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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

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    Journal of Religious Ethics, Inc

    "Unlike a Fool, He Is Not Defiled": Ascetic Purity and Ethics in the Sanysa UpaniadsAuthor(s): Lise F. VailReviewed work(s):Source: The Journal of Religious Ethics, Vol. 30, No. 3 (Fall, 2002), pp. 373-397

    Published by: on behalf of Journal of Religious Ethics, IncStable URL: http://www.jstor.org/stable/40018091.

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    "UNLIKEA FOOL,HE IS NOTDEFILED"

    Ascetic

    Purity

    and

    Ethics

    in

    the

    Samnydsa

    Upanisads

    Lise F.

    Vail

    ABSTRACT

    The authors

    of the

    Samnydsa Upanisads,

    manuals of ascetic

    lifestyle

    and

    practice,

    recommend that wanderers renounce

    behavioral standards

    of

    their

    formerly

    Brahmin

    householder

    life,

    including

    ritual

    purity

    and fa-

    milial duties. Patrick Olivelle

    argues

    that these

    ascetics are thereafter

    considered

    impure

    and

    corpse-

    or

    ghoul-like, clearly

    lacking

    in

    dharma.

    However,

    these

    Upanisads

    counsel

    pursuing

    mental

    purity

    and

    moral be-

    havior,

    and

    modeling

    oneself after the

    perfection

    of the

    Absolute. This es-

    say investigates

    ascetic notions of

    purity

    and

    identity,

    and virtues such as

    non-violenceand kindness cultivated in forest isolation. Is ascetic dharma

    universal

    in

    intent,

    and is it

    conceptually

    opposed

    to householder dharma?

    What

    type

    of ethics is admired

    by

    the

    authors,

    what

    type deprecated?

    Oli-

    velle's

    position

    is

    reevaluated,

    as is

    Jeffrey Kripal's

    notion that

    monistic

    mysticism

    does not

    support

    ethics

    adequately.

    keywords:

    ascetics,

    Samnydsa

    Upanisads,

    purity,

    Hinduism, virtue,

    ethics,

    non-violence.

    RELATIVELY

    SOLATED

    FOREST-DWELLERS AND WANDERERS

    CONSTITUTE one of

    the most archaic

    of Hindu ascetic traditions. The

    Samnydsa Upanisads,

    translated by Patrick Olivelle in 1992,xpresent the philosophyand rec-

    ommended

    lifestyles

    for

    formerly

    Brahmin ascetic

    wanderer-renouncers

    (samnydsis).2

    These

    twenty

    later sectarian

    Upanisads

    were

    composed

    sometime between

    2nd-15th ents. C.E. and are of

    varying lengths

    and un-

    known

    authorship.

    Olivelle

    notes that the

    purpose

    for

    their

    composition

    was the establishment

    of the Vedic

    scriptural

    (and

    thus

    revelatory)

    1

    F. Otto Schrader

    provided

    scholars with a critical Sanskrit edition

    in

    1912 under

    the

    title The Minor

    Upanisads,

    Vol

    I:

    Samnydsa Upanisads.

    Madras:The

    Adyar Library.

    Tex-

    tual

    abbreviations

    employed

    n

    the

    present

    essay may

    be

    found

    in

    the References

    section,

    under Olivelle 1992.

    2

    Olivelle notes

    that the

    commonly

    used word

    samnyasa,

    of Brahmin

    ascetical

    origin,

    surprisingly

    did not come into common

    usage

    as "renouncer" r "ascetic" ntil

    around the

    3-4th

    century

    C.E. It

    originally

    meant

    casting

    down or

    off,

    and/or

    abandonmentof ritual

    activity, among

    other

    significations.

    JRE 30.3:373-397.

    2002 Journalof

    Religious

    Ethics,

    Inc.

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    3/26

    374

    Journal

    of

    Religious

    Ethics

    validity of already established ascetic lifestyles and renouncertheology,

    and that

    they "played

    a central role

    in

    the

    theological

    reflections

    and dis-

    putes concerning

    that

    key

    institution of

    Brahmanical

    religion"

    (Olivelle

    1992,

    5).

    Despite

    their

    initially off-putting regulatory

    language,

    these

    scriptures

    are

    interspersed

    with beautiful

    mystical

    outpourings

    and dec-

    larations of the

    union

    of

    Atman,

    the individual

    soul,

    with

    Brahman,

    the

    Absolute,

    passages

    taken from the earlier

    classical

    Upanisads,

    Epics,

    Puranas,

    and other texts. To enhance this

    higher experience,

    ascetics

    are told to remain in

    solitude

    as much as

    possible,

    meditating

    and dis-

    identifying

    with their bodies.

    Nonetheless,

    Upanisadic

    passages

    about

    the virtues and behavior proposedfor samnydsis are unexpectedly rich

    in

    ethical

    reflection.

    Moreover,

    although

    these

    twenty scriptures

    were

    written

    over more than a

    thousand-year period,

    and

    represent

    sectari-

    ans of both

    Saiva and Vaisnava traditions for

    instance,

    the

    Sdtydyanlya

    Upanisad

    appears

    to be of Sri Vaisnava

    persuasion

    their fundamen-

    tal stances

    on renouncer

    values,

    theology,

    and

    practices

    are

    remarkably

    consistent

    throughout.

    We are therefore able to

    explore

    the ethics of the

    Samnydsa Upanisads

    in

    a

    comprehensive

    manner.

    One such

    passage,

    from Brhad-Avadhuta

    Upanisad

    (BAU)

    304-5,3

    from

    which

    my

    article title is

    drawn,

    provides

    us with more renouncer

    ethical questions than answers:

    [The

    renouncer's]

    conduct consists

    of

    wandering

    about

    freely

    and unobtru-

    sively.

    He

    may

    wear a

    garment

    or

    go

    naked. For him there is neither

    right

    nor

    wrong,

    neither

    pure

    nor

    impure.

    He offers the internal sacrifice .... It

    is a

    great

    sacrifice,

    a

    great

    offering.

    [Conducting

    himself]

    as he

    pleases,

    let

    him

    not

    condemn all these manifold rites. That is the

    great

    vow. Unlike a

    fool,

    he is

    not defiled.

    Is this

    passage

    proposing

    that Hindu

    renouncers can do whatever

    they

    like,

    that

    they

    have no

    positive

    ethical

    system,

    no

    general

    code

    of

    dharma? It is said here that ascetics have neither right (dharma) nor

    wrong

    (adharma),

    and

    Olivelle has claimed that renouncers have no

    dharma as

    general duty,

    except negative

    prohibitions,

    and are them-

    selves

    defined

    negatively

    (Olivelle 1992).4

    The

    passage

    also claims that

    3

    See

    Referencesunder

    Olivelle 1992 for

    abbreviationsused

    in

    this

    essay

    for the overall

    Samnydsa

    Upanisads

    and

    each of the

    twenty

    individual

    Upanisads.

    4

    Although

    he admits:

    "Following

    he rule of their

    dharma,

    they perform

    activities

    distinctive to their

    state,

    such as

    begging,

    wearing particular types

    of

    clothes or no

    clothes at

    all,

    carrying

    a

    begging

    bowl,

    bearing

    a

    staff,

    and the

    like,"

    he soon

    says

    that

    even

    if

    positively

    expressed, specific

    rules for renouncers are

    "exclusive

    specifications"

    (parisamkhyd),

    and so

    prohibit any

    other

    behavior than what

    they

    state. So

    they

    are

    still

    considered

    negative;

    the

    broader,

    general regulations

    are all

    negative.

    On

    p.

    64 he defines

    dharma

    as

    "proper

    onduct"or

    regulations.

    It

    is

    obviously

    more than this

    (Olivelle

    1992,

    63-67).

    Olivelle

    says

    that the SamnU

    and other Brahminical texts such as the 17th

    century

    Yatidharmaprakdsa

    "A

    Treatise on World

    Renunciation")

    by

    Vasudevasrama,

    define

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    4/26

    "Unlikea

    Fool,

    He Is Not

    Defiled"

    375

    ascetics are not "defiled"na villipyate) or it might mean they cannot be

    defiled,

    or that

    they

    are

    pure.

    Then who is the "fool"hat the

    renouncer s

    unlike?

    perhaps

    a

    householder Brahmin. Is there a

    renouncer ethical

    system,

    or set

    of

    principles,

    that constitutes a conscious

    subversion of

    Brahmin householder

    ethics;

    yet

    if

    a renouncer can

    do

    as

    he

    likes,

    what

    is the sense

    of that

    oppositional,

    subversive formulation?

    Finally,

    what

    shall we

    make of the renouncer as neither

    pure (medhya)

    nor

    impure

    (amedhya),

    if

    he is said

    by

    the texts to be "not defiled"?Olivelle as com-

    mentator

    says

    that for the most

    part

    these

    renouncers are

    considered

    impure

    (Olivelle

    1992,

    92-93).

    For this

    reason,

    many confusing

    issues,

    or at least paradoxes,await us in exploringthe ethics of the Samnydsa

    Upanisads.

    Renouncers

    beyond

    the initial

    stages

    are admonished

    to "live free"

    wandering,

    seeking

    no human

    companionship,

    and

    maintaining

    no rela-

    tionships

    with

    those to whom

    they

    come

    to

    beg

    for

    food,

    as a bee moves

    easily

    from flower

    to flower

    (NpU

    174).5

    In such a

    physical

    condition of

    separation,

    and

    a

    required

    state of

    inner

    detachment,

    what sort

    of

    ethics

    or code

    of dharma

    could

    emerge?

    Jeffrey Kripal

    has

    recently suggested

    that

    the

    nondual

    (monistic)

    Hindu

    mystic

    who attains the

    highest

    ex-

    periential

    state of moksa

    (liberation)

    may

    be considered

    beyond

    human

    morality and moral systems by definition, and that there is no neces-

    sary

    relation

    between ethics

    and

    mysticism

    (Kripal

    1998).

    So we must

    ask:

    Is the

    nondual

    Upanisadic

    renouncer

    a

    mystic

    who is

    truly

    consid-

    ered

    by

    the

    authors

    to be

    beyond

    all

    morality,

    able

    to do whatever he

    or

    she6

    pleases

    even

    if

    s/he

    transgresses

    ordinary

    human laws and moral

    codes?

    First,

    I think

    we must

    broaden

    the

    concept

    of dharma here

    to

    in-

    clude

    more

    than

    the

    performance

    of

    formal

    duties or

    rights.

    In tradi-

    tional

    Hindu

    parlance,

    this

    term also

    signifies

    cosmic

    order,

    righteous-

    ness,

    ethics,

    moral

    sense,

    and

    purity

    of attitude

    and

    purpose,

    as well as

    righteous

    actions. Even if one establishes that

    Upanisadic

    renouncers

    renunciation

    mostly

    through negative

    definition

    (the

    language

    of

    discarding

    rites and

    behaviors)

    rather

    than

    positive

    injunctions

    to

    action

    (Olivelle

    1977, 46;

    1990,

    138).

    5

    Scriptural

    references

    provided

    n

    this

    paper

    are

    merely

    illustrations

    within the texts

    of the

    principles,

    virtues,

    or

    points

    being

    discussed;

    hey

    are not exhaustive

    of all references

    on

    each

    subject

    within the

    Samnydsa

    Upanisads.

    Wandering

    s but one

    of the established

    lifestyles

    for ascetic

    renouncers

    n India. SamnU

    and Pancamdsramavidhi

    1 th

    century)

    are

    examples

    of texts

    advocating

    wandering

    orthe

    renouncers

    of

    highest

    attainment

    (Olivelle

    1980).

    Similarly,

    field

    studies have

    frequently

    located

    ascetics who

    place

    high

    value on

    wandering,

    such

    as the North

    Indian Ramanandis

    who

    practice

    an

    eight-month

    annual

    pilgrimage

    (Burghart

    1983).

    bAs Olivelle

    notes,

    "There s no

    point

    in

    hiding

    the fact that

    these documents and

    much of

    Brahmanical

    heology speak

    almost

    exclusively

    to men"

    Olivelle

    1992,

    xv).

    There

    were

    always

    female

    renouncers,

    he

    claims,

    but

    they

    tended to

    be

    ignored

    by

    renouncer

    theologians.

    For

    this

    reason,

    I will

    mostly

    use

    the male

    pronoun

    he

    in

    this article.

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    376

    Journal

    of

    Religious

    Ethics

    are not performersof Brahminical or even samnyasa (ascetic) rituals,

    that

    by

    no means defines them as

    lacking

    a

    samnyasa

    dharma;

    nor do

    duties need to be

    formally

    defined as a

    system

    of ethics.

    They

    can

    be

    clearly

    laid out intuitive or

    pre-theoretical

    values,

    attitudes,

    and be-

    haviors that make

    culturalogical

    or

    semiotic

    sense within

    the SamnU

    (Samnyasa

    Upanisads)

    texts.

    Many

    of the discussions of ethical issues in these

    Upanisads

    center

    around

    purity

    and how

    it is

    defined. Notions of

    purity

    (variously,

    suddhi,

    sauca,

    soca,

    medhya,puta,

    niranjana,

    and so

    on)

    both demarcate

    admired

    ascetic

    virtues and

    conduct,

    and also constitute

    categories

    of constraint

    that are to guide the ascetic toward categorically rejecting particular

    behaviors,

    such as violence

    (himsa).

    Some

    behaviors,

    as

    well,

    seem

    to

    have little

    fundamental ethical

    significance.

    I

    argue

    here that there is

    an ascetic

    ethical

    dharma,

    or set of ethical

    guidelines,

    for renouncers

    in

    these

    texts,

    one

    focused on both recommended and disdained

    types

    of

    purity

    and on

    cultivation of divine virtues. This dharma

    primarily

    supports

    a virtue

    or aretaic ethics that

    provides dispositions

    for

    guiding

    an

    ascetic's behavior.

    Ultimately,

    the

    scriptures say,

    it sets the renouncer

    free

    in

    a kind of

    natural or

    supernatural

    moral

    state.

    This article will be

    less

    concerned

    with

    the

    rites, rules,

    or

    actions,

    and more with the

    present

    textual emphasis on dharma as character and divinity.

    Finally,

    at

    issue is also whether this

    Upanisadic

    ethical

    "system"

    or

    renouncers is

    intended

    specifically

    only

    for

    ascetics,

    or

    if

    it is also

    con-

    sidered

    a universal ethic at

    the foundation of others'

    (specifically

    house-

    holders')

    ethics,

    or is

    it

    fully

    in

    opposition

    to,

    and

    subversive

    of,

    Brahmin

    householder

    purity

    and ethics?

    It is

    possible

    to

    read the

    Upanisadic

    au-

    thors

    as,

    in

    part,

    ascetic

    renouncers

    asserting

    the

    primacy

    of

    a virtue-

    ethical

    point

    of

    view,

    while

    de-emphasizing

    a

    purely rule-deontological

    approach

    to

    ethical life.

    1.

    Impure

    Body

    or

    Purified

    Temple

    of

    Brahman?

    The

    authors of

    the

    Samnyasa

    Upanisads

    spend

    little

    time,

    compara-

    tively

    speaking,

    discussing

    ritual

    purity,

    and

    impurity

    or

    physical

    dirt

    connected with

    the

    physical

    body.

    I

    must

    mention this because discus-

    sions of

    purity

    in

    Hinduism have

    generally

    centered around issues of

    the

    body's

    fragile

    state of

    purity

    and

    impurity,

    with

    the latter conditions

    affecting

    a

    person's

    everyday

    state of

    being

    temporarily

    and,

    more

    per-

    manently,

    his/her

    caste

    and

    community

    standing.

    Louis

    Dumont noted

    some

    time

    ago

    in

    his

    classical

    formulation

    that the

    purity/pollution

    dis-

    tinction

    forms an

    important

    ideological

    basis for

    caste

    hierarchy

    (Dumont

    1970,

    43).

    Everyday

    elements such

    as

    water, food,

    touch, sex,

    or even

    a

    person's

    shadow

    have

    been

    believed to

    either

    pollute

    or

    purify

    those of

    high

    caste.

    The

    various

    types

    of

    Brahmins are

    particularly

    vulnerable

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    "Unlike

    a

    Fool,

    He Is

    Not

    Defiled"

    377

    to pollution, due to their attributed high purity status, with purity said

    to be weaker and

    more

    static than

    pollution

    (for

    an

    early

    discussion,

    see

    Mandelbaum

    1972,

    192-232).

    These

    conceptions

    of

    impurity/pollution

    not

    infrequently

    have an associated attribution or

    sometimes

    merely

    an

    "aura"

    f

    immorality,

    as

    if

    -

    using

    the

    phrase

    most familiar

    in

    the

    West

    cleanliness were

    next to

    godliness,

    and

    filth a moral

    insult,

    clearly

    more

    so than one

    would find

    in

    many

    countries

    outside India

    (and

    traditional

    Japan).

    Likewise,

    in

    the

    Samnydsa Upanisads,

    the

    body

    is

    not

    infrequently

    rejected

    as

    something

    unclean. MU 109

    says living

    in

    the human

    body

    is

    like being a frogin a dark well: "Madewith its mother'sand father'sfilth,

    this

    body

    dies soon

    after it is born. It is a

    filthy

    house of

    joy

    and

    grief.

    When it is

    touched,

    a bath is ordained"

    MU

    113-4).

    In a

    fair number

    of

    passages

    the ascetic is even told to

    think of

    his

    body

    as a

    corpse

    (for

    example,

    TaU

    243).

    In his

    long

    introduction to the

    SamnU,

    Olivelle notes

    his

    position

    that the

    renouncer s considered

    mpure.

    Although

    he admits

    the renunciation

    ceremony

    s

    thought

    to be

    purifying,

    the state the

    ascetic

    assumes

    henceforth

    in

    Samnydsa

    constitutes a kind of "cultural

    death."

    He

    has had a funereal initiation

    rite,

    and since he no

    longer

    follows the

    purifying

    rites incumbent

    upon

    the householder

    Brahmin,

    he is no

    longer

    pure. Olivelle says: "The renouncer .. is as impure as a dead man ..."

    (Olivelle

    1992,

    94).7

    As a

    culturally

    deceased

    being,

    he

    wanders

    about,

    living

    like one animal

    or

    another,

    and

    purposefully appearing

    to be mad

    or a fool.

    The author of the

    Maitreya Upanisad

    quoted

    above, however,

    has not

    finished his

    teaching.

    From

    discussing

    the

    problems

    of

    bodily

    secretions,

    touch,

    and

    disease,

    and the

    need for

    frequent

    baths,

    he

    abruptly

    switches

    gears.

    The true

    disgusting

    feces and

    urine,

    he

    says,

    are not

    body

    and

    bodily

    secretions;

    they

    are instead

    the notions of

    /

    and

    mine,

    in

    other

    words

    human

    egotism.

    MU

    114

    continues: "Feces and urine are

    T

    and

    'mine.'

    Removing

    their smell and stain is said to be true

    purification

    (suddha-saucam

    iti).

    Cleansing

    with water and soil constitutes the com-

    mon

    (or

    worldly) type

    (laukikam).

    I

    Washing

    with the soil of

    knowledge

    and the

    water

    of detachment

    is called true

    purification

    (saucam)"

    The

    ordinary

    Brahmin householder

    notion of

    purification

    which connects

    physical

    cleanliness

    to adharma

    -

    is demoted

    in

    importance

    to

    "worldly"

    or

    "common"

    radition,

    and

    replaced by

    what the author sees as true

    in-

    ner

    purification,

    that

    is,

    mental

    purification,

    purification

    of character:

    "It is the

    purification

    that

    brings purity

    to the mind and

    destroys

    the

    7

    Olivelle further

    says:

    "Deathsand births

    in

    the

    family

    create

    periods

    of

    impurity

    when

    [normal]

    rites

    [or

    worship]

    are

    suspended.

    A renouncer is

    similarly impure,

    because his

    mother

    (delusion)

    has

    died,

    and a son

    (enlightenment)

    s born to

    him"

    (1992,

    163,

    n.14).

    It

    is difficult to

    comprehend

    his

    "analogical easoning."

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    7/26

    378

    Journal

    of Religious

    Ethics

    three (karmic)tendencies (vasanas)"(MU 115).The author's statements

    constitute a

    disagreement

    with

    any

    notion that ascetics are

    generically

    impure

    (as

    Olivelle

    argues, pp.

    92-93),

    and

    possibly suggest

    that it is

    bathed Brahmin

    householders,

    with

    still

    unpurified

    minds,

    who

    may

    be

    less than

    pure.

    There

    is

    a

    corresponding

    shift

    in

    Upanisadic

    discussions about

    re-

    nouncer food

    consumption.

    Brahmin householders

    normally

    must

    ascer-

    tain

    carefully

    correct or

    pure

    food choices and avoid

    potentially

    polluting

    food and donors.8 Such ritual concerns

    dealing

    with food and caste

    are

    remarkably

    reduced

    in

    these

    texts,

    though they

    are not

    entirely

    absent.

    BSU 266-7 notes:

    An

    ascetic

    may beg

    food

    in

    the manner of a bee even from the

    house

    of

    a

    barbarian

    ...

    Let

    him

    maintain himself with solicited and unsolicited

    types

    of almsfood.

    The

    faults

    of

    what

    it

    touches do not defile the

    wind,

    or the act of

    burning

    the

    fire. Urine and excrement do not defile

    water,

    or the faults of food an

    ascetic.

    The

    more established renouncers thus are allowed to

    beg

    food from

    any-

    one,

    except they

    should

    avoid

    the

    infamous,

    those who have fallen

    from

    their caste, heretics, and temple priests (BSU 267), who are frequently

    exchanging

    foodstuffs

    publicly.9

    The

    Dharmasutras

    (Hindu

    customary

    law

    books)

    assume that the

    body

    can be

    made either

    impure

    or

    pure depending

    on internal or ex-

    ternal contact with

    the world.10The

    Samnydsa Upanisads, by

    contrast,

    assume that the

    ordinary body

    is

    naturally filthy

    (thus

    supporting

    Oliv-

    elle's

    point).

    However,

    such

    radically

    negative

    words

    about the

    body

    have

    a

    specific

    pedagogical purpose

    focusing

    the

    renouncer

    away

    from con-

    centration on

    his

    body-as-self,

    and the

    perceived

    continual need

    to

    manip-

    ulate the

    body's

    physical

    state

    (as

    householder Brahmins do

    concerning

    purification,foodconsumption,or ritual action). Instead, the renouncer

    must

    review the

    purity

    condition of his mind

    and character.

    Frequently

    SamnU

    authors

    argue

    that the

    ascetic,

    in

    higher stages

    of

    his

    practice,

    should

    begin

    to

    give up

    the

    ordinary

    Brahmin

    purity prac-

    tices.

    NpU

    203

    prescribes

    reduced

    bathing

    correlated with

    increasingly

    high

    levels of

    spiritual

    attainment:

    "A

    bath is

    ordained three times a

    day

    for

    (lowest

    renouncer)

    Kuticakas,

    twice a

    day

    for

    Bahudakas,

    and once

    a

    day

    for

    Hamsas.

    A

    mental bath is

    ordained

    for

    Paramahamsas,

    a

    bath

    8

    See, forexampleDharma Sutra ofApastamba 1.16-19;DhS ofBaudhayana 1.12, 3.3;

    and

    DhS

    ofVasistha

    Chapter

    14 in

    Olivelle 1999.

    y

    The call to

    abjure

    food

    tainted

    by

    the

    infamous

    may

    have to do with

    transference

    of

    an ethical

    impurity

    (wrong-doing

    or

    -thinking)

    unrelated to

    caste.

    10

    For

    positions

    found in

    the dharma

    texts,

    see,

    for

    example,

    DhS

    ofApastamba

    1.15,

    notes

    2.28, 3.12,

    3.27

    (354),

    and 10.28

    (357),

    and

    other

    passages

    in

    Olivelle 1999.

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    8/26

    "Unlikea

    Fool,

    He Is

    Not

    Defiled"

    379

    with ashes for Tunyatitas, and a wind bath for (highest) Avadhutas."

    Similarly,

    there

    is the decreased use of

    ordinary

    civilized

    clothing

    as

    one

    ascends levels

    of

    spiritual

    attainment

    (the

    basis for

    these

    "types"

    of re-

    nouncers).

    The

    highest

    ascetics,

    the

    "Tunyatitas

    and

    Avadhutas[,]

    are

    clad

    as

    they

    were

    at birth"

    NpU

    204).

    One could

    argue

    that fewer

    baths

    and

    fewer clothes mean

    less

    purity;

    such an

    argument

    would be

    aligned

    with the

    perspective

    of the

    Brahmin

    householder.

    However,

    from the al-

    ternative

    SamnU authorial

    perspective,

    as the renouncer becomes

    more

    spiritually

    advanced,

    and

    internally pure,

    he

    needs less and less

    of

    the

    gross

    material

    world to

    help purify

    and cover him. So it seems more

    likely

    that greater purity is being suggested.

    A feature

    supportive

    of the increased

    purity

    of more advanced as-

    cetics

    is

    another

    type

    of

    Upanisadic

    statement about bodies. That

    is,

    there

    are

    passages

    that treat the bodies

    of

    higher

    renouncers as

    sacred

    places

    rather

    than

    as

    filthy

    or

    disgusting

    places,

    such

    as the "the

    divine

    city

    of Brahman

    (divya

    brahmapura)

    of Brahma

    Upanisad

    75.

    Passages

    in

    NpU

    187

    and

    following explore

    the vision of

    the

    body

    as

    made

    up

    of

    Brahman,

    the

    Absolute,

    from

    head to toe. Nirvana

    Upanisad

    (NU)

    228

    s.51

    refers

    to the

    liberated renouncer's

    "immaculate

    body

    [as]

    the seat

    of the

    supportless"

    and

    NU 229 s.68

    claims of the liberated

    ascetic,

    "He

    burns up illusion, selfishness, and egotism; so in the cemetery his body

    remains

    intact"

    that

    is,

    apparently

    pure

    and

    without

    decay.11

    The

    sug-

    gestion

    here

    is that

    by

    the

    time the

    renouncer's

    practice

    is

    completed,

    his

    body

    is rather

    like an

    animated

    temple.

    In

    Maitreya Upanisad

    113,

    Lord

    Siva

    likewise

    says:

    "The

    body

    is said to

    be a

    temple,

    and the soul is

    truly

    Siva.

    Discard the

    faded

    flower

    offerings

    of

    ignorance. Worship

    with the

    thought:

    'I

    am he.'"12

    Crucially,

    hese

    texts

    base their discussions

    of the

    body upon

    the clear

    necessity

    of

    the renouncer

    knowing

    "I

    am not the

    body."

    dentification

    with

    one's

    particular

    body

    and

    mind,

    with their

    limitations of

    gross

    ma-

    teriality

    and a desire-ridden

    psyche,

    is

    especially

    abjured.

    I

    never

    experience

    the delusion

    of

    taking

    the

    body

    for the self.

    (BAU 307)

    Let

    him

    stop

    considering

    the

    body

    as

    his own. He indeed who

    regards

    not

    the

    body

    as his own

    is called

    Brahman.

    (NpU

    191-2)

    11

    Hindu renouncers

    and ascetic

    gurus

    are

    frequently

    buried

    rather than cremated

    in

    India due

    to

    perceived

    purity

    of

    person

    in

    life,

    and also after death.

    The tombs of saints are

    often

    believed

    to emote

    purifying power,

    so

    strong

    is this

    perceived "purity."

    12It is possible that the body as a disgusting hell and the body as temple are two

    separate

    strands

    of

    Hindu

    thought

    found

    in

    these

    scriptures

    one

    viewing

    the human

    body negatively

    and

    the other

    positively.

    I

    think

    it is rather that

    they operate

    as

    stages

    of

    spiritual

    development

    within the

    same texts. The notion

    of

    dynamic

    stages

    of

    ascent,

    as

    I

    will show

    elsewhere,

    is

    clearly present

    throughout

    hese

    Upanisads

    "TheWormBecomes

    a

    Wasp:

    Subtle

    Ascetic

    Strategies

    in

    the

    Samnydsa

    Upanisads?

    article

    in

    progress.

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    9/26

    380

    Journal

    of

    Religious

    Ethics

    The belief that 'I am in my body' s the path to Kalasutra. It is the snare

    of

    Mahavici,

    and the

    row of

    Asipatravana

    (three hells).

    (NpU

    144)

    In

    fact,

    replacing

    human

    physical

    and mental

    identity

    with self-

    identification with

    Brahman,

    the

    Absolute,

    is

    required

    no matter

    how

    the

    body

    is viewed.

    Olivelle's statement that

    the ascetic is

    generically impure

    is

    thereby

    countered

    by

    the textual

    authors,

    who

    argue

    that the

    renouncer is not

    his

    body

    no

    matter whether it be clean or

    unclean,

    pigsty

    or

    temple,

    or

    somewhere

    in

    between. The

    body

    has been renounced

    as his central

    concern.

    During

    the

    course of his

    practice

    there

    may

    indeed

    be a notion

    of

    progressive

    physical

    purification,

    as

    I

    believe is

    suggested

    but still

    he

    is not his

    physical body.

    So when BAU 305 remarks: "Unlike a

    fool,

    he

    is not

    defiled"

    (na

    sa

    mudha-uillipyate),

    one

    meaning may

    well be

    something

    like this: Unlike a

    fool,

    the

    samnydsi

    knows

    that he is not

    his

    body,

    whatever

    its condition. He knows that his true Brahman-self

    cannot ever be

    defiled.

    Another

    useful

    interpretation

    would be:

    Only

    fools even think

    up

    no-

    tions

    of

    impurity

    or

    defilement,

    and

    consider themselves

    to

    be

    that

    -

    fools such as

    those Brahmin

    householders who are

    so

    concerned with

    physical purificationby rites, food, and water, that they miss the more

    elevated

    meanings

    of

    purity.

    Both

    interpretations imply

    that renouncers

    here are not

    impure

    because

    of

    (a)

    their lack of

    body-identification

    and

    identification

    with

    Brahman;

    (b)

    their

    rejection

    of

    ridiculous

    conceptions

    and

    superficial

    deontological

    rules of

    defilement

    (impure

    food, touch,

    or

    caste);

    and/or

    (c)

    impurity categories

    no

    longer

    apply

    to those who have

    renounced

    mere

    humanness. As we

    shall

    see,

    knowing

    Brahman-as-self

    means

    knowing

    one is

    generically

    pure.

    It

    would not matter

    if

    one

    never

    bathed

    again;

    the

    body's

    external

    physical

    condition is

    useful

    perhaps

    only

    for lower

    level

    samnydsis

    who

    still need such

    rules to

    help guide

    their

    thinking and behavior.One can find similar statements about the ulti-

    mate

    uselessness of

    rituals

    and social

    regulations.

    ("To

    a mind that

    rests

    in

    its source

    . . .

    things

    within

    the

    purview

    of rites

    are false"

    [MU 110].

    "Fools,

    ied to

    customs of

    class and

    order,

    get

    their

    rewards

    according

    to

    their

    deeds"

    [MU

    112].)

    Is

    this some

    scathing

    commentary

    on

    ordinary

    householder

    purity

    in

    relation to

    ethical

    dharmal Have

    these

    Upanisadic

    renouncers

    opted

    completely

    out of

    the

    householder

    system

    of

    purity/impurity,

    consciously

    subverting

    its

    fascination with

    sacred

    rule,

    denying

    that external

    pu-

    rification

    and

    rites can

    promote

    genuine

    goodness?

    I

    would

    argue yes,

    especially for higher-attaining ascetics. However,their proposal seems

    also

    to

    represent

    a

    teaching

    for

    all

    renouncers,

    and

    for Brahmin

    house-

    holders as

    well,

    suggesting

    that a

    deeper

    meaning

    to

    purification

    and

    ethics can

    be

    sought

    by

    all.

    They

    opt

    for

    a

    progressive

    change

    of mind

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    10/26

    "Unlikea

    Fool,

    He

    Is

    Not

    Defiled"

    381

    instead of a continual fiddling with body-states, and finally a new focus

    on the

    Absolute instead

    of mind.

    Although

    the authors

    seem to assume that householders and

    early

    stage

    renouncers

    will

    probably

    follow

    external

    purity regulations,

    the

    ascetic must

    gradually

    wean

    himself from these

    practices

    because

    they

    are

    misguided.

    Rather

    than

    recommending

    them as useful

    preparation

    for

    spiritual

    advancement,

    as

    one

    might expect,

    these texts often

    connect

    continuing

    such external

    practices

    with

    perpetuating

    the

    fundamental

    error

    of samsdra

    that

    is,

    taking

    the external

    world for

    the Real. So

    they

    are

    speaking

    with a

    relatively

    clear

    oppositional

    voice

    with

    regard

    to purity of the body.Let us turn next to Upanisadic notions of mental

    purity.

    2.

    RecastingPurity

    as

    Knowledge

    nd Virtue

    The authors

    spend

    considerable

    time

    discussing

    two related

    types

    of

    purity

    seen

    as

    crucial

    for the renouncer's

    ife and

    goals:

    (a)

    mental

    purity,

    and

    (b)

    an associated

    ethical

    purity.

    These

    Upanisads

    say

    that

    knowledge

    is the

    purifier

    of the

    renouncer

    (PbU

    298),

    that

    is,

    the

    knowledge

    of

    the identity of Atman and Brahman. The renouncerpossesses a higher

    "sacred

    hread"

    of

    internal

    knowledge,

    making

    it

    possible

    for

    him

    to never

    again

    become

    sullied

    or

    unclean

    (BU

    86-87).

    BSU

    260 claims:

    In the heart

    of

    those

    liberated

    while still

    alive,

    the latent mental

    impres-

    sions

    become

    pure,

    resembling

    withered seeds

    bereft of the

    germs

    of future

    births.

    Resulting

    from

    the

    pure

    spirit,

    they

    are

    purifying

    and

    highly

    exalted.

    Eternal

    and

    consisting

    of the meditation

    on the

    self,

    they

    abide as

    if in

    deep

    sleep.

    With self-knowledgeas a major purifier,one must explorehow to attain

    such

    knowledge.

    Certain

    reflections

    on

    self-identity

    and

    good

    conduct,

    and

    the avoid-

    ance

    of

    many

    other

    unsavory thoughts

    and

    actions,

    help

    to

    support

    self-

    knowledge.

    For

    instance,

    the

    renouncer is

    often told to

    practice

    say-

    ing

    and

    thinking

    repeatedly,

    "I

    am not the

    body

    ...

    I

    am

    Brahman."

    In

    Kundika

    Upanisad

    26

    he

    says:

    "I

    am

    pure

    consciousness,

    the witness

    of

    all!"'

    . . . Let this

    insentient

    body

    wallow

    in

    water

    or on

    land.

    By

    its

    qualities

    I am not

    touched,

    as

    space

    by

    the

    qualities

    of a

    pot

    All are

    myself

    and

    I

    am

    all!

    I

    am

    unique

    and

    I

    transcend

    all!

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    11/26

    382

    Journal

    of

    Religious

    Ethics

    I am my own eternal bliss,

    Pure

    undivided

    consciousness!

    Many

    passages

    also

    suggest

    that the

    samnydsi

    should

    keep

    his

    mind

    pure

    and

    composed

    "Introspective

    and

    engrossed

    in

    yourself, pure

    and

    composed,

    wander

    about the

    world,

    O

    Narada,

    abandoning

    inner

    attach-

    ments"

    (NpU

    197)

    and

    in

    many

    passages,

    inner

    purity

    and

    goodness

    are

    essentially

    the same

    thing.

    In

    MU

    110,

    King

    Brhadratha

    is addressed

    by

    the

    sage

    Sakayanya

    as follows:

    Sound,

    ouch,

    and other

    objects

    f

    sense are

    truly

    worthless.

    A soulthat is

    attached o them recallsnot thehigheststate

    For

    he mindalone s

    samsdra

    worldliness

    eading

    o

    rebirth)!

    et

    a man

    purify

    t with

    zeal.Theminda man

    possesses hapes

    his future ourse:hat

    is the

    eternal

    mystery.

    This

    passage

    counsels that

    purity

    and

    goodness

    come not

    through

    manipulation

    of

    material

    objects

    or

    in

    special

    rites.

    In

    fact,

    such

    ma-

    nipulation

    can

    become

    binding;

    one

    becomes

    desirously

    attached

    to the

    objects,

    and

    consequently

    forgets

    "the

    highest

    state."

    Instead the search

    must be an

    inward one.

    Mental

    purification

    will

    yield

    up

    true

    purity

    and

    goodness.The ascetic's aim is to have a pure and tranquil mind, and the

    highest

    types

    of

    renouncers are

    said to have it

    (NpU

    135, 155,

    186, 197,

    283;

    JU

    70).

    Sakayanya

    adds

    further,

    "Forwhen the mind is

    tranquil,

    he

    destroys

    (desirously

    attached)

    good

    and evil deeds. His self

    serene,

    he

    abides

    in

    the self and

    enjoys

    undecaying

    bliss"

    (MU

    110).

    Sakayanya

    is

    arguing

    that a

    pure

    mind

    (cittasuddhi)

    prevents

    immoral and

    unkind

    behavior,

    a

    position

    characteristic of a

    virtue or character-based ethics.

    It

    not

    only

    destroys

    past

    bad karma

    ("as

    a

    fire

    when fuel is

    spent"),

    but

    prevents

    future

    karma

    ("The

    mind a man

    possesses

    shapes

    his

    future

    course"

    MU

    110]).

    A pure mind may be attained by meditation and repetition of the

    mantra

    of

    identity

    with

    the

    Absolute. "Whenall

    the sins rise

    up

    en

    masse,

    let him

    repeat

    the

    syllable

    OM

    12,000

    times,

    for it

    effaces them"

    (BSU

    273).

    Meditation

    releases sins

    and

    cleanses the mind

    (LAU

    338),

    and

    such

    purification

    may

    also be

    assisted

    by

    renouncing impure thoughts.

    As

    a

    reminder,

    MU

    110

    claims:

    "By

    austerity itapas)

    a

    man achieves

    goodness (sattva),

    and

    through

    goodness

    he

    takes hold of the mind."The

    ascetic life

    leads

    to the

    higher

    good

    in

    large

    part

    because it removes the

    internal

    traces

    (intentions,

    memories,

    dispositions)

    of bad

    thoughts

    and

    deeds from

    one's

    mind. The

    Samnydsa

    Upanisads

    contain

    long

    lists of the

    "innerenemies" and impurethoughts which the renouncer must abjure.

    PhU

    48-50

    says

    of

    the

    Paramahamsa

    renouncer of

    high

    attainment:

    He

    gives

    up

    slander,

    pride,

    ealousy,

    deceit,

    arrogance,

    esire,hate,

    plea-

    sure,

    pain,

    lust,

    anger,greed,delusion, xcitement,

    ndignation, gotism,

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    12/26

    "Unlikea

    Fool,

    He Is Not

    Defiled"

    383

    and the like, and he regards his body as a corpse. He constantly turns

    away

    from this wretched

    body,

    the cause

    of

    doubt,

    perversity,

    and

    error,

    and abides

    in

    that

    eternally pure Being.

    That

    itself is his

    state.

    I am

    indeed that

    calm and

    unchanging Being,

    a

    single

    mass of

    bliss and

    consciousness

    By knowing

    that the

    highest

    Self and

    the

    lower

    self are

    one,

    the difference between

    them dissolves into oneness. This

    knowledge

    is his

    twilight worship.

    The mention

    of

    twilight worship

    here refers to an ascetical

    redefinition

    process,

    wherein householder

    Brahmin

    samdhyd worship (bathing

    and

    repetition

    of

    special

    Vedic

    mantras)

    is

    replaced

    by

    an inner

    worship,

    which is self-knowledge.External is replacedby internal, physical wor-

    ship

    by

    mental

    worship,

    and ethical

    rules

    by

    ethical

    being

    (see

    Note

    12).

    Such

    lists of virtues

    to assume and vices

    to avoid are similar

    in

    content,

    and

    the

    qualities

    can

    be

    analyzed

    into

    several

    categories.

    Some

    qualities

    have to do

    with

    avoiding

    egoistical

    body

    or

    mind

    self-identification.

    The

    preceding

    inventory

    includes

    pride, arrogance,

    indignation, greed,

    delu-

    sion,

    and

    egotism

    itself. Others

    have

    to

    do

    with lack

    of

    concern

    or bodily

    states',

    here

    examples

    are

    giving

    up pleasure

    and

    pain,

    lust, excitement,

    desire,

    and love for

    the

    body.Finally,

    he

    must avoid emotional or mental

    states

    that hurt both others

    and

    oneself,

    for

    example,

    slander,

    jealousy,

    deceit, hate,

    and

    anger.

    Another

    catalogue

    of

    qualities,

    with

    a number of more

    positively

    ex-

    pressed

    mental

    and moral

    qualities,

    is found

    at

    NpU

    195:

    He

    shall

    always

    remain

    tranquil,

    self-controlled,

    devoted

    to the

    study

    of

    the

    Vedantas

    (probably,

    he

    Upanisads),

    free from

    fear, selfishness,

    and

    the

    pairs

    of

    opposites,

    without

    possessions,

    and with

    his

    senses

    subdued.

    . .

    .

    Who is free from

    selfishness and

    pride,

    who is the same toward

    friends

    and the like

    (enemies

    [Olivelle,

    n.

    90])

    and

    friendly

    toward all be-

    ings,

    who is

    alone, wise,

    and

    composed,

    shall attain

    release.

    The

    positively

    expressed

    dharmic virtues here include

    tranquility,

    self-

    control,

    devotion

    to the

    study

    of Vedanta

    philosophy,

    being

    the same

    toward

    friends and

    enemies,

    being

    friendly

    toward

    all

    beings,

    and re-

    maining

    wise, alone,

    and

    composed.

    That

    many

    of the

    qualities

    in

    this

    passage

    are

    positively

    expressed

    counters

    Olivelle's

    argument

    about

    neg-

    ative

    samnydsi

    dharma

    (see

    Note

    4).

    These virtues

    can

    again

    be

    classi-

    fied,

    into

    (a)

    a

    pure,

    tranquil

    mental

    state

    (alone,

    composed, tranquility,

    self-control),

    (b)

    wisdom

    (study

    of

    Vedanta,

    being

    wise),

    and

    (c)

    kind-

    ness to

    others

    (friendly

    to all

    beings).

    Positively expressed

    virtues men-

    tioned

    elsewhere include:

    purity,knowledge,

    and

    equanimity (NpU

    159-

    61, 195);

    and faith

    (MU

    116),

    forbearance

    and

    sincerity (NpU

    139-40),

    fortitude

    (NpU

    157),

    calm

    tranquility

    (MU

    110-11),

    and others.

    I

    think we can

    safely

    assume that

    both the

    positively

    and

    nega-

    tively expressed

    virtue

    statements are

    intended

    to

    impact

    not

    only

    the

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    13/26

    384

    Journal

    of

    Religious

    Ethics

    renouncer,but also other people with whom he comes in contact. The

    wise

    tranquil

    mind,

    which

    knows its

    Brahman-self;

    a mind free

    of slan-

    der,

    jealousy,

    deceit, hate, fear,

    desire,

    and

    anger,

    and

    possessed

    of the

    virtue of kindness and

    compassion,

    certainly

    has an

    ethical

    bent,

    and

    would

    impact

    others

    in

    human contact.

    Evil deeds are

    prevented

    by

    de-

    stroying

    evil

    thoughts,

    and a kind of

    intuitive,

    natural ethical

    goodness

    is

    said to remain. The mind

    again

    becomes

    foundational

    consciousness

    (KU

    26;

    PhU

    49);

    it

    can hold no

    taint,

    as it could

    when mental

    perception

    was

    attached

    by

    attraction

    or aversion to

    gross

    objects

    and

    persons

    in

    the

    world.

    Infact, the initial vow ofrenunciationtaken bythe Brahmincandidate

    includes a

    set of

    powerful confirming

    statements,

    constituting

    a

    verbal

    vow,

    called

    the

    praisa

    or

    Call.

    During

    this ritual

    Call,

    the new renouncer

    should

    repeat

    three times:

    "I

    have renounced!"

    Samnydstam may

    a),

    af-

    firming

    his

    new status

    of

    renunciation.

    Immediately following,

    he is to

    say:

    "Safety

    (or

    freedom from

    fear)

    from me to all

    beings"

    (Abhayam

    sarvabhiltebhyo)

    ArU

    9;

    PpU

    282).

    This dual vow is said to

    burn

    up

    all

    congenital

    and

    corporeal

    aults or

    impurities

    (BSU

    252).

    The second

    por-

    tion of the vow

    "Safety

    from me to all

    beings"

    is

    given special weight

    by

    its

    location at the crucial invocational

    high point

    of this

    initiatory

    ritual. It could be called a new ascetic mandate, perhaps even one defin-

    ing

    mandate of renunciation. The renouncer

    is

    told

    henceforth to show

    kindness

    by

    not

    injuring any living being

    humans, animals,

    or

    plants

    (ArUlO;

    NpU

    157, 183;

    PpU

    283),

    including

    worms, insects,

    moths,

    and

    trees

    (NpU

    197).

    This

    injunction

    to

    ahimsd, non-violence,

    also

    includes

    avoiding

    the vicious forms of

    thinking

    and

    speaking already

    mentioned,

    such as

    anger, greed, lying, cheating,

    deceit

    (ArU

    8),

    and

    insulting

    oth-

    ers

    (NpU

    143);

    and also the renouncer should avoid desires

    (ArU

    8;

    NpU

    142)

    which,

    of

    course,

    frequently impinge upon

    others.

    The vow for a

    future mendicant life also includes a

    strong

    ethical

    statement: "Thereafter hey live the life of mendicants.

    Celibacy

    (brah-

    macarya),

    non-injury

    (ahimsd),

    non-possession

    (aparigraha),

    and truth-

    fulness

    (satya) guard

    these

    assiduously (yatnena

    he raksato he raksato

    he

    raksata

    itif

    (ArU 10).

    NpU

    143

    says

    in

    less formal

    language:

    Let him

    bear

    harshwordswith

    patience;

    et

    him

    not insult

    any

    man;

    and

    let him

    not show

    hostility

    o

    anyone

    or

    the sake of this

    body.

    At those

    whoshow

    anger

    et him

    not directhis

    anger

    n

    return;

    et him

    bless

    whenhe

    is

    cursed;

    nd let him not

    utter a false

    speech

    scatteredat

    the seven

    gates.

    Rapt nthejoyof the innerself,he sits still,free rom aresand onging.

    Withhimself

    as sole

    companion,

    et

    him

    wanderon

    earth

    seeking

    bliss.

    Other

    passages

    mention similar

    mandated

    or

    advocated virtues:

    The

    renouncer

    should

    practice

    friendliness,

    kindliness

    (NpU

    145),

    and

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    14/26

    "Unlikea

    Fool,

    He Is Not

    Defiled"

    385

    impartiality to all beings (NpU 145, 157). Nirvana Upanisad 226 s.17

    redefines the liberated renouncer's

    ife as

    a

    play

    of

    kindness toward oth-

    ers

    in

    its

    aphorism "Compassion

    alone is his

    pastime

    (keli)"

    BAU 308

    seeks

    to redefine such

    post-liberation

    action

    for others' sake as a non-

    binding, acceptably

    beneficial

    goal:

    "Even

    though

    I

    have done all there

    is to

    do,

    yet yearning

    for the welfare of the world

    I

    shall

    proceed along

    the

    path pointed

    out

    by

    the

    scriptures.

    How could that hurt me?"The

    ascetic is to

    regard

    others with

    equal eyes (NpU

    158)

    and be the same

    to all

    beings

    (BSU

    260),

    since he must see all

    beings

    as his own self

    (NpU

    159).

    To move fora moment to an early modernsetting, Mahatma Gandhi's

    position

    on

    the nature

    of non-violence bears resemblance

    to what is

    said

    on this

    subject

    in

    the

    Samnydsa Upanisads.

    Gandhi

    wrote that

    non-violence

    necessarily implies

    self-purification

    (Merton

    1965,

    1-111,

    1-245). "[Mental

    non-violence]

    has

    potency

    which

    the world does not

    yet

    know,"

    he

    says;

    it is more

    powerful

    than violence

    (1-256,

    1-343).

    Ahimsd

    is the

    supreme

    dharma

    (1-301)

    "Where here is ahimsd there

    is

    Truth,

    and

    Truth is God"

    (11.151)

    Gandhi

    mentions

    Brahman/Atman as the

    basic

    power

    behind

    non-violence,

    that which makes it

    possible

    to

    be

    non-

    violent

    (1-187,

    1-191).

    Finally,

    he connects

    ahimsd

    with a

    person's per-

    ceived self-identity with all beings claiming that the common Self is

    the reason

    we should

    all

    live

    according

    o the ethic of

    non-violence;

    doing

    violence

    to others

    does violence

    to ourselves

    (1-270,

    1-279).

    To sum

    up,

    he

    argues

    that

    non-violence

    is

    a

    positive

    ethical

    virtue

    (not

    merely

    a

    ques-

    tion of

    avoiding

    a

    vice),

    with divine

    underpinnings,

    yet requiring

    men-

    tal

    purification

    to

    attain

    -

    arguments

    that the SamnU

    authors make as

    well.

    An ascetic's

    renunciation

    is sometimes

    said

    in

    these

    Upanisads

    to

    be

    useful

    to

    humanity

    as

    a whole.

    His eremetical

    garment

    and

    insignia,

    the

    authors

    remark,

    will be a

    signal

    and a favor

    to the

    world,

    bringing

    merit

    to those who offer him food.13

    Also,

    his

    renouncing

    the world will

    help

    members

    of

    his extended

    family

    and

    friends

    sixty generations

    before and

    sixty

    after

    him

    (BSU

    251).

    It is said

    elsewhere

    that one hundred

    prior

    and

    three

    hundred

    subsequent

    generations

    will

    benefit

    if

    a wise man

    renounces;

    a

    virtuous ascetic

    rescues

    sixty generations

    before and

    thirty

    after

    him

    (SU

    331).

    The usefulness

    of the

    ascetic to the

    world or even

    to other

    renouncers

    is not

    particularly

    stressed

    in

    these

    Upanisads

    as a

    whole,

    but

    this feature

    is

    certainly

    not absent.

    They

    are,

    at

    times,

    told

    13Olivelle

    says:

    "They[eremeticalgarments] are also good for the good of the world

    because

    people

    recognize

    him as a renouncer

    by

    reason

    of these

    insignia,

    thus

    enabling

    them

    to

    acquire

    merit

    by

    paying

    him

    homage

    and

    offering

    him

    food"

    Olivelle

    1992, 137,

    n.

    2).

    Additional

    meanings

    are

    possible,

    including

    instruction

    of

    householders,

    support

    of

    spiritual

    progress,

    bestowal of

    grace,

    and

    also the

    performance

    of

    miracles.

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

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    386 Journal

    of Religious

    Ethics

    to be teachers of others and to scatter their joy and kind compassion

    wherever

    they

    move about

    in

    the freedom of liberation.

    Ahimsd here is both a virtuous mental

    disposition

    of

    gentle

    and

    kindly

    harmlessness

    and also

    a

    negative

    action-avoidance

    springing

    from it.

    In

    line with the notion that the

    renouncer-in-training

    avoids rites and

    ac-

    tions in

    general, yet

    cultivates

    inner virtuous

    qualities,

    the

    Samnydsa

    Upanisads

    as a whole focus on the renouncer's

    mind and character

    more

    than

    on his actions. This is the

    path

    of

    wisdom,

    rather than the

    path

    of

    action,

    as has been so often

    pointed

    out for

    samnydsis

    (see

    Olivelle

    1992,

    60-67).

    However,

    the avoidance of harm to others

    is not

    merely

    a

    self-protectiveavoidance of potentially binding actions (karmas),due to

    the focus on

    positive

    virtues

    -

    kindness, friendliness,

    equal

    vision,

    com-

    passion,

    and so on. To never be selfish or

    greedy

    around

    others,

    to never

    expect anything

    for

    oneself from them

    clearly

    the

    character

    portrait

    of the ideal

    self-realized

    samnydsi

    in

    these texts is

    not

    simply

    a cultur-

    ally

    dead or wraithlike and

    frightening being.

    He is

    portrayed

    instead

    as rather

    quiet

    and kind not at all what one

    might

    expect

    from

    an

    ini-

    tial

    surface

    reading

    of the texts. The renouncer's

    pretense

    appearing

    to

    be

    anti-social, anti-cultural, foolish, mad,

    or

    dumb

    in

    the

    presence

    of

    others,

    and

    his

    strange

    appearance

    naked,

    matted

    hair,

    looking

    like a

    ghoul is only that, pretense. We must carefully distinguish character

    and

    identity

    from what is utilized

    purposefully

    as

    "masquerade"

    Vail

    2003).

    The

    Samnydsa

    Upanisads

    do call on the

    ascetic

    mostly

    to

    remain

    soli-

    tary,

    wandering

    or hidden

    away

    from humankind

    in

    caves and aban-

    doned

    temples.

    Avoiding ntimacy

    he

    should

    stay

    alone

    (NpU

    143, 145-6),

    free from

    desirous love and

    hatred

    (rdgadvesa)

    (NpU

    142),

    not associat-

    ing

    with

    householders or hermits

    (NpU

    183-4),

    not

    gathering disciples

    to

    make fame or

    money

    (BSU

    126),

    and

    not

    answering stupid questions

    with

    wise answers

    (BSU 173).

    NpU

    146 tells the

    renouncer

    merely

    to an-

    swer "Narayana! God)"o

    inquirers,

    a

    strategy potentially

    both

    socially

    off-putting

    and

    yet

    possibly

    aimed

    at

    Self-recognition

    for

    both

    parties.

    If

    he

    stops

    in

    any

    one

    place, NpU

    220 further

    says,

    the ascetic is like a deer

    trembling

    with fear.

    Why

    tremble,

    if

    as

    NpU

    183

    says,

    his own

    grant-

    ing

    of

    safety

    to others

    makes

    him

    not be harmed

    by

    other creatures?

    The

    answer most

    likely

    lies

    in

    perceived danger

    in

    close

    association with

    people

    of

    desirous,

    immoral

    inclinations,

    at least for

    samnydsis

    of

    lower

    attainments.

    NpU

    145-6

    offers some

    explanation

    in

    its claim that ordi-

    nary

    "peoplegossip

    with each other

    about news of

    kings,

    almsfood,

    and

    the

    like.

    Intimacyundoubtedly gives

    rise to

    attachment, backbiting,

    and

    jealousy."

    To

    help

    the renouncer

    avoid

    cultivating

    similar

    qualities

    in

    himself

    -

    gustatory

    desires,

    sexual

    longings,

    wistfulness for home or

    family

    or com-

    forts,

    and desires for

    amusement such

    as

    gambling

    and

    shows,

    or

    anger,

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    16/26

    "Unlikea

    Fool,

    He Is Not

    Defiled"

    387

    NpU 146-9 expresses analogicallythe renouncer'scorrectresponse to all

    temptations.

    He

    is

    to be as a

    tongueless

    man,

    a

    eunuch, lame,

    blind, deaf,

    and

    stupid (NpU

    147)

    that

    is,

    like one who

    has no

    senses,

    no

    sexuality,

    no

    wanderlust,

    nor keen interest

    in

    pleasure.

    "Let

    him

    always

    keep

    his

    conduct

    sinless, honest,

    and

    sincere,

    withdrawing

    his

    senses

    completely,

    as a tortoise

    withdraws its limbs

    ..."

    (NpU

    148-9).

    And

    yet

    the mandate also

    to

    practice

    kindliness and

    compassion

    when

    the renouncer

    does encounter householders or other

    renouncers

    helps

    to

    keep

    his "conduct

    sinless,"

    and since the

    ascetic often is told to

    beg

    for

    food,

    that

    is

    one

    major

    time

    during

    which he must learn to

    practice

    such

    virtues. One's actions, it is said, should be consistent with one's inner

    state

    (NpU

    196).

    How,

    therefore,

    should a

    person

    attain final success at

    being

    inwardly

    virtuous?

    3.

    Recasting

    Purity

    as Brahman tself

    According

    o

    these

    texts,

    there

    is one final

    purity

    that must be attained

    by

    the

    renouncer.

    It is a fundamental

    and essential

    purity

    the notion

    of

    Brahman

    (or

    Narayana/Visnu

    or

    Siva or

    Purusa)

    as

    pure,

    that

    is,

    eter-

    nal

    pure

    Being (nityaputastha)

    (PhU

    45),

    pure

    undivided Consciousness

    (akhandabodha)(KU 26):

    When there

    is

    nothing

    to

    be

    grasped,

    a

    man,

    free of mind and breath and

    endowed

    with steadfast

    knowledge,

    becomes dissolved

    in

    the

    pure

    and

    supreme

    reality,

    as

    a

    lump

    of salt

    in

    water.

    (LAU 338)

    These

    texts

    repeatedly

    say

    that the

    purity

    of the renouncer who is

    cleansed

    of all samsaric

    mental

    qualities,

    and cultivated

    kindliness and

    non-violence,

    is the

    same as the

    purity

    of Brahman.

    "[The

    Avadhuta

    renouncer]

    is

    eternally

    pure,"

    says

    Lord

    Narayana

    in

    TaU 242. "He is a

    great

    man whose

    mind abides

    in

    me alone.

    I also

    abide

    in him

    alone."

    BAU 304

    says

    that the Avadhutais

    properly

    denoted

    by

    the

    phrase

    "You

    are

    That."

    He is

    rare,

    and

    eternally pure,

    as

    Brahman is

    pure

    (JU

    70-71;

    NpU

    155);

    yet

    he also cannot

    be defined

    since Brahman is too

    great

    to

    be defined

    (NpU

    213).

    Some

    of the same

    terms,

    such as

    suddhate,

    are

    used to

    refer

    both to

    Brahman-purity

    and

    to

    physical

    or ritual

    purity.

    However,

    Brahman-purity

    in

    SamnU seems

    to reflect a different

    genus

    of

    purity

    than

    that

    wrought

    by bathing;

    Brahman/liberated

    renouncer

    purity

    is

    permanent

    and so

    strong

    as to be

    completely

    invulnerable to

    pollution

    (invalidating

    Olivelle's

    statement

    in Note

    7,

    and

    necessitating

    scholars

    regularly distinguishing types

    of

    purity

    in

    Hindu

    thought).

    The renouncer's

    mind

    either is held to

    reflect,

    or is the same

    thing

    as,

    the

    purity

    of the

    Absolute: "The

    Imperishable

    is his

    purity" (Aksayam

    niranjanam

    [NU

    225

    s.5]).

    This is

    yet

    another

    way

    of

    approaching

    the

    phrase-

    "Unlike

    a

    fool,

    he is not

    defiled"

    (BAU 305).

    As Brahman

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    17/26

    388 Journal

    of Religious

    Ethics

    cannot be defiled, the renouncer with 'I am That' awareness can never

    be

    anything

    other

    than

    pure

    Brahman,

    the fundamental

    Pure One.

    Are

    the

    Absolute's

    and the renouncer's

    qualities

    the same

    set?

    In

    many

    cases

    yes

    -

    both are sacciddndnda

    (existence, consciousness,

    bliss),

    both

    are

    supportless except

    for

    Self-support,

    both are called the detached

    Witness

    (saksi)

    of world

    events,

    both have

    equality-consciousness

    (Brah-

    man is

    like the

    sun,

    which illumines all

    beings

    [BAU

    305]),

    both are

    considered

    rooted

    in

    the subtlest of the subtle. Would

    the authors con-

    versely agree

    that Brahman has the realized renouncer's

    ethics?

    The

    higher

    renouncers are told to

    repudiate

    social

    distinctions be-

    tween superiorand inferior (TaU243; PpU 288), and between high and

    low

    renouncers.

    Caste, class,

    and orders are said to be

    temporary,

    mul-

    tipartite,

    and a

    great

    torment

    (MU

    112),

    eventually

    to be

    transcended

    completely

    (BAU

    304;

    TaU

    243).

    Even

    seeing

    differences between

    hu-

    mans and

    animals,

    or

    bugs

    and trees is to be avoided. None

    should be

    harmed.

    YdjfiavalkyaUpanisad

    314

    says:

    "The

    BlessedLord

    has enteredwith a

    portion

    of himselfas

    the

    soul":

    o

    thinking,

    et

    him

    boweven o a

    dog,

    a Candala

    outcaste), cow,

    ra

    donkey,

    prostrating

    imselfon the

    ground

    ike a stick.

    And

    "Enjoying

    he wealth of

    detachment because of his incessant

    knowl-

    edge,

    he

    reflects within

    himself: There is no one else different from me.'

    Perceiving only

    his own form

    everywhere,

    he attains liberation while he

    is still

    alive"

    (NpU

    202).

    Accordingly

    Brahman, too,

    is

    universal,

    conscious

    Witness,

    who sees

    all

    beings

    equally

    and has within

    Itself no

    conception

    of

    high

    and

    low,

    no

    concern

    for caste

    and social

    honor. The

    assumption

    seems to be that

    the

    Absolute's

    intention is

    never to

    harm,

    but instead to

    protect

    all

    beings,

    who

    are Its

    own self.

    . .

    an

    interesting

    conception

    of a

    kindly,

    non-

    violent

    Reality

    certainly

    in line with much of Advaita Vedanta

    philosophi-

    cal

    thinking,

    but

    also

    bearing

    an

    unexpectedly gentle,

    almost

    parental

    quality

    for a

    formless,

    genderless

    Godhead.

    This Brahman whose ethic

    would

    be

    detached

    caring

    would

    apparently reject

    social

    hierarchy

    as

    dharma,

    and

    much of the

    human

    melodrama of

    loves, hates, desires,

    and

    dualities

    as false

    samsaric

    currency.

    The

    Samnydsa

    Upanisads

    do

    advocate a renouncer ethical

    dharma fo-

    cusing

    on

    cleansing

    the mind

    and

    recognizing

    the

    divinity

    of the

    deeper

    human

    self.

    The

    authors

    subvert and

    replace

    what

    they

    see as an

    external

    (overlyrule-deontological)dharma,

    based

    upon

    Vedic

    scriptural injunc-

    tions,

    preferring

    instead to

    find a

    more essential

    internal core to

    Vedic

    teachings.

    The

    informal

    renouncer

    virtue

    ethical

    dharma that remains

    borrows

    many

    of

    its

    ethical

    principles

    from

    householder

    traditions,

    and

    utilizes

    he its

    behavioral

    dharma

    mostly

    techniques

    of mind

    solitary

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    18/26

    "Unlikea

    Fool,

    He Is Not

    Defiled"

    389

    meditation,mantra repetition, contemplationon identity-truths, and re-

    jection

    of the false mental accretions

    and the "inner

    enemies";

    and also

    support

    for the cultivation of

    compassion,

    kindness,

    and some

    teaching.

    The

    required spiritual techniques

    orient the

    aspirant

    inward,

    in

    support

    of the

    mental

    cleansing necessary

    to reach the Atman/Brahman evel. Re-

    nouncer

    dharma thus includes a

    variety

    of attitudes and methods that

    establish

    it as an

    informal or

    pre-theoretical

    system

    of

    virtue

    ethics,

    containing

    some

    universalized

    deontological principles,

    such as

    non-

    violence,

    and the

    all-important

    fundamental

    Brahman-identity.

    There

    is avoidance of

    mental vices that

    mask

    It;

    other rules of conduct receive

    only secondarystatus. This ascetic dharma is intended to constitute an

    exact mirror

    of the intrinsic

    goodness

    the

    purity

    and

    natural ethical

    being

    of

    the Absolute.

    However,

    to

    clarify

    further,

    Brahman-qualities

    are

    one's own

    qualities,

    beyond

    mirrors

    altogether.

    One

    of

    the

    arguments

    virtue ethicists

    make

    against

    deontic ethical

    stances

    is that

    good

    duties

    performed

    without the

    requisite

    good

    inten-

    tional

    disposition

    are

    disingenuous

    actions. Within

    the Hindu

    context,

    at

    least since the

    sixth

    century

    B.C.E.,

    variations of this

    argument

    have

    also

    been

    assumed

    by scriptural

    authors

    discussing

    karma

    and its effects.

    Since

    attached

    actions

    (ordinary

    actions

    and ritual

    behavior

    performed

    out of greed, desire, anger,and so on) actually endanger one karmically

    speaking

    by producing

    urther

    negative

    dispositional

    seeds,

    such

    actions

    are

    worse than

    useless;

    they bring

    the doer down

    morally by perpet-

    uation.

    The

    Samnydsa

    Upanisads,

    like

    many

    other

    yoga-related

    texts,

    argue

    vociferouslyagainst

    such

    tainted

    actions,

    taking

    as one

    of their ma-

    jor projects

    the

    ending

    of

    both

    dispositional impurities

    and

    superficial,

    duty-alone

    actions.

    The ascetic

    is advised

    to

    protect

    himself

    by ceasing

    ordinary

    work-in-the-world

    action

    altogether

    during

    the

    period

    of train-

    ing,

    while

    cultivating

    divine

    nature and

    virtues.

    Only

    at the end of the

    training process

    when

    moksa is

    reached

    may

    the

    samnydsi

    consider

    himself free to act as he

    likes,

    forthen his actions will be dispositionally

    pure

    to

    the core.

    One

    possibility

    is to call

    this kind of dharma

    a Brahman-metaethic

    a

    foundational

    ontological principle

    by

    which other

    ethical considera-

    tions

    must be

    viewed.

    Such an

    ethical foundation

    subverts

    some,

    but not

    all

    of varndsramadharma's

    ordinary

    Brahmin deontic

    positive-negative,

    and

    pure-impure,

    social

    regulations

    by

    rendering

    them

    foolish,

    a mere

    scratching

    the

    surface

    of

    deeper

    ethical and

    spiritual

    issues.

    The SamnU

    passages

    that

    outline

    broadly

    the

    general

    duties

    of householders

    (for

    example, NpU

    131)

    assume

    that

    lay

    Brahmins

    while

    performing

    these

    duties

    should

    gradually

    be

    turning

    in

    an inward

    direction

    focusing

    on

    God

    and

    the virtues

    such as these

    six:

    tranquility,

    self-control,

    equanim-

    ity,

    forbearance,

    concentration,

    and

    faith

    (p.

    171,

    n.

    5)

    so that detach-

    ment

    (vairdgya),

    the

    true

    condition,

    will

    eventually

    naturally

    arise. One

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  • 8/10/2019 Unlike a Fool, He is Not Defiled Ascetic Purity and Ethics in the Sanysa Upaniads - Vail, L. F.

    19/26

    390

    Journal

    of

    Religious

    Ethics

    might expect that the dharmic householding life would be considered

    a needed

    preparation

    for ascetic life. Such is

    likely

    the case.

    However,

    the

    Upanisadic

    textual

    agenda

    of

    guiding aspirants

    away

    from a focus

    on

    external

    materiality

    is

    expressed powerfully

    enough,

    that

    I

    believe

    such notions of "valuable

    preparation"

    are

    considerably

    underplayed.

    One should not find

    such

    preparatory

    life

    too

    valuable;

    too

    many

    are

    tempted

    to

    stay

    there. To miss the

    underlying

    metaethic would

    be to

    miss

    everything.

    Both

    Hindu

    Brahmin

    householder and renouncer

    normative

    ethics

    assume that human

    nature

    is

    fundamentally

    in

    accord

    wit


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