UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
x In re ICONIX BRAND GROUP, INC., et al.
This Document Relates To:
ALL ACTIONS.
: : : : : : x
Civil Action No. 1:15-cv-04860-PGG
CLASS ACTION
SUPPLEMENTAL DECLARATION OF MISHKA FERGUSON REGARDING NOTICE
DISSEMINATION AND REQUESTS FOR EXCLUSION RECEIVED TO DATE
Case 1:15-cv-04860-PGG Document 164 Filed 01/16/20 Page 1 of 4
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I, MISHKA FERGUSON, declare:
1. I am employed as a Vice President of Securities by Gilardi & Co. LLC (“Gilardi”),
located at 3301 Kerner Blvd., San Rafael, California. Pursuant to this Court’s September 23, 2019
Order Preliminarily Approving Settlement and Providing for Notice (“Preliminary Approval
Order”), Gilardi was appointed to supervise and administer the notice procedure as well as the
processing of claims in connection with the proposed Settlement of the above-captioned litigation
(the “Litigation”).1
2. I submit this declaration as a supplement to my earlier declaration, the Declaration
of Mishka Ferguson Regarding Notice Dissemination, Publication, and Requests for Exclusion
Received to Date, dated December 17, 2019 (the “Mailing Declaration”) (ECF No. 157-2). The
following statements are based on my personal knowledge and information provided to me by
other Gilardi employees and, if called to testify I could and would do so competently.
UPDATE ON THE DISSEMINATION OF THE CLAIM PACKAGE
3. As more fully detailed in the Mailing Declaration, as of December 17, 2019, Gilardi
had mailed 68,295 copies of the Notice of Pendency and Proposed Settlement of Class Action (the
“Notice”) and the Proof of Claim and Release (the “Proof of Claim”) (collectively, the “Claim
Package”) to potential Class Members and their nominees. See Mailing Declaration, ¶10.
4. Since December 17, 2019, Gilardi has mailed an additional 1,839 copies of the
Claim Package in response to additional requests from potential Class Members, brokers, and
nominees. Therefore, as of January 13, 2020, Gilardi has mailed a total of 70,134 Claim Packages
to potential Class Members and nominees.
1 Unless otherwise defined herein, all capitalized terms shall have the same meanings as set forth in the Stipulation of Settlement and Release dated September 16, 2019 (the “Stipulation”) (ECF No. 147).
Case 1:15-cv-04860-PGG Document 164 Filed 01/16/20 Page 2 of 4
REQUESTS FOR EXCLUSION RECEIVED TO DATE
5. Pursuant to the Preliminary Approval Order, the Notice informed potential Class
Members that written requests for exclusion from the Class were to be mailed to Gilardi, such that
they were postmarked no later than December 30, 2019.
6. To date, Gilardi has received three requests for exclusion from the Class, redacted
copies of which are attached hereto as Exhibit A.
I declare under penalty of perjury that the foregoing is true and correct. Executed this 13th
day of January, 2020, at San Rafael, California.
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Case 1:15-cv-04860-PGG Document 164 Filed 01/16/20 Page 3 of 4
CERTIFICATE OF SERVICE
I, Robert M. Rothman, hereby certify that on January 16, 2020, I authorized a true and
correct copy of the foregoing document to be electronically filed with the Clerk of the Court using
the CM/ECF system, which will send notification of such public filing to all counsel registered to
receive such notice. I further certify under penalty of perjury under the laws of the United States
of America that the foregoing is true and correct. Executed on January 16, 2020, at Melville, New
York.
/s/ Robert M. Rothman ROBERT M. ROTHMAN
Case 1:15-cv-04860-PGG Document 164 Filed 01/16/20 Page 4 of 4
Exhibit A
Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 1 of 10
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Exclusion Cover Page
Case Name: Iconix Brand Group, Inc. Securities
Case Code: ICX
Exclusion Deadline: December 30, 2019 (Postmarked)
Name of Person Filing Exclusion: William Roskuszka
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Exclusion Cover Page
Case Name: Iconix Brand Group, Inc. Securities
Case Code: ICX
Exclusion Deadline: December 30, 2019 (Postmarked)
Name of Person Filing Exclusion: Fu Sheng Wu
Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 5 of 10
December 24, 2019 Icon ix Securities Settlement Claims Administrator c/o Gilardi & Co. LLC EXCLUSIONS 3301 Kerner Blvd. San Rafael, CA 94901
EXCLUDE MYSELF FROM THE ICONIX SECURITIES SETILEMENT
I want to be excluded from the Clas.s in the following Litigation: In re lconix Brand Group, Inc., et al.,
No. 1:15-cv-04860-PGG.
On April 20, 2015, I paid $ 2610 for purchased 100 shares common stock lconix Brand Group Inc.
~ ~r;A/ Fu ShengWu
Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 6 of 10
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Exclusion Cover Page
Case Name: Iconix Brand Group, Inc. Securities
Case Code: ICX
Exclusion Deadline: December 30, 2019 (Postmarked)
Name of Person Filing Exclusion: Seng Chye Tan
Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 8 of 10
Dec, 11, 2019
lconix Securities Settlement
Claims Administ rator
c/o Gilardi & Co. LLC
EXCLUSIONS
3301 Kerner Blvd.
San Rafael, CA 94901
Dear Sir
Re : lconix Brand Group, Inc., et al., No. 1:15-cv-04860-PGG
Please be informed that I would like t o exclude myself from lconix Brand Group, Inc Sett lement.
Name : Seng Chye, Tan
Address:
Contact No:
Thank you.
Regards
Seng Chye, Tan
Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 9 of 10
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Case 1:15-cv-04860-PGG Document 164-1 Filed 01/16/20 Page 10 of 10
