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UofT POL 224 Final Exam notes

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Page 1: UofT POL 224 Final Exam notes

LEGISLATURES  (01/10/2012)  

Readings:  Jennifer  Smith,  “Canada’s  Minority  Parliament”,  in  James  Bickerton   and   Alain   Gagnon,   eds.,   Canadian   Politics,   5th   ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  133-­‐154.  

1. Legislatures   have   a.   strong   roles   and   b.  weak  roles.    

2. A:  makes  laws,  pass  statutes  3. B:   represent   voters,   deliberate   on  

legislation,  audit  the  executive    4. Q:   Has   the   strong   role   been   lost  

endangering   the   weak   roles?   This   is  different  between  nations  

5. Power  of  the  legislature  depends  on  a.  the  relationship  between  the  leg  and  the  ex,  is  the   power   fused   or   separates;   b.   how  strong/weak  is  the  party  discipline  

6. Q:   How   strong   should   the   legislature   be?  There  is  a  trade  off  between  efficiency  and  inclusiveness  

7. How   is   the   Congress   inclusive   and   how   is  the  PR  efficient?  

8. Is   the   Congress   inclusive,   500   people  represent   300+   million,   they   have   veto  points   and   the   govt   is   removed   from   the  people    

  Strong  parties   Weak  parties  Fusion  of  power   Parliament    

UK/Canada  St.  Parliament  Italy/Poland    

Separation  of  power   Weak  Congress  S.    Korea/Argentina    

Congress  USA  

   

CANADA  

1. In   the   CDN   PR,   party   discipline   today   is  very  high;  US  <  UK  <  Canada    

2. CDN   from   1840   to   1870   –   before  disciplined  parties    

 

1.  HOW  DOES  THE  CABINET  CONTROL  THE  PR?  

There   are   two   sets   of   tools:   1.   Govt   caucus;   2.  Control  of  the  opposition    

GOVT  CAUCUS  

1. Rely   on   the   ambition   of   the   back   bench  MP  to  move  up  in  the  party  hierarchy    

2. PM  and  his   CAB   control   the   ability   of   the  MPs  to  more  up  in  the  party    

3. PR   and   his   CAB   use   sticks   and   carrots   to  control  MPs  

4. Sticks:   dismissal   form   caucus,   withhold  election   funds,   don’t   sign   nomination  papers  (PM),  assign  new  candidates  

5. Carrots:     promotion   to   committee   chairs,  parl.   secretary,   secretary  of   the   state   and  cabinet    

6. MPs   want   to   move   up   in   the   party   for  power,  status  and  money    

7. Party   whip   oversees   discipline,   there   is  also  one  for  the  opposition  

CONTROL  OF  THE  OPPOSITION  

1. Convention:   the   govt  must   govern,  while  the  opposition  might  delay  and  object  

2. If  there  is  a  conflict,  the  govt  prevails,  has  tools   to   stop   opposition:   a.   closure;   b.  time  allocation  

3. Closure   –   allows   government   to   restrict  debate   severely  –  24  h  notice  of   vote  on  motion    

4. Time   allocation   –   is   less   severe:   fixed  schedule,  in  advance,  for  passing  bills  

5. These   tools   are   now   used   commonly,  minority   PR   might   constrain   the   use   of  those  tools    

2.  REMAINING  ROLES  OF  THE  PARLIAMENT    

1. The   strong   role   might   be   on   the   decline,  but  what  about  the  weak  roles?  

2. Media  politics  –  opposition  does  not  even  use  the  tools  available  to  it?  

3. Throne   speech   debates   –   beginning   of  session;  much  debate;  confidence  votes    

4. Budget   debate   –   after   debate   tabling;  same  as  above    

5. Opposition   days   –   20/session;   opposition  motions  have  precedents  and  lose    

6. Oral  question  period  –  major  media  even,  circus?  45  min/day;  limited  policy  content    

7. Standing  committees  –  chaired  by  govt  MP  (majority  govt)  except  public  accounts    

a. Proportionate  membership  

Page 2: UofT POL 224 Final Exam notes

b. Conduct   policy   review;   but   the  agenda  is  set  by  the  govt  (majority  govt)    

c. Standing   committees   also   do  clause  by  clause  review  of  bills    

8. Constituency   service   –   this   is   done   by  individual   MPs   for   their   electros   –   policy  relevance  is  limited    

SMITH  ON  HARPER  MINORITY  AND  MAJORITY  

• His  rhetoric  and  reality  differed  widely  • More  controlling  than  any  before  him?  • Still  must   return   to  efficient  and   inclusion  

trade  off,  US  comparison    • But   even   if   efficiency   is   good,   we   might  

have  too  much  of  a  good  thing    

FROM  JOSH’S  REVIEW  SESSION    

• Strong  and  weak  legislatures  • Separation  of  powers  and  party  discipline  • If   you   have   greater   SOP,   then   the  

legislature  will  be  more  powerful  because  it  will  not  be  dominated  by  the  executive    

• Disciplined   parties  weaken   the   legislature  because  they  strengthen  the  executive    

• How  and  why  did  CDN  parties  develop  into  disciplined  parties?  Money  &  PM  uses  this  knowledge  to  mold  parties    

• Has   the   legislative   power   in   Canada  weakened   or   strengthened?   Weakened  because   the   parties   have   become   more  disciplined   and   will   only   be   so,   the  executive  power  in  Canada  is  strong    

• The   cabinet   controls   the   legislature  because   they   have   the   ability   to   control  the  movements  of  MPs   in  the  parties  and  they   have   the   ability   to   control   the  opposition    

• Counter  example  US:  separation  of  powers  and   relatively   weak   parties,   but   due   to  political   polarization,   this   might   be  changing    

• In   CDN   govt   closure   is   used   more   than  before,   closure  of  debate,   the   strong   role  is   to   make   policy,   the   weak   role   is   to  represent  and  debate    

• FEDERAL  STATES  AND  FEDERAL  SOCIETIES  (01/17/2012)  

Readings:  Reeta  Tremblay,  et  al.,  Mapping  the  Political  Landscape,  2nd  ed.  (Toronto:  Thomson  Nelson,  2007),  217-­‐239  

COMPARATIVE  PERSPECTIVE  ON  FEDERALISM    

1. Federation:   state   institutions   that   divide  the   sovereignty   between   two   or   more  levels  of  the  govt    

2. Federalism:   principle   of   reconciling   unity  and  diversity  via  autonomy  [reading]  

3. *  Most  states  are  unitary  states    

 

1.  FEDERALISM  AS  AN  IDEA    

Federalism  is  a  modern  idea,  the  age  of  liberalism  and  nationalism    

a.)   Liberal   view:  need   to  divide   the  govt   in  order  to   restrain   the   power   –   US   federalism   started  here  –  also  in  post-­‐war  Germany    

Key:  protect  the  individual    

Federalism   cannot   exist   if   the   states   are   not   lib  democratic  –  examples:  formed  USSR,  Yugoslavia,  and  Russia  today    

b.)  Autonomy  for  nations  and  ethnicities    

Examples  of  this:  Switzerland  [1847]  classics  case,  after  500  years  of  a  confederation,  Canada  [1867],  Belgium  [1993]  

Key:  protecting  the  community    

c.)  Other  factors:  size?  Australia  [1901]  

 

2.  FEDERATION  AS  A  VARIABLE  INSTITUTION    

Not  all  federal  societies  are  created  equally;  there  are  differences   in  how  power   is  divided  between  the   national   and   the   states,   the   difference   of  powers  between  different  states,  etc  

a.)  Centralization/decentralization    

• difficult  to  measure    

Page 3: UofT POL 224 Final Exam notes

• Do   you   look   at   the   formal   divisions   of  power?   These   might   not   be   the   same   in  practice    

• What  about  own-­‐source  revenues?  • What   about   transfer   payments?   …   these  

also  vary  in  the  degree  of  conditionally    

AREND   LIJPHART   TRIES   TO   MEASURE  CENTRALIZATION    

• Only   (d)   and   (e)   are   on   the   federal  continuum    

• (a)   unitary   centralized   states:   UK,   France,  13  others    

• (b)  unitary  but  decentralized:   Japan  and  4  Nordic  nations    

• (c)   semi-­‐federal:   Spain,   Netherlands,   2  others    

• (d)   Federal/centralized:   Australia,   India,  Venezuela    

• (e)   Federal/decentralized:   Canada,   US,  Germany,  Australia,  Belgium,  Switzerland    

• Is   Canada   the   most   decentralized   among  the  (e)?  

In   Federal   states,   how   much   spending   do   lower  govt  control?  

• USA:  35%  • Australia:  39%  • Germany:  43%  • Switzerland:  57%  • Canada:  58%    • The   above   are   only   approx   and  money   is  

not  everything    • Canada   and   Switz   may   be   the   most  

decentralized:   majority   of   spending   is  lower  controlled    

b.)  Symmetry/asymmetry  

• Most   federal   system   are   symmetrical,  meaning  all  subunits  get  the  same  powers:  this  includes  US,  Germany    

• Belgium:  cultural  communities  and  regions  don’t   coincide;   need   to   accommodate  Brussels  

• Canada?  BNA:  distinctive   features   for  QC:  civil   law,   French   language   …   but   not  asymmetrical  powers    

• Meech   Lack   and   Charlottetown   accords  proposed  to  make  QC  a  distinct  society    

• Was  rejected  by  eh  English  Canada  • Is  this  because  there  is  a  conflict  between  

individualist   communitarian   images   of  federalism?    

• Asymmetry  is  more  often  in  non-­‐fed  cases:  Spain,  UK;  may  be  Italy    

• A  step  toward  federalism?    

c.)  Classical  v  coordinative  federalism    

• Also   called   inter-­‐state   and   intra-­‐state  federalism  

• Former   divides   power   between   levels   to  create  less  interaction:  US,  Canada,  etc  

• But   much   interaction   may   happen  anyways  

• In   latter,   federal   may   have  most   powers,  but   lower   level   has   power   at   center:  Germany   and   the   role   of   the   Lander   in  Bunderstat    

• Encourages   collaborative   decision   making  between  levels    

3.  WHAT  ABOUT  LOCAL  GOVERNMENTS?    

• Usually   delegates   powers:   federal   or  unitary    

• Exceptions:  Switz,  India  (1992)  • Some   in   Canada   also   want   municipal   3rd  

order  of  the  govt    • Are   cities:   creative   incubators  or   are   they  

dysfunctional?  • In  federations,  delegation  usually  from  the  

lower  level  to  the  municipal   level,  but  the  municipal  role  varies  between  countries    

a.)   Anglo-­‐Saxon   model:   informal,   muddling  though   (US,   UK,   Canada)     ex.   Who   will   pay   for  social  services  in  Ontario?    

b.)   Germanic   model:   formal,   collaborative  decision   making   (Germany,   Austria,   Spain,  Belgium)    

c.)   French:   formal,   top-­‐down,   technocratic  (France,  Italy,  Portugal,  Greece,  and  Quebec)  

Page 4: UofT POL 224 Final Exam notes

 d.)   Scandinavian   model:   formal:   much   admin  devolution,  based  on  consensus    

 

4.   GLOBALIZATION   AND   MULTILEVEL  GOVERNANCE    

Is  globalization  pushing  power  both  up  and  down  from   once   sovereign   states?   Some   argue   that  Ottawa  is  loosing  power  to  the  provinces  who  are  loosing  power  to  the  municipal  governments  

Some  also  argue   that  Ottawa   is   loosing  power   in  the  upward  direction  to  regional  and  global  levels;  regional:  NAFTA,  global:  WTO/UN  

Result  of  this  might  be  weakened  capacity  of  the  state   to   solve   problems   and   the   triumph   of   the  market   or   may   be   not..   may   be   multilevel  governance  is  how  we  adapt  to  globalization,  the  nation  state  might  be   too  small   for  big  problems  and  too  big  for  small  problems      

Example:   The   European   Union   –   the   EU   level   –  moving   toward   federalism,   but   still   is   a  confederation  –  nation  states  are  not  going  away  –   regions   are   expanding   [UK,   Spain,   Belgium]   –  based  on  the  principle  of  subsidiary    

Democratic   legitimacy   argument   for  more   global  and  local  governance    

Many   issues   today   are   global:   envi,   financial  regulation,   development,   but   there   is   no  democratic  forum  to  decide  on  those  issues    

Even  the  EU  suffers  form  a  democratic  deficit  –  so  we   need   regional   and   global   democratic  governances    

Think  of  a  realist  response  to  this    

FROM  JOSH’S  REVIEW  SESSION  

• Division  of  sovereignty    • What   is   different   about   a   federal   system  

from   a   unitary   system?   There   is   a  constitutional   division   of   power;   the  lower   level   is   mandated   (has   a  constitutional  right)  by  the  constitution  to  do  its   job;   in  unitary  govt  the  power  of  to  

the  lower  level  is  delegated  by  the  central  govt    

• Canadian   federalism   started   out  centralized;   initially   it   became  decentralized   in   the  beginning  of   the  20th  century  because  of  the  JCPC  rulings    

• Constrained  the  power  of  the  central  govt,  turned  highly  centralized   federalism  more  into   classical   federalism,   this   prevented  CDN  govt  from  passing  a  ‘ND’  

• During   WWII   there   was   centralization   of  power   because   the   fed   centralized   the  power   of   taxation   and   money   leads   to  political  power    

• Centralization   began   to   unravel   in   the  1960s   and   on,   form   the   QR,   differential  economic   growth   between   provinces,   the  nature   of   the   state   and   what   it   does  expanded   making   it   harder   to   centralize,  the  Welfare  state  expands  

• While   initially   the   fed  had  all   the  powers,  the  provinces  began  to  take  it  back    

FEDERALISM  AND  GLOBAL  GOVERNANCE    

• Globalization   is   causing   power   to   move  above  and  below  the  state      

• ‘Glocalization’   –   globalization   and  localizations    

• Do  federal  models  provide  guidance  as   to  how  we  should  move  forward  with  GG?  

• Does   the   EU   represent   a   potential  model  for  the  future?    

• Integration   of   financial   and   social   polices,  as  well  as  of  national  cultural  identity  

• As   the   world   become   more   integrated  there   is   a   need   for   some   over   reaching  authority,  overarching  legislative  structure      

• Political   decisions   begin   to   affect   each  other   –   need   for   coordination   at   a  supranational  level    

• Europe   is   similar,   but   is   it   not   similar  enough  to  be  successful  in  the  EU  project?  

• Why  would   anyone  want   to   give   up   their  power   to   a   supranational   organizations?  This  is  the  realist  argument    

 

Page 5: UofT POL 224 Final Exam notes

EVOLUTION   OF   CANADIAN   FEDERALISM  (01/24/2012)  

Reading:   Richard   Simeon   and   Ian   Robinson,   “The   Dynamics   of  Canadian  Federalism”,  in  James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian   Politics,   5th   ed.   (Toronto:   University   of   Toronto   Press,  2009),  pp.  155-­‐178.  

Now  Canada   is   decentralized,  but   it  was  not   this  way  in  the  begging    

1.  BRITISH  NORTH  AMERICAN  ACT  (1867)  

In   this   act   Ottawa   was   more   powerful   than   the  provinces  because   it  had  1.  More  powers  2.  Had  the   right   to   invade   3.   Left   the   provinces   with  modest  powers    

1. More   powers:   sec   91   starts  with   residual  power   (peace,   order   and   good   govt;  POGG)   had   main   economic   and   security  powers  –  in  the  spheres  of  agriculture  and  immigration   the   powers   were   concurrent  but  the  feds  have  paramountcy  

2. The   right   to   invade:   LG   may   use  reservation  to  block  prov  leg,  Ottawa  may  disallow   such   legislation   and   Ottawa   can  use  declaratory  power  in  prov  areas    

3. Modest   provincial   powers,   sec   92   gives  provinces   fewer   fiscal   means   (direct  taxation   and   natural   resources);   soc   inst:  hospitals   &   charities,   education   and  municipal  and  local    

2.   DECLINE   OF   FEDERAL   DOMINANCE   1867   TO  1930S  

1. Provinces   rose   in   the   20th   century,   their  fiscal  means   rose   in   importance   (income,  sales,  and  property  taxes)  and  social  policy  also   rose   in   importance,   like   building   the  welfare  state    

2. The   Judicial   Committee   of   the   Privy  Council  converted  centralism  into  classical  federalism  

3. Key:  how  it   treated  POGG;  POGG  was  the  basis  for  fed  claims  in  disputed  areas    

4. Local   Prohibition   Case   (1896)   JCPC  drastically   restricted   POGG,   the   power   in  disputed   areas   was   confined   to   1.   If   the  power  is  not  on  the  prov  list  in  sec  92  and  

2.   If   the   disputed   area   had   a   national  dimension  

5. Snyder   Case   (1925)   went   further:   POGG  only   gave   power   to   Ottawa   in   disputed  areas   in   times   of   emergency   –   most  disputed  powers  now  under  prov  control    

6. Social   Insurance   Act   Reference   (1937)  blocked  Bennett’s  New  Deal   –   depression  not   an   emergency   –   no   New   Deal   in  Canada    

 

3.  WAR  TIME  CENTRALIZATION,  1939  -­‐45  

1. JCPC  allows  Ottawa  to  use  War  Measures  Act   to   take   prov   taxes   and   powers  needed  in  war  time    

2. This   is   based   on   the   emergency   view   of  POGG  

3. After   the   war,   Ottawa   still   has   all   that  money    

 

4.  COOPERATIVE  FEDERALISM,  1945-­‐65  

1. After   WWII   CDN   builds   a   welfare   state  under  federal  leadership  

2. Sometime   Ottawa   administer   is   after   a  constitutional   amendments:   EI   (1940);  pensions  (1951,  1965)  

3. Sometimes   in   prov   jurisdiction   with  Ottawa  handing  back  some  of  that  money  to   cover   the   costs   1.   Health   insurance  (1958,   1968),   2.   Universities   (1960),   3.  Social  Assistance  (1956,  1966)  

4. Money   handed   back   are   conditional  grants,   preserving   power   of   the   federal  govt    

5. Poor  provs  also  get  equalization  grants    6. If  this  was  cooperative  it  was  because  the  

provinces  were  weak,  this  later  changed  7. Initially  in  Quebec,  the  Quite  Revolution  8. Then   in   the   West   with   the   natural  

resources  boom    9. And   then   everywhere   with   province  

building    10. Today   the   right   to   invade   powers   are  

virtually  extinct,  by  convention  

Page 6: UofT POL 224 Final Exam notes

5.  COMPETITIVE  FEDERALISM,  1965  TO  95  

1. Substantial   decentralization   –   prov  challenge  yields  conflict    

2. 1977   Ottawa   replaces   conditional   grants  with   block   grants   for   health   and  universities    

3. Block   grants   are   unconditional   for  universities   and  modestly   conditional   for  health    

4. 1995   extension   of   block   grants   to   social  assistance,  these  were  also  unconditional    

5. Today  there  are  almost  no  fully  conditional  grants    

6. 1995  Ottawa  drastically  cut  total  transfers  to  provinces,  the  provinces  then  cut  health  care,   social   assistance   and   university  funding    

7. Post   war   Ottawa   lead   creation   of   the  welfare  state  and  also  its  dismantling    

8. Constitutional   negotiations   were   also   a  part   of   this   era   1.   Meech   Lake;   2.  Charlottetown  –  would  have  restricted  the  federal   powers   limiting   the   spending  power  of  the  fed  government  and  may  be  via  Distinct  Society  clause,  but  the  accords  failed    

 

6.   CONTEMPORARY   ERA,   SINCE   1995   TO  PRESENT    

1. Collaborative?   Haddow   prefers  ‘disengaging’   between   the   two   levels   of  the  govt    

2. Agreements   on   economic   union   in   1994  and   social   union   in   1999   were  collaborative    

3. Economic   union   –   reduced   inter-­‐prov  trade   barriers;   social   union   included   fed  promise  to  use  spending  powers  less    

4. Ottawa   introduced   new   child   benefits   in  1999   and   2006   which   go   directly   to   the  people,  bypassing  provinces    

5. Ottawa  cut  EI  unilaterally  in  1994,  pushing  more   people   onto   provincial   social  assistance    

6. Health   accords   restored   1995   transfer  cuts;   modest   collaboration,   but   in   2012  Ottawa   offers   new   formula   of   health  funding  with  no  prov   input  and  promising  no  oversight  of  prov  health  care    

7. May  be  they  are  disengaging,  ending  post  1045  overlap  

 

ELECTORAL   SYSTEMS   AND   DEMOCRATIC  REFORM  (01/31/2012)  

Readings:   1)   A.   Brian   Tanguay,   “Reforming   Representative  Democracy,”  in  James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,   5th   ed.   (Toronto:  University   of   Toronto   Press,   2009),   pp.  221-­‐248.  2)   Lisa   Young,   “Women   (Not)   in   Politics”,   in   James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  283-­‐300.  

1.  WHY  DO  ELECTORAL  SYSTEMS  MATTER?  

1. Electoral   systems  affect   the   expression  of  the  popular  will    

2. Compare  SMP  and  PR  systems;  SMP:  single  member   plurality;   PR:   proportional  representation    

3. PR:  seats    =  %  votes  4. SMP:  over  rewards  the  1st  party    5. Fed.  Liberal  from  1993  to  2000  and  Tories  

in  2011  –  most  votes  yields  much  higher  %  of  seats  than  votes    

6. Even   if   the   party   gets   minority   of   votes,  they  can  form  a  majority  govt    

7. Contrast  how  SMP   treats  3rd  parties   (NDP  then,   Liberal   now)   for   smaller   parties   the  %  of  the  vote  exceed  the  number  of  seats  they  get    

8. Who  supports  PR  systems?  Not  governing  parties    

9. SMP  –  does   it  distort  democracy  or   is   it  a  source   of   stable   govt   &   does   it   mean  adversarial  politics?  

2.  CAIRNS  THESIS  AND  CANADA    

1. SMP:  rewards  divisive  regional  parties  and  punishes  weak  national  parties,  weakening  national  unity    

2. Evidence:   Separatist   BQ:   always   larger   %  of  seats  than  votes  until  2011  

Page 7: UofT POL 224 Final Exam notes

3. SMP:  exaggerates  regional  voting  variation    4. Evidence:   Liberals   win   few   AB   seats   but  

get   ¼   of   the   vote,   same  with   Cons,   even  though  they  get  1/5  of  the  vote    

5. NDP  is  much  less  a  QC  party  in  votes  than  seats,  2011    

6. Voters   are   more   balances   than   caucuses  and  this  too  weakens  national  unity    

3.  ALTERNATIVES    

1. Two  stage  majoritarian      a. France  b. 1st  and  2nd  candidates  run  off    

2. Preferential  ballot/  alternative  vote  a. Australia    b. Voters  rank  candidates  in  a  district    c. Drop   candidates   with   fewest   1st  

choices;   distribute   their   votes   to  their  2nd  choice  

d. Still   no   majority?   Repeat   for  candidates   2nd   fewest   1st   choices,  etc  

e. Winner  is  the  least  disliked    3. Single  transferable  vote  STV  

a. Ireland  b. Uses  multi-­‐member  districts  (5)    c. Voters  rank  their  preference  d. CNDDT  needs  20%  to  win  seat  e. If   the  top  cnddt    gets  26%,  the  6%  

are  transferred  to  the  2nd  choice    f. Repeat  for  others  with  surplus  g. Got   to   3rd   or   lower   choices   until   5  

seats  are  filled    4. Mixed  member  proportional  MMP  

a. German  Bundestag    b. Modified  PR  system:  PR  for  overall  

party   balance,   but   with   individual  districts    

c. 2  ballots:  1  for  SMP  member  and  !  for  party  list  

d. parties   with   lower   %   SMP   seats  than   votes   are   compensated   with  extra  seats  from  the  list    

e. Germany:   5%   threshold   for   fringe  parties    

4.  CANADIAN  DEBATE  

1. There  is  much  debate,  but  no  action;  in  BC  the   assembly   recommended   STV   in   2004  and  in  Ontario  there  was  a  proposition  for  MMP  system  in  2006,  both  initiatives  were  rejected   in   election   referenda;   QC  suggested  a  form  of  PR,  but  …  

2. No   province   has   changes   and   thee   is   no  federal  discussion  on  the  matter  

3. Is  this  because  of  1.  Vested  interests  of  the  politicians?   2.   What   about   the   voters?  May  be  the  arguments  for  change  are  not  convincing    

REFORMERS  

• More   diverse   leg   in   terms   of   gender   and  ethnicity    

• Might   enhance   participation,   reduce  cynicism  and  end  wasted  votes    

• More   accurate   reflection   of   popular   will  and  better  for  national  unity    

OPPONENTS  

• Parties  address  diversity  via  brokerage    • PR   systems   also   suffer   from   declining  

voting    • Is  participation  such  a  good  thing?    • Aren’t   all   list   based   systems   elitist   and  

what  about  stability?    

   

POLITICAL   PARTIES   AND   PARTY   SYSTEMS  (02/07/2012)  

Reading:   Daniele   Caramini,   “Party   Systems”,   in   Caramani,   ed.,  Comparative  Politics  (Oxford:  Oxford  University  Press,  2008),  316-­‐345  [Course  pack]  

PARTIES:   non-­‐state   organization   that   seek   to  control  or/  and  influence  state  executive,  the  govt    

PARTY   SYSTEMS:   effective   number   of   parties,  power   of   each   party,   and   the   relations   among  them    

1.  TYPES  OF  PARTIES  

CADRE  V  MASS  

Page 8: UofT POL 224 Final Exam notes

• Cadre   parties   are   controlled   by   a   small  elite,  they  tend  to  emerge  in  legs  and  most  are  early  parties  from  19th  century  

• Mass   are   rank   and   file   control,   these  parties   tend   to  have  non-­‐leg  origins,   they  are   usually   originate   in   union,   farmers,  NGOs,  etc    

• R.  Michels  Iron  Law  of  Oligarchy    • Parties  want  to  win,  and  cadre  parties  are  

better  at  winning,  so  mass  parties  tend  to  turn  into  cadre  parties  or  die    

• Parties  also  need  members  and  money  to  win    

• Cadre   parties   have   broadened   …   for  policies?  

BROKERAGE  V  IDEOLOGICAL    

• Brokerage:   aggregate   existing   interest   in  order  to  win,  often  have  cadre  origins    

• Ideological:   articulate   ideas   and   interests,  cause,  often  mass  origin    

• Same  fate?  

DO  SUCCESSFUL  PARTIES  FROM  CARTELS?  

2.  PARTY  SYSTEMS  HAVE  SOCIAL  ORIGINS    

• Parties   act   positionally,   in   systems   &  reflect  broader  social  cleavages  

• NATIONAL   REVOLUTION   in   the   19th  century  created  parties    

• Liberals   (capitalist,   urban,   free   trade)   v  Conservatives   (aristocratic,   rural,  protection)  

• If   the   conservative   parties   do   not  challenge   the   secular   state,   then   Catholic  parties  form    

• Industrial   revolution   yields   broader  suffrage,   new   parties   by   the   early   20th  century    

• Agrarian   parties   challenge   urban  dominance    

• Key:   socialist   parties   to   rep   workers,  challenge  upper  classes  

• After   1917,   Communist   parties   split   off  from  latter  challenge  reformism    

• Fascist  parties  emerge  to  challenge  those    

• Lipset  and  Rokkan  1967  cleavage  structure  frozen  after  1920s    

• But  post  materialism  cause  partial  thaw    • New   left   parties   celebrate   this   and   new  

right  challenges  this    

3.  INSTITUTIONS  AFFECT  THE  PARTY  SYSTEM    

1. Not   all   social   cleavages   yield   party  divisions   –   some   cleavages  might   die   out  and  sometimes  they  overlap  within  a  party    

2. Some  die  out,  like  some  agrarian,  religious,  communist,  fascist  

3. In   the   US,   Reps   =   classical   liberalism   and  the   new   right   and   the   Dems   =   reformed  liberalism  and  post  material    

4. Is  there  similar  over  laps  in  Canada?  5. Institutions   influence   is   cleavages   yield  

party  divisions  and  the  number  of  parties  

ELECTORAL  SYSTEMS  ARE  KEY  

• We  know  that  SMP  favors  big  parties  and  punishes  small  ones,  contrast  this  with  PR    

• Duverger’s  Law  1954:  SMP  favors  a  2  party  system   while   PR   favors   a   multiparty  system    

• SMP:   more   soc   cleavages   overlap   and  more  parties  die  out    

• How  do  you  count  effective  parties?  • What   is   SMP   combines   with   regionalized  

voting?  

FEDERALISM  ALSO  MATTERS    

• Decentralize   federalism   means   more  regional   parties   and   weaker   federal   and  provincial  party  links,  like  CDN    

4.   CAN   THE   PARTIES   INFLUENCE   THE  INSTITUTIONS?  

• Yes;  Boix  1999  • In  the  early  20th  almost  all  states  had  SMP  

systems,   but   then   most   moved   to   a   PR  system,  why  did  this  happen?  

• Socialist  parties  threatened  the  dominance  of  liberal  and  conservative  ounces    

• Not   in  US  or  CDN  and   is  not  a  problem   if  an  old  party  dies  out  like  in  the  UK  

Page 9: UofT POL 224 Final Exam notes

• Otherwise,   PR,   etc.,   prevents   socialists  form  winning  v  divided  right    

• Once  CDN  example  BC  1952    

5.  DO  PARTIES  DIFFER?  

• Downs   1957   –   not   if   voters   are   normally  distributed  on  the  left-­‐right  spectrum    

• Parties   want   to   win,   so   they   move   to  center   to  capture  marginal  voted,  beating  opponent    

• But  what  is  distribution  is  bi-­‐model?  • Temptation   to  move   to   the   center   is   less  

and  in  a  multiparty  system,  moving  to  the  center  opens  space  for  extreme  parties    

 

CANADA’S  PARTY  SYSTEM  (02/14/2012)  

Reading:  William   Cross,   “Representation   and   Political   Parties,”   in  James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  249-­‐264.  2)  Anthony  Sayers,   “The  End  of  Brokerage?”   in  M.  Whittington  &  Glen  Williams,  eds.,  Canadian  Politics  in  the  21st  Century,  7th  ed.,  (Toronto:  Thomson  Nelson,  2008),  pp.  137-­‐152  [Course  pack]  

1.  THE  CANADIAN  ANOMALIES    

UNTIL  2011,  THE  LIBS  AND  THE  CONS  WERE  MAIN  PARTIES    

• Did   not   divide   along   social   (class)  cleavages  

• Much  more  brokerage  than  ideological    

THESE  PARTIES  HAD  A  FRANCHISE  STRUCTURE    

• Hyper  cadre  on  policy    • But   were   decentralized   when   it   came   to  

candidates,  local  campaigns    

THE   MAIN   PARTIES   WERE   ONLY   CONTESTED   BY  MINOR   PARTIES,   WHICH   FAILED   TO   BREAK   THE  MOULD    

2.  WHY  

• Frank   Underhill   1930s:   back   to   the  beginning  

• Province  of  Canada   form  1840  to  67    was  diverse,   fissured:   lang,   religions,   region,  urban/  rural,  class  

• Double  majority  convention    • So   governing   meant   deal   making   by   the  

liberal-­‐conservative   party,   later   became  conservatives,   later   progressive  conservatives    

• This  extended  to  the  new  federation  after  1867    

• Liberals   were   more   ideological   and   lost  until   Laurier’s   1096   brokerage  breakthrough    

• Winning  elections   requires  money  so   that  one   party   principle   was   getting   money,  links  to  business    

• This   provides   an   opening   for   smaller  parties   1.   Progressives,   1920s;   farmers,  some  workers;  2.  CCF/NDP  on  the  left  and  Social  credit  on  the  right    

• When   CCF/NDP   threatened,   brokerage  parties  accommodated    

3.  PARTY  SYSTEMS  FROM  1867  TO  1993  

PERIODIC  CRISIS  DID  RECONFIGURE  THE  SYSTEM    

Par  sys.  

Period   Style   Level   Crisis  at  outset  

#   of  parties  

1   1867   to  1917  

Brokerage  

Local   1837  Lord  Durham  

1  party  dom;  2  parties  

2   1921   to  1957  

Brokerage  

Regional  

WW1;  conscript.  

1  party  dom;  2  p  +  

3   1963   to  1999  

Brokerage  

National  

Govt  party  collapse  

Competitive  2  p  +  

4   1993  -­‐   Ideological?  

National  and  regional  

Mulroney  coalition  collapse  

Competitive  multi-­‐party/unstable    

 

Page 10: UofT POL 224 Final Exam notes

• 1st  and  2nd  systems:  when  brokerage  works  it  is  conducive  to  1  part  dominance    

• Conservative  dominance  form  1840  to  90s  • Succeeded  by  liberals  from  1896  to  1984  • Rise  in  ‘level’  of  brokerage    • WW!   Crisis   loosened   broker’s   influence  

and   permitted   farmers   and   workers   to  mobilize  

• Post   war   Liberal   hegemony   and   welfare  state;  alienation  of  the  west  

• 1984  to  93  Mulroney  coalition  and  demise,  alienation  of  Ontario,  then  everybody  

• End  of  an  era?  

4.  SINCE  1993,  THERE  IS  A  FOURTH  SYSTEM,  BUT  WHAT  IS  IT?  

• End  of  Progressive  Conservative  Party  • Rise   of   Reform   then   Canadian   Alliance   in  

the  west  on  the  right  and  of  BC  in  QC  • 2003:   PC   and   CA   merge:   Conservative  

Party:  brokerage  again  or  a  right  party?  • 2011:   Liberal   party   in   the   3rd   place,   ‘left’  

NDP  is  2nd;  BQ  collapse;  for  how  long?  • Will   NDP   replace   the   Liberals   as   the  

majority  party?  • Has   ideological   cleavage   replaced  

brokerage?   Does   ideological   conflict  displace  regional  conflict    

• Or  is  it  the  new  regional  politics?  • A   ‘right’   west   v   ‘left’   QC   and   maybe   AC  

with  ON  divided  between  urban  and  rural  • Implications  for  the  future,  national  unity?  

FROM  JOSH’S  REVIEW  SESSION  

• Electoral   systems   in   terms   of   Canadian  party   systems,   how   can   we   explain   the  Canadian  system  with  the  reference  to  the  electoral  system?  

• Party   system:   a   number   of   viable   parties  within   a   system,   for   most   of   the   system  before  WWII  we  had  a  two  party  system    

• Challenges  which  weakened  the  two  party  system  were  the  Social  Credit  party  in  the  West  in  the  1920s  and  the  CCF  

• Now   Canada   has   a   two   and   a   half   party  system    

• The  messy  system  began  in  1994  when  the  Conservatives   lost   the   election   and   the  Reform  Party  became  a  large  oppositional  group   in   the  West,  BQ  made   large  strides  and   became   the   official   opposition,   NDP  was  also  there    

• Why   did   this   happen?   Political   and  economic   dynamics,   the  Quite   Revolution  increased   Quebec   nationalism,   the   Ch  accords   tried   to   satisfy   Quebec’s  distinctiveness   –   party   which   lead   the  movement  were  the  PC,  so  many  people  in  Quebec   voted   for   the   PC   because   they  thought  they  will  able  to  do  this  

• After   people   in   QC   realized,   no,   went   to  BQ,   BQ:   wanted   recognition   for  distinctiveness,   the   West/Reform   party  tried   to   address   the   issues   of   Western  alienation   and   growing   economic   wealth  in  the  West    

• Cleavages:  economic  often  match  up  with  regions/  ethnic/  cultural/religious    

• How  do  parties  replicate  social  cleavages    • What   kind   of   a   system   are   we   headed  

towards?   A   two   party   system?   What   are  the  major  fault  lines  of  CDN  politics  today?  (1)   development   of   the   oil   sands,  resources  in  the  west  (2)  manufacturing  in  the  center  –  interests  do  not  always  match  up,   there   are   differences   within   the  systems    

• QC  nationalism  as  a  future  fault  line?  • Distinction   between   mass   parties   and  

cadre   parties,   in   CDN   there   is   an  amalgamation  of  both      

• Post  M  and  the  NSM  –  how  do  they  relate  to   the   Charter   and   how   has   the   Charter  interacted   with   the   new   movements,  envoi,  fem,  LGBTQ,  rights  wing    

 

INTEREST   GROUPS   AND   NEW   SOCIAL  MOVEMENTS    (02/28/2012)  

Reading:  Eric  Montpetit,  “Are  Interest  Groups  Useful  or  Harmful?”  in   James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  265-­‐282.  2)   Charles   Lindblom,   “The   Market   as   Prison,”   The   Journal   of  Politics,   vol.   44,   no.   2   (1982),   pp.   324-­‐336.   [On-­‐line   reading]  

Page 11: UofT POL 224 Final Exam notes

[Access   on-­‐line   from   UTL,   starting   with   journal   title;   then   select  JSTOR]  

1.  INTEREST  GROUPS  IN  CANADA  AND  THE  US  

• Non-­‐govt   organizations   with   common  interests    

• Influence   the   state   form   the   outside   the  govt  and  the  legislature  

• Contrast   interest   groups   with   political  parties    

NORTH  AMERICA:  A  PLURALIST  SETTING  

• Pluralist:   mostly   competitive   and  unregulated  policy  environment    

• Groups  may  evolve  from  issues  oriented  to  institutionalized  …  if  they  master  selective  incentives    

POLICY  NETWORKS/COMMUNITIES  

• Key   interest   groups   and   state   agencies  differ  among  sectors…  pluralism  again    

• These  form  different  policy  communities    • With  changeable  links  and  networks    • Distinguish  sub-­‐govt  and  attentive  public    • Can   result   in   dirigisme,   pluralist   free-­‐for-­‐

all,   quasi-­‐corporatism   (but   sectoral),  clientelism    

SUCCESSFUL  IGS  ADAPT  TO  INSTITUTIONS  

• Result:  CDN  and  US  IGs  differ  • Canada:   exec   dominated   –   IGs   in   Canada  

mostly   target   the   cabinet   and   senior  bureaucracy   and   avoid   the   Parliament,  confrontation  

• In  CDN,  IGs  use  inside  strategy  • But   Charter   modified   institutions   and  

therefore  IGs  and  how  they  behave    • Institutionalized   groups   now   may   be  

louder    • In   the   US   –   IGs   were   always  

confrontational,   they   lobby   the   congress  and   executive   agency,   forming   iron  triangles  and  there  are  also  the  courts  

• On  the  US  the  IGs  are  more  outside,  more  visible  also  more  influential?    

PRIVILEGED  POSITION  OF  BUSINESS  

• Lindblom  ‘Market  as  Prison’  • Govs  respond  to  well-­‐resourced  IGs  • But  business  is  special,  structural  power  • Govs   need   votes;   economic   growth   helps  

this   and   investment   helps   economic  growth  

• So   govs   want   to   induce   investments   by  anticipating   business   needs   and   not   just  responding  to  its  views  

• CND  Council  of  Chief  Executives:  small  big  business  organization    

• Big  business  influence  more  than  CCCEs  • Post   2008   bank   bailout:   how   much   IG  

pressure  was  used  or  needed?  

2.  NEW  SOCIAL  MOVEMENTS  

SOCIAL  MOVEMENTS  

• Social   movements   are   non-­‐governmental  networks,   including   interest   groups   and  others    

• These   are   more   fluid   and   informal,   than  single  IGs  

• The   goal   of   social   movements   is   to  influence  the  state    

• Not  all  are  new:  Chartists  1840s  ;  Maritime  Rights  1920s  

• Not  all  are  left,  pro-­‐free  trade  1988  

NEW  SOCIAL  MOVEMENTS    

• New   social   movements   add   post  materialism   and   identity   –   this   relates   to  equality  seeking  or  difference  promoting    

• Anti-­‐elitist  ethos  • Transnationalized  with  globalization    • Environmentalists,   alter-­‐globalists,   anti-­‐

landmines,  feminists    • Possibility  of  mainstreaming    • May  result  from  govt  funding,  cooptation    • Another   iron   law?  But   think  of   variations:  

NAACP  v  NAC  v  Greenpeace  as  IGs  that  are  a  part  of  NSMs    

• Evolution  of  NSMs  is  fluid  and  variable    • Contrast  with  parties:    institutionalizations  

may  not  =  mainstreaming    

 

Page 12: UofT POL 224 Final Exam notes

VARIETIES   OF   POLITICAL   ECONOMY   IN   LIBERAL  DEMOCRACY  (03/07/2012)  

Reading:   1)   Rodney   Haddow,   “States   and   Markets:   Studying  Political   Economy   in   Political   Science”,   in   R.   Dyck,   ed.,   Studying  Politics,  3rd  ed.   (Toronto:  Nelson,   in  press)   [On-­‐line  reading]   [Will  be  available  on  course  web  site]  2)  Lane  Kenworthy,  Egalitarian  Capitalism  (New  York:  Russell  Sage,  2004),  pp.  1-­‐10,  125-­‐145  [Course  pack]  

• State   has   a   variable   relation   to   the  economy,   society   –   this   is   macro-­‐level  analysis  not  sector/  meso  

STATE  DIRECTION:  STRONG  AND  WEAK  STATES    

• Some   lib   dems   needs   more   state   than  others,  the  later  to  industrialize  

• UK  1st,  US  early  and  was  sheltered    • Needed  only  a  weak  state    • Weak:   embedded   with   non   government  

interests,  fragmented  laissez-­‐faire    • France,  Germany  late;  East  Asia  later  still    • Required  a  strong  state    • Strong:   autonomous   from   eco   interests;  

internally  cohesive;  direct  intervention    • Bigger  engine  for  bigger  tasks    • Important  variation  over  time  and  space    • Strong  state  tends  to  weaken  over  time  • Globalization  theory:  weak  will  beat  strong  

may   be   leading   to   convergence   on   the  weak  model  

COORDINATION:  CORPORATISM  AND  PLURALISM    

• Some   economies   are   more   coordinated  than  others    

• More  coordinated  =  corporatism    • Business   cooperation   on   research   and  

development,  finance    • May   be   with   unions   on   skills,   social  

benefits    • Variations  in  continental  Europe,  east  Asia  • Less  cooperation  =  pluralism  • Business  fight  each  other,  weaker  unions    • Examples:  US,  UK,  Canada    • Reflected  in  the  interest  groups  life    • Different  emphases  on  equity/  inclusions  v  

liberty    

• Is   pluralism   more   efficient?   If   so  globalization   again   may   lead   to  convergence    

A  FOUR  CELL  MODEL    

 

WELFARE  STATE  VARIATION    

• Variations   in   Marshall’s   social   rights  parallel  above  variations    

(I)  WHAT  IS  IN  A  WELFARE  STATE?  

• There  are  three  main  program  types    • 1.   Selective:   for   most   needy,   ex:   social  

assistance,   this   is   inexpensive   but  stigmatized  

• Must   be   modest   because   otherwise   will  create  disincentives    

• 2.   Contributory;   benefits   are   related   to  contributions,   examples:   contributory  pensions,  EI  

• Higher   benefits   for   many,   but   excludes  unemployed,  is  gendered,  regressive  taxes    

• Less  affordable  with  an  aging  population    • 3.   Universal:   all   get   the   same   benefits,  

examples:  health  insurance  in  Canada,  and  K  to  12  educations,  higher  benefits  for  all,  solidarity,  is  expensive    

(II)  WELFARE  STATE  TYPES    

• Esping-­‐Andersen:   Different   program  mixes,  different  regimes    

 

Corporatism Pluralism

Strong

Weak USA

UK, Australia, NZ, Ireland

Sweden Norway, Denmark, Finland

Japan, S.Korea Taiwan

Canada

Germany, Netherlands Belgium Austria

B C

A

E Singapore

Switzerland

Varieties of Political Economy

France, Italy, Spain, Portugal

D

Page 13: UofT POL 224 Final Exam notes

LIBERAL  

• Anglo  states,  group  A  • Cheapest,  lowest  taxes  • Features:   most   selectivity   and   modest  

social  insurance    • Reinforces  market:  workfare    • Middle  class  relies  on  private  benefits    • Result:  highest  poverty  and  inequality    

SOCIAL  DEMOCRATIC    

• Scandinavian  states,  group  B  • Biggest  welfare  state,  highest  taxes  • Mostly  universal  • The   middle   class   gets   public   benefits;  

‘solidarity’  with  poor  follows  • Result:  lowest  poverty  and  inequality    

CONSERVATIVE  

• Continental  Europe,  groups  C  and  D    • Middling,  payroll  deduction  based  • Mostly  social  insurance    • Middle  class  and  men  get  public  benefits    • Better  than  those  for  poor  and  women  • Groups  C  and  D  create  status  stratification  

instead   of   market   reinforcement   A   or  solidarity  B  

• Difference?   C:   stronger   unions,   broader  distribution   of   benefits,   middling   poverty  and  inequality    

• D   weaker   private   unions,   civil   servant  focused   benefits,   highest   poverty   and  inequality    

• Group   E   (East   Asia)   does   not   fit   theories  well   –   low   but   rising   inequality   and  poverty,  despite  weak  unions    

• Japan:  welfare  is  company  based  

GLOBALIZATION  THEORY    

• A  will   triumph  over  all   comers  because  of  lowers  taxes,  more  competitive  workers  so  convergence  may  happen  again    

FROM  JOSH’S  REVIEW  SESSION  

• Strong  v  weak   states  and   the   relationship  between  the  state  and  the  society    

• Is  the  control  of  the  economy  coming  from  the  bottom  up,  meaning  the  state  is  weak  or  is  it  controlled  by  the  state  from  the  top  down    

• To  what  extend  does  the  state  monopolize  the   policy   space?   To  what   extend   does   it  say   that  we   are   going   to  monopolize   this  space   and   we   are   going   to   decided   what  happened   in   economic   terms   and   social  policy    

• Canada   is   largely   a   weak   state,   a   classic  example   of   a   weak   states   is   the   US,   we  have   a   less   of   a   weak   state   tradition  because   we   are   action   on   American  influence  and  size  

• Corp   and   plur   –   plur   economy   looks   likes  CDN  economy  because  there  are  many  diff  IGs  (competing  against  one  another  in  the  public   sphere),   another   good   example   is  the  US,  AU,  NZ    

• In   corp   states,   IGs   are   institutionalized  within  the  govt  where  they  are  guaranteed  a  policy  role,  there  are  two  main  IGs  1.  The  business   2.   Labour,   in   corp   states   they  have  permanent  inst  representation  in  the  state,  this  includes  countries  like  Germany,  Scandinavia,   France,   Italy,   Spain,   Portugal  –   there   seem   to   be   more   problems   with  this   model;   strong   corp   –   east   Asian;  moderate  corp  –  Scandinavia    

• Canada     weak   model     laissez-­‐fair  model     less   regulation  as  a  whole     in  plur,  the  welfare  states  are  weaker    

• Plur    weaker  welfare   states     because  labour   is   weaker     the   business   IGs   are  not  opposed  in  the  competition  for  public  policy    

• CND  economy  is  resource  based,  meaning  there   is   less  need   to  govt   intervention,   in  large  party  govts  intervene  in  other  states  because   they   have   to   compete   in  technologically   advances   envi’s   in  manufacturing  industries    

 

 

 

Page 14: UofT POL 224 Final Exam notes

CANADA’S  POLITICAL  ECONOMY  1  (03/14/2012)  

Reading:   Michael   Atkinson   and   William   Coleman,   The   State,  Business,  and   Industrial  Change   in  Canada   (Toronto:  University  of  Toronto  Press,  1989),  pp.  32-­‐76  [Course  pack]  

Themes:  1.  Weak  state,  qualified  by  protection  2.  Pluralism,  unqualified  3.  Quebec  ‘anomaly’  

1.  STAPLES  ECONOMY  AND  NATIONAL  POLICY    

1. Harold  Innis:  Canada’s  staples  ‘path’  2. Political  and  economic  metropoles:  France  

and   UK   succeeded   by   another   economic  and  political  metropole  US  

3. Exports:   fish,   fur,   wood,   minerals,   hydro,  oil  and  gas  

4. State’s   limited   role:   protect   property   and  build  infrastructure  

5. National   policy   1978   challenges   path,   but  only  partly  and  with  limited  success    

6. National   policy   1.   Railway   to   the  West   2.  Immigration   3.   Tariffs   to   protect  manufacture  (1  +  2    markets  for  3,  so  ISI)  

7. Result?   Industry   develops   but   only   in  central   Canada   for   the   domestic   market  and  highly  expensive  &  CDN  still  exported  staples    

8. Foreign  ownership  extensive  –  was  and  is  9. Overall:   weak   state   +   tariffs   &  

infrastructure    10. IS   this   bad?   According   to   some   yes,  

according  to  others  no    11. Innis:  Yes:  mature  economy  diversify  from  

primary  to  secondary  production,  exports    12. Mackintosh:   No:   let   comparative  

advantage   determine   exports   and   ours   is  primary      

2.  POST  WWII  ERA,  1945  TO  1984  

1. CDN   wartime   economy   was   state   lead  because   specific   things   had   to   be  produced   for   the   war,   like   munitions   for  example  

2. But  the  state-­‐lead  war  time  economy  was  quickly  dismantled  after  the  war    

3. From   then   to   1985:   1.   US   trade   becomes  crucial  2.  US  direct  investment  replaces  UK  

4. 1965   ‘Auto  Pact’   =  CDN  consumption  and  production  of  the  big  3  cars  

1960s/1980s  ECONOMIC  DEBATE  

1. Alternative  course:  Lib  and  NDP  2. Industrial   policy:   strategic   investment   in  

leading  CDN  industries    

3.   FTA,   NAFTA,   WTO:  CONTINENTALIZATION/GLOBALIZATION    

1. Mulroney   Conservatives:   comprehensive  free  trade  agreements  with  US  1989  

2. Eliminates   almost   all   tariffs,     most  subsidies  &  most  interventions:  FIRA,  NEP,  Petro-­‐Canada,  IRAP,  Auto  Pact,  etc  

3. Cultural,   banking   and   farming   exceptions  persist  

4. Followed   by   NAFTA   with   US   &   Mexico  1993  &  multilateral  WTO  1994    

5. Many  non-­‐tariff  barriers  ended    

More…  

1. Trade   agreements   permit   R   and   d  assistance  with  out  national  discrimination  

2. Chretien   Liberals   promote   high   tech:  Canadian  Foundation  for  Innovation  1997,  Sustainable  Dev.  Technologies  Can  2001  

3. Harper   Conservatives   less   ambitious   but  persists    

4. 2011:   53%   of   CDN   merch   exports   are  primary;   28%   of   these   are   food,   energy,  forestry,  mining/minterals    

5. Overall:   Ottawa   still   practices   some  intervention   but   we   are   cloased   to   pure  weak  state  than  any  time  before    

4.  PLURALISM  NOT  COLLABORATION    

1. Limited   efforts:   1970s   wage   and   price  controls;  aborted  

2. Labour   too   weak:   organizationally   and  politically  –  even  more  so  today  

3. Business   culture   is   competitive   and   firm  centered    

5.  QUEBEC:  A  DISTINCT  POLITICAL  ECONOMY?  

Page 15: UofT POL 224 Final Exam notes

Quiet   Revolution:   dramatic   changes   1.   Quebec  state   intervened   to   create   Franco   economic  opportunities   2.   1980s:   starts   building  cooperation   with   business   and   labour   on  economic  goals    

STATE  INTERVENTION  

1. To  create  Franco  eco  opportunities    2. Nationalized   the   hydro   system:   Hydro  

Quebec    3. Uses   state   agencies   to   finance   private  

Quebec   firms,   such   as   Bombardier,   SNC-­‐Lavelin,  Videotron,  biotech,  film,  etc  

4. By   1980s   more   mature   firms   resisted  intervention    

5. Overall:  Qc  still  mixed:  strong  &  weak  state    

COOPERATION  WITH  B  &  L  ON  ECONOMIC  GOALS    

1. 1996   summit   agreed   on   deficit   and  poverty  reduction    

2. in  Qc  unions  are  stronger,  but  B   is  mostly  competitive,  firm-­‐centered    

3. Overall:   still   mixed   both   plural   and  corporatism    

 

CANADA’S  POLITICAL  ECONOMY  2  (03/21/2012)  

Reading:   Keith   Banting,   “Dis-­‐embedding   Liberalism?   The   New  Social   Policy   Paradigm   in  Canada,”   in  D.  Green   and   J.   Kesselman,  Dimensions  of  Inequality  in  Canada  (Vancouver:  UBC  Press,  2006),  pp.  417-­‐452  [Course  pack]  2)   Rodney   Haddow,   “Federalism   &   Adjustment”,   in   G.   Skogstad  and  H.  Bakvis,  eds.,  Canadian  Federalism,  3rd  ed.,  (Toronto:  Oxford  University   Press,   in   press)   [On-­‐line   reading]   [Will   be   available   on  course  web  site]  

CANADA’S  WELFARE  STATE    

From  production  to  reproduction    

THEME:  liberal  welfare  state  but  variably,  liberal  =  selective,   private,   smallish,   cheaper,   higher  inequality  and  poverty    

1.  ORIGINS  AND  HISTORY    

• BNA   Act   1867:   social   programs   are  provincial  (section  92  of  the  constitution)    

• But   Ottawa   has   unlimited   spending  powers    

• Pre   WWII   almost   purely   liberal,   selective  social  assistance  form  the  provinces    

• V.  limited  cost  sharing  in  1930s  • 1930s  depression:  we  need  change    • 1940:   Federal   UI;   was   a   constitutional  

amendment;  v.  limited    • WWII   political   climate;   strong   unions   and  

strong  CCF  (left);  Esping-­‐Andersen  says…  • 1944   social   policy   Green   Book   &   1945  

white   paper   on   employment   signify   a  change    

• 1944  universal  family  allowance,  spending  power    

• 1951   universal   pension   (OAS);  constitutional  amendment    

• 1960s   Federal   post   secondary   education  cost-­‐sharing;  spending  power  of  the  fed  

• 1958/1968  universal  health  insurance;  fed  cost  sharing;  spending  power    

• 1965  Contributory  pension  (CPP/QPP)  • 1971  Major  expansion  of  federal  UI    

PAUSE:  STILL  A  LIBERAL  STATE?  

• Mostly   but   with   significant   universalist  features,   and   some   generous   social  insurance  

• Contrast   US:   little   universality;   social  insurance   only   in   pensions;   much   private  PSE  

• Why   the   difference   between   Canada   and  the  US?  Stronger  unions  and  the  left  party;  but  also  institutionally  fewer  veto  points    

2.  CRISIS,  GLOBALIZATION,  RETRENCHMENT    

• 1970s  oil  crisis,  stagflation,  deficits    • 1980s   globalization,   reality   and/or  

ideology  • 1989  universal  OAS  pension  ‘claw  back’  • 1992  universal  family  allowance  ends    • Successive   UI   cuts,   culminating   in   1993  

creation  of  EI  • Ottawa   reduces   cost-­‐sharing,   culminating  

gin  1995  budget:  • Affects:   health   insurance,   PSE,   social  

assistance  • Mid-­‐1990s:   major   provincial   social  

assistance  cuts    

Page 16: UofT POL 224 Final Exam notes

• Anything  positive?  • Fed  child  tax  credits  • Selective  • Liberals  intro  universal  child  care,  2006  • But   Tories   cancel,   replace   with   child  

allowance  –  universal    

ANOTHER   PAUSE:   RETURN   TO   A   PURER   LIBERAL  MODEL?  OR  ARMAGEDDON?    

3.  WHERE  ARE  WE  NOW?  

• Impact  of   social   service   change   is   hard   to  measure  but    

• Universal   health   insurance   remains   with  delisting,  waiting  lists  and  cost  pressures    

• PSE:  remains  public,  but  with  much  higher  tuition,  less  financial  aid  and  larger  classes    

• Do  we  need  universal  child  care?  May  be  ,  but  that  would  be  new    

• There   has   been   buckling,   but   has   there  been  breaking?    

• On  income  transfers  we  can  use  surveys  to  be  more  precise:    

• But  this  data   is  not  definitive:  SLID  data   is  better  over  time  

• Social  transfer  programs  reduce  inequality  starting  from  the  market    

• Income  taxes  too,  but  other  taxes?  

OVERALL  PATTERN  

• Market   inequality   has   increased   since  1980s,  in  Canada  and  almost  everywhere    

• Why?   Globalization:   outsourcing.,  technological   change:   blue   collar   jobs   are  gone,  etc    

• Under   this   constraint,   after   transfer/tax  inequality  has  risen,  but  no  more    

• Transfers  are  doing  as  much  or  as   little  as  before    

• Elderly?  Very  low  poverty  in  Canada  • Contrast   US   data   on   inequality   and  

change,  is  the  glass  half  full  or  half  empty?    • Either  way:   less  mercerization   for  welfare  

state   than   economy   (production)   in  Canada,  this  is  because  of  greater  internal  social   and   institutional   barriers   (inc  parties,  unions,  federalism)    

• And   the   enxernal   pressures   are   less  powerful  (trade  deals,  WTO,  capital  flows)    

 

GLOBALIZATION   AND   LIBERAL   DEMOCRACIES  (04/03/2012)  

David   Held   &   Anthony   McGrew,   Globalization/Anti-­‐Globalization  (Oxford:  Polity,  2002),  pp.  1-­‐8,  38-­‐57  [Course  pack]  Mark  Brawley,  “Globalization  and  Canada”,  in  James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  323-­‐338.  

Question:  will  globalization  undermine  variety?  

1.  ECONOMIC  GLOBALIZATION    

• More   trade,   more   FDI,  MNC   outsourcing,  and  capital  flows    

POST-­‐WAR  BRETTON  WOODS  SYSTEM  

• Freeing   up   of   trade,   gradually   though  GATT  

• Due   to   the   experience   with   depression  and  comparative  advantages  

• This   system   allows   exchange   controls   to  regulate  capital  flows    

• Speculative   pressures   are   base,   esp   for  week  post  war  economies    

• So   currency   pegs   needed   against   gold  secured   US$;   this   system   was   regulated  and  was  adjustable    

• Prevent  short  term  currency  runs    • Will   permit   order   FDI,   MNC   activity,   and  

was  state-­‐regulated  

RESULT  OF  THE  SYSTEM:  EMBEDDED  LIBERALISM    

• Strong   post-­‐war   growth;   affluence   in  western  Europe,  north  American  and  east  Asia      

• Combined   with   variable   economic  systems:  strong  and  weak  states,  pluralism  and   corporatism,   also   with   different  welfare  states  

• Domestic   interest  who   lost   in  this  system,  had  limited  options  to  exist  the  system    

• Trade   openness   and   markets   combined  with  variable  domestic  choices    

• Contrast  CDN  debate  in  FTA  era  

Page 17: UofT POL 224 Final Exam notes

THE  1970S  AND  1980S  TRANSITION  

• USA:   Viet   Nam:   downward   pressure   on  money    

• Result  :  trade  and  budget  deficits    • Nixon   abandons   pegs,   allows   money   to  

float,  restoration  of  competitiveness  (for  a  while)  

• Currencies  now  float    • Exchange  controls  are  difficult,  so  they  end    • Eurodollar   market:   offshore   unregulated  

money  • Massive  growth  of  capital  flows    • Think  of  mutual  funds  • When   the   markets   are   unhappy,   the  

money  runs    

IMPLICATION  FOR  GLOBALIZATION  THEORIES    

• Short   term   logic     favors   low   taxes,  spending   intervention,   cooperation   and  redistribution    

• Why?  (1)  because  the  above  lead  to  better  short  term  results  (v.  patient  capitalism)  

• (2)   They   are   perceived   to   lead   to   better  outcomes    

• (3)   this   is   what   capital   managers   want  ideologically    

• Example:   Capital   flights,   French  nationalizations   (1981),   Swedish   tax  increases  (1994)    

• Which  theory  is  favored  by  the  short  term  logic?  The  liberal,  Anglo-­‐Saxon  one    

What  might  happen?  

• Option   (1)   inferior   performance   for   B,   C,  and  D  will  convince  the  elites  to  change    

• (2)  Or  may  be  the  rigidities  in  the  systems  will  prevent  change  and  they  will  decline    

• (3)  May  be  1  or  2  are  not  correct,  but  the  elites  in  B,  C,  D  will  think  that  it  is    

• Can  test  1  and  2,  need  case  studies  for  3    

2.  IS  THE  LIBERAL  STATE  WINNING?  

• Efficiency   measures   focus   on   the   growth  of  the  pie    

• Equity  ones  on  the  division  of  the  pie  

OVERALL  PATTERNS    

• Nordic  and  Germanic  rival  Liberal  on  GDP/  per  capital,  close  on  growth    

• Latin   Europe   (D)   very   weak   on   both,   per  capita  and  growth  

• Equity:   Nordic   groups   wins   in   female  employment  rate  

• Latin  Europe  trails  again    • What   are   these   poverty   and   inequality  

scored?  Nordic  wins  on  both,   followed  by  Germanic’   Liberal   loses,   followed   by  Latin/Med    

OVERALL  ASSESSMENT    

• Liberal   is  moderately  ahead  of  Nordic  and  Germanic  on  efficiency  and  by  more  if  we  count  population  growth    

• But   is   this   enough   to   make   up   for   weak  equity?    

• Responses   to   the   above  will   reflect   social  choices,  not  measurable  performance  and  social  choice  is  affected  by  social  power    

• Latin/med   models   do   not   work,   because  there   is   excess   clientism,   corruption,  limited  regulation,  will  it  change?    

VARIATIONS  ON  PATTERNS    

• USA   is   the   richest,   also   has   the   most  poverty  and  inequality  

• Cause  and  effect/  Other  factors?  • Nordic:  Norway  is  the  richest?  Oil?  • Germanic:   Germany   is   poorest     and  most  

unequal    • Latin/Med   is   bas   all   around,   but   look   at  

Italy    

ASSESSMENT  OF  VARIATIONS    

• Avoid  excess  generalizations    • Change   may   equal   adjustment   within   a  

model    • Germany  became  a  bit  more  liberal    • Quebec  became  a  bit  more  Nordic  • But   globalization   seems   to   determined  

nothing,  depended  on  social  choices    

FROM  JOSH’S  REVIEW  SESSION    

Page 18: UofT POL 224 Final Exam notes

• Who   benefits   and   who   loses   from   glob,  what   does   glob   mean   for   political  economy  and  the  welfare  state?    

• Glob  might   lead   to   a   race   to   the   bottom,  this   relates   to   how   well   different   models  of  pol-­‐eco’s  have  done    

• If   glob     weakening   or   strengthening   of  the  welfare  state?    

• Weakening   because   taxes   are   being  lowered     this   relates   to   the   ides   of  where   for   the   business   is   the   most  beneficial   to   set   up   operations     govts  are  trying  to  shirt  the  tax  burden  unto  the  less  mobile  factors    

• Increasing   consumption   taxes     more  resistance   to   the   welfare   state   because  people   do   not   want   for   their   taxes   to   go  up    

• What     about   having   an   effective   state  which   invests   in   its   people,   this  might   be  good?   Nordic:   invest   a   lot   in   the  population,  high   taxes  and  they  are  doing  generally  well    

• Globalization   increases   economic  insecurity:   may   increase   pressures   to  strengthen   the   welfare   state   –   create   a  sense  of  security  in  insecure  times    

 

CONSTITUTIONAL  PRINCIPLES  I  (10/25/2011)  

Written   and   unwritten   constitutions;   Parliamentary   and  Presidential   Government;   federal   and   unitary   states;   the  rule  of  law  and  judicial  power.  W.  Phillips   Shively,  Power  and  Choice,   10th  ed.   (New  York:  McGraw  Hill,  2007),  pp.  311-­‐322,  331-­‐347  [Course  pack]  

WHAT  ARE  THEY?  

Constitutions   answer   two  questions   (1)  what   are  the   state   institutions   (2)   and   the   relationship  between  the  institutions  –  where  is  the  power?    

• Questions   1   and   2   can   be   answered   in   a  written  doc,  govt  by  a  SOP  –  USA  

• Or   can   be   answered   by   unwritten  conventions,   lead   by   a   Parliamentary  Sovereignty  (PS)  –  UK    

• Canada  is  a  mix  of  the  two    

LEGISLATURES  AND  EXECUTIVES  

• (A)  Legislatures  –  makes  laws  (statutes)  • (B)  Executive  –  executes  the  law,  forms  the  

govt,  sponsors  most  laws    

COUNTRIES  IN  COMP  P:  UK  

• 1:   What   are   the   institutions   (A)   PR  (commons/lords)   (B)   cabinet   (political  executive)   and   crown   which   is   a   forms  executive    

• 2:  Where  is  the  power?  • PS  means   that   the   legislature   trumps   the  

executive    • Dem  means   that   the   commons   dominate  

lords  in  the  leg    • Almost  unicameral  • Cabinet  dominates  the  crown  in  the  exec  • Fusion  of  the  cab  to  Commons  • Responsible   govt   and   confidence  

conventions  result  from  the  domination  of  the   house   and   the   ex   of   their   respective  branches  

• Disciplines   parties   reverse   the   relation,  creating   a   friendly   dictatorship,   where   by  the  PR  is  no  longer  sovereignty  in  the  a  PS  system,   but   the   executive   dominates   the  leg  by  controlling   individual  MPs  and  how  they  vote    

• Except  in  cases  of  minority  govts    

COUNTRIES  IN  COMP  P:  USA  

• 1:  What  are  the  insts?  (A)  the  two  houses  of  the  congress  (B)  the  president  

• 2:   Where   is   the   power?   SOP   precludes  fusion    

• Written   constitution   balances   the   exec  and   the   legislature,   they   cannot   fuse   like  they  did  in  PS  system    

• The   ex   and   the   leg   are   independent  branches  of  the  govt    

• The   written   constitution   maintains   a  balance   within   the   leg,   there   is   real  bicameralism,   both   the   house   and   the  senate  are  important    

FEDERALISM  

Page 19: UofT POL 224 Final Exam notes

• 1:   What   are   the   inst?   Legislatures   and  executives    

• 2:   Where   is   the   power?   What   is   the  relationship   like   in  a   federal   state?  Divide  the  power    

• Are   there   two   sets   of   the   leg   and   exec  insts  that  divide  sovereignty  and  power?  

US:  Yes:  Federalism  

• SOP  means  division  of  power  between  the  fed   and   the   states,   local   govts   are   the  creature  of  the  states    

UK:  No:  Unitary    

• PS  means   that   the  London  ex  and   the   leg  overrides   all   local   govts,   but   the   EU   is  changing  this…  

ENTRENCHED  RIGHTS  

• 1:  What  are  the  inst?  Written  constitution  guarantees  rights    

• 2:   where   is   the   power?   The   constitution  protects  the  citizens  

USA:  Yes  

• SOP   extend   to   the   Bill   of   Rights   in   the  written  constitution  

• Individual  is  protected  from  the  fed  or  the  state   action   by   entrenched   rights   (in   the  constitution)  

UK:  No  

• PS  precludes  written  entrenchment    • But   there   is   common   law,   but   EU   is  

changing  this    

UK  v  US  constitution      

Constitution     Relationships     Ex/leg   Rights   Fed/un  UK   U   ex  

centered    U   common  law  only  

U  unitary    

US   W   ex   and  leg   are  balanced  

W  entrenched    

W  federal    

 

WHO  HAS  THE  POWER?  

W:  separation  of  powers,  diffuses  power  

U:   PS   concentrates   power   in   ex   and   leg   (esp   the  ex  if  the  parties  are  disciplined)    

 

CONSTITUTIONAL  PRINCIPLES  2  (11/01/2011)  

Canada’s   complex   constitution,   in   light   of   its   British   and  American  antecedents.  Samuel  LaSelva,  “Understanding  Canada’s  Origins,”  in  James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  3-­‐22.  Roger  Gibbins,   “Constitutional   Politics,”   in   James  Bickerton  and  Alain  Gagnon,  eds.,  Canadian  Politics,  5th  ed.  (Toronto:  University  of  Toronto  Press,  2009),  pp.  97-­‐114.  

JUDICIARY  AND  THE  RULE  OF  LAW  

• Courts  authoritatively  interpret  law  • Stare  decisis  (precedent)  basis    • Courts  make  common  law  in  the  process  • The  rule  of  law  works  differently  in  US/UK  

UK  (Unwritten  constitution)  

• Courts   (a)   interpret   common   law   and  thereby   re-­‐make   it,   embellishing   the  common  law  

• Courts  (b)  interpret  statutes  form  the  Parl,  this  too  leads  to  embellishment  

• But   Parl   Supremacy   means   that   statute  law    is  ‘trump’,  so  the  courts  must  yield  to  new  statutes  from  the  Parl..  except  for  the  EU    

US  (Written  constitution)  

• As   in   UK,   courts   interpret   and   embellish  both   (a)   the   common   and   (b)   the   statute  law    

• But  they  also  do  more…    • Written  constitution  in  above  statutes  and  

courts   can   interpret   and   embellish   the  written  constitution,  too  

• Rules   can   be   rules   ultra   vires   if   they   are  against  the  written  constitution  

• Courts   are   only   trumped   by   constitution  amendment  

Page 20: UofT POL 224 Final Exam notes

• Courts   evolve   by   new   appointments,  which  are  done  by  the  ex  and  approved  by  the  senate    

• Court   systems   is   a   political   process   with  political  results    

• In  UK,   the   leg   is  supreme;   in  US  the   leg   is  not,  in  CDN  it  depends      

CANADA    

• Responsible  govt  in  1840s  

BNA  ACT  (1867)  

1. Leg  and  ex  relation  is  left  unwritten  like  in  the  UK  

2. Federalism,   BNA     written   constitution  here  Ottawa  v  provinces,  like  UK  

3. There  was  no  bill  of  rights  (UK)  4. Jud   could   only   trump   the   leg   on  

federalism,  not  ex/leg  relation  or  rights  

…some  qualifications   (1)   JCPC   to   1949,   after   SCC  (2)   Canada   close   to   UK   on   the   constitution,   the  leg/ex   relation,   entrenched   rights   and   more   like  US  when  it  came  to  federalism  

CONSTITUTION  ACT  (1982)  

• Entrenched   the   Charter   of   rights   and  freedoms    

• Moved   entrenched   rights   form   UK   to   US  model    expansion  of  the  role  of  the  SCC  

• CONST   ACT   also   includes   an   amending  formula,   fed   parl   +7   prov/50%   of   people  for    many  amend  

CND  constitution  in  US/UK  comp  

Constitution     Relationship     Ex/leg   rights   Fed/unit  UK   U   –   ex  

centered  U   –   com  law  only  

U  unitary  

US   W   –  balanced  

W   –   the  bill    

W  fed  

Canada   to  1982  

U   ex  centered  

U   –   com  law  

W  fed  

Canada  from  1882  

U   ex  centered  

W   -­‐  charter  

W  fed    

 W=  written,  jud  enforcement,  subject  to  amend    


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