United NationsCounter-Terrorism Committee Executive Directorate (CTED)Counter-Terrorism Committee Executive Directorate (CTED)

Revised documents and procedures for assessing Revised documents and procedures for assessing Member States’ implementation efforts ofMember States’ implementation efforts ofSecurity Council Resolution 1373 (2001) Security Council Resolution 1373 (2001)

and 1624 (2005)and 1624 (2005)

2 May 2013

1st version: Preliminary Technical Needs Assessment (TNA) (Jun 2005 - Mar 2006)

2nd version: Preliminary Implementation Assessment (PIA)(Mar 2006 - 2013)

3rd version: Overview of Implementation Assessment (OIA)(2013 - )

Assessment Tools - An EvolutionAssessment Tools - An Evolution

Assessment Tools

Made up of 2 documents:

1) Overview of Implementation Assessment (OIA)– To be considered and adopted by the Committee

2) Detailed Implementation Survey (DIS)– Working document of CTED– Shared with Member State for reference purposes

1.1. Overview of Overview of Implementation Implementation

Assessment (OIA)Assessment (OIA)

•“Fast facts” on the left

•Narrative on the right

•Bottom left hand: Indication of willingness to share with MS

Page 1Page 1

• Progress & shortfalls in areas of specific interest + Resolution 1624 (2005)

• Highlights top 5 shortfalls/concerns

Pages Pages 2 - 42 - 4

Priority Recommendations:

•Priority recommendations &/or follow-up on recommendations made during Committee visits

•Technical assistance needs

•Capacity to assist

Page 4Page 4

• Observations on OIA by MS, including on general background

Page 5Page 5

2. Detailed Implementation 2. Detailed Implementation Survey (DIS)Survey (DIS)

•Reflects elements Reflects elements of the Technical of the Technical Guide on Guide on implementation of implementation of 13731373

Table of Table of ConContentstents

•Comments from MS on DIS Comments from MS on DIS to be attached as an annexto be attached as an annex

IntroducIntroductiontion

•Provides details Provides details regarding regarding purpose, purpose, structure, ratings structure, ratings and sources used and sources used to compile the to compile the DISDIS

•5 options for 5 options for “closed” “closed” questionsquestions

•Includes Includes space for brief space for brief explanationexplanation

MMain bodyain body

• Contains Contains a limited number of “open” a limited number of “open” questionsquestions

•Allows for briefAllows for brief explanations explanations

•Includes Includes questions questions pertaining to pertaining to Resolution Resolution 16241624

Revised proceduresRevised procedures

1. Summary of the process1. Summary of the process

Production of draft documents by CTED expertsProduction of draft documents by CTED experts CTED experts will produce an OIA and DIS for each Member CTED experts will produce an OIA and DIS for each Member

State.State. The reports will be produced in tranches.The reports will be produced in tranches.

Review of documents by the Committee Review of documents by the Committee The documents will be circulated to the Committee for adoption.The documents will be circulated to the Committee for adoption. The DIS, as a working document of CTED, will be circulated for The DIS, as a working document of CTED, will be circulated for

information only.information only.

2. Summary of the process2. Summary of the process

Transmittal of documents to Member State Transmittal of documents to Member State The Chair would transmit all documents to the relevant The Chair would transmit all documents to the relevant

Member State through a cover letter which will request Member State through a cover letter which will request comments, normally within 12 months. comments, normally within 12 months.

Translation of documents Translation of documents Translated versions of the relevant documents will be Translated versions of the relevant documents will be

sent following their initial transmittal in English. sent following their initial transmittal in English.

Comments received from Member StateComments received from Member State Comments received on the transmitted OIA and DIS, in Comments received on the transmitted OIA and DIS, in

addition to other information, will be used by CTED addition to other information, will be used by CTED experts to produce an updated OIA and DIS. experts to produce an updated OIA and DIS.

The comments will be included as annexes to the The comments will be included as annexes to the updated OIA and DIS.updated OIA and DIS.

Follow up with late and non-reporting StatesFollow up with late and non-reporting States

Every six months CTED will update, Every six months CTED will update, for the information for the information of the Committee of the Committee only, a list of late or non-reporting only, a list of late or non-reporting Member States. Member States.

Upon reviewing the list, the Committee will consider a Upon reviewing the list, the Committee will consider a number of steps to address outstanding issues including:number of steps to address outstanding issues including:– Inviting Inviting thethe Permanent Representative Permanent Representative to a meeting; to a meeting; oror– Preparing a Preparing a reminder reminder oror follow up letter follow up letter; ; oror– deferring deferring the deadlinethe deadline..

List of all Member StatesList of all Member States

A A list of all Member Stateslist of all Member States will be posted on the will be posted on the Committee’s website (www.un.org/en/sc/ctc/)Committee’s website (www.un.org/en/sc/ctc/)

The list will indicate, in each case, The list will indicate, in each case, – the the datedate on which the stocktaking cover letter and on which the stocktaking cover letter and

associated documents were associated documents were transmittedtransmitted to the to the Member State by the Chair and Member State by the Chair and

– the the datedate on which the response was on which the response was receivedreceived..

Sharing the OIA with other Member StatesSharing the OIA with other Member States Member States have the Member States have the opportunity to indicate that their OIA opportunity to indicate that their OIA

may be shared with other Member Statesmay be shared with other Member States through making the through making the appropriate amendment on the cover of the OIA. appropriate amendment on the cover of the OIA.

CTED will accordingly update the list of all Member States on the CTED will accordingly update the list of all Member States on the Committee’s website (through a footnote). Committee’s website (through a footnote).

The corresponding The corresponding OIA will not be uploaded to the websiteOIA will not be uploaded to the website but but will be made available by CTED upon written requestwill be made available by CTED upon written request ..

Thank you