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www.TheSCANFoundation.org 2013 LTSS Summit Sacramento, CA Using Data For Action Lisa R. Shugarman, Ph.D. Director of Policy November 13, 2013
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www.TheSCANFoundation.org

2013 LTSS Summit Sacramento, CA

Using Data For Action

Lisa R. Shugarman, Ph.D. Director of Policy

November 13, 2013

www.TheSCANFoundation.org

- Andy Krackov, Senior Program Officer, California HealthCare Foundation

- Charlene Harrington, Ph.D., Professor, University of California, San Francisco

- Andrew Bindman, MD, Professor, California Medicaid Research Institute, University of California, San Francisco

- Toby Ewing, Consultant, California Senate Governance and Finance Committee

Using Data For Action

www.TheSCANFoundation.org

Sign up to receive email alerts

at www.TheSCANFoundation.org

Follow us on Twitter

@TheSCANFndtn

Find us on Facebook

The SCAN Foundation

Our mission is to advance the development of a

sustainable continuum of quality care for seniors.

Our vision is a society where seniors receive

medical treatment and human services that are integrated in the setting most appropriate to the their needs and with the greatest likelihood of a

healthy, independent life.

Using Data For Action

The SCAN Foundation LTSS Summit

November 13, 2013

Andy Krackov,

Senior Program Officer

CALIFORNIA HEALTHCARE FOUNDATION

California Common Sense

data.cacs.org

CALIFORNIA HEALTHCARE FOUNDATION

Google Docs

docs.google.com

CALIFORNIA HEALTHCARE FOUNDATION

Google Fusion Tables

www.google.com/fusiontables

CALIFORNIA HEALTHCARE FOUNDATION

Infogr.am

www.infogr.am

CALIFORNIA HEALTHCARE FOUNDATION

Datawrapper

http://datawrapper.de

California Long Term Care

Services and Supports

Charlene Harrington, Ph.D. Professor

University of California San Francisco

The SCAN Foundation LTSS Summit November 13, 2013

UCSF

California Health Care Almanac

Long Term Care in California: Ready for Tomorrow’s

Seniors? C. Harrington, E. Newsom, and L. Ross, UCSF, 2013 for California Healthcare Foundation

1,895 2,278

3,634

4,542 4,467 4,724

1,288 1,372

1,770

2,840

3,630 3,639

427

601

744

1,000

1,661

2,297

0

2,000

4,000

6,000

8,000

10,000

12,000

2000 2010 2020 2030 2040 2050

85+

75-84

65-74

3,610

10,660

9,758

8,382

6,148

4,251

* In thousands

www.chcf.org/~/media/MEDIA%20LIBRARY%20Files/PDF/L/PDF%20LTCReadyForTomorrowsSeniors2013.pdf

Californians Receiving Long Term Care,

2005 and 2009

425,321

353,989

605,820

152,613

106,722

95,317

313,893

320,582

531,209

141,819

104,040

80,224

Personal Care*

Nursing Homes†

Home Health

Residential Care forthe Elderly

Hospice

Waivers*2005 2009

+18.8%

+35.5%

+10.4%

+14.0%

+7.6%

+2.6%

www.chcf.org/~/media/MEDIA%20LIBRARY%20Files/PDF/L/PDF%20LTCRead

yForTomorrowsSeniors2013.pdf

Medicaid HCBS Participants & Expenditures, 2010

Ng & Harrington, 2013. Medicaid HCBS Program Data 92-10. UCSF. See Annual Kaiser Family

Foundation reports http://www.kff.org/medicaid/upload/7720-06.pdf

Total Participants: 3.17 million

Total Expenditures: $53 billion

LTSS Data and Information

Center for PAS Personal Assistance

Services www.pascenter.org

Funded by NIDRR 2003-2013

Community Living Policy Center

www.communitylivingpolicy.org

Funded by NIDRR 2013-2018

Steve Kaye Ph.D. P.I.

UCSF Community Living Policy Center

Goals

www.communitylivingpolicy.org

Develop a strategic plan for community living research

Identify state LTSS promising practices

Conduct an inventory of state LTSS policies, practices, programs, and future plans

Conduct evaluations and cases studies including managed LTSS in California

Conduct basic research on selected topics in community living

Develop systems for monitoring progress in state LTSS

CalQualityCare.org

California Healthcare Foundation

◦ Basic information on LTSS

◦ Nursing Homes, Home Health, Hospice, ICF/DD --

5-Level Rating system

Federal and state deficiencies

Complaints

Staffing hours (for nursing homes)

Quality Measures

◦ Information on providers and state averages from

multiple data sets

◦ Used by consumers, providers, researchers, media,

others

Developed & Maintained by UCSF

CA DPH Electronic Licensing Management

System (ELMS) data

CA OSHPD & CMS CASPER & RUGS data

State Average Facility Average

CA Office of Statewide Health Planning &

Development Financial Report Data

State Average Facility Average

CMS and CA DPH Electronic Licensing Management System

State Average Facility Average

CA DPH Electronic Licensing Management System (ELMS) & CMS

Certification and Survey Provider Enhanced Reports (CASPER) Data

State Average Facility Average

CMS Nursing Home Compare quality measures

State Average Facility Average

CA Office of Statewide Health Planning & Development

Financial Report Data

State

Average

Facility

Average

Extensive Data Available

Multiple LTSS data sets available and analyzed

CHCF California Almanac www.CHCF.org

Kaiser Family Foundation www.kff.org

PAS Center/ New Community Living Policy Center – UCSF www.pas.center.org www.communitylivingpolicy.org

CHCF California Quality Care www.calqualitycare.org

Gaps in existing data –

CA Residential care data not computerized

Managed care LTSS data

Need for partnerships to collect, use and analyze LTSS data

Andrew B. Bindman, MD

Professor Medicine California Medicaid Research Institute University of California San Francisco

Using Data to Support Improvements in Long Term

Services and Supports in California

28 28

Assembling Medi-Cal, Medicare and State Data Files

Comprehensive statewide study of Medi-Cal users of LTSS, including dual Medicare and Medicaid enrolled (MME) beneficiaries

Assembling an integrated and longitudinal database of Medicaid, Medicare and state data 19 claims, assessment, eligibility and other files

from CMS, Medi-Cal and other state departments

Does not include Part D prescribing data

29 29

Examples of Key Questions

How much is spent by Medi-Cal and Medicare on LTSS beneficiaries?

What LTSS services do beneficiaries use?

How often do Medi-Cal beneficiaries receive HCBS services prior to being admitted to nursing facilities for extended stays?

How do counties vary in the types of LTSS used by Medi-Cal beneficiaries?

30 30

Study Population

Persons age 18 and older Received Medi-Cal funded LTSS in 2008

Nursing Facility (NF) Home Health (HH) In-Home Supportive Services (IHSS) Adult Day Health Care (ADHC) Targeted Case Management (TCM) Any Section 1915(c) HCBS waiver

Excluded populations Individuals who qualify for Medi-Cal based on a diagnosis

of developmental disability Individuals enrolled in Medi-Cal or Medicare managed care

31 31

Medi-Cal and Medicare Spending for Acute and Other Medical, Post-Acute and LTSS, 2008

32 32

Medi-Cal Spending on LTSS, 2008

Nursing Facility 48.1%

In-Home Supportive Services 44.6%

ADHC 5.4%

TCM 0.4%

HH 0.2%

MSSP Waiver 0.5%

Other Waivers 0.8% T

Total LTSS Spending

$6.2 Billion T

33 33

Medi-Cal LTSS Recipients by Type of Service, 2008

IHSS 64%

TCM 5% HH 2%

ADHC 3%

ADHC + IHSS 6% HH + IHSS 1%

TCM + IHSS 1%

Waivers +/- Other HCBS service 2%

NF Only 16%

34 34

Use of HCBS by MMEs and Medi-Cal Only Enrollees During 3 Months Prior to Long-Stay NF Entry

IHSS Only 18%

HH Only 3%

HH & IHSS 3%

Other HCBS 5%

No HCBS 71%

Medi-Cal Only

IHSS Only 43%

NO HCBS 45%

HH & IHSS <1%

Other HCBS 11%

HH Only <1%

MMEs

35 35

Average Medi-Cal and Medicare Expenditures for MME Enrollees in 12 Months Prior to NF Admission

0

5,000

10,000

15,000

20,000

25,000

12 11 10 9 8 7 6 5 4 3 2 1

Do

llar

s

Months prior to NF Entry or Index Date

Acute and Post-Acute (Non-NF) LTSS (Non-NF) Acute and Post-Acute (NF) LTSS (NF)

36 36

Average Medi-Cal Expenditures for Medi-Cal Only Enrollees in 12 Months Prior to NF Admission

0

2,000

4,000

6,000

8,000

10,000

12,000

14,000

16,000

18,000

12 11 10 9 8 7 6 5 4 3 2 1

Do

llar

s

Months prior to NF Entry or Index Date

Acute and Post-Acute (Non-NF) LTSS (Non-NF) Acute and Post-Acute (NF) LTSS (NF)

37 37

HCBS Users per 10,000 Medi-Cal Beneficiaries, 2008

0 500 1,000 1,500 2,000 2,500

MONO (N=22)

TULARE (N=3,234)

KERN (N=5,741)

INYO (N=134)

DEL NORTE (N=333)

MODOC (N=107)

VENTURA (N=5,085)

EL DORADO (N=830)

SISKIYOU (N=517)

MADERA (N=1,715)

SAN JOAQUIN (N=7,083)

COLUSA (N=219)

MERCED (N=3,385)

TRINITY (N=162)

LASSEN (N=289)

FRESNO (N=13,083)

AMADOR (N=215)

NEVADA (N=559)

SOLANO (N=3,460)

SAN MATEO (N=3,922)

CALAVERAS (N=346)

SAN BERNARDINO (N=19,758)

MONTEREY (N=4,301)

TUOLUMNE (N=488)

SAN BENITO (N=488)

STANISLAUS (N=6,969)

RIVERSIDE (N=16,809)

KINGS (N=1,790)

ORANGE (N=21,578)

SANTA CRUZ (N=2,427)

SANTA CLARA (N=15,865)

YOLO (N=1,827)

PLACER (N=1,770)

NAPA (N=915)

YUBA (N=1,319)

SUTTER (N=1,436)

SANTA BARBARA (N=4,495)

BUTTE (N=3,439)

TEHAMA (N=1,098)

MENDOCINO (N=1,569)

SACRAMENTO (N=20,251)

SAN LUIS OBISPO (N=2,278)

GLENN (N=513)

MARIPOSA (N=223)

ALPINE (N=13)

CONTRA COSTA (N=9,695)

SIERRA (N=48)

ALAMEDA (N=19,244)

SHASTA (N=3,320)

SAN DIEGO (N= 28,016)

HUMBOLDT (N=2,350)

LOS ANGELES (N= 93,652)

SONOMA (N= 4,889)

PLUMAS (N=308)

MARIN (N=2,117)

LAKE (N=1,732)

IMPERIAL (N=5,429)

SAN FRANCISCO (N=24,235)

38 38

Nursing Facility Users per 10,000 Medi-Cal Beneficiaries, 2008

0 100 200 300 400 500 600 700 800

ALPINE (N=0)

MONTEREY (N=30)

SOLANO (N=63)

SANTA BARBARA (N=64)

SANTA CRUZ (N=58)

MONO (N=4)

ORANGE (N=1,282)

YOLO (N=105)

IMPERIAL (N=379)

YUBA (N=170)

DEL NORTE (N=83)

MERCED (N=688)

NAPA (N=146)

KINGS (N=319)

KERN (N=2,054)

FRESNO (N=2,774)

TULARE (N=1,457)

SISKIYOU (N=123)

MADERA (N=407)

SACRAMENTO (N=3,276)

MENDOCINO (N=255)

SAN BERNARDINO (N=4,326)

TRINITY (N=40)

HUMBOLDT (N=346)

SUTTER (N=274)

COLUSA (N=58)

GLENN (N=89)

SAN BENITO (N=112)

RIVERSIDE (N=3,942)

TEHAMA (N=219)

LOS ANGELES N=31,198)

VENTURA (N=1,576)

STANISLAUS (N=1,710)

LAKE (N=257)

SAN LUIS OBISPO (N=464)

SAN JOAQUIN (N=2,229)

SANTA CLARA (N=3,950)

LASSEN (N=92)

ALAMEDA (N=4,239)

CONTRA COSTA (N=2,268)

SAN FRANCISCO (N=2,943)

SHASTA (N=778)

CALAVERAS (N=129)

BUTTE (N=1,039)

MARIPOSA (N=62)

EL DORADO (N=389)

SAN DIEGO (N=7,470)

SONOMA (N=1,156)

SAN MATEO (N=1,708)

MARIN (N=548)

MODOC (N=71)

INYO (N=105)

PLACER (N=836)

PLUMAS (N=104)

AMADOR (N=137)

TUOLUMNE (N=288)

NEVADA (N=382)

SIERRA (N=28)

39 39

Percent of Medi-Cal LTSS Spending on HCBS, 2008

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

SIERRA (N=76)

TUOLUMNE (N=761)

MODOC (N=176)

YOLO (N=54)

INYO (N=235)

PLUMAS (N=403)

AMADOR (N=323)

TULARE (N=4,133)

NEVADA (N=903)

SAN MATEO (N=722)

SANTA BARBARA (N=1,575)

SOLANO (N=238)

EL DORADO (N=1,074)

SAN BENITO (N=577)

TRINITY (N=201)

COLUSA (N=269)

MARIPOSA (N=275)

SAN LUIS OBISPO (N=370)

SISKIYOU (N=626)

LASSEN (N=375)

CALAVERAS (N=452)

ORANGE (N=2,884)

PLACER (N=2,020)

SUTTER (N=1,658)

KERN (N=6,253)

SAN JOAQUIN (N=7,427)

STANISLAUS (N=6,659)

VENTURA (N=6,049)

SHASTA (N=3,930)

BUTTE (N=4,363)

SAN DIEGO (N=28,355)

SANTA CRUZ (N=237)

MADERA (N=1,878)

MERCED (N=3,968)

CONTRA COSTA (N=8,595)

MARIN (N=2,206)

TEHAMA (N=1,282)

DEL NORTE (N=400)

SAN BERNARDINO (N=18,424)

SANTA CLARA (N=15,875)

ALAMEDA (N=17,949)

RIVERSIDE (N=15,390)

KINGS (N=2,041)

SONOMA (N=5,068)

GLENN (N=592)

FRESNO (N=12,368)

SAN FRANCISCO (N=22,286)

HUMBOLDT (N=2,660)

YUBA (N=1,433)

LOS ANGELES (N=186,544)

MENDOCINO (N=1,794)

SACRAMENTO (N=15,870)

MONO (N=26)

LAKE (N=1,936)

NAPA (N=113)

IMPERIAL (N=5,574)

MONTEREY (N=451)

ALPINE (N=13)

40 40

Key Messages

Over half of Medi-Cal’s LTSS delivered through HCBS yet there are signs of missed opportunities to reduce reliance on nursing facility care

A large proportion of Medi-Cal beneficiaries did not receive HCBS prior to a nursing facility admission

There is substantial county variation in the use of HCBS and extended nursing facility care

41 41

Unique Opportunity

CAMRI has partnered with DHCS to develop methods to combine and analyze data on Medi-Cal’s LTSS population

Opportunity to build upon this work with

updated data to enable monitoring of policies over time

Requires sustained commitment of DHCS to share data and financial resources to support the work

42 42

Acknowledgments

California Department of Health Care Services

The SCAN Foundation

Reports Available at

The SCAN Foundation http://thescanfoundation.org

CAMRI

http://camri.universityofcalifornia.edu

44 44

Project Team Members

Robert J. Newcomer, Ph.D. Charlene Harrington, RN, Ph.D. Julie Stone, M.P.A. Sei J. Lee, M.D. Todd Gilmer, Ph.D. Taewoon Kang, Ph.D. Phillip Chu, M.A. Denis Hulett, M.S. Samuel Tseng, Ph.D Arpita Chattopadhyay, Ph.D. Chi Kao, Ph.D. Pat Henderson Lena Libatique


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