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Use of Bivalaved Andkle Foot Orthosis in Neuropathic Andkle Lesion

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    Department ofVeterans Affairs. 33 No. 1, February 1996

    of bivalved ankle-foot orthosis in neuropathic foot and

    . Boninger, MD and James A . Leonard, Jr., MDittsburgh, PA 15213 ; Department of Physical Medicine and Rehabilitation, University of

    n Medical Center, Ann Arbor, MI 48109

    The neuropathic foot is a common complication. Treatment of these. This

    . Of the 16 patients, 6 were treated for Charcotthe 10 had

    . Eight of the 12 ulcers (67%) healed in an

    . Of the 7 patients who had complete healing, 5 havepatients with Charcot changes no longer use

    .7 months (range 12-28 mo) . In this retrospec-complications of the

    : Charcot joint, diabetic neuropathy, foot ulcer,arthropathy, orthosis.

    Each year, in excess of half a billion dollars isUnited States on amputations secondary to

    : Michael L . Boninger,Pittsburgh Medical Center, Division of Physical MedicineKaufmann Building, 3471 Fifth Avenue, Pittsburgh,

    .

    diabetes mellitus (1) . Diabetes mellitus leads to periph-eral neuropathy in up to 50 percent of patients . Thisneuropathy can lead to skin ulcerations, arthropathy,and eventually amputation (24) . To halt the progres-sion from arthropathy and ulceration to amputation,effective treatment is essential.

    In the initial stages, neuropathic arthropathy istreated with cessation of weight bearing, immobiliza-tion, and elevation of the edematous foot (4) . Asimprovement is seen, patients may begin to ambulatewith crutches, and eventually a walking cast can beapplied. Immobilization is usually needed for a mini-mum of 8 to 12 weeks (5,6) ; however, longer times arenot uncommon. Return to full ambulation without a castcommonly takes 4 to 5 months (4) and special footwearis needed to prevent refracture . Walking casts must beapplied with extreme care to assure that no ulcerationsoccur underneath the cast.

    Treatment of neuropathic ulcerations requires re-moval of surrounding callus, eradication of infection,and reduction of forces . The most commonly usedmethods to reduce forces on the ulcer, and thus promotehealing, are bed rest, non-weight bearing or crutchambulation, special footwear (7-10), and total-contactcasting (TCC) (9,1115) . TCC has proven to be veryeffective in promoting healing, with complete ulcerhealing in as short as 1 to 2 months (1113,16).

    Although the above treatments are effective, prob-lems still exist . Patient compliance with bed rest isnotoriously poor (17) . When patients do stay at bed rest,deconditioning and its multiple medical sequelae result

    16

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    17BONINGER and LEONARD : Bivalved Ankle-Foot Orthosis

    (18) . Although ambulation is possible with TCC, thistreatment should not be used until after the infection hascleared (1) . The casts require frequent changing, espe-cially as swelling decreases, and there is risk of ulcerdevelopment underneath the cast in the insensate foot.Because of the perceived risk of ulceration, manyphysicians and patients are hesitant to use this form oftreatment.

    This paper describes the long-term experience withuse of a rigid, removable, total contact, laminated,rocker-bottomed ankle-foot orthosis (TCAFO).

    METHODSThe review board at the institution approved thestudy . The study design is a retrospective series without

    a comparison cohort. The initial TCAFO was con-structed in 1984 to provide an alternative treatment forpatients with neuropathic ulcerations or arthropathy.Following good experience with the initial patient, allpatients who met the following clinical criteria wereoffered the orthosis as a treatment option : 1) ulcerpresent for at least 6 months ; 2) other types oftreatment, including footwear modification, attemptedwithout success ; and 3) amputation recommended by asurgeon if clinical improvement could not be seen. Inaddition, individuals with newly diagnosed neuropathicarthropathy documented by a positive bone scan wereoffered the TCAFO. The need for compliance with theuse of the orthosis was emphasized to all patients.

    All patients treated with a TCAFO were locatedthrough review of the outpatient orthotics and prosthet-ics clinic files . The criteria for inclusion in the studywas that the patient received the TCAFO 6 months priorto the beginning of the chart review. For all patients,information was obtained from a thorough review of themedical record. On completion of the review, patientswere asked to attend a follow-up visit . During thefollow-up visit, the patient's neuropathy and limbcondition were documented with a neurologic andmusculoskeletal exam. In addition, data collected duringthe chart review were verified and patients weresurveyed by a standard questionnaire. Those patientswho could not attend a clinic visit were telephoned andasked the same set of questions.

    Each TCAFO was constructed by taking a cast ofthe affected extremity and making a positive mold fromthe cast . The positive mold was then modified toprovide pressure relief over areas of ulceration and

    callus, as well as bony prominences . During casting, thefoot was placed in as anatomically neutral a position aspossible . The TCAFO was then made with either avacuum-formed thermoplastic material or a vacuum-formed thermosetting resin reinforced with carbon fiber.In both cases, the anterior and posterior shells weremade in separate pullings . The shell was lined with adense pelite inner shell which allows for adjustmentsand changes over time . A rocker sole and Velcro straps were added to produce the final product (Figure1) . Over the past few years, acrylic resin has been usedexclusively because it is lighter and stronger, and it canbe colored.

    RESULTSSubjects

    Of the 16 patients located through a review of theorthotics and prosthetics clinic records, one was lost tofollow-up prior to healing ; two patients, who hadcomplete healing, could not be located; and one patient,who was unable to return for a clinic visit, completed atelephone interview. The remaining 12 patients com-pleted all aspects of the study . Although little informa-tion is available on the patient who was lost tofollow-up, she was included in the results to provide acomplete picture of our experience with the orthosis.The average age of the patients was 53 .4 years(range 37 to 67) . There were 6 females and 10 males(see Table 1 for subject characteristics) . The mostcommon cause of neuropathy was diabetes mellituswhich was present in 12 of the patients . Patient 11 hadconcomitant chronic renal failure and 3 patients werediagnosed as having peripheral vascular occlusivedisease. Two patients had a peripheral neuropathy ofunknown etiology and patient 13 had bilateral Charcot-like joints without neuropathy.Charcot Joint Treatment

    Six patients were treated for Charcot changes only(see Table 2) . Of these 6 patients, 2 had arthropathy ofboth feet resulting in a total of 8 feet being treated forCharcot changes' only . Three patients discontinuedwearing the TCAFO after an average of 20 .7 months(range 12 to 28) . The decision to discontinue TCAFOuse was based on a previously abnormal bone scanreturning to normal. One patient (No. 13) has worn theTCAFO for 45 months for pain prevention and plans tocontinue to use the orthosis .

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    19BONINGER and LEONARD : Bivalved Ankle-Foot Orthosis

    Table 1.Patient characteristics.Patient Presumed EtiologyNumber Age* Reason for wearing TCAFO of Pathology

    1 59 Ulcer, Charcot changes present DM2 48 Ulcer, Charcot changes present DM3 69 Charcot joint DM, PVOD4 58 Charcot joint DM5 6 1 Charcot joint Unknown6 67 Ulcer, Charcot changes present Unknown7 50 Charcot joint DM, PVOD8 57 Ulcer, Charcot changes present DM9 56 Ulcer, Charcot changes present DM

    10 37 Ulcer DM1 1 39 Charcot joint DM, CRF12 59 Ulcer DM1 3 35 Charcot joint Unknownl14 56 Ulcer, Charcot changes present Spina bifida15 39 Ulcer, Charcot changes present DM, PVOD16 6 4 Ulcer, Charcot changes present DM*Patient age is recorded at the time the patient started wearing the AFO.t This patient had pseudo-Charcot joints based on repeated trauma and malignment when healing.TCAFOtotal contact ankle-foot orthosisDMdiabetes mellitusPVODperipheral vascular occlusive diseaseCRFchronic renal failure.

    stability . All 13 patients recommend the TCAFO as aform of treatment.

    DISCUSSIONThis paper presents data on the use of total contact,

    bivalved, laminated, ankle-foot orthoses for Charcotjoints and neuropathic foot ulcers . This method oftreating diabetic foot complications has only recentlybeen reported in the literature (19,20) . As in allretrospective studies, the conclusions which can bedrawn are limited by a number of factors. The data werecollected through a chart review and the records wereoccasionally incomplete . In order to verify the data,subjects were interviewed; however, this process islimited by patient recall. Having made these qualifica-tions, some general observations can be made .

    The TCAFO was effective in stabilizing 62 .5percent of the Charcot joints as defined by return to anegative bone scan . Patients who had no pain com-plaints were effectively weaned when their ankles wereno longer inflamed. For the patient with continued pain,despite a negative bone scan, the TCAFO was effectivein reducing pain and became permanent footwear . All ofthe patients with Charcot joints were functional ambula-tors in their orthoses and those who were workingcontinued to work while being treated with the TCAFO.In 1993, Morgan et al . reported use of a similar devicein patients with neuropathic arthropathy . In their series,the device showed similar effectiveness (20).

    The TCAFO was effective in healing 67 percent ofthe ulcerations ; however, the times to healing werelonger than those reported with TCC (1113,16) . Theaverage healing time in this study was 10 months,

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    .33 No . 1 1996

    Table 2.Outcome of patients with charcot changes.

    Patient StudyTotal Time inTCAFO or Timeto Healing

    Number Side Follow-up (mos .) Condition at Follow-up3 Right Complete 7 Still in TCAFO with positive bone scan4 Left Complete 12 Now in custom shoe5 Left Complete 28 Now in custom shoe7 Bilateral Complete 7 Still in TCAFO

    1 1 Right Com plete 22 Now in custom shoe1 3 Bilateral Complete 45 Still in TCAFO for pain controlTCAFOtotal contact ankle-foot orthosis.

    Table 3.Outcome of patients with ulcers.

    PatientTotal Time inTCAFO or Time toInitial Healing Conditions at

    Number Side and Location Study Follow-up (mos .) Follow-up1 Right : 1st met head Completed 24 healed Now in custom shoes2 Right: plantar aspect Completed 6 Amputation6 Left : 1st met head Phone interview 66 Still in TCAFO8 Left: plantar aspect Completed treatment ; 3 healed In TCAFO bilaterally

    9

    Right : plantar aspect

    Right: medial plantar

    unable to locate

    Completed treatment ;

    11 healed

    3 healed

    secondary torecurrence at lastfollow-upIn custom shoes at

    1 0 Right: 1st met headunable to locateLost to follow-up 58

    last follow-upBilateral ulcers

    12

    Left: great toe

    Left : 1st met head

    prior to healing

    Completed

    28

    13 healed

    present at last clinicvisitIn TCAFO secondary

    14 Right : 5th met head Completed I . healedto recurrenceIn TCAFO secondary

    1 5and 1st toeLeft : 2nd met head Completed 11 healed

    to recurrenceIn TCAFO secondary

    1 6 Left : 5th met head Completed 14 healedto recurrenceIn TCAFO secondary

    and lateral aspect to recurrenceTCAFOtotal ankle-foot orthosismet metatarsal.

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    21BONINGER and LEONARD : Bivalved Ankle-Foot Orthosis

    Table 4.Questionnaire results.Question Choices Results

    A) Until the foot healed or until the 2presentB) Less than 6 mos . 0C) Less than 1 year 1D) Greater than 1 year 10A) Never 1B) Only when initially purchased 5C) 24 times 3D) Greater than 4 times 4A) Decreased and limited (could only use 0in home)B) Decreased functional (could walk 3outside home)C) Unchanged 2D) Increased 8A) Yes 1 2B) No 1A) Yes 1 3B) No 0

    TCAFOtotal contact ankle-foot orthosis

    How long has your TCAFO(s) lasted?

    How often has your TCAFO(s) requiredmodification?

    When you wear/wore your TCAFO(s),your ability to walk was:

    In your opinion has the TCAFO helpedheal your foot?Would you recommend the TCAFO as aform of treatment?

    versus one-and-a-half months for TCC. The ulcerrecurrence rate in this study was 87 percent . Thisrecurrence rate is higher than the 20 percent ratereported for TCC (14) . The reason for the differences inhealing times and recurrence rate is probablymultifactorial . This study was not randomized and thepatients selected were biased toward difficult to healcases . Because the TCAFO is bivalved, it is not as rigidas a cast, and thus, pressure relief is not as complete aswith TCC. The petite liner used in the TCAFO iscompressible and this too may lessen its ability torelieve pressure . Patients in this study were very mobile,61 percent reported improved ability to walk with theorthosis, and may have walked more than patients usingTCC . Another factor is patient compliance ; althoughonly one patient was reported as being noncompliant, allof the patients stated that at night they would walklimited distances at home without their special footwear.The cost of the TCAFO at our institution isapproximately $1,800 . This is more expensive thancasting ; however, even with continuous use, theTCAFO usually lasted over a year . In addition, all ofthe patients who had a recurrence of their ulceration

    were able to reuse their orthoses. Only one patient inthis series required an amputation, and this patient had adiagnosis of osteomyelitis prior to receiving theTCAFO. Methods which prevent amputations have beenshown to provide substantial cost savings to patientswith diabetic foot ulcers (21) . The TCAFO provided along-tent solution for patients who found walkingpainful, or who had ulcer or Charcot joint recurrence onresuming use of modified footwear.

    Complications of the TCAFO were limited for themost part to skin redness and failure of the orthosis afterprolonged wear. Because the TCAFO is removable, thepatient and physician were able to monitor the footcontinuously ; thus, areas of redness were treated beforeskin breakdown could occur. The one patient whodeveloped skin breakdown had a contralateral below-knee amputation and was attempting to walk with theTCAFO, but without his prosthesis . The subject slipped,resulting in a large shear, which caused a skin tear at theheel . This area of skin breakdown later healed throughuse of the TCAFO.

    The TCAFOs offered the patient and the caregivera number of advantages . The TCAFOs were well

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    .33 No . 1 1996

    . The majority of. Physicians were able to monitor ulcerations

    . The TCAFO providesgainst neuropathic foot ulcers and Charcot joints.nd randomized studies comparing TCAFO to otherorms of treatment are needed.

    CKNOWLEDGMENTS

    The authors would like to thank the Department ofhysical Medicine and Rehabilitation of the University ofichigan Medical Center, Ann Arbor, MI for their sponsor-

    hip and support.The authors would also like to thank Judy Wertheimer

    nd Susan Simmons for their assistance with writing androofing.

    EFERENCES

    1. Grunfeld C. Diabetic foot ulcers : etiology, treatment, andprevention . Adv Intern Med 1992 :37 :103-32.2. Thomas PK, Tomlinson DR . Diabetic and hypoglycemicneuropathy . In: Dyck PJ, ed . Peripheral neuropathy . 3rd ed.Philadelphia: Saunders, 199 3 :1219-50.

    3. Boulton AJ, Knight G, Drury J, Ward JD . The prevalence ofsymptomatic, diabetic neuropathy in an insulin-treated popula-tion . Diabetes Care 1985 :8 :125-8.

    4. Giurini JM, Chrzan JS, Gibbons GW, Habershaw GM.Charcot's disease in diabetic patients . Correct diagnosis canprevent progressive deformity . Postgrad Med 199 1 :8 9 :163-9.

    5. Wilson M. Charcot foot osteoarthropathy in diabetes mellitus.Mil Med 1991 :156 :563-9 .6. Edmonds ME. The diabetic foot: pathophysiology and treat-

    ment . Clin Endocrinol Metab 1986 :15 :889-916.7. Gristina AG, Thompson WA, Kester N, Walsh W, Gristina

    JA . Treatment of neuropathic conditions of the foot and anklewith a patellar-tendon-bearing brace . Arch Phys Med Rehabil1973 :54:562-5.

    8. Holstein P, Larsen K, Sager P . Decompression with the aid ofinsoles in the treatment of diabetic neuropathic ulcers . ActaOrthop Scand 1976 :47 :463-8.

    9. Pring DJ, Casiebanca N. Simple plantar ulcers treated bybelow-knee plaster and moulded double-rocker plastershoea comparative study . Lepr Rev 1982:5 3 :261-4.

    10 . Chantelau E, Breuer U, Leisch AC, Tanudjaja T, Reuter M.Outpatient treatment of unilateral diabetic foot ulcers with`half shoes' . Diabet Med 1993:1 0:267-70.

    11 . Sinacore DR, Mueller MJ, Diamond JE, Blair VP, Drury D,Rose SJ. Diabetic plantar ulcers treated by total contactcasting . A clinical report. Phys Ther 1987 :6 7 :1543-9.

    12. Helm PA, Walker SC, Pullium G . Total contact casting indiabetic patients with neuropathic foot ulcerations. Arch PhysMed Rehabil 1984:6 5 :691-3.13. Walker SC, Helm PA, Pullium G . Total contact casting andchronic diabetic neuropathic foot ulcerations : Healing rates bywound location. Arch Phys Med Rehabil 1987:6 8 :217-21.

    14. Helm PA, Walker SC, Pullium GF. Recurrence of neuropathiculceration following healing in a total contact cast . Arch PhysMed Rehabil 1991 :7 2 :967-70 .

    15 . Mueller MJ, Diamond JE, Sinacore DR, et al . Total contactcasting in treatment of diabetic plantar ulcers . Controlledclinical trial [see comments] . Diabetes Care 1989:12:384-8.

    16 . Skolnick AA . Foot care program for patients with leprosy alsomay prevent amputations in persons with diabetes . JAMA1992 :267 :2288.17 . Elkeles RS, Wolfe JH . ABC of v ascular diseases . The diabeticfoot . Br Med J 1991 :303 :1053-5 .18 . Halar EM, Bell KR . Contracture and other deleterious effectsof immobility . In: Delisa JA, Gans BM, Currie DM, et al .,eds . Rehabilitation medicine, principles and practice . 2nd ed.Philadelphia : Lippincott, 19 93 :681-99.

    19 . Boninger ML, Leonard JA, Jr ., Davidoff GN . Bivalvedankle-foot orthosis for neuropathic foot and ankle lesions(Abstract) . Arch Phys Med Rehabil 1991 :7 2 :782.

    20 . Morgan JM, Biehl WC, III, Wagner FW, Jr . Management ofneuropathic arthropathy with the Charcot Restraint OrthoticWalker. Clin Orthop 1993 :296 :58-63.

    21 . Apelqvist JAU, Raagnarson-Tennvall G, Persson U, LarssonJ . Diabetic foot ulcers in a multidisciplinary setting. Aneconomic analysis of primary healing and healing withamputation . J Intern Med 1994:235 :463-71 .


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