Area
Broadly, all the policies consists following points –
I. Eligibility of UCs – cut-off date, % of built-up plots; landcover & landuse; registered RWA
II. Stages of the regularization process – preparation of existing layout plan; names of the inhabitants; indemnity bond; structural stability certification
III. Procedure of regularization – role of RWA, DDA/MCD and Delhi administration/GNCTD; submission of existing layout; payment of development charges and land cost if not private; role of Lt. Governor
21
Source: Regularization Policies
Primary Study
6 colonies were identified for survey – 2 Regularized
Colonies and 4 identified unauthorized colonies
All the colonies resides in Zone E i.e. – East Delhi and are
within 5 kms of their nearest metro stations
22
Regularized Colonies
•Shashi Garden
•Krishna Nagar
Unauthorized colonies
• Inderpuri, Karkarduma
•Madhu Vihar
•East Vinod Nagar G-Block
•Durga Mohalla, Dallupura
Criteria of Selection – Accessibility to the colonies and their
information and data
Colony based survey has been done
Primary Study 23
Location of Identified Colonies
Primary Study Study was conducted on the following attributes –
Demographic Profile
a. Location
b. Area
c. Population
d. Density
e. Existed Land use
Settlement Profile
a. No. of Plots
b. No. of Dwelling Units
c. Nature of construction
d. Shelter consolidation
e. Residing Income groups
f. Owner Tenant Ratio
Land Profile
1. Land Status
2. Mode of transfer
3. Initial & Existing Ownership of Land
4. Cost of Land when bought
5. Present cost of Land
Physical Infrastructure
1. Water supply
2. Roads
3. Drainage
4. Solid Waste
5. Sanitation
6. IGL service
7. Building as per guidelines
24
Primary Study Study was conducted on the following attributes –
Social Infrastructure
a. Community Halls
b. Park/Open Spaces
c. Common Car parking
d. Schools
e. Health facility
f. Street lights
g. Police station
h. Generators/Transformers
i. Fire Fighting Installations
j. Religious Buildings
k. Shopping Area
Role of Government
1. Name of Regime
2. Work done
Regularization Process
1. Level of Process of Regularization
2. Payment of Development charges
3. Any vacant land for missing
facilities
4. Development works took by Govt.
5. Benefits of Regularization
25
Primary Study 26
Shashi Garden
• Regularized
• 3 Lacs population in 67 acres area
• Inhabitants – EWS & LIG
Krishna Nagar
• Regularized
• 50k population in 174 acres area
• Inhabitants - MIG
Inderpuri, Karkarduma
• Under process of regularization
• 500 population in 1.5 acres area
• Inhabitants - LIG
East Vinod Nagar, G-block
• Under process of regularization
• 2k population in 2.7 acres area
• Inhabitants – LIG & MIG
Durga Mohalla, Dallupura
• Under process of regularization
• 2k population in 4.5 acres area
• Inhabitants – LIG
Madhur Vihar
• Under process of regularization
• 6k population in 17.1acres area
• Inhabitants – EWS, LIG & MIG
Primary Study 27
Colonies
Attributes
Shashi
Garden
Krishna
Nagar
Inderpuri
colony
East
Vinod
Nagar G-
block
Durga
Park,
Dallupura
Madhu
Vihar
Status of the
colony
Regularised Under process of regularisation
Year of
Origin
Prior to
1965
Prior to
1959
1964 1972-73 1974 Prior
1981
Existed Land
use
Agricultural Land
Nature of
construction
Pucca house G+2,G+3
No. of Plots - 1842 50 117 129 615
No. of Dus - 5526 150 400 400 1100
Demographic & Settlement Profile
Primary Study 28 O
wn
ers
: T
en
an
ts
Primary Study 29
Colonies
Attributes
Shashi
Garden
Krishna
Nagar
Inderpuri
colony
East
Vinod
Nagar G-
block
Durga
Park,
Dallupura
Madhu
Vihar
Land Status Private Govt. –
60-65%
Mode of
transfer
Gift
deed
Sale
deed,
now
free-
holders
Sale deed
+ GPA +
Agreeme
nt to sale
+ Will
GPA
Initial Land
Ownership
Farmers
Existing Land
Ownership
Private
Land Profile
Primary Study 30
Colonies
Attributes
Shashi
Garden
Krishna
Nagar
Inderpuri
colony
East
Vinod
Nagar G-
block
Durga
Park,
Dallupura
Madhu
Vihar
Cost of Land
when bought
- Rs.3-12
aana/
sq.yd in
1950-51
Rs.2-3 /
sq.yd
- - Rs.100/s
q. yd in
1981
Present cost
of Land
- 2-3 Lacs/
sq.yd
50-60K/
sq.yd
- - Rs.2000/s
q.yd
Land Profile
Primary Study
Physical Infrastructure
No problem of Water supply and Electricity
Pucca roads
No problem of sewerage and drainage
Provision of dustbins from MCD in shashi garde and inderpuri
are not there – sanitation problem
IGL service is only provided in Madhu vihar
Building norms have been followed in the regularised colonies
31
Primary Study
Social Infrastructure
Social infrastructure is invisible in these colonies
Only Madhu vihar & Durga Mohalla has community hall
Krishna Nagar has 2 parks
No common parking is available
Schools are there except in Inderpuri because of lack of
space
Similarly, health facility is available except in Inderpuri
Streetlights are there
Shashi garden, Krishna Nagar and Madhu Vihar has shopping
areas
32
Primary Study
Benefits of Regularisation
Registry can be done of the plots
Plans will get sanctioned by the authority
House loans will be available
Land value will get high
33
Comparative Analysis
1. Comparative Analysis of the identified colonies
2. Comparative Analysis of colonies and policies
3. Comparative Analysis among policies
Comparative Analysis of the identified colonies –
Social infrastructure is missing even in the regularized
ones and infrastructure facilities varies from colony to
colony
All the colonies have different issues – sanitation
problem, widening of roads
Almost in all colonies tenants are residing giving
option of rental accommodation
34
Comparative Analysis
1. Comparative Analysis of the identified colonies
2. Comparative Analysis of colonies and policies
3. Comparative Analysis among policies
Comparative Analysis of colonies and policies –
Present policy came in 2008 but till date no
regularization has been done
RWAs had submitted the existing layout plans in 2008
but the further process didn’t go as per timeline
In the regularised colonies – policy stated for the
widening of road but till now no such development
work has taken place.
35
Comparative Analysis
1. Comparative Analysis of the identified colonies
2. Comparative Analysis of colonies and policies
3. Comparative Analysis among policies
Comparative Analysis among policies –
In 1961 policy – free-hold land ownership after
that on lease-hold basis
36
Comparative Analysis 37
Year
Categories
1961 1977 2001 Revised
2001
Revised
2007
2008
Concerned
authorities
DA,
MCD,
DDA
GOI,
MCD,
DDA
GOI,
MCD,
DDA
GOI,
MCD,
DDA
GNCTD
,MCD,
DDA
GNCTD,
MCD,
DDA
Cut-off dates Prior
1959
Before
15
July,1972
Before
31
March
1993
Before 31
March
2002
Before
31
March
2002
Before
01 June,
2014
Rehabilitation of
displaced people
- Yes no no no No
Development/
Betterment charges
yes yes yes Only EDC yes Yes
Govt. land cost no no yes yes yes Yes
Houses for EWS - - yes yes yes No
For monitoring - yes yes yes yes
Structural Stability - - yes yes no No
Conclusion/Inferences From Study –
A great impact of unauthorized colonies in both the ways - -ive
and +ive
They provide housing to all in which planned development
has failed
They create rental housing for 29 lakh out of 230 lakh
projected population
But the Sale & Purchase of the property is not completely
legal bringing the land value down
The information and statistics are in some way misleading by
not giving clear information
Timelines of policies are not followed bringing the process at
slow pace
Clauses of 2008 policy are contradicting each other
Indeed regularization is a game for political parties as voting
gimmick
38
Recommendations From the analysis and inference –
Policy timelines should be met to speed up the process
of regularization
For regularization process, real time data viz. aerial
survey images should be followed
After regularization, they can be redeveloped or in-situ
upgradation can be done as per MPD-2021
It should be an obligation of the government to
provide shelter to displaced dweller as its lack of
planned and unaffordable settlements which gave rise
to these unauthorized colonies
39
Recommendations From the analysis and inference –
To deter the mushrooming of UCs, the Government
should impose penalty/taxes for posing environment and safety hazards followed by regularization process
The Government should take a proactive approach by
identifying land banks suited for residential use making
available range of housing alternatives and to have
control over misuse of land and to deter unplanned
development
The work should be done in transparency
40
Thank You
41