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US District Court Civil Docket as of March 20, 2013 Retrieved from the court on March 22, 2013 U.S. District Court District of Vermont (Burlington) CIVIL DOCKET FOR CASE #: 2:10-cv-00227-wks Horowitz v. Green Mountain Coffee Roasters Inc. et al Assigned to: Judge William K. Sessions III related Case: 2:11-cv-00289-wks Cause: 15:78m(a) Securities Exchange Act Plaintiff Date Filed: 09/30/2010 Date Terminated: 03/20/2013 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Dan M. Horowitz Individually and On Behalf of All Others Similarly Situated TERMINATED: 01/03/2011 represented by Dennis J. Johnson , Esq. Johnson & Perkinson 1690 Williston Road P.O. Box 2305 South Burlington, VT 05403-2305 (802) 862-0030 Fax: (802) 862-0060 Email: [email protected] ATTORNEY TO BE NOTICED Eben F. Duval , Esq. Johnson & Perkinson 1690 Williston Road P.O. Box 2305 South Burlington, VT 05403-2305 (802) 862-0030 Email: [email protected] ATTORNEY TO BE NOTICED Philip C. Woodward Woodward & Kelley, PLLC 1233 Shelburne Road, Suite D3 South Burlington, VT 05403 (802) 652-9699 Email: [email protected] ATTORNEY TO BE NOTICED Plaintiff Paulo Sebastian Menendez represented by Arend R. Tensen , Esq. On Behalf of Himself and All Others Cullenberg & Tensen, PLLC Similarly Situated 85 Mechanic Street, Suite 460
Transcript
Page 1: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

US District Court Civil Docket as of March 20, 2013 Retrieved from the court on March 22, 2013

U.S. District Court District of Vermont (Burlington)

CIVIL DOCKET FOR CASE #: 2:10-cv-00227-wks

Horowitz v. Green Mountain Coffee Roasters Inc. et al Assigned to: Judge William K. Sessions III related Case: 2:11-cv-00289-wks Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Date Filed: 09/30/2010 Date Terminated: 03/20/2013 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Dan M. Horowitz Individually and On Behalf of All Others Similarly Situated TERMINATED: 01/03/2011

represented by Dennis J. Johnson , Esq. Johnson & Perkinson 1690 Williston Road P.O. Box 2305 South Burlington, VT 05403-2305 (802) 862-0030 Fax: (802) 862-0060 Email: [email protected] ATTORNEY TO BE NOTICED

Eben F. Duval , Esq. Johnson & Perkinson 1690 Williston Road P.O. Box 2305 South Burlington, VT 05403-2305 (802) 862-0030 Email: [email protected] ATTORNEY TO BE NOTICED

Philip C. Woodward Woodward & Kelley, PLLC 1233 Shelburne Road, Suite D3 South Burlington, VT 05403 (802) 652-9699 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Paulo Sebastian Menendez represented by Arend R. Tensen , Esq. On Behalf of Himself and All Others

Cullenberg & Tensen, PLLC

Similarly Situated

85 Mechanic Street, Suite 460

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TERMINATED: 02/23/2011

Lebanon, NH 03766 (603) 448-7100 Email: [email protected] ATTORNEY TO BE NOTICED

Jeremy A. Lieberman , Esq. Pomerantz Haudek Grossman & Gross, LLP 100 Park Avenue New York, NY 10017 (212) 661-1100 PRO HAC VICE ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Daniel Himmel Derivatively on Behalf of Green Mountain Coffee Roasters, Inc. TERMINATED: 02/23/2011 other Green Mountain Coffee Roasters Inc. TERMINATED: 02/23/2011

represented by Brian J. Robbins , Esq. Robbins Arroyo LLP 600 B Street, Suite 1900 San Diego, CA 92101 (619) 525-3990 Fax: (619) 525-3990 Email: [email protected] TERMINATED: 02/23/2011 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Craig W. Smith , Esq. Robins Arroyo LLP 600 B Street, Suite 1900 San Diego, CA 1900 (619) 525-3990 Fax: (619) 525-3991 Email: [email protected] TERMINATED: 02/23/2011 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Erin Miller Heins Langrock Sperry & Wool, LLP 210 College Street P.O. Box 721 Burlington, VT 05402-0721 (802) 864-0217 Email: [email protected] TERMINATED: 02/23/2011

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LEAD ATTORNEY ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Jerzy Warchol

represented by Brian P. Hehir , Esq. Individually and on Behalf of All Others

239 South Union Street

Similarly Situated

Burlington, VT 05401 (802) 862-2006 Fax: (802) 862-2301 Email: [email protected] TERMINATED: 09/29/2011 ATTORNEY TO BE NOTICED

Coby M. Turner , Esq. Glancy Binkow & Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310) 201-9150 Fax: (310) 201-9160 Email: [email protected] TERMINATED: 09/13/2012 PRO HAC VICE ATTORNEY TO BE NOTICED

David A. Rosenfeld , Esq. Robbins Geller Rudman & Dowd LLP 58 South Service Road, Suite 200 Melville, NY 11747 (613) 367-7100 Fax: (631) 367-1173 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Edward Y. Kroub , Esq. Robbins Geller Rudman & Dowd LLP 58 South Service Road, Suite 200 Melville, NY 11747 (631) 367-7100 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Page 4: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

Robin Bronzaft Howald , Esq. Glancy Binkow & Goldberg LLP 1430 Broadway, #1603 New York, NY 10018 (212) 382-2221 Fax: (212) 382-3944 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Zane Hathaway Individually and on Behalf of All Others Similarly Situated TERMINATED: 02/23/2011

Plaintiff

Russell Blank Individually and On Behalf of All Others Similarly Situated TERMINATED: 12/29/2010

represented by Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

represented by Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Steven A. Adler Axelrod & Adler, PLLC 1194 Main Street, Suite 104 P.O. Box 189 St. Johnsbury, VT 05819-0189 (802) 748-8161 Fax: (802) 748-4001 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Lewis J. Smith represented by Kip B. Shuman , Esq. derivatively

Shuman Law Firm TERMINATED: 02/23/2011

885 Arapahoe Avenue

on behalf of

Boulder, CO 80302 Green Mountain Coffee Roasters

(303) 861-3003

TERMINATED: 02/23/2011

Email: [email protected] TERMINATED: 02/23/2011 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Biron L. Bedard , Esq. Ransmeier & Spellman One Capitol Street P.O. Box 600 Concord, NH 03302-0600 (603) 228-0477

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Email: [email protected] TERMINATED: 02/23/2011 ATTORNEY TO BE NOTICED

Garry R. Lane , Esq. Ransmeier & Spellman, P.C. One Capitol Street P.O. Box 600 Concord, NH 03302-0600 (603) 228-0477 Email: [email protected] TERMINATED: 02/23/2011 ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Rusty E. Glenn , Esq. Shuman Law Firm 885 Arapahoe Avenue Boulder, CO 80302 (303) 861-3003 Email: [email protected] TERMINATED: 02/23/2011 PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Loren M Schmerler represented by David A. Rosenfeld , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Edward Y. Kroub , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Robin Bronzaft Howald , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Robert M. Nichols represented by Brian P. Hehir , Esq.

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(See above for address) TERMINATED: 09/29/2011 ATTORNEY TO BE NOTICED

Coby M. Turner , Esq. (See above for address) TERMINATED: 09/13/2012 PRO HAC VICE ATTORNEY TO BE NOTICED

David A. Rosenfeld , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Edward Y. Kroub , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Robin Bronzaft Howald , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Jennifer M. Nichols represented by Brian P. Hehir , Esq. (See above for address) TERMINATED: 09/29/2011 ATTORNEY TO BE NOTICED

Coby M. Turner , Esq. (See above for address) TERMINATED: 09/13/2012 PRO HAC VICE ATTORNEY TO BE NOTICED

David A. Rosenfeld , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Edward Y. Kroub , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Page 7: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Robin Bronzaft Howald , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Mike Shanley represented by Brian P. Hehir , Esq. (See above for address) TERMINATED: 09/29/2011 ATTORNEY TO BE NOTICED

David A. Rosenfeld , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Edward Y. Kroub , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Philip C. Woodward (See above for address) ATTORNEY TO BE NOTICED

Robin Bronzaft Howald , Esq. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Defendant

Green Mountain Coffee Roasters Inc. represented by Anne J. Palmer , Esq. Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA 02199-3600 (617)951-7344 Fax: (617) 235-9290 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Julia M. Guaragna , Esq.

Page 8: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

Ropes & Gray LLP Prudential Tower, 800 Boylston Street Boston, MA 02199-3600 (212) 841-8833 Fax: (646) 728-6218 PRO HAC VICE ATTORNEY TO BE NOTICED

Matthew S. Borick , Esq. Downs Rachlin Martin PLLC 199 Main Street P.O. Box 190 Burlington, VT 05402-0190 (802) 863-2375 Fax: (802) 862-7512 Email: [email protected] ATTORNEY TO BE NOTICED

Michael J. Vito , Esq. Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston, MA 02199-3600 (617) 235-4771 Fax: (617) 235-9614 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Randall W. Bodner , Esq. Ropes & Gray LLP Prudential Tower, 800 Boylston Street Boston, MA 02199-3600 (617) 951-7776 Fax: (617) 235-0340 PRO HAC VICE ATTORNEY TO BE NOTICED

Robert B. Luce Downs Rachlin Martin PLLC 199 Main Street P.O. Box 190 Burlington, VT 05402-0190 (802) 863-2375 Fax: (802) 862-7512 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Lawrence J. Blanford represented by Matthew B. Byrne

Page 9: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

Gravel and Shea 76 St. Paul Street P.O. Box 369 Burlington, VT 05402-0369 (802) 658-0220 Email: [email protected] ATTORNEY TO BE NOTICED

Robert B. Hemley Gravel and Shea 76 St. Paul Street P.O. Box 369 Burlington, VT 05402-0369 (802) 658-0220 Fax: (802) 648-1456 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Frances G. Rathke represented by Matthew B. Byrne (See above for address) ATTORNEY TO BE NOTICED

Robert B. Hemley (See above for address) ATTORNEY TO BE NOTICED

Defendant

Richard Scott McCreary TERMINATED: 02/23/2011

Defendant

Michelle V. Stacy TERMINATED: 02/23/2011

Defendant

Robert P. Stiller TERMINATED: 04/30/2012

Defendant

David E. Moran TERMINATED: 02/23/2011

Defendant

Jules A. Del Vecchio TERMINATED: 02/23/2011

represented by Robert B. Hemley (See above for address) ATTORNEY TO BE NOTICED

Defendant

Page 10: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

Hinda Miller TERMINATED: 02/23/2011

Defendant

William D. Davis TERMINATED: 02/23/2011

Defendant

Barbara D. Carlini TERMINATED: 02/23/2011

Defendant

Michael J. Mardy TERMINATED: 02/23/2011

Defendant

Douglas N. Daft TERMINATED: 02/23/2011

Date Filed # Docket Text

09/30/2010 1

11/23/2010 2

CLASS ACTION COMPLAINT against Lawrence J. Blanford, Green Mountain Coffee Roasters Inc., Richard Scott McCreary, Frances G. Rathke, Michelle V. Stacy filed by Dan M. Horowitz. (Attachments: # 1 Exhibit 1, # 2 Civil Cover Sheet)(law) (Entered: 09/30/2010)

I STIPULATED MOTION to Consolidate Cases for Filing of the Consolidated Amended Complaint and Defendants' Responses Thereto by Dan M. Horowitz, Green Mountain Coffee Roasters Inc. (Luce, Robert) Filer added on 11/24/2010 (jlh). (Entered: 11/23/2010)

11/29/2010 3 ORDER granting 2 Stipulated Motion to Consolidate Cases for Filing of the I Consolidated Amended Complaint and Defendants' Responses Thereto. Signed by

Judge William K. Sessions III on 11/29/10. (This is a text only Order.)(eae) (Entered: 11/29/2010)

11/29/2010 4 MOTION for Appearance Pro Hac Vice of Kip B. Shuman by Lewis J. Smith. I (Transfer of pending motion from member case 2:10-cv-00253-wks) (law) (Entered: 11/29/2010)

11/29/2010 5 MOTION for Appearance Pro Hac Vice of Rusty E. Glenn by Lewis J. Smith. (Transfer of pending motion from member case 2:10-cv-00253-wks) (law) Text clarified on 12/3/2010 (jlh). (Entered: 11/29/2010)

11/29/2010 6 MOTION Appointment of lead plaintiff and approval of lead counsel by Jerzy Warchol. (Attachments: # 1 Memorandum in Support, # 2 Supplement Declaration of Michael Goldberg, # 3 Text of Proposed Order, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Certificate of Service)(Hehir, Brian) (Entered: 11/29/2010)

11/29/2010 7 MOTION to Appoint Counsel and lead plaintiff by Loren M Schmerler. (Attachments:

Page 11: U.S. District Court District of Vermont (Burlington) CIVIL ...securities.stanford.edu/.../2013322_r01k_10CV00227.pdf · Michael J. Mardy TERMINATED: 02/23/2011 Defendant Douglas N.

# 1 Memorandum in Support, # 2 Declaration of Tricia L. McCormick, # 3 Exhibit A to the Declaration of Tricia L. McCormick, # 4 Exhibit B to the Declaration of Tricia L. McCormick, # 5 Exhibit C to the Declaration of Tricia L. McCormick, # 6 Exhibit D to the Declaration of Tricia L. McCormick, # 7 Exhibit E part 1 to the Declaration of Tricia L. McCormick, # 8 Exhibit E part 2 to the Declaration of Tricia L. McCormick, # 9 Exhibit F to the Declaration of Tricia L. McCormick)(Woodward, Philip) (Entered: 11/29/2010)

11/30/2010 8 AFFIDAVIT of Service for Summons, Complaint and Jury Demand served on Green Mountain Coffee Roasters, Inc. on November 16, 2010 filed by Zane Hathaway. (Attachments: # 1 Certificate of Service)(Woodward, Philip) (Entered: 11/30/2010)

11/30/2010 9 AFFIDAVIT of Service for Summons, Complaint and Jury Demand served on Lawrence J. Blanford on November 16, 2010 filed by Zane Hathaway. (Attachments: # 1 Certificate of Service)(Woodward, Philip) (Entered: 11/30/2010)

11/30/2010 10 AFFIDAVIT of Service for Summons, Complaint and Jury Demand served on Frances G. Rathke on November 16, 2010 filed by Zane Hathaway. (Attachments: # 1 Certificate of Service)(Woodward, Philip) (Entered: 11/30/2010)

12/01/2010 11 AFFIDAVIT of Rusty E. Glenn re: 5 MOTION for Appearance Pro Hac Vice by Lewis J. Smith. (jlh) (Entered: 12/02/2010)

12/01/2010 12 AFFIDAVIT of Kip B. Shuman re: 4 MOTION for Appearance Pro Hac Vice by Lewis J. Smith. (jlh) Filing date corrected on 12/2/2010 (jlh). (Entered: 12/02/2010)

12/02/2010 13 Entry has been removed from the docket. (Entered: 12/02/2010)

12/03/2010 14 NOTICE OF DOCKET ENTRY REMOVAL. Document 13 has been removed from the docket as the document can not be filed electronically due to a filing fee. (jlh) (Entered: 12/03/2010)

12/03/2010 15 ORDER granting 4 Motion for Admission of Kip B. Shuman Pro Hac Vice; granting 5 Motion for Admission of Rusty E. Glenn Pro Hac Vice. Signed by Judge William K. Sessions III on 12/3/10. (This is a text only Order.)(eae) (Entered: 12/03/2010)

12/08/2010 16 MOTION for Appearance Pro Hac Vice of Jeremy A. Lieberman by Paulo Sebastian Menendez. (Attachments: # 1 Affidavit of Jeremy A. Lieberman, Esq.)(law) (Entered: 12/08/2010)

12/13/2010 17 STIPULATION Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Selection of Co-Lead Counsel filed by Robert M. Nichols, Jennifer M. Nichols, Loren Marc Schmerler, Mike Shanley, Zane Hathaway, Jerzy Warchol. (Attachment(s) added on 12/16/2010: # 1 Text of Proposed Order)(Woodward, Philip) Text clarified, filers added on 12/14/2010 (jlh). (Entered: 12/13/2010)

12/16/2010 18 NOTICE OF DOCKET ENTRY CORRECTION re: 17 STIPULATION Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Selection of Co-Lead Counsel. The pleading did not contain a proposed order and has been attached to the docket. The proposed order is also attached to this entry. (jlh) (Entered: 12/16/2010)

12/20/2010 19 ORDER granting 16 Motion for Admission of Jeremy A. Lieberman Pro Hac Vice. Signed by Judge William K. Sessions III on 12/20/10. (This is a text only Order.) (eae) (Entered: 12/20/2010)

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12/20/2010 20 ORDER Appointing Lead Plaintiffs and Approving Lead Plaintiffs' Selection of Co-Lead Counsel. Signed by Judge William K. Sessions III on 12/20/2010. (law) (Entered: 12/20/2010)

12/29/2010

01/03/2011

21 NOTICE of Voluntary Dismissal of Related Action Without Prejudice by Russell I Blank. (law) (Entered: 12/29/2010)

22 NOTICE of Dismissal without prejudice by Dan M. Horowitz (Duval, Eben) (Entered: 01/03/2011)

02/03/2011 23 STIPULATION re: (1) Acceptance of Service, (2) Temporary Stay of Proceedings; and (3) Coordinated Discovery by all parties. (Attachments: # 1 Text of Proposed Order )(Heins, Erin) Text clarified on 2/4/2011 (law). (Entered: 02/03/2011)

02/09/2011 24 MOTION for Appearance Pro Hac Vice by Jerzy Warchol, Robert M. Michols, Jennifer M. Nichols, Marc Schmerler, Mike Shanley.(jlh) Filers added on 2/10/2011 (jlh). (Entered: 02/09/2011)

02/10/2011

02/23/2011

02/23/2011

02/25/2011

04/21/2011

04/21/2011

04/21/2011

25 ORDER granting 24 Motion for Admission of David A. Rosenfeld Pro Hac Vice. Signed by Judge William K. Sessions III on 02/10/11. (This is a text only Order.) (eae) (Entered: 02/10/2011)

26 CONSOLIDATED CLASS ACTION COMPLAINT for Violations of Federal Securities Laws against Lawrence J. Blanford, Green Mountain Coffee Roasters Inc., Frances G. Rathke, Robert P. Stiller filed by Mike Shanley, Jerzy Warchol, Robert M. Nichols, Jennifer M. Nichols, Loren M Schmerler.(law) (Entered: 02/23/2011)

27 ORDER on 23 Stipulation re: (1) Acceptance of Service, (2) Temporary Stay of Proceedings; and (3) Coordinated Discovery. Signed by Judge William K. Sessions III on 2/23/2011. (law) (Entered: 02/23/2011)

28 NOTICE OF APPEARANCE by Robert B. Hemley on behalf of Lawrence J. Blanford, Frances G. Rathke, Robert P. Stiller. (Hemley, Robert) (Entered: 02/25/2011)

29 MOTION for Appearance Pro Hac Vice by Green Mountain Coffee Roasters Inc.. (Attachments: # 1 Affidavit of Robert W. Bodner)(jlh) (Entered: 04/21/2011)

30 MOTION for Appearance Pro Hac Vice by Green Mountain Coffee Roasters Inc.. (Attachments: # 1 Affidavit of Anne E. Johnson)(jlh) (Entered: 04/21/2011)

31 MOTION for Appearance Pro Hac Vice by Green Mountain Coffee Roasters Inc. (Attachments: # 1 Affidavit of Julia M. Guaragna)(jlh) (Entered: 04/21/2011)

04/25/2011 32 ORDER granting 29 Motion for Admission of Randall W. Bodner Pro Hac Vice; granting 30 Motion for Admission of Anne E. Johnson Pro Hac Vice; granting 31 Motion for Admission of Julia M. Guaragna Pro Hac Vice. Signed by Judge William K. Sessions III on 04/25/11. (This is a text only Order.) (eae) (Entered: 04/25/2011)

04/25/2011 33 MOTION to Dismiss by Lawrence J. Blanford, Frances G. Rathke. (Attachments: # 1 Memorandum in Support, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Certificate of Service)(Hemley, Robert) (Entered: 04/25/2011)

04/25/2011 34 MOTION to Dismiss by Robert P. Stiller. (Attachments: # 1 Memorandum in Support, # 2 Certificate of Service)(Hemley, Robert) (Entered: 04/25/2011)

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04/25/2011 35 MOTION to Dismiss Consolidated Class Action Complaint by Green Mountain Coffee Roasters Inc. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Anne E. Johnson, # 3 Exhibit 1 , # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Exhibit 11, # 14 Exhibit 12, # 15 Exhibit 13, # 16 Exhibit 14, # 17 Exhibit 15, # 18 Exhibit 16, # 19 Exhibit 17, # 20 Exhibit 18, # 21 Exhibit 19, # 22 Exhibit 20, # 23 Exhibit 21, # 24 Exhibit 22)(Borick, Matthew) Text clarified on 4/26/2011 (law). (Entered: 04/25/2011)

04/25/2011 36 STIPULATED MOTION for Leave to Exceed Page Limit re 35 MOTION to Dismiss Consolidated Class Action Complaint by Green Mountain Coffee Roasters Inc..(Borick, Matthew) (Entered: 04/25/2011)

04/26/2011 37 ORDER granting 36 Stipulated Motion to Exceed Page Limit. Signed by Judge William K. Sessions III on 04/26/11. (This is a text only Order.)(eae) (Entered: 04/26/2011)

06/03/2011 38 STIPULATED MOTION for Leave to Exceed Page Limit re 34 MOTION to Dismiss, 35 MOTION to Dismiss Consolidated Class Action Complaint , 33 MOTION to Dismiss, MOTION for Extension of Time to File Response/Reply filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) (Entered: 06/03/2011)

06/03/2011 39 NOTICE of Hearing re: 35 MOTION to Dismiss Consolidated Class Action Complaint , 33 MOTION to Dismiss, 34 MOTION to Dismiss. Motion Hearing set for 6/29/2011 01:30 PM in Burlington Courtroom 542 before Judge William K. Sessions III. (jam) (Entered: 06/03/2011)

06/07/2011 40 ORDER granting 38 Motion to Exceed Page Limit; granting 38 Motion for Extension of Time to File Response/Reply re 35 MOTION to Dismiss Consolidated Class Action Complaint, 33 MOTION to Dismiss, 34 MOTION to Dismiss. Plaintiffs opposition due by 7/12/2011; Defendants reply due by 8/26/2011. Signed by Judge William K. Sessions III on 6/6/2011. (law) (Entered: 06/07/2011)

06/21/2011 41 MOTION for Appearance Pro Hac Vice filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol (Attachments: # 1 Affirmation of Edward Y. Kroub, # 2 Certificate of Good Standing)(jlh) (Entered: 06/21/2011)

06/22/2011 42 ORDER granting 41 Motion for Admission of Edward Y. Kroub Pro Hac Vice. Signed by Judge William K. Sessions III on 06/22/11. (This is a text only Order.) (eae) (Entered: 06/22/2011)

07/12/2011 43 RESPONSE in Opposition re 34 MOTION to Dismiss, 35 MOTION to Dismiss Consolidated Class Action Complaint , 33 MOTION to Dismiss filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley. (Attachments: # 1 Declaration in Support, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O, # 17 Exhibit P, # 18 Exhibit Q, # 19 Exhibit R, # 20 Exhibit S, # 21 Exhibit T, # 22 Exhibit U, # 23 Exhibit V, # 24 Exhibit W, # 25 Exhibit X, # 26 Exhibit Y, # 27 Exhibit Z)(Rosenfeld, David) (Entered: 07/12/2011)

07/26/2011 44 MOTION for Appearance Pro Hac Vice filed by Jennifer M. Nichols, Robert M.

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Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol (Attachments: # 1 Affidavit of Robin Bronzaft Howald, # 2 Certificate of Good Standing)(jlh) (Entered: 07/26/2011)

07/27/2011

45 ORDER granting 44 Motion for Admission of Robin Bronzaft Howald Pro Hac Vice. Signed by Judge William K. Sessions III on 07/27/11. (This is a text only Order.) (eae) (Entered: 07/27/2011)

08/17/2011 46 MOTION for Appearance Pro Hac Vice filed by Green Mountain Coffee Roasters Inc. (Attachments: # 1 Affidavit of Michael J. Vito, Esq., # 2 Certificate of Good Standing)(law) (Entered: 08/17/2011)

08/19/2011 47 ORDER granting 46 Motion for Admission of Michael J. Vito Pro Hac Vice. Signed by Judge William K. Sessions III on 08/19/11. (This is a text only Order.) (eae) (Entered:

I 08/19/2011)

08/26/2011 48 REPLY to Response to 33 MOTION to Dismiss Consolidated Class Action Complaint filed by Lawrence J. Blanford, Frances G. Rathke. (Attachments: # 1 Certificate of Service)(Hemley, Robert) Text clarified on 8/29/2011 (jlh). (Entered: 08/26/2011)

08/26/2011 49 REPLY to Response to 34 MOTION to Dismiss filed by Robert P. Stiller. I (Attachments: # 1 Exhibit 1, # 2 Certificate of Service)(Hemley, Robert) Text clarified on 8/29/2011 (jlh). (Entered: 08/26/2011)

08/26/2011 50 REPLY to Response to 35 MOTION to Dismiss Consolidated Class Action Complaint filed by Green Mountain Coffee Roasters Inc.. (Attachments: # 1 Declaration of Michael J. Vito, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3)(Borick, Matthew) (Entered: 08/26/2011)

09/27/2011 51 MOTION to Withdraw by Attorney Brian Hehir as Liaison Counsel filed by Russell Blank, Zane Hathaway, Daniel Himmel, Dan M. Horowitz, Paulo Sebastian Menendez, Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Lewis J. Smith, Jerzy Warchol (Attachments: # 1 Letter of Attorney Hehir, # 2 Certificate of Service).(Woodward, Philip) Event modified on 9/28/2011 (law). (Entered: 09/27/2011)

09/29/2011 52 ORDER granting 51 Motion to Withdraw by Attorney Brian Hehir as Liaison Counsel.Signed by Judge William K. Sessions III on 09/29/11. (This is a text only Order.) (eae) (Entered: 09/29/2011)

11/18/2011 53 NOTICE of Hearing re: 35 MOTION to Dismiss Consolidated Class Action Complaint , 33 MOTION to Dismiss, 34 MOTION to Dismiss. Motion Hearing set for 12/13/2011 09:30 AM in Burlington Courtroom 542 before Judge William K. Sessions III.(jam) (Entered: 11/18/2011)

11/29/2011 54 REVISED NOTICE of Hearing re: 35 MOTION to Dismiss Consolidated Class Action Complaint, 33 MOTION to Dismiss, 34 MOTION to Dismiss. Motion Hearing reset for 1/5/2012 01:30 PM in Burlington Courtroom 542 before Judge William K. Sessions III. (jam) (Entered: 11/29/2011)

01/05/2012 55

MINUTE ENTRY for proceedings held before Judge William K. Sessions III: Motion Hearing held on 1/5/2012 re: 34 MOTION to Dismiss, 35 MOTION to Dismiss Consolidated Class Action Complaint, 33 MOTION to Dismiss. David Rosenfeld, Esq., Robin Howald, Esq., Philip Woodward, Esq. & Edward Kroub, Esq. present for pltfs;

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01/24/2012

Randall Bodner, Esq., Anne Johnson, Esq., Robert Hemley, Esq., Robert Luce, Esq., Matthew Byrne, Esq. & Michael Vito, Esq. present for dfts. Statements by counsel. Motions Taken Under Advisement: 34 MOTION to Dismiss, 35 MOTION to Dismiss Consolidated Class Action Complaint , 33 MOTION to Dismiss. (Court Reporter: Nichols Pierce) (jam) Text clarified on 1/9/2012 (jlh). (Entered: 01/06/2012)

56 TRANSCRIPT of Hearing on Motion to Dismiss held on 1/5/2012 before Judge Sessions. Court Reporter/Transcriber Anne Nichols Pierce, Telephone number 802- 860-2227. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER Redaction Request due 2/16/2012. Redacted Transcript Deadline set for 2/24/2012. Release of Transcript Restriction set for 4/23/2012. (jam) (Entered: 01/24/2012)

01/27/2012 57 I OPINION AND ORDER granting without prejudice 34 MOTION to Dismiss filed by Robert P. Stiller, 35 MOTION to Dismiss Consolidated Class Action Complaint filed by Green Mountain Coffee Roasters Inc., 33 MOTION to Dismiss filed by Frances G. Rathke, Lawrence J. Blanford. Plaintiffs may move to amend their complaint within 30 days. Signed by Judge William K. Sessions III on 1/27/2012. (law) (Entered: 01/27/2012)

02/16/2012 58 STIPULATION Regarding Temporary Stay of Proceedings in the Derivative Actions by Green Mountain Coffee Roasters Inc., Daniel Himmel, Lewis Smith. (Attachments: # 1 Text of Proposed Order)(Borick, Matthew) Filers added on 2/16/2012 (law). (Entered: 02/16/2012)

02/22/2012 59 MOTION for Extension of Time to File a Motion for Leave to File Second Consolidated Amended Class Action Complaint filed by Jerry Warchol, Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley.(Rosenfeld, David) Filer added and text clarified on 2/23/2012 (law). (Entered: 02/22/2012)

02/24/2012 60 ORDER granting 59 Motion for Extension of Time to File Second Consolidated Amended Class Action Complaint. Signed by Judge William K. Sessions III on 02/24/12. (This is a text only Order.) (eae) (Entered: 02/24/2012)

03/05/2012 61 NOTICE of Related Case and MOTION to Consolidate Cases filed by Daniel Himmel. (Attachments: # 1 Text of Proposed Order)(Smith, Craig) Text clarified on 3/6/2012 (jlh). (Entered: 03/05/2012)

03/07/2012 62 ORDER approving 58 Stipulation Regarding Temporary Stay of Proceedings in the Derivative Actions . Signed by Judge William K. Sessions III on 3/7/2012. (law) (Entered: 03/07/2012)

03/07/2012 63 NOTICE of Related Case and MOTION to Consolidate Cases Pursuant to the Court's November 29, 2010 Order filed by Daniel Himmel. (Attachments: # 1 Text of Proposed Order)(Smith, Craig) Text clarified on 3/7/2012 (law). (Entered: 03/07/2012) -

03/27/2012

1 03/27/2012

64 MOTION to Amend 26 Consolidated Amended Complaint for Violations of Federal Securities Laws filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) Text clarified on 3/28/2012 (jlh). (Entered: 03/27/2012)

65 AFFIDAVIT in Support re 64 MOTION to Amend 26 Consolidated Amended

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Complaint for Violations of Federal Securities Laws filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosenfeld, David) Text clarified on 3/28/2012 (jlh). (Entered: 03/27/2012)

03/28/2012 66 MEMORANDUM by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol in support of 64 MOTION to Amend 26 Consolidated Amended Complaint for Violations of Federal Securities Laws. (Rosenfeld, David) Text clarified on 3/28/2012 (jlh). (Entered: 03/28/2012)

04/09/2012 67 STIPULATED MOTION for Leave to File Second Consolidated Amended Complaint And Defendants' Responses Thereto filed by Green Mountain Coffee Roasters Inc. (Borick, Matthew) Event modified & link removed on 4/9/2012 (law). (Entered: 04/09/2012)

04/23/2012 68 ORDER granting 67 Stipulated Motion for Leave to File Second Consolidated Amended Complaint and Defendants' Responses Thereto. Signed by Judge William K. Sessions III on 04/23/12. (This is a text only Order.) (eae) (Entered: 04/23/2012)

04/26/2012 69 ORDER denying as moot 64 Motion to Amend 26 Consolidated Amended Complaint for Violations of Federal Securities Laws. The requested relief was granted when court issued order 68 granting 67 Stipulated Motion for Leave to File Second Consolidated Amended Complaint and Defendants' Responses Thereto. Signed by Judge William K. Sessions III on 04/26/12. (This is a text only Order.) (eae) (Entered: 04/26/2012)

04/27/2012 70 MEMORANDUM OPINION AND ORDER granting 61 and 63 Motions to Consolidate Cases. The Clerk shall consolidate the following cases under heading "In Re: Green Mountain Coffee Roasters, Inc. Derivative Litigation" at docket number 2:10-cv-233; Himmel v. Stiller, Case No. 2:10-cv-233, Smith v. Blanford, Case No. 2:10-cv-253, Musa Family Revocable Trust v. Stiller, Case No. 2:12-cv-29, and Laborers Local 235 Benefit Funds v. Stiller, Case No. 2:12-cv-42; Horowitz v. Green Mountain Coffee Roasters, Inc., Case No., 2:10-cv-227, shall not be consolidated with the Consolidated Derivative Suit. Signed by Judge William K. Sessions III on 4/27/2012. (law) (Entered: 04/27/2012)

04/30/2012 71 Entry has been removed from the docket. (Entered: 04/30/2012)

04/30/2012 72 SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT for I Violations of Federal Securities Laws against Green Mountain Coffee Roasters Inc., Lawrence J. Blanford, Frances G. Rathke filed by Mike Shanley, Jerzy Warchol, Robert M. Nichols, Jennifer M. Nichols, Loren M Schmerler. (Attachments: # 1 Certificate of Service)(law) (Entered: 04/30/2012)

04/30/2012 73 NOTICE OF DOCKET ENTRY REMOVAL. Document 71 has been removed from the docket as it can not be filed electronically. (jlh) (Entered: 04/30/2012)

06/08/2012 74 ISTIPULATED MOTION for Leave to Exceed Page Limit for Memorandum in Support of Forthcoming Motion to Dismiss filed by Green Mountain Coffee Roasters Inc..(Borick, Matthew) (Entered: 06/08/2012)

06/08/2012 75 ORDER granting 74 Stipulated Motion for Leave to Exceed Page Limit. Signed by Judge William K. Sessions III on 06/08/12. (This is a text only Order.) (eae) (Entered:

I 06/08/2012)

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06/14/2012 76 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Lawrence J. Blanford, Frances G. Rathke. (Attachments: # 1 Memorandum in Support, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Certificate of Service)(Byrne, Matthew) Link added on 6/15/2012 (jlh). (Entered: 06/14/2012)

06/14/2012 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Green Mountain Coffee Roasters Inc. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Anne Johnson Palmer, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H, # 11 Exhibit I)(Borick, Matthew) Link added on 6/15/2012 (jlh). (Entered: 06/14/2012)

07/12/2012 78 UNOPPOSED MOTION for Leave to Exceed Page Limit in filing a brief in opposition to 76 , 77 Motions to Dismiss filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Attachments: # 1 Text of Proposed Order)(Howald, Robin) Links added on 7/13/2012 (jlh). (Entered: 07/12/2012)

07/16/2012 79 ORDER granting 78 Motion for Leave to Exceed Page Limit in filing a brief in opposition to 76 , 77 Motions to Dismiss. Signed by Judge William K. Sessions III on 7/16/2012. (law) (Entered: 07/16/2012)

07/18/2012 80 MOTION for Appearance Pro Hac Vice of Coby M. Turner filed by Jennifer M. Nichols, Robert M. Nichols, Jerzy Warchol. (Attachments: # 1 Affidavit of Coby M. Turner, # 2 Certificate of Good Standing)(jlh) (Entered: 07/19/2012)

07/24/2012 81 ORDER granting 80 Motion for Admission Pro Hac Vice of Colby M. Turner. Signed by Judge William K. Sessions III on 07/24/12. (This is a text only Order.) (eae) (Entered: 07/24/2012)

07/30/2012 82 RESPONSE in Opposition re 76 , 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Turner, Coby) Links corrected on 7/31/2012 (jlh). (Entered: 07/30/2012)

07/30/2012 83 DECLARATION in Support of 82 Opposition re: 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint and 76 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V, # 23 Exhibit W, # 24 Exhibit X, # 25 Exhibit Y, # 26 Exhibit Z, # 27 Exhibit BB, # 28 Exhibit CC)(Turner, Coby) Links added, text clarified on 7/31/2012 (jlh) (Main Document 83 replaced on 8/6/2012) (jlh). (Attachment 24 replaced on 8/6/2012) (jlh). (Entered: 07/31/2012)

08/02/2012 84 CERTIFICATE OF SERVICE by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol re 82 Response in Opposition to 76 , 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint. (Turner, Coby) Links added on 8/2/2012 (law). (Entered: 08/02/2012)

08/06/2012 85 NOTICE OF DOCKET ENTRY CORRECTION re: 83 Declaration in Support of 82 Opposition filed by Robert M. Nichols, Mike Shanley, Jerzy Warchol, Loren M

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Schmerler, Jennifer M. Nichols. The main document image has been replaced to correct referenced exhibits. The incorrect document was uploaded for Exhibit X at the time of docketing and has been replaced. The corrected documents are now attached to 83 as well as this entry. (Attachments: # 1 Exhibit X) (jlh) (Entered: 08/06/2012)

08/28/2012 86 MOTION for Leave to Exceed Page Limit of Forthcoming Replies re 76 , 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Lawrence J. Blanford, Green Mountain Coffee Roasters Inc., Frances G. Rathke.(Luce, Robert) Links added on 8/28/2012 (law). (Entered: 08/28/2012)

08/29/2012 87 REPLY to Response to 76 MOTION to Dismiss The Second Consolidated Amended Class Action Complaint filed by Lawrence J. Blanford, Frances G. Rathke. (Attachments: # 1 Certificate of Service)(Hemley, Robert) Text clarified on 8/30/2012 (law). (Entered: 08/29/2012)

08/29/2012 88 ORDER granting 86 Motion to Exceed Page Limit. Signed by Judge William K. Sessions III on 08/29/12. (This is a text only Order.) (eae) (Entered: 08/29/2012)

08/29/2012 89 REPLY to Response to 77 MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint MOTION to Dismiss 72 Second Consolidated Amended Class Action Complaint filed by Green Mountain Coffee Roasters Inc.. (Attachments: # 1 Declaration of Michael J. Vito, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(Borick, Matthew) Attachment descriptions clarified on 8/30/2012 (law). (Entered: 08/29/2012)

09/12/2012 90 MOTION to Withdraw as Counsel re: Attorney Coby M. Turner filed by Jennifer M. Nichols, Robert M. Nichols, Loren M Schmerler, Mike Shanley, Jerzy Warchol. (Attachments: # 1 Text of Proposed Order)(Howald, Robin) Text clarified on 9/13/2012 (law). (Entered: 09/12/2012)

09/13/2012 91 ORDER granting 90 Motion to Withdraw Coby M. Turner as Attorney. Signed by Judge William K. Sessions III on 09/13/12. (This is a text only Order.) (eae) (Entered: 09/13/2012)

03/20/2013 92 OPINION AND ORDER granting 76 and 77 Motions to Dismiss 72 Second Consolidated Amended Class Action Complaint with prejudice. Signed by Judge William K. Sessions III on 3/20/2013. (law) (Entered: 03/20/2013)

03/20/2013 93 JUDGMENT - case is DISMISSED with prejudice. Signed by Deputy Clerk on 3/20/2013. (Attachments: # 1 Notice to Litigants (appeal period expires 4/19/2013))(law) (Entered: 03/20/2013)

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