US District Court Civil Docket as of December 27, 2012 Retrieved from the court on January 20, 2013

U.S. District Court United States District Court for the Western District of Washington (Seattle)

CIVIL DOCKET FOR CASE #: 2:10-cv-00643-JCC

James Hammer, et al v. Frontier Financial Corporation et al Assigned to: Judge John C Coughenour Cause: 15:78m(a) Securities Exchange Act

Movant

Date Filed: 04/15/2010 Date Terminated: 04/20/2012 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Matthew E. Frey

Movant

Essam Morsi

represented by Steven W Fogg CORR CRONIN MICHELSON BAUMGARDNER & PREECE 1001 4TH AVE STE 3900 SEATTLE, WA 98154-1051 206-274-8669 Email: sfogg@corrcronin.com ATTORNEY TO BE NOTICED

represented by Steven W Fogg (See above for address) ATTORNEY TO BE NOTICED

represented by Steve W. Berman HAGENS BERMAN SOBOL SHAPIRO LLP (WA) 1918 8th AVE STE 3300 SEATTLE, WA 98101 206-623-7292 Email: steve@hbsslaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Karl Phillip Barth HAGENS BERMAN SOBOL SHAPIRO LLP (WA) 1918 8th AVE STE 3300 SEATTLE, WA 98101

Plaintiff

Becker Ben Individually and on Behalf of All Others Similarly Situated

206-623-7292 Email: karlb@hbsslaw.com ATTORNEY TO BE NOTICED

Kim D Stephens TOUSLEY BRAIN STEPHENS 1700 SEVENTH AVE STE 2200 SEATTLE, WA 98101 206-682-5600 Email: kstephens@tousley.com ATTORNEY TO BE NOTICED

Plaintiff

James Hammer represented by Solomon B. Cera GOLD BENNETT CERA & SIDENER LLP 595 MARKET STREET STE 2300 SAN FRANCISCO, CA 94105 415-777-2230 Email: scera@gbcslaw.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Thomas Bright GOLD BENNETT CERA & SIDENER LLP 595 MARKET STREET STE 2300 SAN FRANCISCO, CA 94105 415-977-2229 Email: tbright@gbcslaw.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Mary B Reiten TOUSLEY BRAIN STEPHENS 1700 SEVENTH AVE STE 2200 SEATTLE, WA 98101 206-682-5600 Email: mreiten@tousley.com ATTORNEY TO BE NOTICED

Plaintiff

Matthew E Frey represented by Dale MacDiarmid GLANCY BINKOW & GOLDBERG

LLP 1801 AVENUE OF THE STARS STE 311 LOS ANGELES, CA 90067 310-201-9150 Email: dmacdiarmid@glancylaw.com PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Defendant

Frontier Financial Corporation represented by Elizabeth Ann Leland KELLER ROHRBACK 1201 3RD AVE STE 3200 SEATTLE, WA 98101-3052 206-623-1900 Fax: FAX 623-3384 Email: bleland@kellerrohrback.com ATTORNEY TO BE NOTICED

Juli E. Farris KELLER ROHRBACK 1201 3RD AVE STE 3200 SEATTLE, WA 98101-3052 206-623-1900 Fax: 206-623-3384 Email: jfarris@KellerRohrback.com ATTORNEY TO BE NOTICED

Lynn Lincoln Sarko KELLER ROHRBACK 1201 3RD AVE STE 3200 SEATTLE, WA 98101-3052 206-623-1900 Fax: FAX 623-3384 Email: lsarko@kellerrohrback.com ATTORNEY TO BE NOTICED

Defendant

Patrick M. Fahey represented by Elizabeth Ann Leland (See above for address) ATTORNEY TO BE NOTICED

Juli E. Farris (See above for address) ATTORNEY TO BE NOTICED

Lynn Lincoln Sarko (See above for address) ATTORNEY TO BE NOTICED

Defendant

John J. Dickson represented by Molly A Terwilliger SUMMIT LAW GROUP 315 5TH AVE S STE 1000 SEATTLE, WA 98104 206-676-7110 Fax: 206-676-7111 Email: mollyt@summitlaw.com ATTORNEY TO BE NOTICED

Ralph H Palumbo SUMMIT LAW GROUP 315 FIFTH AVE S STE 1000 SEATTLE, WA 98104-2682 206-676-7000 Fax: FAX 206-676-7001 Email: ralphp@summitlaw.com ATTORNEY TO BE NOTICED

Defendant

Michael J. Clementz represented by Elizabeth Ann Leland (See above for address) ATTORNEY TO BE NOTICED

Juli E. Farris (See above for address) ATTORNEY TO BE NOTICED

Lynn Lincoln Sarko (See above for address) ATTORNEY TO BE NOTICED

Defendant

Carol E. Wheeler represented by Elizabeth Ann Leland (See above for address) ATTORNEY TO BE NOTICED

Juli E. Farris (See above for address) ATTORNEY TO BE NOTICED

Lynn Lincoln Sarko (See above for address)

ATTORNEY TO BE NOTICED

Defendant

Rob Robinson represented by Elizabeth Ann Leland (See above for address) ATTORNEY TO BE NOTICED

Juli E. Farris (See above for address) ATTORNEY TO BE NOTICED

Lynn Lincoln Sarko (See above for address) ATTORNEY TO BE NOTICED

Intervenor

Scott Jarvis represented by Victor M Minjares ATTORNEY GENERAL OF WASHINGTON GOVERNMENT COMPLIANCE & ENFORCEMENT DIVISION 1125 WASHINGTON STREET SE P.O. BOX 40100 OLYMPIA, WA 98504-0100 360-753-2719 Fax: 360-664-0229 Email: victor.minjares@atg.wa.gov ATTORNEY TO BE NOTICED

04/16/2010

# Docket Text

1 COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against defendant(s) Frontier Financial Corporation, Patrick M. Fahey, John J. Dickson, Michael J. Clementz, Carol E. Wheeler (Receipt # 09810000000002041953), filed by Becker Ben. (Attachments: # 1 Civil Cover Sheet, # 2 Summons (Frontier Fin. Corp.), # 3 Summons (Patrick M. Fahey), # 4 Summons (John J. Dickson), # 5 Summons (Michael J. Clementz), # 6 Summons (Carole E. Wheeler))(Barth, Karl) (Entered: 04/15/2010)

Judge Ricardo S Martinez added. (PM) (Entered: 04/16/2010)

Date Filed

04/15/2010

04/16/2010 2 Summons Issued electronically as to defendant(s) Frontier Financial Corporation, (Attachments: # 1 Summons for Patrick M. Fahey, # 2 Summons for John J. Dickson, # 3 Summons for Michael J. Clementz, # 4 Summons for Carol E. Wheeler)(PM) (Entered: 04/16/2010)

04/21/2010

3 DECLARATION OF SERVICE OF SUMMONS and Complaint upon defendant Frontier Financial Corporation on 4/19/2010 (CL) (Entered: 04/22/2010)

04/23/2010 4 NOTICE of Appearance by attorney Juli E. Farris on behalf of Defendant Frontier

FI I Financial Corporation. (Farris, Juli) (Entered: 04/23/2010)

04/27/2010 5 NOTICE of Appearance by attorney Lynn Lincoln Sarko on behalf of Defendant Frontier Financial Corporation. (Sarko, Lynn) (Entered: 04/27/2010)

05/07/2010 6 STIPULATION AND PROPOSED ORDER GRANTING EXTENSION OF TIME FOR DEFENDANTS TO RESPOND TO COMPLAINT by parties. (Farris, Juli) (Entered: 05/07/2010)

05/12/2010 7 STIPULATION AND ORDER GRANTING EXTENSION OF TIME FOR DEFENDANTS TO RESPOND TO COMPLAINT, by Judge Ricardo S Martinez. (CL) (Entered: 05/12/2010)

06/14/2010 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel Oral Argument Requested. Noting Date 7/9/2010, (Reiten, Mary) (Entered: 06/14/2010)

06/14/2010 9 DECLARATION of Thomas C. Bright filed by Plaintiff James Hammer re 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Reiten, Mary) (Entered: 06/14/2010)

06/14/2010 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel by Plaintiff Becker Ben. Oral Argument Requested. (Attachments: # 1 Proposed Order) Noting Date 7/2/2010, (Barth, Karl) (Entered: 06/14/2010)

06/14/2010 11 DECLARATION of Karl P. Barth filed by Plaintiff Becker Ben re 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Barth, Karl) (Entered: 06/14/2010)

06/14/2010 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel (Attachments: # 1 Proposed Order) Noting Date 7/9/2010, (Fogg, Steven) (Entered: 06/14/2010)

06/14/2010 13 DECLARATION of Michael Goldberg filed by Movants Matthew E. Frey, Essam Morsi re 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel (Fogg, Steven) (Entered: 06/14/2010)

06/15/2010 14 PROPOSED ORDER (Unsigned) re 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel . (Reiten, Mary) (Entered: 06/15/2010)

06/15/2010 15 DECLARATION of Service by Plaintiff Becker Ben. (Reiten, Mary) (Entered: 06/15/2010)

06/16/2010 16 MINUTE ORDER REASSIGNING CASE. Case reassigned to Judge John C Coughenour for all further proceedings. All future documents must bear cause number C10-643JCC by Judge Ricardo S Martinez. (TF) (Entered: 06/16/2010)

06/16/2010 17 APPLICATION For Leave to Appear Pro Hac Vice Receipt No. 09810000000002102526 by Plaintiff James Hammer . (Reiten, Mary) (Entered: 06/16/2010)

06/17/2010 18 ORDER Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Thomas Bright for James Hammer, by Bruce Rifkin. (No document associated with

this docket entry, text only.)(DS) (Entered: 06/17/2010)(DS) (Entered: 06/17/2010)

06/18/2010

06/21/2010

19 STIPULATION AND PROPOSED ORDER Regarding Briefing Schedule on Lead Plaintiff Motions by parties. (Fogg, Steven) (Entered: 06/18/2010)

20 STIPULATION AND ORDER REGARDING BRIEFING SCHEDULE ON LEAD PLAINTIFF MOTIONS; RE-NOTING 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel ; Noting Date 7/9/2010, by Judge John C Coughenour. (TF) (Entered: 06/21/2010)

06/23/2010 21 APPLICATION OF ATTORNEY Thomas Bright Solomon B. Cera FOR LEAVE TO APPEAR PRO HAC VICE for Plaintiff James Hammer (Fee Paid) Receipt No. 09810000000002109975. (Stephens, Kim) Modified on 6/24/2010 (HBR). (Entered: 06/23/2010)

06/24/2010 NOTICE of Docket Text Modification re 21 Application for Leave to Appear Pro Hac Vice : Edited name of attorney to conform to document. (HBR) (Entered: 06/24/2010)

06/25/2010 22 ORDER re 21 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Attorney Solomon B. Cera for James Hammer, by Bruce Rifkin. (No document associated with this docket entry, text only.)(DS) (Entered: 06/25/2010)

07/02/2010 23 MEMORANDUM filed by Plaintiff Becker Ben re 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel Memorandum in Further Support (Barth, Karl) (Entered: 07/02/2010)

07/02/2010

07/02/2010

24 RESPONSE, by Plaintiff James Hammer, to 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel . (Cera, Solomon) (Entered: 07/02/2010)

25 DECLARATION of Solomon B. Cera in Opposition to Competing Motions to be Appointed Lead Plaintiff filed by Plaintiff James Hammer re 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Cera, Solomon) (Entered: 07/02/2010)

07/06/2010 26 RESPONSE, by Movants Matthew E. Frey, Essam Morsi, to 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel. (Fogg, Steven) (Entered: 07/06/2010)

07/11/2010 27 REPLY, filed by Movants Matthew E. Frey, Essam Morsi, TO RESPONSE to 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Fogg, Steven) (Entered: 07/11/2010)

07/11/2010 28 DECLARATION of Dale MacDiarmid filed by Movants Matthew E. Frey, Essam

Morsi re 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Fogg, Steven) (Entered: 07/11/2010)

07/12/2010 29 REPLY, filed by Plaintiff James Hammer, TO RESPONSE to 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Cera, Solomon) (Entered: 07/12/2010)

07/12/2010 30 DECLARATION of Thomas C. Bright filed by Plaintiff James Hammer re 12 MOTION to Consolidate Cases and Appointment as Lead Plaintiff and Approval of Lead Counsel , 10 MOTION to Appoint Counsel Becker Ben's Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Counsel , 8 MOTION to Consolidate Cases ; appoint lead Plaintiff and approve selection of lead counsel (Bright, Thomas) (Entered: 07/12/2010)

07/14/2010 31 MOTION for Leave to File Sur-Reply Memorandum by Plaintiff James Hammer. Oral Argument Requested. (Attachments: # 1 Exhibit, # 2 Proposed Order) Noting Date 7/9/2010, (Cera, Solomon) (Entered: 07/14/2010)

08/03/2010 32 ORDER to Consolidate by Judge John C Coughenour. The Court hereby ORDERS that the above-captioned securities class action lawsuits be consolidated as a single action, hereafter James Hammer, et al., v. Frontier Financial Corporation, et al., Case No. 10-0643-JCC. All future filings shall be submitted under this caption only.(CL) (Entered: 08/04/2010)

08/06/2010

33 NOTICE of Appearance by attorney Elizabeth Ann Leland on behalf of Defendant Frontier Financial Corporation. (Leland, Elizabeth) (Entered: 08/06/2010)

09/08/2010 34 STIPULATION AND PROPOSED ORDER re Filing of Consolidated Complaint and Responses Thereto by parties. (Cera, Solomon) (Entered: 09/08/2010)

09/21/2010 35 ORDER by Judge John C Coughenour. The Court GRANTS the parties' stipulated motion (docket no. 34 ) re filing of consolidated complaint and responses thereto. (CL) (Entered: 09/21/2010)

10/05/2010 37 UNOPPOSED MOTION for Extension of Time for Seven (7) Day Extension of Time to File Complaint by Plaintiff James Hammer. (Attachments: # 1 Proposed Order) Noting Date 10/5/2010, (Cera, Solomon) (Entered: 10/05/2010)

10/05/2010 38 DECLARATION of Solomon B. Cera filed by Plaintiff James Hammer re 37 MOTION for Extension of Time for Seven (7) Day Extension of Time to File Complaint (Cera, Solomon) (Entered: 10/05/2010)

10/07/2010 39 ORDER by Judge John C Coughenour. The Court GRANTS Lead Plaintiff's unopposed motion for a seven day extension to file a complaint, docket no. 37 .(CL) (Entered: 10/07/2010)

10/15/2010 40 AMENDED COMPLAINT Consolidated Complaint against defendant(s) All Defendants with JURY DEMAND, filed by James Hammer. (Attachments: # 1

Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Cera, Solomon) (Entered: 10/15/2010)

10/25/2010

41

MINUTE ENTRY setting Status Conference.

The attorney who will be responsible for trying the case should attend the conference and be prepared to discuss the following matters at the conference: 1. The nature of the case; 2. The status of matters which are presently set before the Court, e.g., hearings, motions, etc.; 3. The status of discovery and a time schedule for its completion; 4. A statement of any legal issues about which motions are contemplated and a possible briefing schedule; 5. An estimate of the number of days needed for trial; 6. Whether the case is jury or non-jury; 7. The date by which the case will be ready for trial, and 8. Settlement probabilities. Counsel for all parties are required to appear at the conference. If counsel's office is outside of Seattle, arrangements can be made for telephonic participation in the conference. If counsel wish to make such arrangements, they should contact the Courtroom Deputy Clerk, Paul Pierson, at 206-370-8805. COUNSEL FOR THE PLAINTIFF IS DIRECTED TO NOTIFY ALL PARTIES OF THE DATE AND TIME OF THE SCHEDULED CONFERENCE. The STATUS CONFERENCE is set for TUESDAY, DECEMBER 7, 2010 at 9:00 AM in Courtroom 16206 before the Honorable John C. Coughenour, United States District Judge. (PP) (Entered: 10/25/2010)

10/25/2010

42 ORDER REGARDING DISCOVERY AND DEPOSITIONS by the Honorable John C. Coughenour, United States District Judge. (PP) (Entered: 10/25/2010)

10/26/2010

43 ERRATA re 40 Amended Complaint by Plaintiff James Hammer. (Cera, Solomon) (Entered: 10/26/2010)

11/08/2010 44 NOTICE of Entry of Order re 42 Discovery and Depositions Order ; filed by Plaintiff James Hammer. (Attachments: # 1 Exhibit A_Order Regarding Discovery and Depositions)(Bright, Thomas) (Entered: 11/08/2010)

11/09/2010

45 NOTICE OF ENTRY OF ORDER re 41 JCC-Set Status Conference,,,,, ; filed by Plaintiff James Hammer. (Bright, Thomas) (Entered: 11/09/2010)

11/10/2010

46 PRAECIPE TO ISSUE SUMMONS re 40 Amended Complaint by Plaintiff James Hammer. (Cera, Solomon) (Entered: 11/10/2010)

11/12/2010

11/19/2010

47 Summons Electronically Issued as to defendant Rob Robinson. (TF) sent to pltf's counsel via CM/ECF (Entered: 11/12/2010)

STATUS CONFERENCE is continued to Tuesday, April 19, 2011 at 9:00 a.m. in Courtroom 16206 before U.S. District Judge John C. Coughenour. (PP) (Entered: 11/19/2010)

12/03/2010 48 NOTICE of Appearance by attorney Juli E. Farris on behalf of Defendants Michael J. Clementz, Patrick M. Fahey, Rob Robinson, Carol E. Wheeler. (Farris, Juli) (Entered: 12/03/2010)

12/03/2010 49 NOTICE of Appearance by attorney Lynn Lincoln Sarko on behalf of Defendants Michael J. Clementz, Patrick M. Fahey, Rob Robinson, Carol E. Wheeler. (Sarko, Lynn) (Entered: 12/03/2010)

12/03/2010 50 NOTICE of Appearance by attorney Elizabeth Ann Leland on behalf of Defendants Michael J. Clementz, Patrick M. Fahey, Rob Robinson, Carol E. Wheeler. (Leland,

Elizabeth) (Entered: 12/03/2010)

12/07/2010

51 NOTICE of Appearance by attorney Ralph H Palumbo on behalf of Defendant John J. Dickson. (Palumbo, Ralph) (Entered: 12/07/2010)

12/07/2010 52 STIPULATION Stipulation And [Proposed] Order Regarding Defendants Responses To The Complaint by parties. (Attachments: # 1 Notice And Acknowledgement for Service By Mail re: Defendant Rob Robinson)(Farris, Juli) (Entered: 12/07/2010)

12/13/2010

53 CERTIFICATE OF SERVICE by Plaintiff James Hammer Notice and Acknowledgement for Service by Mail . (Cera, Solomon) (Entered: 12/13/2010)

12/14/2010

54 STIPULATION AND ORDER REGARDING DEFTS' RESPONSES TO THE COMPLAINT by Judge John C Coughenour, re parties' 52 Stipulation. (TF) (Entered: 12/14/2010)

12/16/2010 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. Oral Argument Requested. (Attachments: # 1 Proposed Order) Noting Date 1/7/2011, (Farris, Juli) (Entered: 12/16/2010)

12/16/2010

12/16/2010

56 DECLARATION of Juli E. Farris filed by Defendants Michael J. Clementz, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40)(Farris, Juli) (Entered: 12/16/2010)

57 MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice by Defendants Michael J. Clementz, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. (Attachments: # 1 Proposed Order Proposed Order on Defendants Request to Take Judicial Notice) Noting Date 1/7/2011, (Farris, Juli) (Entered: 12/16/2010)

02/03/2011 Noting Date Reset: re defts' 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements and defts' 57 MOTION Request to Take Judicial Notice: Noting Date 3/18/2011. (CG/TF) (Entered: 02/03/2011)

02/16/2011 58 RESPONSE, by Plaintiff James Hammer, to 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements . Oral Argument Requested. (Cera, Solomon) (Entered: 02/16/2011)

02/16/2011 59 RESPONSE, by Plaintiff James Hammer, to 57 MOTION Request to Take Judicial

02/16/2011 60

Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice. Oral Argument Requested. (Cera, Solomon) (Entered: 02/16/2011)

DECLARATION of Solomon B. Cera filed by Plaintiff James Hammer re 57 MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Cera, Solomon) (Entered: 02/16/2011)

02/16/2011 61 REQUEST for Judicial Notice by Plaintiff James Hammer for Judicial Notice re 59 Response to Motion,, 60 Declaration,,. (Cera, Solomon) (Entered: 02/16/2011)

03/18/2011 62 REPLY, filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler, TO RESPONSE to 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements (Farris, Juli) (Entered: 03/18/2011)

03/18/2011 63 DECLARATION of Juli E. Farris in Support of Defendants' Reply filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements (Farris, Juli) (Entered: 03/18/2011)

03/18/2011 64 REPLY, filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler, TO RESPONSE to 57 MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice MOTION Request to Take Judicial Notice re 55 MOTION to Dismiss Consolidated Amended Class Action Complaint and Motion to Strike Confidential Witness Statements , 56 Declaration,,,, Defendants Request to Take Judicial Notice (Farris, Juli) (Entered: 03/18/2011)

03/18/2011 65 RESPONSE by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 61 Request for Judicial Notice. (Farris, Juli) (Entered: 03/18/2011)

04/01/2011 66 NOTICE of RESCHEDULED STATUS CONFERENCE. At the request of counsel, the matter has been reset to TUESDAY, MAY 17, 2011 at 9:00 AM in Courtroom 16206 before United States District Judge John C. Coughenour. (PP) (Entered: 04/01/2011)

05/17/2011 67 MINUTE ENTRY for Status Conference proceedings held before United States District Judge John C. Coughenour. Courtroom Deputy Clerk: Paul Pierson; Plaintiffs' Counsel: Solomon Cera, Kim Stephens ; Defendants' Counsel: Juli Farris; Molly Terwilliger; CR: Debbie Zurn ; Time of Hearing: 9:00 a.m. ; Courtroom: 16206;

Session #: 1 ; Status Conference was held on 5/17/2011. The Court addresses with counsel that a Further Status Conference will be scheduled depending on the ruling regarding defendants' pending Motion to Dismiss the Consolidated Complaint. (PP) Modified on 5/19/2011 (PP). (Entered: 05/18/2011)

09/07/2011 68 ORDER by Judge John C Coughenour; The Court GRANTS defts' 55 Motion to Dismiss Complaint and GRANTS defts' 57 Request to Take Judicial Notice. Pltf may amend complaint within 20 days of the date of this Order. (TF) (Entered: 09/07/2011)

09/20/2011 69 MOTION for Extension of Time to File Amended Complaint by Plaintiff James Hammer. (Attachments: # 1 Proposed Order) Noting Date 9/20/2011, (Cera, Solomon) (Entered: 09/20/2011)

09/20/2011 70 DECLARATION of Solomon B. Cera filed by Plaintiff James Hammer re 69 MOTION for Extension of Time to File Amended Complaint (Cera, Solomon) (Entered: 09/20/2011)

09/21/2011 71 MINUTE ORDER by Judge John C Coughenour, United States District Judge; The Court GRANTS pltfs' 69 Unopposed Motion for Extension of Time to file Amended Complaint. Amended Complaint is due 10/14/2011. (TF) (Entered: 09/22/2011)

10/14/2011 72 AMENDED COMPLAINT First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws against defendant(s) All Defendants with JURY DEMAND, filed by James Hammer. (Attachments: # 1 Certificate of Plaintiff, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(Cera, Solomon) (Entered: 10/14/2011)

10/21/2011 73 MINUTE ENTRY re: STATUS CONFERENCE.

The attorney who will be responsible for trying the case shall attend the conference and be fully prepared to discuss the following matters at the conference: 1. The nature of the case; 2. The status of matters which are presently set before the Court, e.g., hearings, motions, etc.; 3. The status of discovery and a time schedule for its completion; 4. A statement of any legal issues about which motions are contemplated and a possible briefing schedule; 5. An estimate of the number of days needed for trial; 6. Whether the case is jury or non-jury; 7. The date by which the case will be ready for trial; 8. Settlement probabilities; and 9. Whether the parties consent to proceed to trial before an assigned magistrate judge pursuant to 28 U.S.C. 636(c). If counsel's office is outside of the Greater Metropolitan Seattle area, arrangements may be made to participate telephonically in the conference by contacting the Courtroom Deputy Clerk at (206) 370-8805 at least ONE WEEK prior to the proceeding. COUNSEL FOR THE PLAINTIFF IS DIRECTED TO NOTIFY ALL PARTIES OF THE DATE AND TIME OF THE SCHEDULED STATUS CONFERENCE. A Status Conference is hereby ordered set on TUESDAY, DECEMBER 20, 2011 at 9:00 AM in Courtroom 16206 before United States District Judge John C. Coughenour. (PP) (Entered: 10/21/2011)

10/24/2011 74 NOTICE of Entry of Order re 73 JCC-Set Status Conference,,,,, ; filed by Plaintiff James Hammer. (Cera, Solomon) (Entered: 10/24/2011)

10/24/2011 75 NOTICE of Appearance by attorney Victor M Minjares on behalf of Intervenor Scott Jarvis. (Minjares, Victor) (Entered: 10/24/2011)

10/27/2011 76 MOTION for Extension of Time and For Modification of Page Limits by Defendants

Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. (Attachments: # 1 Proposed Order) Noting Date 11/4/2011, (Farris, Juli) (Entered: 10/27/2011)

10/27/2011 77 DECLARATION of Juli E. Farris in Support of Motion for Extension of Time and Modification of Page Limits filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 76 MOTION for Extension of Time and For Modification of Page Limits (Farris, Juli) (Entered: 10/27/2011)

10/28/2011 78 ERRATA re 77 Declaration, OF JULI E. FARRIS IN SUPPORT OF DEFENDANTS MOTION FOR EXTENSION OF TIME AND FOR MODIFICATION OF PAGE LIMITS by Defendants Michael J. Clementz, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. (Attachments: # 1 Errata)(Farris, Juli) (Entered: 10/28/2011)

10/28/2011 79 RESPONSE, by Plaintiff James Hammer, to 76 MOTION for Extension of Time and For Modification of Page Limits . (Cera, Solomon) (Entered: 10/28/2011)

10/28/2011 80 DECLARATION of Solomon B. Cera filed by Plaintiff James Hammer re 76 MOTION for Extension of Time and For Modification of Page Limits (Attachments: # 1 Exhibit A)(Cera, Solomon) (Entered: 10/28/2011)

10/31/2011 81 ERRATA re 72 Amended Complaint, to Plaintiff's First Amended Consolidated Class Action Complaint for Violations of the Federal Securities Laws by Plaintiff James Hammer. (Cera, Solomon) (Entered: 10/31/2011)

11/03/2011 82 REPLY, filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler, TO RESPONSE to 76 MOTION for Extension of Time and For Modification of Page Limits (Farris, Juli) (Entered: 11/03/2011)

11/03/2011 83 DECLARATION of Juli E. Farris filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 76 MOTION for Extension of Time and For Modification of Page Limits (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Farris, Juli) (Entered: 11/03/2011)

11/04/2011 84 ORDER GRANTING 76 MOTION FOR EXTENSION OF TIME AND FOR MODIFICATION OF PAGE LIMITS by Judge John C Coughenour.(TF) (Entered: 11/07/2011)

11/18/2011 85 MOTION to Dismiss by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. Oral Argument Requested. (Attachments: # 1 Proposed Order) Noting Date 12/23/2011, (Farris, Juli) (Entered: 11/18/2011)

11/18/2011 86 DECLARATION of Juli E. Farris filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 85 MOTION to Dismiss (Attachments: # 1 Exhibit 1 - Frontier Financial Corporations 2007 Annual Report (Form 10-K), dated February 29, 2008, # 2 Exhibit 2 - Frontier Financial Corporations News Release (Form 8-K), dated July 22, 2008, # 3 Exhibit 3 - Transcript of Frontier Financial Corporations Second Quarter 2008 Analyst Call (July 22, 2008), # 4 Exhibit 4 - Frontier Financial Corporations Second

Quarter 2008 Report (Form 10-Q), dated August 1, 2008, # 5 Exhibit 5 - Frontier Financial Corporations News Release (Form 8-K), dated September 18, 2008, # 6 Exhibit 6 - Frontier Financial Corporations News Release (Form 8-K), dated October 23, 2008, # 7 Exhibit 7 - transcript of Frontier Financial Corporations Third Quarter 2008 Analyst Call (Oct. 23, 2008), # 8 Exhibit 8 - Frontier Financial Corporations Third Quarter 2008 Report (Form 10-Q), dated October 31, 2008, # 9 Exhibit 9 - Frontier Financial Corporations News Release (Form 8-K), dated January 29, 2009, # 10 Exhibit 10 - transcript of Frontier Financial Corporations Fourth Quarter 2008 Analyst Call (Jan. 29, 2009), # 11 Exhibit 11 - Frontier Financial Corporations 2008 Annual Report (Form 10-K), dated March 10, 2009, and filed with the SEC on March 12, 2009, # 12 Exhibit 12 - Frontier Financial Corporations News Release (Form 8-K), dated March 24, 2009, and filed with the SEC on March 25, 2009, # 13 Exhibit 13 - Going Concern Letter submitted with Frontier Financial Corporations 2009 Annual Report (Form 10-K), dated March 31, 2010, # 14 Exhibit 14 - Uniform Financial Institutions Rating System, 62 Fed. Reg. 752 (Jan. 6, 1997), # 15 Exhibit 15 - Section 6.1 of the Federal Deposit Insurance Corporation (FDIC) Risk Management Manual of Examination Policies (rev. Dec. 2004), # 16 Exhibit 16 - Paul Sweeny, Betting on the New Frontier, Bank Director Mag. (4th Quarter 2007), # 17 Exhibit 17 - Opinion, Forward-Looking, and/or Puffery Statements, # 18 Exhibit 18 - Frontier Bank Quarterly Metrics During Class Period, # 19 Exhibit 19 - Declaration of Marilee Paddock, # 20 Exhibit 20 - Declaration of Soon Kwon, # 21 Exhibit 21 - Declaration of Toraya Miller, # 22 Exhibit 22 - Declaration of Jeff Lewis, # 23 Exhibit 23 - Declaration of Kevin Raftery)(Farris, Juli) (Entered: 11/18/2011)

11/18/2011 87 REQUEST Defendants Request to Take Judicial Notice by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler for Judicial Notice re 86 Declaration,,,,,,,,, 85 MOTION to Dismiss. (Attachments: # 1 Proposed Order Proposed Order on Defendants Request to Take Judicial Notice)(Farris, Juli) (Entered: 11/18/2011)

11/22/2011 88 NOTICE of Errata re 85 MOTION to Dismiss ; filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. (Leland, Elizabeth) (Entered: 11/22/2011)

12/13/2011 89 NOTICE that the following is RE-NOTED: 85 MOTION to Dismiss. Filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. Noting Date 1/13/2012, (Farris, Juli) (Entered: 12/13/2011)

12/14/2011 90 NOTICE OF RESCHEDULED STATUS CONFERENCE. The Court, on the request of counsel to continue the Status Conference set on Tuesday, December 20, 2012 at 9:00 a.m., hereby orders the matter RESET to TUESDAY, MARCH 20, 2012 at 9:00 AM in Courtroom 16206 before United States District Judge John C. Coughenour. (PP) (Entered: 12/14/2011)

12/20/2011 91 MOTION for Extension of Time Lead Plaintiff's Unopposed Motion For Extension To January 9, 2012 To File Opposition To Defendants' Motion To Dismiss by Plaintiff James Hammer. (Attachments: # 1 Proposed Order) Noting Date 12/20/2011, (Cera, Solomon) (Entered: 12/20/2011)

12/20/2011 92 DECLARATION of Solomon B. Cera filed by Plaintiff James Hammer re 91 MOTION for Extension of Time Lead Plaintiff's Unopposed Motion For Extension To

January 9, 2012 To File Opposition To Defendants' Motion To Dismiss (Cera, Solomon) (Entered: 12/20/2011)

12/22/2011 93 ORDER Granting Lead Pltf's 91 Motion for Extension of Time to File Opposition to defts' Motion to Dismiss by Judge John C Coughenour. (TF) (Entered: 12/22/2011)

01/09/2012 94 RESPONSE, by Plaintiff James Hammer, to 85 MOTION to Dismiss. Oral Argument Requested. (Cera, Solomon) (Entered: 01/09/2012)

01/24/2012 95 MOTION for Extension of Time Unopposed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler. (Attachments: # 1 Proposed Order [Proposed] Order Granting Defendants' Unopposed Motion for Extension of Time) Noting Date 1/24/2012, (Farris, Juli) (Entered: 01/24/2012)

01/24/2012 96 DECLARATION of Juli E. Farris filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 95 MOTION for Extension of Time Unopposed (Farris, Juli) (Entered: 01/24/2012)

01/25/2012 97 ORDER Granting defts' 95 Unopposed Motion for Extension of Time by Judge John C Coughenour; Defts shall file their response to Lead Pltf's Memorandum Opposition on or before 2/6/2012. (TF) (Entered: 01/25/2012)

02/06/2012 98 REPLY, filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler, TO RESPONSE to 85 MOTION to Dismiss (Farris, Juli) (Entered: 02/06/2012)

02/06/2012 99 DECLARATION of Juli E. Farris filed by Defendants Michael J. Clementz, John J. Dickson, Patrick M. Fahey, Frontier Financial Corporation, Rob Robinson, Carol E. Wheeler re 85 MOTION to Dismiss (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Farris, Juli) (Entered: 02/06/2012)

03/14/2012 100 NOTICE OF RESCHEDULED STATUS CONFERENCE. The Court, on its own motion, hereby orders the Status Conference reset to 4/17/2012 at 9:00 AM in Courtroom 16206 before United States District Judge John C. Coughenour.(PP) (Entered: 03/14/2012)

04/11/2012 101 NOTICE OF RESCHEDULED STATUS CONFERENCE. The Court, on its own motion, hereby orders the STATUS CONFERENCE set on 4/17/12 @ 9:00 a.m. be RESET to 5/1/2012 @ 9:00 AM in Courtroom 16206 before United States District Judge John C. Coughenour.(PP) (Entered: 04/11/2012)

04/20/2012 102 ORDER by Judge John C Coughenour; Defendants' motion to dismiss (Dkt. No. 85 ) is GRANTED. The Clerk is DIRECTED to CLOSE the case. (TF) (Entered: 04/20/2012)

04/20/2012 103 JUDGMENT BY COURT; Defendants' motion to dismiss (Dkt. No. 85 ) is GRANTED. The Clerk is DIRECTED to CLOSE the case. (TF) (Entered: 04/20/2012)

05/10/2012 104 NOTICE OF APPEAL (12-35375) to Ninth Circuit re 102 Order on Motion to Dismiss, 103 Judgment by Court by Plaintiff James Hammer. Filing Fee $455, Receipt number 0981-2810722. (Cera, Solomon) Modified on 5/11/2012; added CCA case number (LMK). (Entered: 05/10/2012)

05/11/2012 105 TIME SCHEDULE ORDER (12-35375) as to 104 Notice of Appeal, filed by James Hammer : The schedule is set as follows: Mediation Questionnaire due on 05/18/2012. Transcript ordered by 06/11/2012. Transcript due 07/09/2012. Appellant James Hammer opening brief due 08/20/2012. Appellees Michael J Clementz, John J Dickson, Patrick M Fahey, Frontier Financial Corporation, Rob Robinson and Carol E Wheeler answering brief due 09/17/2012. Appellant's optional reply brief is due 14 days after service of the answering brief. (LMK) (Entered: 05/11/2012)

12/27/2012 106 MANDATE of USCA (12-35375) as to 104 Notice of Appeal, filed by James Hammer; Appellants motion to dismiss this appeal voluntarily with prejudice is granted. Fed. R. App. P. 42(b). This order served on the district court shall act as and for the mandate of this court. (LMK) (Entered: 12/28/2012)

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