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US Army Research Institute of Environmental Medicine
Medicine and Work Performance atHigh Altitude
Stephen R. Muza, Ph.D.U.S. Army Research Institute of Environmental Medicine
Natick, MA, USA 01760
The opinions or assertions contained herein are the private views of the author(s) and are not to be construedas official or as reflecting the views of the Army or the Department of Defense.
US Army Research Institute of Environmental Medicine
Overview
1. Biophysics of the Altitude Environment
2. Altitude Acclimatization:
Key Physiological Adaptations
Time-Course
3. High Altitude Stress:
Medical Problems - Altitude Illness
Performance – Physical & Neuropsychological
US Army Research Institute of Environmental Medicine
Easy Access to High Altitude Createsa Health and Performance Problem
Colorado Collegiate Range
ELAPSED TIME (hr)
0 20 40 60 80 100 120
AL
TIT
UD
E (ft)
0
1000
2000
3000
4000
5000
RDU
DEN
Camp 1
Camp 2 Camp 3 Camp 4
US Army Research Institute of Environmental Medicine
Biophysics of High Altitude
Inspired Oxygen Partial Pressure (mmHg)
20 40 60 80 100 120 140 160
Alt
itu
de
(m)
0
1000
2000
3000
4000
5000
6000
7000
8000
9000
Alt
itu
de
(ft)
0
5000
10000
15000
20000
25000
30000
Colorado Spgs, CO
Leadville, CO
Pikes Peak, CO
Mt. Mckinley, AK
Mt. Everest, Nepal
Boston, MA
Salt Lake City, UT
Human Performance Physiology and Environmental Medicine at Terrestrial Extremes, 1988Medical Aspects of Harsh Environments, 2002
US Army Research Institute of Environmental Medicine
PaO2 (mmHg)
0 20 40 60 80 100 120 140
Oxy
gen
Sat
ura
tio
n (
%)
0
20
40
60
80
100
Sea Level
1850 m (Colorado Spgs, CO)
4300 m (Pikes Peak, CO)
Biophysics of High Altitude
SL: CaO2 = 19.6 ml O2%1850 m: CaO2 = 19.2 ml O2%4300 m: CaO2 = 16.5 ml O2%
US Army Research Institute of Environmental Medicine
High Altitude Stress:Impact on Low Altitude Residents
• Decreased Physical Performance (>1,200 m)• Risk of Altitude Sickness (>2,400 m)• Decreased Neuropsychological Performances (>2,400 m)
Medical Aspects of Harsh Environments , 2002
US Army Research Institute of Environmental Medicine
High Altitude Stress:Acute Physiological Responses
• Increased alveolar ventilation• Increased heart rate, and cardiac output• Peripheral vasodilation• Pulmonary arterial vasoconstriction• Increased 2,3-diphosphoglycerate • Increased epinephrine release from adrenal medulla• Increased HIF-1 up regulates >100 genes: EPO, VEGF, HSP(s)• ???
PIO2 PAO2 PaO2 Disruption in Homeostasis
US Army Research Institute of Environmental Medicine
High Altitude Stress:Acute Physiological Responses: HIF Target Genes
Bernhardt, W.M. et al 2007
US Army Research Institute of Environmental Medicine
High Altitude Stress:<1% of All Genes Changed Over Acclimatization
US Army Research Institute of Environmental Medicine
High Altitude Stress:Acute Physiological Responses
PIO2 PAO2 PaO2 Disruption in Homeostasis
e.g.: Increased Alveolar Ventilation Causes Respiratory Alkalosis
US Army Research Institute of Environmental Medicine
High Altitude Stress:Summary of Acute Physiological State
• Systemic hypoxia• Respiratory alkalosis (disrupted acid-base balance)• Orthostatic intolerant (light-headed, syncope)• Pulmonary arterial hypertension (impaired gas exchange)• Altered body fluid regulation: vascular space is leaking, some
tissues develop edema• ???
PIO2 PAO2 PaO2 Disruption in Homeostasis
US Army Research Institute of Environmental Medicine
Altitude AcclimatizationA series of physiological adjustments that
compensate for the reduction in ambient oxygen, and restores homeostasis
Table 2–4Summary of major physiological adaptations characteristic of altitude acclimatizationTable 2–4Summary of major physiological adaptations characteristic of altitude acclimatization
• Restored Mental Performance: 1-2 Days
• Decreased Susceptibility to Altitude Illness: 2-5 Days • Improved Sleep Quality: 5-7 Days
• Improved Physical Work Performance: 5-14 Days
• Overall, improved Resilience
Benefits of Acclimatization:
US Army Research Institute of Environmental Medicine
Altitude Acclimatization
Increase Oxygen Delivery Increase Oxygen UtilizationIncreased Ventilation: Raises partial pressure of arterial O2 (PO2) and arterial oxyhemoglobin saturation (SaO2)
Increased Tissue Extraction of O2 from Capillary Blood
Decreased Plasma Volume: Raises arterial O2 content via increased hemoglobin concentration [Hb]
Increased Carbohydrate Transport and Utilization
Increased 2,3-diphosphoglycerate and Renal Bicarbonate Excretion: Promotes O2 unloading from hemoglobin
Hypoxia-Inducible Factor (HIF)-Mediated Increased Oxidative Enzyme Function
Increased Sympathetic Activity: Sustains blood flow and blood pressure
Erythropoietin Mediated Increase in Red Blood Cell Mass: Raises arterial O2 content
Table 2–4Summary of major physiological adaptations characteristic of altitude acclimatizationTable 2–4Summary of major physiological adaptations characteristic of altitude acclimatization
Summary of major physiological adaptations characteristic of altitude acclimatization
US Army Research Institute of Environmental Medicine
Time Course of Altitude Acclimatization
Table 2–4Summary of major physiological adaptations characteristic of altitude acclimatizationTable 2–4Summary of major physiological adaptations characteristic of altitude acclimatization
US Army Research Institute of Environmental Medicine
Altitude Acclimatization
Increase Oxygen Delivery Increase Oxygen UtilizationIncreased Ventilation: Raises partial pressure of arterial O2 (PO2) and arterial oxyhemoglobin saturation (SaO2)
Increased Tissue Extraction of O2 from Capillary Blood
Decreased Plasma Volume: Raises arterial O2 content via increased hemoglobin concentration [Hb]
Increased Carbohydrate Transport and Utilization
Increased 2,3-diphosphoglycerate and Renal Bicarbonate Excretion: Promotes O2 unloading from hemoglobin
Hypoxia-Inducible Factor (HIF)-Mediated Increased Oxidative Enzyme Function
Increased Sympathetic Activity: Sustains blood flow and blood pressure
Erythropoietin Mediated Increase in Red Blood Cell Mass: Raises arterial O2 content
Table 2–4Summary of major physiological adaptations characteristic of altitude acclimatizationTable 2–4Summary of major physiological adaptations characteristic of altitude acclimatization
Summary of major physiological adaptations characteristic of altitude acclimatization
US Army Research Institute of Environmental Medicine
Altitude AcclimatizationVentilatory Acclimatization: Increased Hypoxic Ventilatory Response (HVR) Decreased PaCO2 set point Near normalization of pHa Compensated Respiratory Alkalosis Elevated PaO2, SaO2, and CaO2
Altitude Exposure (days)
SL 1 2 3 4 5 7 10
PE
TC
O2
(To
rr)
26
28
30
32
34
36
38
40
42
4422 Women37 Men
4,300 m Altitude Exposure (days)
SL 1 2 3 4 5 7 10 12 19
Res
tin
g S
aO2
(%)
75
80
85
90
95
100
22 Women (Muza et al. 2001)37 Men (Reeves et al. 1993)
US Army Research Institute of Environmental Medicine
Altitude AcclimatizationHematological Acclimatization: Early Response:
Decreased Plasma Volume Increases [HB] Long-term Response (up to 18 months):
Stimulation of Erythropoietin Increases RBC mass Near normalization of CaO2
4,300 m Altitude Exposure (days)
SL 1 2 3 6 9 11 13 21
P
lasm
a V
olu
me
(%)
70
75
80
85
90
95
100
Lyons et al. 1995Sawka et al. 1996Wolfel et al. 1991
4,300 m Altitude Exposure (days)
SL 1 2 3 6 9 11 13 21
[Hb
] (g
/100
ml)
12
13
14
15
16
17
18
Lyons et al. 1995Sawka et al. 1996Wolfel et al. 1991Reeves et al. 2001
US Army Research Institute of Environmental Medicine
Altitude Acclimatization
Ward, Milledge & West, 2000
Long-term Adaptation:
Tibetans:High HVR,Low PHPRLarger TLC
US Army Research Institute of Environmental Medicine
ABOVE 8,000 ft (2,400 m):
Slow ascent (no greater than 1,000 ft/day)
Staged ascent (4 - 10 days at 6,000 - 8,500 ft)
Intermittent Altitude Exposures (4+ hr exposure
to high altitude each day for 1 or more weeks)
• Ascend High Enough to Induce Acclimatization, but Not Too High
• Reside at High Altitude for a Sufficient Length of Time
• Methods For Inducing Acclimatization:Staged or Gradual Ascent ProfilesIntermittent Altitude Exposure Protocols
Altitude AcclimatizationProcedures
US Army Research Institute of Environmental Medicine
Staged Ascent Acclimatization Strategies
Ascend high enough to induce acclimatization, but to avoid developing AMS, do not ascend too high or too fast.
After staging, single day ascent up to 2,000 m above staging altitude has low risk of AMS.
US Army Research Institute of Environmental Medicine
Graded Ascent Acclimatization Strategies
Ascend high enough to induce acclimatization, but to avoid developing AMS, do not ascend too high or too fast.
Recommendations: above 2,400 m no more than 300 m/d.Add a rest day every 900-1,200 m.
US Army Research Institute of Environmental Medicine
High Altitude Stress:Acute Physiological State
• Medical Issues:
Altitude Sickness and Deterioration
• Performance Issues:
Physical and Neuropsychological
PIO2 PAO2 PaO2 Disruption in Homeostasis
US Army Research Institute of Environmental Medicine
Acute Mountain Sickness
High Altitude Cerebral Edema
High Altitude Pulmonary Edema
High Altitude Retinal Hemorrhage
High Altitude Peripheral Edema
High Altitude Bronchitis
Chronic Mountain Sickness
Altitude Sickness
US Army Research Institute of Environmental Medicine
Susceptibiity:
Currently not predictable, but maybe?
Individual susceptibility is reproducible
Men greater susceptibility than women
Risk Factors:
Unacclimatized state
Rapid ascent >2400 m
Exercise or heavy physical work
Hypohydration
Very, very low HVR
Cold Exposure
Obesity
Compromised cardiopulmonary function
Age < 50 yrs
Altitude Sickness
US Army Research Institute of Environmental Medicine
Altitude Sickness
Acute Mountain Sickness (AMS) – “most common” Incidence: 20 – 90% Symptom Complex: Headache, Nausea, Vomiting, Lassitude,
Dizziness, Insomnia
High Altitude Cerebral Edema (HACE) – “rare below the death zone” Incidence: ~1% Symptom Complex: Severe Headache, Impaired Mental Status,
Truncal Ataxia, Coma
High Altitude Pulmonary Edema (HAPE) – “leading cause of death” Incidence: 5-15% Symptom Complex: Dyspnea, Severe Fatigue,
Non-productive Cough, becoming productive,Pink & Frothy, Coma
Roach , R.C. et al., Medical Aspects of Harsh Environments , 2002
US Army Research Institute of Environmental Medicine
Beidleman, B.A.. et al., Med. Sci. Sports Exerc.:45, 2013
Acute Mountain Sickness (AMS)
Prediction of AMS:•Time and altitude are key factors•AMS increases 145% every 1000 m•AMS severity peaks 18-24 h•Physical activity increases AMS•Physical activity delays recovery from AMS•Women have lower AMS severity
US Army Research Institute of Environmental Medicine
AMS Criterion
Days at 4,300 m Altitude
SL 1 2 3 4 5 6 7 8 9 10 11 12
AM
S-C
Sev
erit
y S
core
0.0
0.5
1.0
1.5
2.032 men and women lowlandersAMS incidence >80%
Acute Mountain Sickness (AMS)Time Course
US Army Research Institute of Environmental Medicine
Acute Mountain Sickness (AMS)Pathophysiology
Prevailing theory: hypoxia-induced mild edema of both cytotoxic (intracellular) and vasogenic (extracellular) origin
Evidence: DW-MRI, volumetric MRI, CSF volume, IR-NIR scattering
Problem: everyone affected, no correlation with AMS symptoms, no evidence of BBB failure
Recent controversial theory: hypoxia-induced cerebral oxidative-nitrative stress releases noxious biomolecules that activate trigeminovascular nocioceptors to cause headache and AMS (Bailey, D.M. et al, 2009)
US Army Research Institute of Environmental Medicine
High Altitude Cerebral Edema (HACE)Pathophysiology
Prevailing theory: continuum of AMS progressing to vasogenic edema
33 yr male, SL to 5200 m in 6 days,MRI day 2 and 11 months later
MRI of acute and recovered phases of HACE. 7 of 9 patients with HACE showed intense T2 signal in white matter areas, especially the splenium of the corpus callosum.(Hackett, P. et al., JAMA 1998)
US Army Research Institute of Environmental Medicine
Altitude Hypoxia
PaO2
Uneven HPVR
Pulmonary Htn
Pulmonary Pcap
Capillary Stress Failure
Pulmonary Capillary Leak
High Altitude Pulmonary Edema
SNS
Pulmonary Venoconstriction
Vascular PermeabilityAgents?
(exercise, cold)(Endothelin-1, NO)
(HVR, A-a O2, exercise, sleep)
( Alveolar Fluid Absorption)
High Altitude Pulmonary Edema (HAPE)Pathophysiology
HAPE Status
R S (well) S (sick)
PA
Sys
tolic
(m
m H
g)
0
20
40
60
80
100
120
Swenson, E. et.al. JAMA 2002
US Army Research Institute of Environmental Medicine
Altitude acclimatization above 1,200 m
For AMS consider Diamox (Acetazolamide)
- carbonic anhydrase Inhibitor facilitates HCO-3 diuresis
For HACE consider Dexamethasone (corticosteroid)
For HAPE consider Nifedipine (calcium channel blocker),
Sildenafil, Tadalafil (5-PDE Inhibitor),
Salmeterol (2-adrenergic agonist)
Altitude SicknessPrevention
US Army Research Institute of Environmental Medicine
Stop ascentDescend (most efficacious treatment)RestMedications listed for preventionOxygenHyperbaric treatment bag (>2 psi)
Altitude SicknessTreatment
US Army Research Institute of Environmental Medicine
HIGH ALTITUDE DETERIORATION
Key Features:
>5000 m long-duration exposuresExcessive weight lossPoor appetiteSlow recovery from fatiguePoor wound healingLethargyIrritabilityLack of willpowerPossible permanent brain damage
US Army Research Institute of Environmental Medicine
High Altitude Stress:Acute Physiological State
• Medical Issues:
Altitude Sickness and Deterioration
• Performance Issues:
Physical and Neuropsychological
PIO2 PAO2 PaO2 Disruption in Homeostasis
US Army Research Institute of Environmental Medicine
Altitude Impact on Physical Work Performance
Maximal Aerobic Exercise Performance
Fulco CS, et al., Aviat Space Environ Med 69: 793-801, 1998
146 mean data pointsfrom 67 studies
US Army Research Institute of Environmental Medicine
PaO2 (mmHg)
0 20 40 60 80 100 120 140
Oxy
gen
Sat
ura
tio
n (
%)
0
20
40
60
80
100
Sea Level
1850 m (Colorado Spgs, CO)
4300 m (Pikes Peak, CO)
Decreased Maximal Arterial Oxygen Delivery
SL: CaO2 = 19.6 ml O2%1850 m: CaO2 = 19.2 ml O2%4300 m: CaO2 = 16.5 ml O2%
Altitude Impact on Physical Work Performance
At Sea Level (SaO2=97%):
4200 ml/min = 25 L/min x (196-28 ml/L)
At 4300 m (SaO2=80%):
3425 ml/min = 25 L/min x (165-28 ml/L)
VO2max = Qmax x (CaO2 – CvO2) (ml/min) (L/min) (ml/L)
. .
US Army Research Institute of Environmental Medicine
Oxy
gen
Up
take
(l/
min
)
0
1
2
3
4
5
Sea Level 4,300 m
Altitude Impact on Physical Work Performance
150 Wsteady-state
exercise
~31% decrease VO2max.
50 %VO2max 73.
Endurance Exercise Performance
US Army Research Institute of Environmental Medicine
Oxy
gen
Up
take
(l/
min
)
0
1
2
3
4
5
Sea Level 4,300 m
Altitude Impact on Physical Work Performance
~31% decrease VO2max.
50 %VO2max 50.
150 Wdecreased to
105 Wsteady-state
exercise
Endurance Exercise Performance
US Army Research Institute of Environmental Medicine
Endurance Exercise Performance
Altitude Impact on Physical Work Performance
US Army Research Institute of Environmental Medicine
Acclimatization Improves Submax Exercise Performance
Performance Metric:Endurance Time at aFixed Work Intensity
Altitude Impact on Physical Work Performance
US Army Research Institute of Environmental Medicine
Performance Improvement is Strongly Correlated to Ventilatory Acclimatization
Altitude Impact on Physical Work Performance
US Army Research Institute of Environmental Medicine
Sanctioned Competitions:2010 FIFA World Cup (~5,000 ft)2002 Winter Olympics (4,675 – 5,742 ft)Pikes Peak Marathon (7,000 – 14,110 ft)Leadville 100 (9,200 – 12,600 ft)2014 Winter Olympics (5,000 ft)
Recreational Activities:Trekking & MountaineeringSnow SportsHunting & Fishing
Occupational Activities:Military & Law EnforcementForestry & MiningCivil Engineering
Optimizing Exercise Performance At High Altitude:What’s the fuss?
US Army Research Institute of Environmental Medicine
Altitude Impact on NeuropsychologicalPerformance
Kryskow et al., ASEM, 2013
US Army Research Institute of Environmental Medicine
Altitude Impact on NeuropsychologicalPerformance
Take home message: immediate impairment, but rapid recovery
US Army Research Institute of Environmental Medicine
Summary
1. Biophysics of the Altitude Environment
2. Altitude Acclimatization:
Key Physiological Adaptations
Time-Course
3. High Altitude Stress:
Medical Problems - Altitude Illness
Performance – Physical & Neuropsychological