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T:\Clients\LBI\Affidavits\Motion re Abandonment Database_DI 13852_AFF_9-29-16.doc
UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK In re LEHMAN BROTHERS INC., Debtor.
Case No. 08-01420 (SCC) SIPA Ref. Docket No. 13852
AFFIDAVIT OF SERVICE
STATE OF NEW YORK ) ) ss.: COUNTY OF NEW YORK )
FORREST KUFFER, being duly sworn, deposes and says: 1. I am employed as a Noticing Coordinator by Epiq Bankruptcy Solutions, LLC, located at 777
Third Avenue, New York, New York 10017. I am over the age of eighteen years and am not a party to the above-captioned action.
2. On September 29, 2016, I caused to be served the “Notice of Motion of James W. Giddens, Trustee for the SIPA Liquidation of Lehman Brothers Inc., for an Order Authorizing the Abandonment of Certain Lehman Brothers Inc. Databases,” dated September 29, 2016, to which was attached the “Trustee’s Motion for an Order Authorizing the Abandonment of Certain Lehman Brothers Inc. Databases,” dated September 29, 2016 [Docket No. 13852], by causing true and correct copies to be:
a. enclosed securely in separate postage pre-paid envelopes and delivered via overnight
mail to those parties listed on the annexed Exhibit A, and
b. delivered via electronic mail to those parties listed on the annexed Exhibit B. 3. All envelopes utilized in the service of the foregoing contained the following legend:
“LEGAL DOCUMENTS ENCLOSED. PLEASE DIRECT TO ATTENTION OF ADDRESSEE, PRESIDENT OR LEGAL DEPARTMENT.”
/s/ Forrest Kuffer
Forrest Kuffer Sworn to before me this 29th day of September, 2016 /s/ Panagiota Manatakis Notary Public, State of New York No. 01MA6221096 Qualified in Queens County Commission Expires April 26, 2018
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EXHIBIT A
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LEHMAN BROTHERS INC.
Overnight Service List
1
INTERNAL REVENUE SERVICE SPECIAL PROCEDURES BRANCH ATTN: DISTRICT DIRECTOR 290 BROADWAY NEW YORK, NY 10007 FRANCHISE TAX BOARD BE BANKRUPTCY MS A345 PO BOX 2952 SACRAMENTO, CA 95812-2952
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Service List
LEHMAN BROTHERS, INC.
Claim Name Address Information
ACERRA, PAUL C. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
ACERRA, PAUL C. 16 OLD HICKORY LANE HUNTINGTON NY 11743
ANAGNOSTOPOULOS, MARIA 94 DEPTFORD COURT ABERDEEN NJ 07747
ANAGNOSTOPOULOUS, MARIA RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
ANTONCIC, MADELYN ATTN: LISA M. SOLOMON 305 MADISON AVE., SUITE 4700 ONE GRAND CENTRAL PLACE NEW
YORK NY 10165
ANTONCIC, MADELYN 3413 DENT PLACE, NW WASHINGTON DC 20007
BENSON, CRAIG O. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
BENSON, CRAIG O. 1411 NORTH STATE PKWY #35 CHICAGO IL 60610
BERNSTEIN LITOWITZ BERGER & GROSSMAN
LLP
1251 AVENUE OF THE AMERICAS 44TH FL NEW YORK NY 10020
BERNSTEIN LITOWITZ BERGER & GROSSMAN
LLP
BIELASZ, DENA 12481 HIGH BLUFF DRIVE, SUITE 300 SAN DIEGO CA 92130
BHALLA, RITAM RAY 130 WEST 15TH STREET APT 8H NEW YORK NY 10011
BILL WOLLMAN FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) 20 BROAD STREET, 20TH FLOOR
NEW YORK NY 10005
BIRASCHI, PAOLA FLAT 73 BRYANSTON COURT II GEORGE ST LONDON W1H 7HD GB
BIRASCHI, PAOLA RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
BRIAN GELFAND ACCOUNT EXECUTIVE SUNGARD AVAILABILITY SERVICES, LLC 680 EAST SWEDESFORD ROAD
WAYNE PA 19087
BROOKS, DAVID J. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
BROOKS, DAVID J. 22 BARTLETT DR. MANHASSET NY 11030
CAROL WALLACK UNITED STATES DEPARTMENT OF JUSTICE CIVIL DIVISION, FRAUD SECTION 601 D
STREET, N.W., ROOM 9128 WASHINGTON DC 20004
CHRISTIE, STEVEN D. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
CHRISTIE, STEVEN D. 917 WEST SHELLEY ROAD NORTH BELLMORE NY 11710
COMMODITY FUTURES TRADING COMMISSION ATTN: ROBERT B WASSERMAN THREE LAFAYETTE CENTRE 1155 21ST ST, NW WASHINGTON DC
20581
COMMODITY FUTURES TRADING COMMISSION ATTN: TERRY S ARBIT THREE LAFAYETTE CENTRE 1155 21ST ST, NW WASHINGTON DC
20581
COMMODITY FUTURES TRADING COMMISSION ATTN: AJAY SUTARIA THREE LAFAYETTE CENTRE 1155 21ST ST, NW WASHINGTON DC 20581
DAVID D. FARRELL THOMPSON COBURN LLP ONE US BANK PLAZA ST. LOUIS MO 63101
DAVID W. BERNSTEIN, ESQ. RICHARD S. MILLER, ESQ. ROBERT T. HONEYWELL, ESQ K&L GATES LLP, 599 LEXINGTON
AVENUE NEW YORK NY 10022
DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW ATTN: GENERAL COUNSEL WASHINGTON DC 20220
DIAZ, AGNES 23 ARGO AVE. ELMONT NY 11003
DOUGLAS P. BAUMSTEIN WHITE & CASE LLP 1155 AVENUE OF THE AMERICAS NEW YORK NY 10036
DUBROW, NEIL C. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
DUBROW, NEIL C. 5801 COLLINS AVE. UNIT 1200 MIAMI BEACH FL 33140
EMILY J. BALTER CLEARY GOTTLIEB STEEN & HAMILTON LLP ONE LIBERTY PLAZA NEW YORK NY 10006
ENGLE, MICHAEL THOMAS 25A MCCAMPBELL RD. HOLMDEL NJ 07733
ENGLE, MICHAEL THOMAS RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
FELLER, DANA A. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
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LEHMAN BROTHERS, INC.
Claim Name Address Information
FELLER, DANA A. 101 CENTRAL PARK WEST NEW YORK NY 10023
FELLER, GREGORY D. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
FELLER, GREGORY D. 101 CENTRAL PARK WEST APT. 4A NEW YORK NY 10023
FRAZAO, ROBERTO 8 MACKENZIE GLEN GREENWICH CT 06830
FRAZAO, ROBERTO RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
FRIEDMAN KAPLAN SEILER & ADELMAN LLP GOLDEN, CHRISTINA 7 TIMES SQUARE NEW YORK NY 10036
GASPARRO, PAUL RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
GASPARRO, PAUL 105 STUYVESANT AVE. RYE NY 10580
GREGORY L. REID, SR. REID RODRIGUEZ & ROUSE, LLP 1120 AVENUE OF THE AMERICAS FOURTH FLOOR NEW YORK
NY 10036
INTERNAL REVENUE SERVICE, IRS-CID BERRYMAN, STEVEN 24000 AVILA ROAD, ROOM 3314 LAGUNA NIGUEL CA 92677
JACOBSZE, ROBERT A. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
JACOBSZE, ROBERT A. 11 BRIARCLIFF LANE GLEN COVE NY 11542
JANICE SANDT PARALEGAL SPECIALIST U.S. ATTORNEY’S OFFICE ONE ST. ANDREW’S PLAZA NEW YORK NY
10007
JOHN VALDRIGHI 3124 S. 113TH STREET OMAHA NE 68114
JONATHAN MINSKER KASOWITZ, BENSON, TORRES & FRIEDMAN, LLP 1633 BROADWAY 21ST FLOOR NEW YORK NY
10019
JOSHUA DORCHAK, ESQ. MORGAN, LEWIS & BOCKIUS LLP 101 PARK AVENUE NEW YORK NY 10178
KARIN D. WHERRY ASSISTANT U.S. ATTORNEY U.S. ATTORNEY’S OFFICE, SDFL 99 N.E. 4 STREET, SUITE
300 MIAMI FL 33132
KASOWITZ, BENSON, TORRES & FRIEDMAN LLP ITKIN, URI A. 1633 BROADWAY NEW YORK NY 10019
KASOWITZ, BENSON, TORRES & FRIEDMAN LLP JOHNSON, CHRISTOPHER 1633 BROADWAY NEW YORK NY 10019
KHAN, ZAMEER H. 25 GREEN ACRES AVE. EAST BRUNSWICK NJ 08816
KOLLAR, KENNETH F. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
KOLLAR, KENNETH F. 26 HOWTON AVE. STATEN ISLAND NY 10308
KOLLYDAS, PETER G. 28 COLERIDGE DR MARLBORO NJ 07746
KOLLYDAS, PETER G. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
KORNETT, CRAIG 1 BUCKINGHAM COURT OLD TAPPAN NJ 07675
KORNETT, CRAIG RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
KRIEGER, KAREN M. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
KRIEGER, KAREN M. 180 WEST END AVE APT 4F NEW YORK NY 10023
LA BELLE, ANTOINETTE E. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
LA BELLE, ANTOINETTE E. 353 E. 83RD ST. APT. 12F NEW YORK NY 10028
LAURINO, JOHN RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
LAURINO, JOHN 2360 LINDENMERE DRIVE MERRICK NY 11566
LAZARUS, ROBERT W. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
LAZARUS, ROBERT W. 1391 BELLMORE ROAD NORTH BELLMORE NY 11710
LEE STEIN ATTANASIO SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK NY 10019
LEHMAN BROTHERS INTERNATIONAL (EUROPE) (IN ADMINISTRATION), LEVEL 23 25 CANADA SQUARE ATTN: RUSSELL DOWNS
CANARY WHARF E14 5LQ ENGLAND
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LEHMAN BROTHERS, INC.
Claim Name Address Information
MARZONIE, JOHN D. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
MARZONIE, JOHN D. 975 PRIVATE ROAD WINNETKA IL 60093
MATTHEW HARDING LINKLATERS LLP ONE SILK STREET LONDON EC2Y 8HQ ENGLAND
MCCULLY, MICHAEL K. 340 EAST 23RD ST. APT 5M NEW YORK NY 10010
MCCULLY, MICHAEL K. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
MINISTERIS, SARA RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
MINISTERIS, SARA 63-61A DOUGLASTON PKWY DOUGLASTON NY 11363
MORRISON COHEN LLP EZCURRA, JOAQUIN 909 THIRD AVENUE NEW YORK NY 10022
O'BRIEN, BARRY J. 22 MEADOWBROOK ROAD SHORT HILLS NJ 07078
O'CONNOR, BRIDGET E. 25A MCCAMPBELL RD. HOLMDEL NJ 07733
O'CONNOR, BRIDGET E. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
ORRICK, HERRINGTON & SUTCLIFFE LLP MANTOAN, KATHRYN G. 405 HOWARD STREET SAN FRANCISCO CA 94105-2669
OTTERBOURG, STEINDLER, & HOUSTON PC PETER FELDMAN JOHN BOUGIAMAS 230 PARK AVENUE NEW YORK NY 10169-0075
PETERS, RICHARD RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
PETERS, RICHARD 1715 TELEGRAPH ROAD BANNOCKBURN IL 60015
PETRUCELLI, MICHAEL J. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
PETRUCELLI, MICHAEL J. 305 OTTAWA LANE OAKBROOK IL 60523
PUSKULDJIAN, PAUL A. 50 ROOSEVELT AVE. GLEN HEAD NY 11545
QUATTROCCHI, JOHN 44 AFTERGOW WAY VERONA NJ 07044
QUATTROCCHI, JOHN RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
QUEST DISCOVERY SERVICES 981 RIDDER PARK DRIVE SAN JOSE CA 95131
REHA COHEN 9102 W. BAY HARBOR DR., APT. 6DW BAY HARBOR ISLANDS FL 33154
RICHARD J. SCHAGER, JR STAMELL & SCHAGER, L.L.P. ONE LIBERTY PLAZA, 35TH FLOOR NEW YORK NY 10006
RICHARD J.J. SCAROLA ALEXANDER ZUBATOV SCAROLA MALONE & ZUBATOV LLP 1700 BROADWAY, 41ST FLOOR NEW
YORK NY 10019
ROBERT D. MORRISON 2033 MANORVIEW CIRCLE NW SALEM OR 97304
ROBINS KAPLAN LLP KESSLER, CARLY 601 LEXINGTON AVENUE, SUITE 3400 NEW YORK NY 10022
ROSS, BLAYNE M. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
ROSS, BLAYNE M. 243 WEST 99TH ST. APT 2D NEW YORK NY 10025
RUDNICK, CHARLES B. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
RUDNICK, CHARLES B. 250 W. 88TH ST. #205 NEW YORK NY 10024
SALLES, PATRICIA P. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
SALLES, PATRICIA P. 772 WOODCREST RD. KEY BISCANE FL 33149
SHANDS, ELBERT, GIANOULAKIS & GILJUM
LLP
SHOOK, JEREMY 1 N. BRENTWOOD BLVD. SUITE 800 ST. LOUIS MO 63105
SOMMA, GREGG 4 PETERSON ROAD HILLBOROUGH NJ 09944
SOMMA, GREGG RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
STANTON, NANCY J. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
STANTON, NANCY J. 4 ANDING AVE N MERRICK NY 11566
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LEHMAN BROTHERS, INC.
Claim Name Address Information
TRIAL ATTORNEY, U.S. DEPT OF JUSTICE, OFFICE OF INTL JUDICIAL ASSISTANCE OSSENOVA, KATERINA V. 1100 L. STREET NW,
ROOM 11136 WASHINGTON DC 20530
TRICIA J. BLOOMER BOIES, SCHILLER & FLEXNER LLP 30 SOUTH PEARL STREET STE 11 ALBANY NY 12207
UVINO, WENDY M. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
UVINO, WENDY M. 50 EAST 89TH ST. APT 22F NEW YORK NY 10128
VICTOR B NELLIGAN PRICEWATERHOUSECOOPERS LLP 7 MORE LONDON RIVERSIDE LONDON SE1 2RT ENGLAND
VITO A. SANTORO 130 AREGOOD LANE ISLAMORADA FL 33036
VITO A. SANTORO PO BOX 373013 KEY LARGO FL 33037
WANG, NATHAN 59 WOODLAND DRIVE PLAINSBORO NJ 08536
WHANG, MICHAEL RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
WHANG, MICHAEL 75 LIVINGSTON ST. APT. 24A BROOKLYN NY 11201
WINDELS MARX LANE & MITTENDORF, LLP CULLEN, KAREN 156 WEST 56TH STREET NEW YORK NY 10019
WOJCIK, KATHLEEN A. 33 EAST END AVE AVON BY THE SEA NJ 07717
WOJCIK, KATHLEEN A. RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
ZEPPETELLI, LUIGI 32-67 45TH STREET ASTORIA NY 11103
ZEPPETELLI, LUIGI A RICHARD J. SCHAGER, JR. & ANDREW R. GOLDBERG ESQS. STAMELL & SCHAGER, LLP 555
FIFTH AVENUE, STE 1400 NEW YORK NY 10017
Total Creditor count 122
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Service List
LEHMAN BROTHERS, INC.
Claim Name Address Information
AARON JAVIAN, ESQ. LINKLATERS LLP 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105
ABHISHEK MATHUR, ESQ. ANDREWS KURTH LLP 450 LEXINGTON AVENUE NEW YORK NY 10017
ADAM WELLE, ESQ. ROBINS, KAPLAN, MILLER & CIRESI LLP 2800 LASALLE PLAZA 800 LASALLE AVENUE
MINNEAPOLIS MN 55402
ADVANCED PHOTOCOPY SERVICE JANENE ROXAS 3500 FIFTH AVE., SUITE 202 SAN DIEGO CA 92103
ALAN SCHEINER LEVI LUBARSKY & FEIGENBAUM, LLP 1185 AVENUE OF THE AMERICAS NEW YOR NY 10036
ALFRED W. PUTNAM, JR. ESQ. DRINKER BIDDLE & REATH LLP ONE LOGAN SQUARE, SUITE 2000 PHILADELPHIA PA 19103
ALLIE R. RUBIN, ESQ. ASSISTANT DISTRICT ATTORNEY 1 HOGAN PLACE NEW YORK NY 10013
AMANDA DAVIDOFF, ESQ. SULLIVAN & CROMWELL LLP 1701 PENNSYLVANIA AVENUE NW, SUITE 800 WASHINGTON DC
20006-5805
AMBER DONNER, ESQ. LAW OFFICES OF RONALD GALNOR 150 WEST FLAGLER STREET MIAMI FL 33130
ANNE BOX, ESQ. SCOTT AND SCOTT LLP 707 BROADWAY, SUITE 1000 SAN DIEGO CA 92101
ANOEIL KHORSHID, ESQ. ASSISTANT UNITED STATES ATTORNEY U.S. ATTORNEY’S OFFICE 300 NORTH LOS ANGELES
STREET, SUITE 7516 LOS ANGELES CA 90012
ANTONIA PFEFFER, ESQ. STRADLEY, RONON, STEVENS AND YOUNG, LLP 2600 ONE COMMERCE SQUARE PHILADELPHIA
PA 19103
ARTHUR S. LEIDER, ESQ. INVESTORS ARBITRATION SPECIALISTS LLC 8880 RIO SAN DIEGO DRIVE, SUITE 800 SAN
DIEGO CA 92108
AURIGA CAPITAL MANAGEMENT, LLC 546 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10036
AUSA ANDREW D. GOLDSTEIN U. S. ATTORNEY'S OFFICE SOUTHERN DISTRICT OF NEW YORK ONE ST. ANDREW'S PLAZA
NEW YORK NY 10007
AUSA DAVID B. MASSEY U.S. ATTORNEY'S OFFICE SDNY ONE ST. ANDREW'S PLAZA NEW YORK NY 10007
AUSTIN P. BRANE, ESQ. ROBBINS GELLER RUDMAN & DOWD LLP 655 WEST BROADWAY, SUITE 1900 SAN DIEGO CA
92101
BARRY ABBOTT, ESQ. RAOUL FELDER & PARTNERS, P.C. 437 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022
BENJAMIN VAUGHN, ESQ. WILLIAMS & CONNOLLY LLP 725 TWELFTH STREET, N.W. WASHINGTON DC 20005
BENJAMIN W. WHITE, ESQ. WHITE & WOODS, LLP 2175 N. CALIFORNIA BOULEVARD, SUITE 775 WALNUT CREEK CA
94596
BERNARD S. MANDLER, ESQ. BERNARD MANDLER LAW OFFICE 429 LENOX AVENUE, SUITE 4W13 MIAMI BEACH FL 33139
BERNSTEIN LITOWITZ BERGER & GROSSMANN LLP REZA L. WRATHALL 12481 HIGH BLUFF DR., #300 SAN DIEGO CA 92130
BERNSTEIN LITOWITZ BERGER & GROSSMAN
LLP
NIKI MENDOZA 12481 HIGH BLUFF DRIVE, SUITE 300 SAN DIEGO CA 92130
BILL THOMPSON SENIOR INVESTIGATOR U.S. DRUG ENFORCEMENT ADMINISTRATION 317 SOUTH 16TH STREET
ST. LOUIS MO 63103
BINGHAM MCCUTCHEN LLP AMANDA MCGEE ONE FEDERAL STREET BOSTON MA 02110-1726
BONNIE LAU, ESQ. SNR DENTON US LLP 525 MARKET STREET, 26TH FLOOR SAN FRANCISCO CA 94105-2708
BRANDON WHITAKER U.S. SECURITIES AND EXCHANGE COMMISSION 801 CHERRY STREET; UNIT 18; 19TH FLOOR
FORT WORTH TX 76102
BRENDA WAI MING CHANG, ESQ. U.S. SECURITIES AND EXCHANGE COMMISSION 3 WORLD FINANCIAL CENTER, SUITE 400
NEW YORK NY 10281
BRESSLER, AMERY & ROSS P.C. DANIEL KORB 325 COLUNBIA TURNPIKE SUITE 301 FLORHAM PARK NJ 07932
BROWN RUDNICK LLP HOWARD, STEEL, ESQ. 7 TIMES SQUARE NEW YORK NY 10036
BRUCE E. CLARK, ESQ. SULLIVAN & CROMWELL LLP 125 BROAD STREET NEW YORK NY 10004
BRUCE MANNING ROBINS, KAPLAN, MILLER & CIRESI LLP 2800 LASALLE PLAZA, 800 LASALLE AVE MINNEAPOLIS MN 55402-2015
BRYAN R. KAPLAN, ESQ. PAUL HASTINGS LLP PARK AVENUE TOWER 75 EAST 55TH STREET, FIRST FLOOR NEW YORK
NY 10022
CAROL E. FARQUHAR, ESQ. LOEWINSOLM FLEGLE DEARY LLP 12377 MERIT DRIVE DALLAS TX 75251
CAROL WALLACK UNITED STATES DEPARTMENT OF JUSTICE CIVIL DIVISION, FRAUD SECTION 601 D
STREET, N.W., ROOM 9128 WASHINGTON DC 20004
CATHERINE W. BRILLIANT U.S. SECURITIES AND EXCHANGE COMMISSION LARO - DIVISION OF ENFORCEMENT 5670
WILSHIRE BOULEVARD, 11TH FLOOR LOS ANGELES CA 90036-3648
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LEHMAN BROTHERS, INC.
Claim Name Address Information
CHAD JOHNSON 6951 SANTA FE AVENUE DALLAS TX 75223-1124
CHARLES L. SOLOMONT, ESQ. BINGHAM MCCUTCHEN LLP ONE FEDERAL STREET BOSTON MA 02110-1726
CHRISTOPHER KOWALSKI, U.I. REVIEWING EXAMINER, NY STATE DOL UNEM INS DIVISION LIABILITY & DETERMINATION SECTION,
GOV. W.AVEREKK HARRIMAN STATE OF BUILD CAMPUS ALBANY NY 12240
CHRISTOPHER MORRIS, ESQ. BEGBIES TRAYNOR LONDON 32 CORNHILL LONDON EC3V 3BT UNITED KINGDOM
CLAIRE WHITCOMBE DIRECTOR PRICEWATERHOUSECOOPERS LLP 7 MORE LONDON RIVERSIDE LONDON, SE1 2RT
ENGLAND
CO, BEMPSEY FEDERAL BUREAU OF INVESTIGATION (FBI) NEW YORK NY
COURTNEY E. TOPIC, ESQ. DICKSTEIN SHAPIRO LLP 1633 BROADWAY NEW YORK NY 10019
COURTNEY OZER DECRISTOFARO, ESQ. KASOWITZ, BENSON, TORREZ & FRIEDMAN LLP 1633 BROADWAY NEW YORK NY 10019
CRAIG A. MARTIN, ESQ. LABATON SUCHAROW LLP 140 BROADWAY NEW YORK NY 10005
CRAIG R. ALLEN LEITNER, WILLIAMS, DOOLEY & NAPOLITAN, PLLC 200 W. ML KING BLVD, STE 500
CHATTANOOGA TN 37402
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ETHAN A. BRECHER, ESQ. LIDDLE & ROBINSON, LLP 800 THIRD AVENUE NEW YORK NY 10022
EUGENE L. SMALL, P.C. LUIS CALVO 350 FIFTH AVENUE, SUITE 5961 NEW YORK NY 10118
EVELYN BUKCHIN, ESQ. GREENBERG TRAURIG LLP 445 HAMILTON AVENUE, 9TH FLOOR WHITE PLAINS NY 10601
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JASON KARAS LIPMAN KARAS LEVEL 17, TOWER 1, ADMIRALTY CENTRE 18 HARCOURT ROAD HONG KONG
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JEAN-DAVID BARNEA, ESQ. ASSISTANT UNITED STATES ATTORNEY SOUTHERN DISTRICT OF NEW YORK 86 CHAMBERS
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JEANNIE CHUNG, ESQ. SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVENUE NEW YORK NY 10017
JEFFREY A. ROSENTHAL, ESQ. CLEARY GOTTLIEB STEEN & HAMILTON LLP ONE LIBERTY PLAZA NEW YORK NY 10006
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LAURENT S. WIESEL, ESQ. MCGUIRE WOODS LLP 1345 AVENUE OF THE AMERICAS, 7TH FL. NEW YORK NY 10105
LIPSIG, SHAPEY, MANUS & MOVERMAN, P.C. ALAN SHAPEY 40 FULTON STREET, 25TH FLOOR NEW YORK NY 10038
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LUDOVIC C. GHESQUIERE TRIAL ATTORNEY, ANTITRUST DIVISION UNITED STATES DEPARTMENT OF JUSTICE 26
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MAHESH V. PARLIKAD, ESQ. JONES DAY 222 EAST 41ST STREET NEW YORK NY 10017
MARCO GROSSI, LEHMAN BROTHERS FINANCE A.G. IN LIQUIDATION C/O PRICEWATERHOUSECOOPERS LLP STAMPFENBACHSTRASSE
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MARK BENNETT WEINTRAUB, ESQ. ASSISTANT FEDERAL PUBLIC DEFENDER DISTRICT OF OREGON 859 WILLIAMETTE STREET,
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MARK CUCCARO, ESQ. SHER TREMONTE LLP 80 BROAD STREET, 13TH FLOOR NEW YORK NY 10005
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NOEL A. GITTENS, ESQ. U.S. SECURITIES AND EXCHANGE COMMISSION 100 F STREET, NE MAIL STOP 5720-A
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NOVACK & MACEY LLP 100 NORTH RIVERSIDE PLAZA CHICAGO IL 60606-1501
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SPECIAL AGENT BRETT B. DOHNAL FEDERAL BUREAU OF INVESTIGATION 26 FEDERAL PLAZA, 23RD FLOOR NEW YORK NY
10278-0004
SPECIAL AGENT MALACHI WAPLES FEDERAL BUREAU OF INVESTIGATION ONE JUSTICE WAY DALLAS TX 75220
SPECIAL AGENT PAUL TAKLA FEDERAL BUREAU OF INVESTIGATION 26 FEDERAL PLAZA, SQUAD C-1 NEW YORK NY 10278
SPECIAL AGENT SARAH SMULSKI INTERNAL REVENUE SERVICE CRIMINAL INVESTIGATION 233 EAST 84TH DRIVE, 3RD FLOOR
MERRILLVILLE IN 46410
SPECIAL AGENT SCOTT HOUSER FEDERAL BUREAU OF INVESTIGATION 12020 MIRAMAR PARKWAY MIRAMAR FL 33025
SPECIAL AGENT STEVEN BERRYMAN INTERNAL REVENUE SERVICE 24000 AVILA ROAD, ROOM 3314 LAGUNA NIGUEL CA 92677
SPECIAL AGENT THOMAS BAUGHER FEDERAL BUREAU OF INVESTIGATION 1800 2ND STREET, SUITE 600 SARASOTA FL 34263
STEFANIE M. WAYCO, ESQ. BRESSLER, AMERY & ROSS, P.E. 17 STATE STREET, 34TH FLOOR NEW YORK NY 10004
STEPHEN VOGT FINANCIAL INDUSTRY REGULATORY AUTHORITY 15200 OMEGA DRIVE, SUITE 210 ROCKVILLE
MD 20850-3241
STEVEN V. WALKOWIAK, ESQ. GREENBERG TRAURIG LLP 2200 ROSS AVENUE, SUITE 5200 DALLAS TX 75201
SUBPOENA RECORDS ROOM 140 SUPREME COURT, COUNTY OF QUEENS 88-11 SUTPHIN BOULEVARD JAMAICA NY 11435
SULLIVAN & CROMWELL,LEONID TRAPX 125 BROAD STREET NEW YORK NY 10004-2498
TED R. SNYDER, ESQ. KREBSBACH & SNYDER, PC ONE EXCHANGE PLAZA 55 BROADWAY, SUITE 1600 NEW YORK NY
10006
TEXAS WORKFORCE COMMISSION LABOR MARKET AND CAREER INFORMATION 101 EAST 15TH STREET, ROOM 0252.1 AUSTIN TX 78778-0001
THE BANK OF NEW YORK MELLON RHEA MURPHY 700 SOUTH FLOWER STREET, SUITE 500 LOS ANGELES CA 90017
THEODORE R. SNYDER, ESQ. MURPHY & MCGONIGLE, PC ONE EXCHANGE PLAZA 55 BROADWAY, SUITE 1600 NEW YORK NY
10006
THOMAS D. ZIMPLEMAN, ESQ. U.S. DEPARTMENT OF JUSTICE 20 MASSACHUSETTS AVENUE, N.W. ROOM 5379 WASHINGTON
DC 20530
THOMAS H. KAO, ESQ. KELLER RACKAUCKAS LLP 18300 VON KARMAN AVE., SUITE 930 IRVINE CA 92612-1057
TITAN LEGAL SERVICES, INC. 19700 V ERMONT AVENUE, SUITE 225 TORRANCE CA 90502
TITIA HOLTZ, ESQ. LINKLATERS LLP ONE SILK STREET LONDON, EC2Y 8HQ UNITED KINGDOM
TRICIA J. BLOOMER, ESQ. BOIES, SCHILLER & FLEXNER LLP 10 NORTH PEARL STREET, 4TH FLOOR ALBANY NY 12207
U.S. ATTORNEY'S OFFICE LISA BERBARD 86 CHAMBERS STREET NEW YORK NY 10007
U.S. ATTORNEY’S OFFICE MARK CONRAD 450 GOLDEN GATE AVENUE, BOX 36055 SAN FRANCISCO CA 94102-3495
U.S. ATTORNEY’S OFFICE, SDFL KARIN WHERRY 99 N.E. 4 STREET, SUITE 300 MIAMI FL 33132
U.S. DEPARTMENT OF JUSTICE JULIA PILCER THE SILVIO J. MOLLO BUILDING ONE SAINT ANDREW'S PLAZA NEW YORK NY
10007
U.S. DEPARTMENT OF JUSTICE DIANE COHEN 970 BROAD STREET, SUITE 700 NEWARK NJ 07102
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, MARITZA RONDON-VELAZQUEZ NY DISTRICT OFFICE 33 WHITEHALL ST., 5TH
FLOOR NEW YORK NY 10004
U.S. SECURITIES AND EXCHANGE COMMISSION PETER PIZZANI, NORTHEAST REGIONAL OFFICE 3 WORLD FINANCIAL CENTER ROOM 4300
NEW YORK NY 10281-1022
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Service List
LEHMAN BROTHERS, INC.
Claim Name Address Information
U.S. SECURITIES AND EXCHANGE COMMISSION ERNESTO AMPARO 100 F STREET, N.E. WASHINGTON DC 20549-6010
UNITED STATES ATTORNEY'S OFFICE EASTERN DISTRICT OF NEW YORK SARITHA KOMATIREDDY 271 CADMAN PLAZA EAST
BROOKLYN NY 11201
UNITED STATES ATTORNEY’S OFFICE 1 ST. ANDREW’S PLAZA ATTN: AUSA JANIS ECHENBERG NEW YORK CITY NY 10007
VIVEK RAO ZUCKERMAN SPAEDER LLP 1800 M. STREET NW, SUITE 400 WASHINGTON DC 20036
WES HOLSTON, ESQ. BRESSLER, AMERY & ROSS, P.C. 2S01 S.W. 149TH AVENUE, SUITE 300 MIRAMAR FL
33027
WILLIAM FULLER U.S. SECURITIES AND EXCHANGE COMMISSION 3475 LENOX ROAD, N.E., SUITE 1000
ATLANTA GA 30326
WILLIAM KIMBERLY 3 BROAD STREET WESTIN CT 06883
WILLIAM T. SALZMANN SAN FRANCISCO REGIONAL OFFICE U.S. SECURITIES AND EXCHANGE COMMISSION 44
MONTGOMERY STREET, SUITE 2600 SAN FRANCISCO CA 94104
WILMERHALE CRAIG GOLDBLATT 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007
Total Creditor count 267
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EXHIBIT B
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