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    Historical and recent man-made underground and semi-underground rockstructures and settlements in the soft tuffs of the Cappadocia Region of Turkey

    Church

    Congress center under construction

    Policeofficein a fairychimney

    Cliff settlement

    Rock-hewnhotel

    Underground city

    Rocks and rock-hewn openings have been used as a construction materialand settlement since down of civilization.

    (Photos: R. Ulusay)

    Different structures have been built on, in or of rock, includinghouses, bridges, dams, tunnels and caverns.

    Millau Viaduct (France)

    Vaiont dam (Italy)

    Hoosac Tunnel (USA)Saint Gotthardt Tunnel (Alps)

    Rocks differ from most engineering materials because they containdiscontinuities. Therefore, a clear distinction must be madebetween rock material and rock mass.

    When dealing with the mechanical behaviour of solids, a commomassumption is that they are:

    . Homogeneous

    . Continuous

    . Isotropic

    But rocks are much more complex and their physical andmechanical properteis vary according to scale.

    (Eberhartd, 2009)

    ROCK MATERIAL A continium or polycrystalline solid betweendiscontinuities consisting of an aggregate of minerals or grains.

    Its properties are governed by the physical properties of the materialsof which it is composed.

    Terzaghis intact rock

    Tunnel

    Rock massROCK MASS An assemblageof rock blocks separated bydifferent types of geologicaldiscontinuities.

    Intact rock

    Discontinuity

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    MASSIVE ROCK

    . Rock masses with few discontinuities,OR

    . Excavation dimension < discontinuityspacing

    Because rock masses are discontinuous and varibale in space, it isimportant to choose the right domain that is representative of the

    rock mass affected by the structure analyzed.

    JOINTED OR BLOCKY ROCKJOINTED OR BLOCKY ROCK

    Rock masses with moderate number ofRock masses with moderate number of

    discontinuitiesdiscontinuities Excavation dimensionExcavation dimension >> discontinuitydiscontinuity

    spacingspacing

    HEAVILY JOINTED ROCKHEAVILY JOINTED ROCK

    Rock masses with a large number ofRock masses with a large number of

    discontinuitiesdiscontinuities

    Excavation dimensionExcavation dimension >>>> discontinuitydiscontinuity

    spacingspacing

    When the problem domain ismuch smaller than rock blocks(excavation of rock by drilling)

    Intact rock material

    When the structure is much largerthan the blocks

    Rock mass properties

    Discontinuity propertiesgovern

    Relation of Discontinuity Spacing and Size of the Problem

    (Arrangedfrom

    Hoek&Brown,

    1980)

    MAIN DESIGN AND MODELLING METHODOLOGIES INROCK ENGINEERING

    OBSERVATIONALAPPROACH

    EMPIRICALMETHODS

    ANALYTICALMETHODS

    NUMERICALMETHODS/MODELLING

    KINEMATICANALYSIS

    If necessary, as a Logistic Tool

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    The term observational method appears to have been coined by

    Terzaghi in the 1940s.

    1. OBSERVATIONAL APPROACH

    OBSERVATIONAL APPROACH provides a Learnas you go alternative.

    -The procedure is to base the design on whateverinformation can be secured

    - Make note of all possible diferrences betweenreality and the assumptions, then

    - Based on the original assumptions, computevarious quantities that can be measured in the field

    - Based on the results of the measurements,gradually close the gaps in knowledge and, ifnecessary, modify the design during construction

    Example: Numerical modelling and performance monitoring for atunnel.

    (www.gpiko.ru)

    IF NECESSARYCHANGE IN

    DESIGN

    (www.finesoftware.eu)

    Monitoring

    Modelling

    Mainly based on previous experience as derived fromconstruction of rock structures having similar characteristicsas the one to be designed ROCK MASS CLASSIFICATION(such as RMR, Q, GSI)

    2. EMPIRICAL METHODS

    RMCS today form an integral part of the most predominantdesign approach INDIRECT METHODS

    Rock Mass Characterization, Classification and Design

    Rock mass

    classificationDescribeDescribe thethe

    discontnuitiesdiscontnuities

    RMRRMRoror QQ

    ClassifyClassify thethe rockrockmassmass usingusing:: EmpiricalEmpirical databasedatabase

    SupportSupport requirementsrequirements

    DESIGNDESIGN

    Rock massbehaviour

    H&BH&B FailureFailure CriterionCriterion

    -- mm

    -- SS

    -- cici

    GSIGSINumericalNumerical ModellingModelling, LEM, LEM

    AnalysisAnalysis

    DESIGNDESIGN

    Stand-up time (RMR)

    Line survey/Boring

    (Bieniawski, 1989,

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    3. ANALYTICAL METHODS

    Complexity of the nature of stress has to be fully considered in thedesign of underground excavations.

    The problem can be initilally simplified through the assumptions ofContinuous, Homogenous, Isotropic, Linear Elastic behaviour

    (CHILE)

    However

    Successfully used solutions, especially in those excavations at depth,where high stresses have closed the fractures and the rock mass isrelatively homogeneous and isotropic.

    However, for near surfaceexcavations, where the rock stresses

    are lower, their fractures are morefrequent,and the rock mass isdisturbed and weathered, there ismore concern about the validity ofthe CHILE.

    (a) CHILE

    Deep UG openings

    EXAMPLES: Estimation of Radius of Plastic Zone

    (Hoek& Brown, 1980)

    Rock-support InteractionAnalysis

    (b) LIMIT EQUILIBRIUM METHODS (LEM)

    The most widely applied analytical technique used for slope stabilityassessments.

    Force and/or moment equilibrium conditions for different modes offailure are examined on the basis of statics.

    The typical output from LEM analyses is the Factor of Safety

    FS =Resisting forcesDriving forces

    FS =Shear strength

    Shear stress

    Tansiyon atlaev

    aynasnda

    Kayma dzlemi

    H

    ZZwv

    u

    w

    pf

    (a) Tansiyon atlaev tepesinin gerisinde

    Slopeface

    Failure surface

    Tension crack

    (Hoek&Bray,

    1977)

    Circular F.

    Planar F.Wedge F.

    Toppling F.

    R

    These methods consist in applying the state ofstress-strain in the engineering structure, withconsideration given to the strength anddeformability properties of the rock mass andof the discontinuities.

    4. NUMERICAL METHODS / MODELLING

    - A way to gain understanding of governing deformation andfailure mechanisms- Exploring alternatives rather than making absolute predictions- Making changes in the input data to see how the changes affectthe overall response of rock structure (e.g. parametric studies).

    STRESS STRAIN

    DISPL. u

    Useful for analysis and design in cases where analytical solutions are

    not available Examples

    Design of high slopes, rock burst prone tunnels, soft rock slopes

    MAIN PURPOSES

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    Numerical methods of stress and deformation analysis fall into two categories

    INTEGRAL METHODS- Only problem boundary is definedand discretized- Restricted to elastic analyses

    DIFFERENTIAL METHODS-Problem domain is defined and

    discretized-Non-linear and heterogeneous

    material properties accomodated

    As a continuum, the failure path passes through

    the rock mass.

    As a discontinuum, the failure surface is dictatedmore directly by the presence of pre-existingdiscontinuities.

    BoundaryElementMethod(BEM)

    FEM, FDM,DEM

    (Eberhardt,2009)

    DIFFERENTIAL METHODS

    Continuum Methods

    - Rock mass bahaviour is representedas a continuum

    - Approximations to the connectivity ofelements, and continuity of

    displacements and stresses betweenelements

    Discontinuum Methods

    Rock mass is represented as assemblageof distinct interacting blocks or bodiesthat are subjectedto external loads andare expected to undergo significantmotion with time.

    Blocks are subdivided into finite-

    difference mesh which follows linaeror non-linear stress-strain laws

    Finite Element Method-FEM (PHASE)

    Finite Difference Method-FDM ( FLAC)

    Distinct Element Method-DEM (UDEC)

    Time step 1 T ime ste p 2 T ime ste p 3

    Time step 4 Time step 5

    (Eberhardt,2009)

    Numerical methods include consideration of the followings, dependingon the type of the model used (continuum or discontinuum):

    GeologyDiscontinuities (spacing/persistence)

    Constitutive equations & failure criteriaGroundwater pressure/Seismic loadingIn-situ stresses and external loads

    Material and mass properties (intact/discontinuity)ROCK

    PROPERTIES

    FEM-FDM DEM FEM-BEM

    Continuum Discontinuum Continuum

    (Barton,

    1998)

    METHOD OF KINEMATIC ANALYSIS(A Logistic Tool)

    Rock Mass Failure Mechanisms

    Structurally-controlled

    Stress-controlled

    Structurally-controlled instability: Blocks formed by discontinuitiesmay be free to either fall or slide from the excavation under a set ofbody forces.

    Analysis of kinematic addmissibility of poteantial wedges or planes

    intersecting the excavation face(s) KINEMATICAL ANALYSIS

    Wedge failure in slopes

    Block falls inunderground openings

    J1

    J2

    J1

    J2

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    Stereographic Projection Technique:

    200

    200

    f

    pf

    p

    Sreksizlik

    ev

    Discontinuity

    Slope

    Kinematic analysis of blocks in U/Gopenings

    Kinematic analysis for rock slopes

    (Hoek & Brown, 1980)

    (Norrish&Wyllie,

    1996)

    ACCESS TO THE ROCK

    KZ

    KZ

    Rock Exposures Borehole Cores Borehole Wall Images

    Intact rockBlock samples for testing

    Intact rockCores for testing

    Discontinuity masurementsfor Rock Mass

    Characterization

    Measurement of disconttinuityproperties is limited and no possibility

    of measuring rock mass properties

    Flat-jack stress determination,larger-scale modulus and

    permeability tests

    In situ stress on corescan not be measured

    Indirect methods

    are nedded forassessing the

    rock massproperties

    There are always limitations on resources Therefore, when optimizing the rockcharacterization procedures it is necessary to consider the requirements and to choosethe rock access method and testing techniques in accordance with the engineeringobjective.

    INTACT ROCK AND ROCK MASS PROPERTIESCOMMONLY USED IN ROCK ENGINEERING

    1. Determined from laboratory tests (Intact Rock and Discontinuites):

    (a) Classification and characterization of intact rock(i) Porosity, unit weight, water content, absorbtion(ii) Hardness, abrasivity(iii) Durability(iv) Point load strength index(v) BPI

    (vi) UCS and deformability(viii) Sound velocity (vp, vs)(ix) Permeability

    (b) Rock engineering design(i) Shear strength of intact rock(ii) UCS and deformability (E, , G, K)(iii) Shear strength and stiffness of

    discontinuities(iv) Tensile strength (direct or indirect)

    .

    (www.sfu.ca/~tafgrc/Courses/Easc313)

    2. Determined from in-situ measurements and tests (Rock Mass)

    (a) Characterization of rock mass(i) Properties of discontinuities(ii) In-situ sound velocity(iii) Properties obtained from geophysical borehole tests

    (b) Design(i) In-situ deformability(ii) Rock mass strength

    (iii) Field permeability(iv) In-situ stresses

    (www.sfu.ca/~tafgrc/Courses/Easc313)

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    TAILORING TESTING TO ENGINEERING REQUIREMENT

    Objective: To tailor the testing to the engineering objective by considering

    a number of testing methods.

    Importance of rock mechanics parameters for HYDROELECTRIC SCHEMEPRESSURE TUNNEL design

    (Hudson & Harrison, 2000)

    In situ stress is most important and should be determined

    Slope or surface blasting case: Not an importantparameter

    Rock engineersmust decide

    Whether theyare going to

    make particular

    measurementson the basis of

    the overallobjective

    ANOTHER IMPORTANT ISSUE !

    Rock engineer should consider whether emphasis is to be placed on

    INDEX TESTS, FUNDAMENTAL TESTS or COMBINATION OF THE TWO

    INDEX TESTS Cheap, performed quickly Do not determine an intrinsicproperty

    UCS= k Is50

    Point LoadTest

    FUNDAMENTAL TESTS

    More expensive, timeconsuming

    Measure the property directly

    UCS

    Carry out a few UCS tests and more PLT, and use the calibrated values

    HOW WE CAN CHARACTERIZE ROCK MASSESAND ESTIMATE THEIR STRENGTH?

    For the determination of rock mass properties we have two alternative ways:

    (a) via the properties of the intact rock and the properties of the discontinui-ties which together make up the rock mass properties OR

    (b) Via the properties of the rock mass as measured or estimated directly(STRENGTH, DEFORMABILITY & PERMEABILITY)

    A) ROCK MASS PROPERTIES DETERMINED FROM IN-SITUMEASUREMENTS

    Because rock masses are usually anisotropic, essential device must bothapply load and measure displacement in different radial directions.

    Install some form of loading within the borehole to obtain force-displacementcurve and estimate the associated elastic parameters of the rock

    (www.s

    lopeindicator.com)

    (Hudson & Harrison, 2000)

    Testing of strength of rock mass is difficultbecause of the high loads involved. Alsotime consuming and expansive tests

    GOODMAN BOREHOLE JACK

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    PLATE LOADING TEST

    On a surface of rock exposure Underground

    (ISRM,

    1981)

    Hysteresis is directly associatedwith discontinuities

    B) CHARACTERIZATION OF ROCK MASSES AND CLASSIFICATION

    Depending on the rock mass classification used, determinediscontinuity properties

    Scan-line survey

    (Hudson, 1989)

    BoreholeOutcrop

    S

    KZ

    KZ

    Orientation Spacing

    AperturePersistence

    Roughness (JRC)

    Joint wall strength(JCS)

    Weathering

    Block size

    RQD

    ROCK MASSCLASSIFICATION(RMR, Q and others)

    Set number

    >10 cm

    A Basic RMR= R ( ci) + R (RQD) + R (spacing) + R (JC) + R (GW)RMR SYSTEM

    Adjustments(Orientation, blasting etc.)

    Final RMR

    Q=(RQD/Jn) (Jr/Ja) (Jw/SRF)Q SYSTEM

    Q

    (Support & Span)

    RMR

    Estimation of Erm fromclassification

    (Support)

    Stand-up time

    JRC, JCS

    Disc. Stiffness

    (Serafim & Pereira, 1983)

    (GrimstadandBarton,

    1993)

    Bienaiwski, 1989)

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    C) ROCK MASS STRENGTH (Hoek & Brown Failure Criterion)

    a

    c

    '

    3bc

    '

    3

    '

    1 sm

    +

    +=

    Generalized H&B equation

    =

    m

    ibb

    100GSIexpmm

    =

    sb

    100GSIexps

    D1428bm =

    D39bs

    =

    ( )3/2015/GSI ee6

    1

    2

    1a +=

    (Barla & Barla, 2005)

    GEOLOGICAL STRENGTH INDEX (GSI)(Hoek, 1999) (Snmez & Ulusay, 2002)Quantitative GSI ChartOriginal GSI Chart

    ROCK MASS

    Ground response

    ROCK MASS

    Ground response

    How to incorporate modeof failure and rock massstrength

    Slope

    UG

    UG

    Slope

    I N SI TUSOUND VELOCITY

    Closely reated to rock mass characteristics and one of the most importantindex properties Seismic Characterization Method

    (www.winona.edu)

    (Whitley, 1990)

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    Vp-Q-RQD- relationships for hard,near-surface, low porosity rock masses

    (Barton,

    2007)

    (Barton,

    2007)

    Dynamic E-Q-RMR

    (Barton,

    1995)

    Relationships between Vp androck mass characteristics

    (Barton,

    2007)

    Intact samples of rock may be selected for index testing

    - To further aid in geological classification and as indicators of rock massbehavior

    - To provide a measure of the quality of the rock,- To indirectly estimate fundamental properties by empirical relationships- They are not directly used in design.

    INDEX PROPERTIES OF ROCK MATERIAL

    Water Content: Indirect indication of porosity of intact rock or clay contentof sedimentary rock.

    Unit Weight: Indirect indication of weathering and soundness, and is usedto estimate vertical stress

    h v = h

    Porosity: Indirect indication of weatheringand soundness, and governs permeability

    Rebound Number:- Index of relative hardness and quality of rock mass on the exposedsurface when the rock is fragmented- Relative hardness and indirect strength of intact rock

    Weak and highly weatheredrocks

    Care is necessary

    Abrasivity: Measures the abrasivenessof a rock material against other materialse.g., steel. It is an important measure toestimate wear of rock drilling and boringequipment.

    (Deere & Miller, 1966)

    Point Load Strength Index: Indirect method to determine unconfinedcompressive strength (UCS)

    c = kIs50 k=5-52 (?)

    As a classification parameter in RMR system

    (Bieniawski, 1989)

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    Block Punch Strength Index (BPI): To indirectly estimate the UCS

    U C S = 5. 1BPIc

    BPI

    (MPa)

    < 1 Very weak1 - 5 Weak5 - 10 Moderate10 - 20 Medium20 - 50 High> 50 Very high

    cStrength

    Class

    (Ulusay et al., 2001)

    Durability: Index of weatherability (degradability) of rock exposed inexcavations.

    Particularly important in soft andclay-bearing rocks (may cause collapse)

    Outcrop

    UG opening

    Pillar

    The loss of sample weight is a measure ofthe susceptibility of the rock to the combined

    action of slaking and mechanical erosion.

    SLAKE DURABILITY TEST

    Sound velocity: Closely reated to rock properties and one of the mostimportant index properties. They provide estimates of rock properties and/orare used as an index in their own right indicating anisotropy and/or inhomogenity

    (www.w

    inona.e

    du)

    Estimation of dynamic elastic properties:

    (Vp)

    (Vs)

    (Sassa et al., 1988)

    NON-DESTRUCTIVE TEST

    (field/ lab)2 = velocity index (an indicator of intensity of discontinuities)

    UNIAXIAL COMPRESSIVE STRENGTH (Intact Rock)

    - UCS is a rock property most oftenly used to characterize the mechanicalbehavior of rock.- It is most useful as a means for comparing rocks and classifying theirlikely behavior as an index property.

    1. CLASSIFICATION OF INTACT ROCK

    ci = F/AF

    Primary index testfor strength and

    deformability of intactrock

    (Deere&Miller,1966)

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    2. CHARACTERIZATION(a) Input Parameter for Rock Mass Classification

    RMR System(Bieniawaski,

    1989)

    (Hudson,

    1989)

    (Bieniawski,1989)

    (b) As an intact rock parameter to be used by the empirical rock

    mass failure criteria (ci)Genera l ized Hoek-Brow n fa i lu r e c r i te r ion :

    1= 3+ ci (mb (3/ ci)+s))a

    (c) First estimate of the tensile strength

    t = - ci /10

    (Barla&Barla,

    2005)

    (d) Estimation of UCS and deformation modulus of rock masses:

    crm = (sci)0.5UCS of rock mass:Deformation modulus of rock masses:

    Erm= (ci / 10)0.5 10(GSI-10)/40 (Hoek & Brown, 1997)Erm = (1-(D/2)) (ci / 100)0.5 10(GSI-10)/40 (Hoek et al., 2002)Erm= 0.001 [ ((Ei/ ci) ((1+RQD/)100) /WD]1.5828(Gkeoglu et al., 2003)

    (e) Estimation of the tensile strength of intact rock with the H-Bstrength criterion:

    t = 0.5ci [mi- (mi2 + 4)0.5]

    Erm = 10 (Qci /100) 1/3 (Barton, 2002)

    3. IN DESIGN AND MODELLING

    (a) As a design parameter of rockstructures subjected to uniaxialcompressive stresses, such aspillars (intact or rock mass UCS)Strength of pillar is a function ofmaterial strength anddistribution of stresses in pillar.

    Compare the computed stresses with estimated rock massstrength in discontiuum media or intact rock strength in weakand not jointed mediac Pillar stresses

    Pillar

    Pillar

    (Hoek & Brown, 1980)

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    (b) In numerical codes such as UDEC, simulating the response ofdiscontinuous media (jointed rock mass) subjected to either staticor dynamic loading UCS is as one of the parameters used by Barton-

    Bandis model.

    For estimation of initial normal stiffness

    Kni= -7.15+1.75 JRC+0.02 (JCS/e)

    e (JRC (0.04 ci)-0.02)Discontinuity aperture (mm)

    Compression

    (Zhang, 2005)

    (c) Rock fragmentation and rock cutting

    Fractures by disc cutters:-Effect of rock strength on tool forces Fnormal/c =0.15p-0.21(Snowdoown et al., 1982) (p:Penetration, mm)

    -The thrust force affecting penetration (Roxborough & Philips, 1975):

    Ft= 4 c tan (/2)(Dp3-p4))0.5(D: Disc diameter, mm)

    In rock indentation assessments

    (d) Rock-support interaction analysis (as an input parameter)

    (Hoek& Brown, 1980)

    TENSILE STRENGTH

    (a) Analysis of rock structures subjected to tensile stresses, such aswide roof spans

    ti = P/AFor underground stability, the tensile strength is not assignificant parameter as the UCS for rocks. Generally,tensile rock strength is low enough when rock is in tension,it splits and tensile stresses are relieved.

    In jointed rock masses, the jointing may very well eliminate the tensilestrength of the rock mass, in which case the in situ rock should beconsidered as having zero tensile strength.

    1) DESIGN

    (Hudson&Harrison,

    2000)

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    (b) Input parameter in numerical analyses:

    - In analysis of flexural toppling:As an input parameter Bending of the slabs induces tensilecracking in their upper face.

    (Hutch

    insonetal.,

    2009)

    - Continuum models such as FLAC (Mohr-Coulomb model )- Discontinuous model such as UDEC (Mohr-Coulomb model)

    (Hoek & Bray, 1977)

    DEFORMABILITY PROPERTIES

    1. CLASSIFICATION (Intact rock)

    A) MODULUS OF ELASTICITY OF INTACT ROCK AND MODULUS OF

    DEFORMATION OF THE ROCK MASS

    (Deere & Miller, 1966)

    Modulus Ratio

    (b) Estimation of rock mass deformation modulus from that ofintact rock

    Nicholson & Bieniawski (1983)

    Mitri et al. (1994)

    Sonmez et al. (2004)

    Hoekand Diederichs (2006)

    Sonmez et al. (2006)

    Em = f(Ei)

    2. DESIGN

    (a) Estimation of deformations in various rock engineering designs

    - Estimation of deformations around underground openings/Rock-support(analytical) interaction analysis (Analytical solutions)

    If the medium is jointed rock mass Use Erm

    (Hoek&Brown,

    1980)

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    -Settlement for founadtions in homogeneous, isotropic rockconditions v = (CdqB(1-2))/E

    (Wyllie,

    1992)

    (b) An important input parameter in numerical methods:

    Depending on the continuum and discontinuum media under investigation,Youngs modulus of the intact rock or deformation modulus of rockmass is used by all models for stress and deformation analyses such as

    PHASE, FLAC and UDEC for different types of rock engineering problems

    - Other Elastic Properties:

    G (Shear modulus)= E/2(1+) K (Bulk modulus)= E/(3(1-2)Describes the material's responseto shearing strains.

    G

    dx

    y

    Shear strain

    Shear stressMeasures the substance'sresistance to uniform compression

    (B) POISSONS RATIO

    It is a mechanical property playing a role in the deformation of elasticmaterials and utilized in rock engineering problems associated with

    the deformation of rocks such as an input parameter for the numericalstress analyses.

    Poissons ratio for rock masses is not required in majority of rock engineeringapplications. Indeed, in Overcoring Methods employing CSIR doorstopper,USBR borehole deformation gauge, CSIR triaxial strain cell and CSIROhollow incluison cell, the value of Poissons ratio of intact rock is requiredfor evaluation and interpretation of mesaurements.

    (Gercek,

    2008)

    Lateral strain

    Axial strain

    - There is no correlation between the values of Poissons ratio of rockmass and intact rock.

    - (rockmass) 1.2 (intact rock) (Kulatilake et al. (2004)

    The intact rock value constitutes a limit for the values that may beassumed by the jointed rock mass (Gercek, 2008)

    1. CHARACTERIZATION

    Intact rock classification

    (Gercek, 2008) can be usefulfor a qualitative assessment oflabortaory test results. Thisclassifications are applicableto isotropic rocks only.

    (Gercek, 2008)

    00

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    2. DESIGN (Analytical-Numerical)

    Poissons ratio of the medium influences the distribution of stresses in somesolutions that are widely applied to geomechanics problem.

    (a) In analytical solutions: Estimation of deformations aroundunderground openings Rock-support (analytical) interactionanalysis ( of rock mass)

    (Hoek & Brown, 1980)

    (d) An important input parameter used by numerical methods:

    Depending on the continuum and discontinuum media under investigation,Poissons ratio of the intact rock and/or deformation modulus of rockmass is used by all models for stress and deformation analyses such as

    PHASE, FLAC and UDEC.

    Poissons ratio influences the normalized elastic radial displacements aroundthe excavation face of a circular tunnel located in a hydrostatic in-situ stressfield

    (Unlu&Gercek,

    2003)

    SHEAR STRENGTH

    A) SHEAR STRENGTH OF INTACT ROCK

    - DESIGN: Particularly those of weak rocks in numerical methods

    B) SHEAR STRENGTH OF DISCONTINUITIES

    Cohesion and Friction Angle: Commonly used properties indicontinuum media (both as peak cp &p, and residual cr &p)

    Planardiscontinuities

    Peak

    Residual

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    Undulateddiscontinuities

    Bartons criteria

    In-situ shear strength determination

    (ISRM, 1981)

    Input parameter for analytical, numerical and kinematicmethods of analysis

    200

    200

    f

    pf

    p

    Sreksizlik

    ev

    Discontinuity

    Slope

    (a) Kinematic Analysis of Structurally-Controlled SlopesEXAMPLES

    (Norrish&Wyllie,

    1996)

    (b) Analysis of Structurally-Controlled Instabilities in UndergroundOpenings

    (Hoeks Corner)

    (Hoek& Brown, 1981)

    (c) In Analytical Methods:

    Example 1: Structurally-controlled rock slopes

    Tansiyon atlaev

    aynasnda

    Kayma dzlemi

    H

    ZZwv

    u

    w

    pf

    (a) Tansiyon atlaev tepesinin gerisindeTension crackin upper surfaceof slope

    Failure surface

    Slopeface

    Geometry of slopewith tension crackin upper slopesurface

    pp

    pp

    vCossinW

    tan)vSinuWCos(cAF

    +

    +=

    Discontinuity Discontinuity

    (Hoek & Bray, 1977) (Ulusay, 1991)

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    Example 2: Bearing capacity of shallow dipping bedded rocks

    qa=3N1 + (c1/tan 1 ) (N1 -1)

    F

    3A = (B/2tan1) N2 + (c2/tan 1) (N2 - 1)

    c1, 1, c2, 2 Discontinuity shear strength parameters

    (Wyllie,

    1992)

    (Allowable bearing capacity)

    (d) In Numerical Analyses:

    Particularly in the analysis of rock engineering structures such asunderground openings and slopes in discontinuum media (UDEC) shearstrength of discontinuities are important parameters.

    C) SHEAR STRENGTH OF ROCK MASS

    (a) Analytical and numerical methods

    ci

    SLOPE

    TUNNEL

    Bearing capacity of foundations on rock masses:

    The usual method to determine allowable bearing pressures

    Use published tables or building codes

    Where the rock conditions do not match descriptions in the codes

    Use analytical or numerical methods and rock mass strength

    HOWEVER

    Fractured rock:

    qa=Cf1s

    0.5u(r) [1+(ms0.5+1)0.5]

    F

    Weak rock with little fracturing:

    qa=Cf1cNc + Cf2 (B/2) N + DNq

    F

    dependent(Wyllie,

    1992)

    (D) JOINT STIFFNESS

    The mechanical behaviour ofdiscontinuities in generally plotted in theform of stress-displacement curves withthe result that discvontinuity stiffness(MPa/m) and strength (kPa) can bemeasured.

    Normal stiffness:

    kn= n/ un

    Shear stiffness:

    ks = / us

    (Zhang,

    2005)

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    Normal and shear joint stiffnes values are used in discontinuum modelssuch as UDEC (in Barton and Bandis Model)

    DEM Terminology

    (Eberhardt, 2009)

    (Eberhardt, 2009)

    PERMEABILITY

    Hydraulicgradient

    Permeability is concerned with fluid flowthrough a material or rocks and rockmasses, and is one of the most difficiulttopics facing the practicing rockengineers.

    (a) Permeability of Intact Rock (PRIMARY PERMEABILITY):

    Refers to matrix permeability and except in petroleum engineering, primeconsideration is not paid to this type of permeability in rock engineering.

    Because of the presence of discontinuities in rock mass, two types ofpermeability are considered: (i) PRIMARY, (ii) SECONDARY

    Governed by

    Porosity

    Geological history

    In-situ stress

    K also varies with grain size

    Permeability vs. porosity for intact rocks (www.searchanddiscovery.com)

    PERMEAMETER

    (b) Permeability of Discontinuities:

    Infilled discontinuity Permeability of the infill material.

    Unfilled discontinuities for a set of parallel discontinuities K:

    K=g (e)3

    12 vb

    v: Kinematic viscosity (10-6 m2/s)b: Spacinge: Aperture

    K is very sensitive to small changesin e

    Variation of dfiscontinuity setpermeability as a function of the

    aperture and discontiuityfrequencey

    (Hoek & Bray, 1977)

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    (c) Permeability of Rock Mass (Secondary Permeability):

    In rock masses consisting of discontinuities terminating against another,

    computatins are not only made for the permeability of a set of paralleldiscontinuties but also for the discontinuities meeting.

    Commonly discontinuity permeability dominates over the intact rockpermeability, and therefore, the second term may often be neglected.

    In-situ messurement of K

    PackerTest

    Single set

    3 ortogonal setsK in x-direction

    (Zhang, 2005)

    (Hoek&Bray,

    1977)

    WHY WE DETERMINE I N SI TUSTRESS?

    The basic reasons for in situ stress determination

    Engineering analyses require boundary conditions.In situ stress is one of the most important boundaryconditions for the analyses of U/G excavations

    To have basic knowledge of the stress state(e.g. direction and magnitude of the majorprincipal stresses, the direction in which therock is most likely to fail)

    In situ stressstate

    Failure1

    3

    FOS=Strength

    Stress

    1

    3

    2

    Civi l & Min ing Engg.

    Stability of U/G excavationsDrilling & blastingPillar designDesign of support systemsPrediction of rock burstDamsSlope stability

    Energy Development Borehole stabilityFracturing & fracture propogationFluid flow and geothermal problemsReservoir production managementEnergy extraction and storage

    1

    2

    3

    STANDARDIZED TESTS

    Determination of properties of intact rock and rock mass is the integral partof rock engineering studies. Although the strategy of rock characterization isa function of the engineering objectives, the tactical approach to individualtests can be standardized. The advantages of standardization are as follows(Hudson & Harrison, 2000):

    The standardization guidance is helpful to anyone conducting the test,The results obtained by different organizations on rocks at different sitescan be compared in the knowledge that like is being compared with like,There is a source of recommended procedures for use in contracts, if

    required.

    The use of some form of standard procedures provides rock engineerso determine the quality objectively

    ISRM SUGGESTED METHODS produced by the ISRM Commission onTesting Methods for rock testing and characterization since 1978

    Such as

    THE END


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