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Page 1: Copyright · Padilla, v And to my friends, thank you for picking me up when I was frustrated with microscope work ... CA, U.S.A.: Constrained by the Smear Slide Technique
Page 2: Copyright · Padilla, v And to my friends, thank you for picking me up when I was frustrated with microscope work ... CA, U.S.A.: Constrained by the Smear Slide Technique

Copyright

By

Kelsey A. Padilla

2015

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Latest Pleistocene through Holocene Lake Levels from the

TL05-4 Cores, Tulare Lake, CA, U.S.A.: Constrained by

the Smear Slide Technique

By

Kelsey A. Padilla

A Thesis Submitted to the Department of Geological Sciences

California State University, Bakersfield

In Partial Fulfillment for the Degree of Masters of Science in Geology

Spring 2015

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Padilla, iii

Dedication

To my family:

Thank you for not only raising me to be the person I am today, but also

for teaching me that education is important and can help you achieve

any goal you set your mind to. Thank you for being my backbone and

always telling me to stand tall and feel joy in all of my

accomplishments. Without the love and encouragement of my family,

I would not have completed this project and the dream of having a

graduate degree would be just that, a dream.

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Padilla, iv

Acknowledgements

This project was supported by the NSF DHR CREST Award #1137774, which

provided infrastructural support and salary support for both me and other team members.

This project was also supported by USDA funds through the Agriculture and Food Research

Initiative Competitive Grant no. 2011-38422-31204 from the USDA National Institute of

Food and Agriculture. Funding for the purchase of the UIC Coulometer CM135, Costech

4010 Elemental Analyzer, and Malvern Mastersizer 2000 laser particle analyzer was

provided by the US Department of Education Award #P031C080013-09. Acquisition of an

X-Ray Diffractometer for multi-disciplinary research and research training at California State

University, Bakersfield was supported by NSF EAR Award #1428673.

A special thank you to Dr. Robert Negrini, Dr. Junhua Guo, and Dr. William Krugh

for their assistance in editing and revising my thesis, as well as being a part of my committee.

A very special thank you to Grant Heaton for running all of my XRD samples in such a short

time frame and donating his time to assist me in the lab. I would also like to thank Dr. Scott

Starratt of the United States Geological Survey (USGS) for his assistance and analysis of the

diatoms in this study. I would like to acknowledge the geology students from the University

of Minnesota for their assistance with locating information pertaining to phytolith research

and identification. I would also like to thank Elizabeth Powers and Andrea Medina for their

assistance with ordering supplies and keeping the CREST lab in order while I spent

numerous hours behind a microscope. Finally, I would like to thank the most important

of all, my family, for standing beside me through my life and education, and always pushing

me forward. Without your help and making me laugh on a daily basis, none of this would

have been possible. You always pushed me to succeed and I cannot say thank you enough.

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Padilla, v

And to my friends, thank you for picking me up when I was frustrated with microscope work

and staying with me all hours of the day and night until all of the work was finally done. I

owe you my deepest gratitude.

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Padilla, vi

Abstract

Lake sediments are often associated with high deposition rates, thus offering a

detailed repository of lake level, climate, and the terrestrial environment surrounding the

lake. Prior to diversion of stream flow for the purpose of irrigation, Tulare Lake was the

largest fresh water lake west of the Great Lakes (Preston, 1981). At that time, its lake level

was predictably related to the discharge of four Sierran streams, the Kern, Tule, Kaweah, and

Kings Rivers, and can therefore be used as the basis for temporal river discharge

reconstruction by locating and dating the past surface elevations of Tulare Lake (Atwater et

al., 1986). This will ultimately lead to improved forecasting for Sierran discharge over the

next several decades after this record is compared to improving coeval records of sea-surface

temperatures of the Pacific Ocean.

The core-based, lake-level proxy record of Blunt (2013) for Tulare Lake, CA suggests

deep lake and wet conditions during the early Holocene, dry low lake conditions throughout

the mid-Holocene, and a return to wet and deeper lake conditions during the late-Holocene.

The assertion is made that Tulare Lake levels are reflective of regional climate rather than

local geomorphology. This study uses the smear slide technique of Schnurrenberger et al.

(2003) to test the findings of Blunt (2013). The resultant geobiological and granular results

are generally consistent with the predictions of Blunt (2013).

At the lower end of the record, the interval hypothesized to contain sand-sized grains

of Tioagan-aged glacial outwash from the Sierra Nevada ice cap, have, as predicted, little to

no organic matter or carbonate present and are characterized by sand grains of granitic

composition typical of the source stream headwater geology. The concentration of phytoliths,

specifically grass tracers, are consistent throughout the core with levels of previously

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documented intervals of high clay percent in the early Holocene, supporting the argument

that this proxy for high lake levels is a signal of climate change rather than changes in the

geomorphology setting. In the time interval from 2.5 to 1.8 cal kyr B.P., Blunt (2013)

suggests shallow, freshwater lake conditions due to a low total inorganic carbon (TIC) value

and relatively coarse grains. The predictions are consistent with observations of pristine

sponge spicules and the pollen species Typha (i.e. cattail) in the smear slides from the

corresponding depth interval. Observations of fluctuating levels of clay and silt, and

occasional coarse grain deposits within this same interval are also present within the smear

slides.

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Table of Contents

Dedication…………………………………………………………………………....iii

Acknowledgements ………………………………………………………....….…...iv

Abstract………………………………………………………………………...….....vi

Table of Contents…………………………………………………………………..viii

Introduction………………………………………………………………………......1

Regional Setting……………………………………………………...………..…......3

Geological Setting……………………………………………………….........3

Modern Climate………………………………………………………..….....3

Methods……………………………………………………………………………....4

Smear Slides …………………………………………………………..…......4

X-Ray Diffraction (XRD) …………………………………………...…......10

Diatoms………………………………………………………..……….........11

Results……………………………………….............................................................12

Lithology……………………………………………………..………...…....12

Smear Slide Observations……………………………….………………....13

Grainsize…………………………………………………..…….......13

Diatoms………………………………………………………...........15

Sponge Spicules……………………………………………...……...15

Plant Matter and Pollen………………………………....................16

Other………………………………………..…………………….....19

XRD Composition…………………………………………...…...................21

Interpretations………………………………………………….......................…....22

Latest Pleistocene……………………………………………………..….....22

Pleistocene/ Holocene Transition……………………………………..........24

Early Holocene………………………………………………………...........25

Middle Holocene……………………………………………………….........26

Late Holocene …………………………………………………………........28

Comparisons with other Climate Data………………………………………..…..29

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Conclusion…………………………………………………………………..……....31

Appendices………………………………………………………………………......32

Appendix1: Figure Captions……………………………………………....32

Appendix 2: Figures……………………………………………..……….....36

Appendix 3: Tables..........................................................................................48

Appendix 4: Laboratory Notes………………………………………….....49

References……………………………………………………………..…………...116

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Latest Pleistocene through Holocene Lake Levels from the TL05-4 Cores,

Tulare Lake, CA, U.S.A.: Constrained by the Smear Slide Technique

Kelsey Padilla

Department of Geological Sciences, California State University, Bakersfield, 9001 Stockdale

Highway, Bakersfield, CA 93311

1. Introduction

Tulare Lake, currently a dry lake bed due to agricultural drainage diversion, is located

in the San Joaquin Valley of central California, between the Coast Ranges and the Sierra

Nevada Range (Figure 1). Prior to drainage diversion, Tulare Lake sediments likely

accumulated at high rates more or less continuously. These sediments reflect a detailed

record of lake level, and therefore, stream discharge from the Sierra Nevada. The latter

assertion is supported by hydrologic modeling that demonstrated a linear relationship

between Tulare Lake level and the discharge of four Sierran streams, the Kern, Tule,

Kaweah, and Kings Rivers (Atwater et al., 1986). This relationship is the basis for

reconstructing the discharge of these rivers for the past 20,000 years by determining the

Tulare Lake surface elevation vs. time through a study of its sediments and landforms.

Negrini et al. (2006), building upon earlier work by Atwater et al. (1986) and Davis

(1999), mapped an ancient shoreline. This determined the lithology of associated sediments

on the west side of the lake in a series of two sets of trenches (sets 1-5 and A-D) and a

preexisting core to obtain a low resolution record of lake elevation through time (Figures 2

and 3). This record was found to be consistent with respect to timing of lake-level changes to

results from two other lakes from southern California (Kirby et al., 2012), thus these changes

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likely represent regional climate rather than geomorphological processes local to the

particular lakes, at least during the Holocene (Figure 4).

A core-based, lake-level proxy record of Blunt (2013) and Blunt and Negrini (in

press) for Tulare Lake, CA extended the trench-based record of Negrini et al. (2006) back to

~20,000 years ago. The former has an improved resolution corresponding to one sample

every ~50 years, making it potentially more useful towards decadal-scale forecasts of

recharge. The age model used for the samples and data collection was developed from

twenty-two AMS 14

C dates on bulk organic carbon that were obtained from the TL05-4A and

4B cores (Blunt, 2013). An age model (Figure 5) was developed revealing that the cores span

from approximately 1.8 – 19.0 cal kyr B.P. (Blunt, 2013). The major features of the Blunt

(2013) lake-level record were reflected in clay % over time. These included a record of

Tiogan deglaciation ending at ~ 15.0 cal kya B.P., followed by changes in lake level that

corresponded closely with changes in sea-surface temperature throughout the rest of record.

In this study, we examine the physical properties of the collected sediment cores to

determine and compare the results to previous geochemical analyses. This study uses the

smear slide technique of Schnurrenberger et al. (2003) to test the findings of the earlier

studies, particularly those of Blunt (2013). The smear slide technique allows for a detailed

petrographic microscopic description of the unconsolidated core sediments for every 5cm,

including the detection of features diagnostic of both deep, freshwater and shallow, brackish

water paleoenvironments. Some of these features include the presence or lack of certain

species of diatoms, sponge spicules, phytoliths, and the distribution of grain size throughout

the core.

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2. Regional Setting

2.1. Geological Setting

Tulare Lake was once the largest freshwater lake west of the Great Lakes. At its

maximum, it occupied an area of 1,600 km2 with depths that reach up to 12 meters. The lake

contained eight million acre-ft. of water, which is ~10% of California's current annual water

use (Atwater, 1986; Negrini et al., 2006). Tulare lake is located in the San Joaquin Valley of

California between the Kettleman Hills of the Coast and the Sierra Nevada Ranges, and is fed

principally (95%) by discharge from four major rivers: the Kern, Tule, Kaweah, and Kings

Rivers (Figure 1). The Los Gatos Creek, which is located to the northwest of Tulare Lake,

coupled with the Kings River to the northeast built unusually large alluvial fans during the

last glacial maximum (MIS2) at the northern boundary of the lake. This fan-formed sill

effectively transformed the area into a closed basin lake system with few spillover events as

evidenced by lack of significant erosion (Atwater et al., 1986).

The sediments of the study area, and the previous Blunt (2013) study, are located on

the west side of the Tulare Lake Basin (Figure 2). The sediments are primarily subaqueous

silts and clays deposited by the four major rivers as well as ephemeral streams from the

Kettleman Hills. Between the lake bed and the Kettleman Hills, the lake deposits are

overlain and/or intercalated with alluvial fan deposits from these ephemeral streams (Negrini

et al., 2006).

2.2 Modern Climate

The Köppen Climate Classification System defines Tulare Lake as a semi-arid steppe,

which is a system characterized by low relative humidity, sporadic rainfall, and potential

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evapotranspiration that exceeds average rainfall (Köppen, 1936; Peel et al., 2004). Mean

annual temperatures are 16.5-17.5°C (62.0-63.5 °F). Summers exhibit mean high

temperatures of 33.0-37.0 °C (91.0-98.0 °F) and mean low temperatures of 15.0-17.0 °C

(59.0-63.0 °F). Mean high temperatures in the winter are within 12.0-17.0 °C (54.0-63.0 °F)

and winter mean low temperatures are within 1.0-5.0 °C (34.0-41.0 °F). Mean annual

precipitation is only 19.3-21.8 cm (7.6-8.6 in). January-March are the wettest months with

85-92% of rainfall occurring between October and March, while June-July are the driest

months with <15% of rainfall occurring from April through September (Blunt, 2013). Low

velocity winds typically blow from the northwest and west-northwest with wind speeds of 5-

25 kmph (3-15 mph) (Preston, 1981). Low precipitation and high temperatures produce

evaporation rates of standing water of at least 1m/yr greater than annual precipitation rates

(Atwater et al., 1986), which indicates that Sierran stream runoff is the primary water source

for the lake basin. The western Sierra Nevada, itself, is characterized by warm, dry summers

and cool, wet winters. Summer temperatures within the central and southern range of the

Sierra Nevadas average 20.4°C (68.7 °F) and winter temperatures average 4.1°C (39.4°F).

Annual precipitation averages between 81-163 cm (32-64 in) with 90% occurring between

November and May. Snowfall represents between 25.0 and 40.0% of precipitation and

averages from 184-402 cm (72-158 in) annually.

3. Methods

3.1 Smear Slides

3.1.1 Schnurrenberger (2003) Smear Slide Technique

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The Schnurrenberger (2003) method, which is described in detail on the University of

Minnesota LacCore: National Lacustrine Core Facility web page

(https://tmi.laccore.umn.edu/) was used in this study. This method uses chemically and

physically unaltered core sediment to fashion the slides and complete the analysis.

To begin, samples from the TL05-4A core at a depth ranging from 39 to 442 cm

below ground surface level were taken at 5cm intervals, which spans from approximately

1.8-18.5 cal yr BP. Each sample interval represents an average of 40 years of sedimentation

separated by an average of 70-100 years, as the sediment was amalgamated and varied in its

size range from sand to silt. This interval corresponds with the Blunt (2013) study. The ends

of standard glass slides (1” x 3”) were labeled using the site, hole, core, section, sample depth

in centimeters and any interval information that may be useful during analysis, such as color

or grain faction. The slides were then cleaned of any contaminants using alcohol and Kim-

Wipes.

A small amount of each sample, approximately 1-2mm3, was smeared onto an

individual slide using a few drops of deionized water and a small metal spatula. The sediment

was allowed to disaggregate for a few minutes in the water before being dispersed uniformly

across the slide, creating a thin, uniform layer the same size as the corresponding coverslip.

The slide was then placed on a hot plate and allowed to dry for several minutes. A moderate

temperature was used to dry the sediment, which reduced the risk of mineral alteration (i.e. at

high heat). The slide was removed and allowed to completely cool before further handling.

A cover slip (22 x 40 cm) was placed on top of the sample and cemented using 2-3

drops of Norland 61 optical cement as a medium, which has a refractive index of 1.56. Clean

pencil erasers were used to create a slight amount of pressure, from one end of the cover slip

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to the other, to remove any bubbles that may have formed in the cement. The smear slides

were cured under an ultraviolet light (320-400 nm) for approximately two minutes. They

were then moved to a slide storage box to be used for analysis. The analysis was conducted

using a Leica ICC 50 HD petrographic microscope at 400x magnification to determine the

presence of both organic and inorganic material.

3.1.2 Smear Slide Granulometry

The grains of each slide mount were assessed for their size, rounding and sorting. The

International Ocean Discovery Program (IODP) provides information for determining the

texture of sediment using visual observations. The grain size cut-offs, as determined by the

IODP, are clay-sized (≤4 μm), silt-sized (4- to 63-μm), and sand-sized (63- to 2,000-μm).

Once these measurements were set on the microscope using Leica Suite software and a

connected camera, an overall grain size distribution was determined using sections of each

slide that were densely populated with grains. The Blunt (2013) study uses a cutoff of 6 μm

to determine clay-sized particles. Both of these cutoffs for grain size measurement fall within

the Wentworth classification of detrital sediments by grain size limits (Wentworth, 1922).

Grain size can be used to determine fluctuations in lake level and the lacustrine

setting based on the amount of influx entering the lake (Sperazza et al., 2004). Changes in the

processes and energy of sediment transport can be reflected by grain size distinctions in lake

sediments (Sperazza et al., 2004). Turbulence, wave energy, and proximity to shoreline affect

particle sizes. Increased grain sizes generally correspond to higher energy conditions of

sediment production or transport, whereas decreased grain sizes indicate lower energies,

including deeper lake environments. Coarse grains found as bimodal fractions within mostly

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fine grain units can be interpreted to indicate flooding within an otherwise calm lake

environment (e.g., Kirby et al., 2012).

3.1.3 Smear Slide Organics

The organic components of each slide were determined and offer evidence for the

lacustrine environments affecting Tulare Lake at a given point in time. One such organic that

was tallied were the diatoms. Diatoms are characterized by having a two-part cell wall

composed of biogenic opaline silica and the remains of diatoms are often one of the main

inorganic components seen in smear slides (Ryves et al., 2009). Diatom microfossils and

their current condition in smear slides are a reflection of the depositional environment and

are useful as environmental indicators. Diatom species are very particular about the water

chemistry in which they live; in particular, species have distinct ranges of pH and salinity

where they will grow. Diatoms also have ranges and tolerances for other environmental

variables, including nutrient concentration, suspended sediment, flow regime, and elevation.

Several environmental conditions will enhance the dissolution of diatoms: breakage, salinity,

alkalinity, and silica-poor environments. As a result, diatoms are used extensively in

environmental assessment and monitoring (Lowe, 1974). Furthermore, because the silica cell

walls do not decompose, diatoms in marine and lake sediments can be used to interpret

conditions in the past.

Another biologic indicator of lake properties that can be found and identified in smear

slides are sponge spicules. Sponges are preserved as isolated siliceous spicules, and

occasionally as reproductive gemules, which themselves then bear spicules (Turner, 1985).

Sponges are sensitive indicators of water quality, but very little is known about the

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taphonomy of sponge spicule preservation and very little information has been collected on

individual species sets. Sponges are known to rapidly colonize freshwater habitats, providing

potentially valuable indicators for differentiating marine versus freshwater or lentic from

lotic habitats, and for understanding the ontogeny of individual lakes (Solem et al., 1997).

Sponge distribution is affected by factors such as temperature, turbidity, light availability,

pH, and alkalinity (Cohen, 2003). Some sponge species are known to be quite intolerant of

turbidity, because of its negative effects on sponge filter feeding. A distinction was made

between whole, fully preserved spicules and those that experienced a high amount of

damage.

Palynology, the study of pollen grains, is one of the most effective tools used to

reconstruct past environments (Bryant and Hall, 1993). Because exines, the hard outer shells

of pollen grains, of different species are unique and can survive in favorable conditions for

millions of years, numerous plants that were present in the past can be identified. On a large

scale, pollen can identify broad environmental trends. Windblown distribution is the main

method of transport for pollen, but it can also be transported through water movement.

Because the wind randomly distributes the pollen grains, the plant must produce a huge

amount of extra pollen to ensure that at least some of it reaches its intended destination. This

extra pollen is eventually deposited on the ground, or within bodies of water, where, if

conditions are favorable, it may persist for thousands of years. Lake sediments and peat bogs

are particularly valuable for preserving pollen grains not only because they are chemically

suitable but also because they accumulate over time. Thus as the pollen falls in these places,

it is incorporated into the ever growing sedimentary deposits. By taking samples from a

continuous sequence of soil depths and then counting the pollen in each level, a pollen profile

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of an area over a specific time can be created. Algae and pollen spores can be characterized

by very different water chemistry and environments. Botryococcus is found under eutrophic

(organic-rich water) conditions (Cohen et al., 2000). Thus, Botryococcus can be used as an

indicator of water freshness. Shifting marsh composition as reflected in the relative

predominance of cat-tail (Typha) pollen indicate changes in both water chemistry and

stability of the marsh water level (Wigand, 2013; Cohen et al., 2000). A high ratio of cat-tail

implies marshes with relatively fresh waters. Cattails appear when there is renewed influx of

fresher water into the Tulare Lake Basin.

Identifying pollen within the Tulare Lake sediments was difficult, but a few species

were determined and tallied. A primary factor for the lack of a high pollen count within the

lake was outlined in Wigand (2013). Because climate affects the spatial distribution of

vegetation in certain regions, it determines where well-preserved pollen records are found.

The distribution of pollen evidence in the region is primarily constrained by moisture

differences. In general, the number of well-preserved pollen records from aquatic

environments at all elevations decreases southward in this region, reflecting the greater rarity

of lakes and marshes due to greater aridity. Springs and associated ephemeral ponds are the

primary source for well preserved Holocene pollen records in the southern portion of this

region. These often provide records spanning the Holocene; however, the destruction by

drought of pollen during the middle Holocene drought is often a problem.

A secondary factor for the loss of preserved pollen was due to storage in cm3 boxes,

outside of refrigeration or proper storage, which caused them to experience bacterial decay

and oxidation of the pollen species. Pollen is best preserved in waterlogged and unaerated

deposits both of mineral and organic origin. Clays and fine silts often contain well preserved

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pollen, though identification of the grains is often made difficult by the mineral debris. In

coarser material preservation is poor and identification generally impossible (Godwin, 1934).

The sample processing within this method also does not optimize the pollen recovery, as only

a small amount of sample was used on each slide, as opposed to processing a large amount of

sediment in order to obtain a full slide covered in pollen specimen. Normally, a larger

amount of sediment sample is processed to separate pollen specifically out from all of the

grain factions.

3.3 X-Ray Diffraction

Fourteen samples were taken at intervals of 25cm for analysis by X-ray Diffraction

(XRD). This type of sampling method focused on the dominant lithology, rather than unusual

or minor intervals. The splits of the bulk samples were oven-dried, hand crushed by mortar

and pestle, and then packed gently into round aluminum sample holders in order to retain the

random particle orientation. All samples were measured at the California State University

Bakersfield using a Scintag Panalytical Empyrean diffractometer with CuKa radiation (1.54

Å) and a Ni filter. Scans of bulk powders were run at 45 kV and 40 mA over a range of 3° 2θ

- 35° at a step of 0.01° 2θ. The processed digital data was analyzed using Highscore software

to pick up peak intensities.

The following peaks were used to measure peak intensities: a composite of clay

mineral reflections centered at ~19.8° 2θ (d-value: 4.49 Å), quartz (100) at 20.85° 2θ (d-

value: 4.24Å), plagioclase double peaks at 27.77° and 28.02° 2θ (d-values: 3.21 Å and 3.18

Å), and calcite (104) at 29.42° 2θ (d-value: 3.04 Å). Using the correction factors proposed

by Cook et al. (1975), the quantification of the identified principal minerals (quartz,

feldspars, carbonate, total clay fraction) was achieved by applying it to the measured

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intensities of the specific reflections. The correction factors were as follows: quartz, intensity

of the 4.24 Å peak multiplied by 100/35; feldspars, intensity of the characteristic peaks at

3.21 and 3.18 Å multiplied by 2; carbonate, reflection at 3.04 Å multiplied by a factor 1.92;

global clay mineral composition, the intensity of the common 4.49 Å cf. (020) reflection,

multiplied by 20.

In x-ray diffractometry, peak intensities and peak areas can be used as indicators of

mineral abundance (Cook et al., 1975). For a single mineral, each individual peak will

display a different geometry. In a mineral mixture, the intensity of any given peak will be

influenced by its own abundance, the absolute abundance, crystallinity, and orientation of all

other minerals in the specimen, and the amount of amorphous solids such as volcanic glass

and opal.

3.4 Diatoms

Sixty-eight samples, taken from the same depths in the core as the smear slide

samples were sent to the US Geological Survey Global Climate Change Section for dedicated

diatom analysis. These samples were processed at the USGS by Holly Olson using methods

outlined in Battarbee (1986). Each sample was boiled in 30% hydrogen peroxide, 37%

hydrochloric acid, and 70% nitric acid. They were then deflocculated with sodium

hexametaphosphate and rinsed in deionized water until a neutral pH was reached. After the

chemical processing and rinse, the sediment was mounted on microscopic slides using

Naphrax (r = 1.71). The processed samples were then inspected and counted by Dr. Scott

Starratt at that facility.

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4. Results

4.1 Lithology

The stratigraphy for the TL05-4A core was previously described in the Blunt (2013)

study and was used as a platform for the initial smear slide observations and descriptions.

Although every 5 cm of the core was taken and used for the actual analysis, certain sections

were predetermined from the Blunt (2013) study to contain a specific composition based on

the lithology. Grain size, overall, was fine-grained reflecting a dominant lacustrine setting,

and using the smear slide technique, the descriptions were tested at a microscopic level.

Based on a combination of the smear slide analysis and the age and unit constraints

from the Blunt (2013) study (Figure 6), the lithology is described as the following. The

bottom of the record (429-440 cm) contains a sandy layer of pale olive fine to medium fine

grained sediment. The grains are sub-rounded and have a moderate sorting. The next 27 cm

of the core (407-429 cm) is composed of coarsening downward olive to olive gray silts to

medium grained sands. The grains are poorly sorted and are sub-angular throughout the

majority of each slide within these units. Thick olive to olive-gray clay-rich silts with

frequent iron staining comprise the majority of the latest Pleistocene (272-407 cm). This

section of the core has rounded to sub-rounded grains and contains moderate to well sorted

material. The remainder of the Holocene consists of Units 5-11 (103-272 cm) which are

comprised of dark grayish-brown to light olive-brown clay-rich silt to silty-clay units with

abundant gypsum stringers and occasional iron staining (Unit 8; 183-187 cm). The gypsum

can be seen in the smear slides for both units 4 and 5 throughout the other grains and

organics.

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Unit 4 (64-79 cm) extends to 2.5 cal kyr B.P. and consists of laminated, light olive-

brown silty clay to fine grained sand. Overlying this is Unit 3 (51-64 cm), which extends

through 2.3 cal kyr B.P., and consists of dark grayish-brown mottled clays and silts with

gypsum stringers and nodules. Fluctuating dark grayish-brown clays, silts, and sands were

revealed in the smear slides for the sediments aged 2.05-1.8 cal kyr B.P. (33-51 cm) in Unit

2. The grain distribution is poor to moderate. The top unit (Unit 1), spanning a depth range

from 0-33 cm, consisted of coarse-grained sediments. The smear slides corresponding to the

interval contained a high percent of sand sized grains and very little organics. This section of

the core was moderately sorted and contained sub-angular to sub-rounded grains.

4.2 Smear Slide Observations

4.2.1 Grain size

Grain size for the core was previously analyzed in the Blunt (2013) study for every

centimeter in a Malvern Mastersizer 2000 laser diffraction grain size analyzer with an

attached Hydro 2000G wet sample dispersion unit. Using the smear slides to look at grain

clusters and distributions, a comparison can be made to the previous study in order to test the

accuracy of the overall grain size percentages.

Figures 7a and 7b show a comparison of the grain-size from the Blunt (2013) study to

the results from the smear slide analysis. In general, the results agree very well, and several

peaks within both studies directly correlate. For example, both results show a noticeable

decrease in sand (from 90% to 50%) (Figure 10 a and b), as silt and clay increase, at the

bottom of the record. This is then followed by an influx of silt and clay material, or glacial

flour (Figure 11a and b), until both become equal amounts close to the 14.0 cal kyr B.P.

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mark. There is a noticeable sand-sized peak towards 13.5 cal kyr B.P, which may indicate a

small flooding event and two slight peaks at 14.1 and 10.1 cal kyr B.P. This can be

determined by the fine grained component of the bimodal distribution during these intervals

still remaining dominant. Both studies show equal parts clay and silt percentages with the

occasional sand input up to approximately 8.0 cal kyr B.P. At the top of the record, both

datasets show a high level of fluctuation in all three grain-size fractions.

The overall grain size determined by the smear side method was fine-grained, which

reflects the dominance of a lacustrine setting. Periodic second modes consisting of coarse

grains occur within the background distribution of fine grain size. Following the scheme

developed by Blunt and Negrini (in press), grain size from the smear slide method (Figure

7b) defined the same six different zones throughout the record as did the quantitative laser

granulometry (Figure 7a). Zone 1 consists of a highly sand dominated section of the core

from the end of the record to approximately 18.0 cal kyr B.P. From here, Zone 2 shows a

decrease in silt as the clay increases until they reach a midpoint and become steady until 14.0

cal kyr B.P. The clay and silt percentages remain consistent throughout Zone 3, which ends

at approximately 10.3 cal kyr B.P. Maximum clay content is reach during Zone 4 and

plateaus from 10.3-7.5 cal kyr B.P. A noticeable rise in sand percentage occurs at the

beginning of Zone 4, but then decreases towards the top of the record. Zone 5, between 7.5-

3.0 cal kyr B.P., shows an increase in silt and a decrease in clay deposits that become equal

once again at approximately 4.6 cal kyr B.P. Finally, Zone 6, experienced rapid, high

amplitude fluctuations in all three grain percentages until the top of the record at 1.8 cal kyr

B.P.

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4.2.2 Diatoms

Figure 7c shows the number of each diatom species found within the Tulare Lake

samples. The diatoms analyzed during the smear slide analysis were grouped by the shape

and the type of diatom taxa present (i.e. planktonic/ centric or benthic/ pennate). The centric

diatoms are distinguished by their radial symmetry (Figure 12b and d), while the pennate are

bilaterally symmetrical (Figure 12a and c). The maximum number of centric diatoms peak at

~18.4 cal kyr B.P. at a count of 2755. From this point in time, the number of diatoms slowly

decreases and hits a low of ~ 50 count at 14.1 cal kyr B.P. The centric diatoms become

present again at ~13.5 cal kyr B.P. (Zones 3 and 4) and reach a high of nearly 1000 count at

~9.5 cal kyr B.P. The mid Holocene interval has a relatively low number of diatoms. Zone 5

contains the final two high peaks of centric diatoms at ~6.1 and ~5.0 cal kyr B.P. The

remainder of the record has a low number of diatoms throughout.

One specific variety of centric diatoms was differentiated, due to its connection with

turbid conditions within a lake system. This was the aulacoseira granulata, which presents

major spikes at ~9.5, 6.1, and 5.0 cal kyr B.P. These spikes are consistent with sand-sized

grain deposits that appear at the same time (Figure 7a and b). There are three prominent areas

where the benthic diatoms flourish more than in the rest of the core; the three spikes occur at

~10.3, 6.1, and 4.9 cal kyr B.P.

4.2.3 Sponge Spicules

Figure 7d shows the distribution of sponge spicules found throughout the extent of

the core. The presence of sponge spicules (Figure 13a and b) throughout this time interval

remains consistent, but the distribution of the broken to whole spicules fluctuates depending

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on the zone. There is a spike of broken and/ or pitted sponge spicules at ~18.0 cal kyr B.P.

(Zone 1). From ~14.1 to 10.5 cal kyr B.P. (Zone 3), there are a higher number of damaged

spicules as opposed to whole. High fluctuations continue to occur from ~4.8 cal kyr B.P. to

the top of the record. The number of broken sponge spicules on the high end within this

interval is 31 specimen and 9 specimen on the low end. During the mid-Holocene, the

number of whole and broken sponge spicules decreased overall.

4.2.4 Plant Material and Pollen

Figure 8b shows the pollen tally that was determined from the smear slides. The

pollen count is not a percentage of each type of species, but the actual number of each pollen

spore identified, as there were not enough specimen within the smear slides to get a full 300

count of pollen. The species of pollen that were identified and used in this study all indicate

fresher water environments (Figure 14 a-d). Comparing the pollen data from the smear slides

to that of the Blunt (2013) C/N data, some noticeable peaks can be observed (Figure 8h). The

ratio of carbon to nitrogen in lake sediments is typically an indicator of the relative

contribution of terrestrial plant matter brought in by stream flow to aquatic plant matter

grown in the lake (Cohen, 2003; Kirby et al., in press). Thus, it is potentially useful as an

indicator of paleorunoff (i.e. high C/N, high runoff), which will be used to test the higher

runoff predictions of a deeper Tulare Lake from the existing record. Anything below a C/N

molar ratio of 10 is indicative of lacustrine algae and anything above that is considered

terrestrial.

The bottom of the record (Zone 1) has virtually no pollen present. A small spike of

pollen occurs at ~18.0 cal kyr B.P. Zones 2 and 3 show very little pollen, and the spikes that

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do occur, are mostly pelagic and littoral (shoreline) related species. There is a noticeable

increase in pollen from ~9.5 cal kyr B.P. to the top of the record, where the amount of pollen

is at its maximum. Zone 6 contains the largest number of pollen specimen and is consistent

with both the C/N and the grain size data. This time interval has an increase in terrestrial

pollen. Several pieces of woody plant material were also identified within the smear slides

and are included in Figure 8c. The genus and species were not identified for each specimen,

but were rather lumped together as being from a wooded plant. This reaffirms the presence of

the arboreal species within the pollen record at certain intervals.

There were also two other types of organics related to plant structures and physiology

that were recognized within the smear slides. Phytoliths (Figure 15), which are also

commonly called plant stones, are deposits of amorphous silica or calcium oxylate. These

deposits of amorphous silica are deposited as secondary cell walls within plants. The cell

walls are three-dimensional bodies, only two of which are easily seen in bright field

microscopy. Phytoliths will appear as transparent to translucent isotropic shapes, including

circular, oval, cylindrical, dendritic, rectangular, triangular, or lobed (Morris et. al., 2009).

Grasses are the source of most of the phytoliths found within the smear slides, and remain the

main type identified within the Tulare Lake core sediments. The grass phytoliths were

identified using a comprehensive guide by Dolores R. Piperno (2006) that separates each

type of phytolith by size and shape. Figure 8d shows the distribution of grass phytoliths

within the core.

Overall, phytoliths appear quite frequently throughout the Tulare Lake core. The most

prominent features of the dataset show that the graph follows both the Blunt (2013) clay%

lake-level proxy and complementary data presented by Reagan (2015) on an organic

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molecule grass index (Figure 8e). The organic molecule grass index model gives the

qualitative shifts in a tertiary ration of grass levels over woody angiosperms to terrestrial

carbon input (Bush and McInerney, 2013). At ~18.0 cal kyr B.P. (Zone 1), there is a high of

15 grass phytoliths present within the smear slides. This is followed by two peaks at ~15.8

and 14.4 cal kyr B.P (Zone 2); these spikes correlate with the organic molecule grass index

model (Figure 8d and e). From ~12.2 to 7.4 cal kyr B.P. (Zones 3 and 4), the number of

phytoliths present remains consistent and moderate in number. This correlates with both the

organic molecule grass index and the clay %. The two remaining peaks at ~6.3 and 5.7 cal

kyr B.P. fall within the middle Holocene.

There are also transparent, colorless spheres that show white and occasionally pastel

birefringence colors known as phacotus (Figure 8f). A dark ragged "X" across the sphere,

also described as a pinwheel or baseball seams, rotates as the stage is rotated. Lorica with

two slightly different appearances in cross-polarized light (one sometimes with a red ring

near the perimeter) may be manifestations of views of the outside and inside of loricae, as

they commonly separate after death. Figure 8f shows the abundance of phacotus within the

smear slides at Tulare Lake. The end of zone 2 (~15.5-14.1 cal kyr B.P.) and all of zone 5

(~7.1-4.4 cal kyr B.P.) contain the maximum number of phacotus, which parallels the zones

within the grain size data that contains a higher percent of silt over clay. The highest number

of phacotus present within Zone 2 is 56 individual specimen and 53 individual specimen

within Zone 5.The entirety of the phacotus data also shows a correlation with the C/N ratios

(Figure 8f and h).

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4.2.5 Other

4.2.5a Ostracodes

Ostracodes are a class of bivalved, aquatic Crustacea that secrete a small (0.1 to > 2-

mm long) calcitic shell that is commonly fossilized. Ostracodes are used widely in

paleoclimatology and the reconstruction of marine and non-marine paleoenvironments

because of their small size, ecological sensitivity, well-known biology and shell chemistry,

long stratigraphic range (Ordovician-present), and occurrence in sediments from lakes,

estuaries, bays, and oceans (Cohen, 2003). The overall numbers of ostracodes found within

the TL05 core were minute and the ones that were present were not identified by species or

even genus. It can be determined from this data, similar to the Blunt (2013) study, that there

is an absence of ostracodes earlier than 6.5 cal kyr B.P. (Figure 7e). An anomaly of 4

ostracodes (Figure 7e) total was found at ~18.0 cal kyr B.P. A spike of 7 ostracodes occurs at

~5.1 cal kyr B.P. (Zone 5), during the mid-Holocene and a spike of 11 ostracodes at ~2.1 cal

kyr B.P. (Zone 6).

4.2.5b Insect Matter

Insect communities in lakes display strong habitat zonation, primarily related to

vegetation and substrate. The majority of aquatic insects are benthic or epibenthic, with the

vast majority occurring within the littoral zones; species diversity often declines regularly

with depth (Cohen, 2003). Within the Tulare Lake smear slides, small remnants of insect

skeletons were tallied, but were not a major part of the assemblage. Four noticeable peaks

occur within zones 1 and 2 at ~18.3, 18.1, 17.8 and 17.3 cal kyr B.P. (Figure 7e). These

distinguishable markers represent points where there were a high number of insect skeletal

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pieces, with the highest being a total of 43 small fragments. The next set of peaks occurs

within Zone 5, with maximum count at ~4.9 cal kyr B.P at 43 fragments of skeletal remains.

4.2.5c Charcoal

One component found within the smear slides, which is of importance to lake studies,

is charcoal. Charred organic matter is ubiquitously present in soils and sediments, and

charcoal, or chemically isolated charcoal carbon, is commonly used as a marker for paleofire

events. Radiocarbon dating of macroscopically visible charcoal particles in sediments allows

the reconstruction of past environmental processes like fires, vegetation changes, or

pedological processes, and it is commonly used to determine the age of archaeological

findings (Eckmeier et al., 2009). Microcharcoal is the charcoal fraction that is not

macroscopically visible. A prerequisite for using charcoal in paleoecological or

archaeological research is that charcoal is highly resistant to decomposition due to its

condensed aromatic structures, the reason why it is present in soils over millennia.

Charcoal may have a more delicate structure than soil organic matter because it is

deposited via air rather than being washed into the lake. Dating of chemically isolated

microcharcoal might provide information when macroscopic charcoal is absent in the soil

record. If too large, charcoal is too fragile to survive intact, and when redeposited, it's age

will more accurately reflect the time of deposition of the sediments that contain it rather than

the amorphous bulk organic carbon. This would allow an increase in the number of dates

achievable for paleoclimate studies or to date fire events that left only small charcoal

particles behind. Four time periods present shows of microcharcoal: 18.3, 14.1, 9.5, and 5.1

cal kyr B.P. (Figure 8g). The highest count is 7 fragments (~5.1 cal kyr B.P.).These shows

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have the possibility to yield future age dates for the study, if a high enough amount separated

from the sediment layer. The possibility of dating these charcoal pieces may constrain the

Blunt (2013) age model and create a better understanding of what is occurring around Tulare

Lake at that time.

4.2.5d Volcanism

Several small glass shards are present at 4.9 cal kyr B.P. (Figure 7b), which indicates

the presence of volcanic activity within either the vicinity of the lake or the surrounding

drainage systems that fed into Tulare Lake. Tephrochronology is an important correlative

dating tool used for age control in many arid land paleoclimate and paleogeography studies

where volcanic glass shards are commonly preserved (Knott et al., 2007). These glass shards,

if found in a high enough quantity, may be analyzed and used as a comparison for the age

model. Correlations are typically made by statistical comparison of the glass shard major-

element concentrations (expressed as oxides) determined by electron- microprobe analysis

(EMA) supplemented by stratigraphic data and other correlative age control methods. Tephra

layers from the same volcanic center (intra-source) have a similar glass shard composition

and EMA may only narrow the correlation to the volcanic center within a substantial age

range.

4.3 XRD Composition

The XRD analysis was derived from a single sediment provenance, creating certain

assumptions about the overall data being consistent throughout that interval of the core.

Figure 9 shows the plotted data, which correlates to Table 1, for the relative percent of clays

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and specific important minerals found within the lake sediments. Composite clay is the most

abundant component ranging from 64-81%, except two bottom samples with trace or without

any clays.. There are a few trends that can be determined when looking at the data and

comparing it to the smear slide grainsize analysis (Figure 9). The first observation is that the

clay abundance is roughly negatively correlated to the quartz and plagioclase content. In

contrast to the increasing clay content, the calcite content decreases with depth, which might

be caused either by dilution of more abundant clay supply to the lake, less evaporation within

the lake, or by intensifying chemical weathering.

5. Interpretations

5.1 Latest Pleistocene: 19-14.5 cal kyr B.P. (Zone 1-2)

Data from the 19-14.5 cal kyr B.P. interval (Zones 1 and 2) is consistent with outwash

following the last glacial maximum as initially suggested by Blunt and Negrini (in press).

The initial input is sand, followed by silt-sized glacial flour (Figures 7a and b), which was

transported by the four major Sierran streams flowing into Tulare Lake. These streams all

originate in headwater regions formerly occupied by the Sierran ice cap at its ~23 ka MIS2

maximum extent (Gillespie and Zehfuss, 2004). The bottom of the TL05-4 record, from ~19-

18 cal kyr B.P., contains 50-90% sand within the smear slides, which is indicative of a period

of glacial outwash. The Blunt (2013) study also used total inorganic carbon (TIC), total

organic carbon (TOC), total nitrogen (N), and carbon to nitrogen ratios (C/N) to suggest a

shallow, very freshwater and unproductive lake during this time interval (Figure 8 f-i). The

high sand percentage, high granitic composition, and the lack of organics in the smear slide

data, as well as trace amounts of clay component in XRD results within this time interval are

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consistent with that interpretation. The spike of centric diatoms at ~18.4 cal kyr B.P. (Figure

7c) may represent a freshwater (Ryves et al., 2009) diatom bloom immediately after the

Tioga glaciation (Zone 1), where there was an influx of freshwater coming into the lake

containing nutrient-rich glacial flour. The centric diatoms can represent fresher, more

alkaline water conditions, and often very wet conditions (Ryves et al., 2009).

Following the initial sand deposit, the time interval from 18-14.5 cal kyr B.P. showed

silt as the dominant grain size reaching a high of 80% and then eventually becoming

approximately equal parts with the silt at 14.5 cal kyr B.P. It was predicted in the Blunt

(2013) study that Tulare Lake experienced an increase in productivity at this time, as shown

by the slight increase in TOC% and N% (Figure 7h and i). The occurrence of whole sponge

spicules indicates that the environment was very productive with a low level of salinity

within the water. Weathering and the lack of spicules present may indicate that the

environment changed from an aquatic environment that supported freshwater sponges to a

more terrestrial, lower lake environment that could not (Schwandes and Collins, 1994).

The influx of broken sponge spicules, spike of terrestrial pollen and phytoliths, and an

increase in insect skeletal fragments, all occurring at ~18.0-18.1 cal kyr B.P., characterize an

influx of material being brought into the lake and creating a less organically barren sediment

deposit. The slightly elevated C/N to above 10 during this time interval is consistent with this

increased transport of terrestrial vegetation into the total mix of organic matter (Blunt, 2013).

There is also a show of microcharcoal at 18.3 cal kyr B.P., which may have been either

brought in through wind transportation or washed into the lake. These added deposits of both

aquatic and terrestrial organics are possibly due to an increasingly less barren post-glacial

landscape, as suggested by Blunt (2013). The increased productivity may also be due to

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increased visibility in the water column as the percentage of glacial flour decreased and

perhaps higher temperatures in the lake and surrounding landscape occurred after the Tioga

glacial event (Blunt and Negrini, in press).

5.2 Pleistocene/Holocene Transition: 14.5-10.3 cal kyr B.P. (Zone 3)

From 14.5-10.3 cal kyr B.P. (Zone 3), the Tulare Lake grain size was characterized

by equal parts silt to clay with little to no sand input (Figure 7a). The lake reached one of its

maximum depths between 14.0 and 8.0 cal kyr B.P. based on the maximum clay percent in

that zone. The TIC%, TOC% and N% (Figure 7g-i) are relatively low within the Blunt

(2013) study, suggesting another period of time with the qualities of a low-producing to

unproductive lake. The lake can still be considered to be fresh water as indicated by the lack

of a sizeable number of ostracodes, as were the results of the Blunt (2013) study. From

~14.1 to 10.5 cal kyr B.P. (Zone 3), there are a higher number of damaged spicules as

opposed to whole, which indicates a more turbulent environment. The spicules that show

large amounts of pitting and breakage indicate sourcing from outside of the lake and high

amounts of turbidity (Schwandes and Collins, 1994). This occurs during the time when the

lake is becoming deeper, possibly due to an influx of water draining into Tulare Lake, until

the lake becomes and retains a deep lake environment.

Grass phytolith concentrations (Figure 8d) are high at ~14.4 cal kyr B.P. and in the

range of ~12.2-7.4 cal kyr B.P. (Zone 3 and leading into Zone 4). This correlates with both

the organic molecule grass index of Reagan (2015) (Figure 8e) and the clay % lake-level

proxy of Blunt and Negrini (in press). This collectively suggests a warm and wet, early

Holocene fed by winter/ spring precipitation due to an abundance of grass. The grass

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phytoliths (Figure 8d) could correspond to amorphous terrestrial vegetation organic matter

that caused the slight increase in C/N percent. The freshwater-indicating centric diatoms also

become present again at ~13.5 cal kyr B.P. (Zone 3) and reach a high count of nearly 823 at

~10.7 cal kyr B.P. in Figure 7c. The C/N ratio for Blunt (2013) is still below 20 during the

slight productivity increase, which suggests that the lake itself is still producing most of the

biomass rather than terrestrially-sourced vegetation supplied by runoff (Meyers and Lallier-

Verges, 1999). Zone 3 shows very little pollen, and the spikes that do occur, are mostly

pelagic and littoral (shoreline) related species, which is also indicated by the low C/N values.

Phacotus, or green algae, appears at around 14.1 cal kyr B.P. with a maximum number of 56

individual specimen in this area, supporting the idea of a lake system dominated by lacustrine

organisms.

5.3 Early Holocene: 10.3-7.5 cal kyr B.P. (Zone 4)

The early Holocene, from 10.3-7.5 cal kyr B.P (Zone 4), can be split into two separate

units. The first half of this zone, ~10.3-9.0 cal kyr B.P., is a transgressive, fining upward sand

layer, as shown by the coarse grain fraction within the slides and the sand percent within

Figure 7a and b, suggesting a shallow but slowly deepening lake. The second half of the zone

within the early Holocene, ~9.0-7.5 cal kyr B.P., is characterized by a plateau in clay percent

that remains persistent for more than 2.0 kyr, indicating another lake highstand and fresh,

deep lake conditions.

The aulacoseira granulata, presents a major spike at ~9.5cal kyr B.P., which is also

characterized with sand-sized grain deposits that appear at the same time (Figure 7a and c).

There are three prominent areas where the pennate, benthic diatoms flourish more than in the

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rest of the core; one of which occurs at ~10.3 cal kyr B.P. This spike is also consistent with

the pulses of larger grained material coming into the lake, indicating the flooding events at

this time marker. There is a noticeable increase in pollen from ~9.5 cal kyr B.P. to the top of

the record, where the amount of pollen preservation, found in the smear slides, is at its

maximum (Figure 8b). The assumption can be made that this may be due to the increase in

the terrestrial environmental surrounding the lake caused by warming that started during the

early Holocene (Wigand, 2013). From ~12.2 to 7.4 cal kyr B.P. (Zones 3 and 4), the number

of grass phytoliths present remains consistent and moderate in number. This correlates with

both the organic molecule grass index and the clay %, which show a warm and wet, early

Holocene high stand and an abundance of grass.

The end of the early Holocene highstand is marked by the first appearance of an

appreciable amount of inorganic carbon expressed as a peak at ~7.5 cal kyr B.P., which may

signal the onset of evaporation as the lake rapidly drops in elevation as also shown by the

prominent decrease in % clay. Unlike the late Pleistocene, the mean grain size of the coarse

fraction throughout the entire Holocene part of the record frequently contains high-

amplitude, high frequency peaks suggesting a significant contribution to the discharge into

this lake in the form of significant storm events (e.g., Kirby et al., 2012).

5.4 Middle Holocene: 7.5-3.0 cal kyr B.P. (Zone 5)

From 7.5-3.0 cal kyr B.P., or the middle Holocene, the lake is characterized by a

shallow lake that then leads to a gradual return of a highstand as indicated by steadily

increasing clay percentage at the expense of silt throughout this 4.5 kyr interval. Increasing

volatility in the other proxies used in the Blunt (2013) study suggests an increased level of

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storm activity contributing to the discharge into the lake. The mid Holocene interval has a

relatively low number of diatoms, which is consistent with the initial low lake environment.

Zone 5 contains the final two high peaks of centric diatoms at ~6.1 and ~5.0 cal kyr B.P. One

specific variety of centric diatoms was differentiated here, due to its connection with turbid

conditions within a lake system; the aulacoseira granulata, which presents major spikes at ~

6.1 and 5.0 cal kyr B.P., are consistent with coarser or sand-sized grain deposits and the drop

in clay % that appears at the same time (Figure 7a and c). Three prominent areas where the

benthic diatoms flourish, more than in the rest of the core, occur at ~10.3, 6.1, and 4.9 cal kyr

B.P. and may indicate flooding events surrounding the lake. The benthic species, found in

soil, suggest proximity to margin or pulses of freshwater from floods (Ryves et al., 2009).

The benthic diatoms can be used as an indicator of flooding events surrounding the lake that

provided input of fresh water and soil-developed diatom species assemblages. These spikes

are also consistent with the pulses of larger grained material coming into the lake, indicating

the flooding events at those time markers. Turbid environments, or events of high energy

water influx, are also seen from ~4.8 cal kyr B.P. to the top of the record according to the

presence of broken and pitted sponge spicules. The few fragments of volcanic glass found in

the record at 4.9 cal kyr B.P. may also be attributed to the flooding events bringing in

material sourced from further away.

The two remaining peaks of grass phytoliths occur at ~6.3 and 5.7 cal kyr B.P., which

are anomalous in an otherwise low lake environment, followed by an absence of phytoliths

for the remainder of Zone 6 that falls within the middle Holocene. This indicates perhaps a

dryer, cooler environment due to the drop in water level and evaporation of the lake causing

a reduction in grass and other plant matter growth. All of zone 5 (~7.1-4.4 cal kyr B.P.)

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contains the maximum number of phacotus, which parallels the zones within the grain size

data that contains a higher percent of silt over clay. Phacotus is a lacustrine green algae that

can be abundant in temperate, hardwater lakes (Pentecost, 2011). The phacotus should

coincide with a low level of TIC in this zone, but the results do not agree. The highest

number of phacotus present within Zone 5 is 53 individual specimens, indicating a low lake

environment. The amount of insect activity also increases within Zone 5, shown by the

number of skeletal fragments recovered and with maximum count at ~4.9 cal kyr B.P. The

appearance of insect matter indicates that the environment surrounding the lake was

productive and suitable for survival.

5.5 Late Holocene: 2.5-1.8 cal kyr B.P. (Zone 6)

The rest of the Holocene is characterized by high amplitude, high frequency changes

in all proxies and general increases in C/N, TOC%, and N% that indicate, overall, greater

terrestrial influx and productivity. Zone 6 contains the largest number of pollen specimens

and is consistent with both the C/N ratios, which show a major increase in terrestrial plant

matter entering the lake, and grain size data, which shows a high amount of fluctuation in all

three grain size fractions, which is evidence of storm events and flooding into the lake. These

fluctuations in terrestrial matter and coarse grains are indicative of flooding and influx into

Tulare Lake This time interval has an increase in terrestrial pollen, which is indicative of

flooding and influx into Tulare Lake. Several pieces of woody plant material were also

identified within the smear slides (Figure 8c) that also show that larger pieces of plant matter

were brought into the lake during these storm events.

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The late Holocene record consists of a ~ 700 yr interval record from 2.5 to 1.8 cal kyr

B.P. characterized by rapid, high amplitude changes in lake environment. High stream

discharge occurred toward the beginning of this interval as suggested by coarse grain size

observed in the smear slides. The deeper lake deposits are associated with proxies that

suggest the flood-related high influx of terrestrial plant matter (high sand content and high

C/N ratio) and fresh water (low TIC%). The marsh deposits, in contrast, suggest a low lake

environment (low sand content and low C/N ratio) and more brackish waters (high TIC%). A

spike of 11 ostracodes at ~2.1 cal kyr B.P. also suggests a higher nutrient level and more

productive lake during the fluctuation from low to high lake levels. The number of broken

sponge spicules within this interval is 31 specimens and 9 specimens on the low end,

indicating turbid environments, or events of high energy water influx.

6. Comparisons with other Climate Data

Blunt and Negrini (in press) suggest that Tulare Lake responded to climate change

over the past 20 ka over two time intervals with very different climatic boundary conditions

and drivers: the latest Pleistocene and the Holocene. Conditions of the lake during the

Pleistocene appear to be driven by clastic input from the melting of the Sierran ice cap as

evidenced by the granulometry (sandy outwash followed by glacial flour), elemental

geochemistry suggesting very freshwater, sterile conditions (undetectable TIC%, low TOC%,

N%), and the lack of organics and high amount of clastic grains within this zone from the

smear slides (Blunt, 2013). Clay minerals in the source area are highly likely weathered from

a single source of parent rocks enriched of quartz and plagioclase, meaning that the lake

depth change is a response to the local climate change. Consequently, the lake depth change

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also indirectly indicates the weathering variation around the adjacent highlands. It is not

clear, however, whether physical weathering or chemical weathering was more intense as the

sediments aged. Chemical weathering might be indicative of a warmer and wetter period.

Physical weathering suggests the high possibility of tectonic uplift during that period in the

sediment source area - adjacent mountains, due to the change in mineralogy of the core.

Further clay-size fraction analysis is required to help clarify these hypotheses.

The post-glacial, latest Pleistocene was a time of stability in a still sterile, freshwater

lake as indicated by homogenous granulometry and no change in the elemental geochemistry

from earlier. For the latter part of the Pleistocene and throughout the Holocene, Tulare Lake

level and, hence, Sierran River runoff, began to vary in tune with sea-surface temperatures in

the eastern Pacific Ocean (Blunt and Negrini, in press) (Figure 16). Tulare Lake depth

through time, as implied by both the granulometry of the TL05-4 cores (i.e., % clay) and the

confirmation of this % clay through smear slide analysis, was consistent with previous work

in the basin based on trench exposures and the palynology of a depocenter core (Davis, 1999;

Negrini et al., 2006). The % clay proxy for Tulare Lake level bears resemblance to lake level

and stream discharge records from the two lakes fed by precipitation that falls farther north in

the central rather than southern Sierra Nevada (Figure 16). Because the levels of these lakes

are ultimately dependent on the discharge of streams coming from the Sierra Nevada (e.g.,

Atwater et al., 1986), this result strongly suggests that Pacific SSTs exerted the dominant

control on Sierran stream discharge throughout the Holocene.

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7. Conclusion

This study tested the lake-level record for Tulare Lake from previous works using the

smear slide technique. The smear slide analyses found little or no organic matter and these

sediments consist almost solely of detrital grains. The sediments from the base of the TL05

cores had been previously interpreted to be deposited in a glacial outwash environment of

deposition. The previous work suggested deep lake conditions in the latest Pleistocene and

early Holocene. This was supported in the smear slide study by relatively high concentrations

of grass phytoliths throughout this interval indicative of wetter climates. The concentration of

phytoliths, specifically grass tracers, are consistent throughout the core with levels of

previously documented intervals of high clay percent in the early Holocene, supporting the

argument that this proxy for high lake levels is a signal of climate change rather than changes

in the geomorphology setting. After a several thousand year interval of lower lake levels,

previous works suggest a return to deeper lake levels starting at ~3 cal kyr B.P., and water

levels fluctuating with high amplitude and frequency thereafter. The smear slide results

supported this assertion by finding sponge spicules and typha corresponding to the 2.5-1.8

cal kyr B.P. interval. Observations of fluctuating levels of clay and silt, and occasional

coarse grain deposits within this same interval are also present within the smear slides.

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Appendices

Appendix 1: Figure Captions

Figure 1. Map of Tulare Lake and surrounding area. Tulare Lake drainage basin is outlined

by bold dashed line. Inset shows location of Swamp Lake (SL), Owens Lake (OL), Lake

Elsinore (LE), and ODP site 1017 which are all referred to in the text (Blunt and Negrini, in

press).

Figure 2. Simplified geologic map of Tulare Lake (from Negrini et al., 2006).

Figure 3. Paleolake-level history constructed from lithologic mapping of trenches from

different elevations and a basin bottom core (Davis, 1999; Negrini et al., 2006).

Figure 4. Lake-level proxy records from other California lakes, Lower Bear Lake and Lake

Elsinore (Kirby et al., 2012), indicate lake events with similar timing to each other and with

the results of Negrini et al. (2006).

Figure 5. Calibrated radiocarbon dates from the TL05-4A and -4B cores. Error bars

correspond to 2σ range of output from CALIB 6.1/INTCAL09.14c calibration (Stuiver et al.,

2009). Cross symbols point to samples not used in chronology model due to age inversion

(from Blunt and Negrini, in press).

Figure 6. Composite stratigraphic section of TL05-4 cores. Depth is measured in centimeters

relative to ground surface level (58 masl) (from Blunt, 2013).

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Figure 7. Quantitative smear slide data for the TL05-4A core. a.) Granulometer-based

grainsize from the Blunt (2013) study; b.) Grainsize from smear slide observations. Dot

represents volcanic glass shards at ~4.6 cal kyr B.P.; c.) Count of multiple diatom taxa found

within the smear slides. d.) Sponge spicule count of the Megasclere variety (Cohen, 2003);

e.) Ostracode and insect skeletal fragment count; f.) Molar C/N ratios from the Blunt (2013)

study; g.) Total inorganic carbon (weight percent) from the Blunt (2013) study: TIC = total

inorganic carbon; h.) Total organic carbon (weight percent) from the Blunt (2013) study:

TOC = total organic carbon; i.) Nitrogen (weight percent) from the Blunt (2013) study: N =

nitrogen.

Figure 8. Quantitative smear slide data for the TL05-4A core (cont.). a.) Grainsize from the

Blunt (2013) study; b.) Pollen count of species found in the smear slides; c.) Count of woody

plant-related matter; d.) Count of total phytoliths and grass species phytoliths within the

smear slides. e.) Organic molecule grass index model from the Reagan (2015) study; f.)

Count of Phacotus; g.) Microcharcoal count; h.) Molar C/N ratio from the Blunt (2013)

study: C/N = carbon nitrogen ratio and is expressed as a molar ratio; i.) Total organic carbon

(weight percent) from the Blunt (2013) study: TOC = total organic carbon.

Figure 9. Comparison of the a.) smear slide grainsize to the b.) XRD data. The XRD data

graph shows the relative % of total clay, quartz, plagioclase, and calcite. The linear

regression lines are built by considering all of the data points.

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Figure 10. a.) and b.) Detrital minerals at 40 magnification found to be dominant within

Zone 1. There is an absence of both organic material and precipitate minerals as the glacial

outwash was fed into the basin. Both a.) and b.) are 435 cm below ground surface and 18.7

cal yr B.P.

Figure 11. Silt-sized glacial outwash from Zone 2. a.) Diatom assemblage at 100

magnification under plane-polarized light; b.) Diatom assemblage at 40 magnification under

plane-polarized light. Both a.) an d b.) are 420 cm below ground surface and 18.4 cal yr B.P.

Figure 12. a.) and c.) Pennate diatoms from the smear slides at 630 magnification under

plane-polarized light. a.) is ~232.5 cm below ground surface and 7.9 cal yr B.P., while c.) is

162 cm below ground surface and 4.7 cal yr B.P.; b.) and d.) Centric diatoms from the

smear slides at 630 magnification under plane-polarized light. b.) is ~232.5 cm below ground

surface and 7.9 cal yr B.P., while d.) is 64 cm below ground surface and 2.3 cal yr B.P.

Figure 13. Fresh water sponge spicules at 400 magnification under plane-polarized light.

Spicules surrounded by mixed grain assemblages. Sponge-spicule count of the Megasclere

variety. The spicules indicate fresher water and the broken or pitted spicules point to

sourcing from either a separate location or turbid conditions (Cohen, 2003) a.) Broken and

pitted spicule; b.) Whole spicule. Both a.) and b.) are found at 44 cm below ground surface

and are 1.9 cal yr B.P.

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Figure 14. a.) Juniperus communis (i.e. juniper) at 630 magnification under plane-polarized

light and is found at 49 cm below ground surface and is 2.0 cal yr B.P.; b.) Asteraceae (i.e.

ambrosia) at 630 magnification under plane polarized light and is found at 49 cm below

ground surface and is 2.0 cal yr B.P.; c.) and d.) Typha (i.e. cattail) at 630 magnification

under plane-polarized light and attached to clay covered grains at 44 cm below ground

surface and 1.9 cal yr B.P.

Figure 15.a.) Found at 182 cm below ground surface and 5.5 cal yr B.P. and b.) Found at 177

cm below ground surface and 5.3 cal yr B.P. Both are examples of grass phytoliths at 400

magnification under plane-polarized light. These grass phytoliths support the hypothesis of

climate-driven high lake levels in the early Holocene (Blunt, 2013).

Figure 16. Lake-level/stream discharge records for three lakes filled with water draining from

the central and southern Sierra Nevada (from Blunt and Negrini, in press). a) Tulare Lake

level/stream discharge history based primarily on trench exposures (Davis, 1999; Negrini et

al., 2006). b) Outcrop-based record for Owens Lake (Bacon et al., 2006; Orme and Orme,

2008; Reheis et al., 2014). c) Swamp Lake carbon/nitrogen record (Street et al., 2012). d)

Tulare Lake Tulare Lake level/stream discharge history from this study based on clay

percent. e) Alkenone-based sea-surface temperature estimates from ODP 1017 core (Seki et

al., 2002).

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Appendix 2: Figures

Figure 1

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Figure 2

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Figure 4

Figure 3

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0 100 200 300 400 500

0

5

10

15

20

Age = 1350.2•e0.007790•Depth

Age = -24851 + 185.37•Depth – 0.19603•Depth

2

Age (cal kyr B.P.)

Depth (cm)

Figure 5

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Figure 6

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Teph

ra

6 5 4 3 2

1

Figure 7

Tephra

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6 5

1

4 3 2 1

Figure 8

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Figure 9

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a b

Figure 10

a b

Figure 11

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c d

a b

Figure 12

Figure 13

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Figure 14

Figure 15

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Figure 16

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Appendix 3: Tables

Table 1: XRD Results of Relative % Intensity

Core/ Drive

Total Depth

(cm)

Cumulative Depth

(cm) Age Total Clay Quartz Plagioclase Calcite

TL05-4A-1 40 34 1801.89 64 13 14 10

TL05-4A-1 65 59 2173.04 66 12 11 11

TL05-4A-2 9/10 146.5 4185.56 55 14 19 12

TL05-4A-2 35 172 5066.63 66 17 10 8

TL05-4A-2 55 192 5885.60 67 14 9 11

TL05-4A-2 85 221 7368.82 81 9 6 4

TL05-4A-2 109/110 246.5 8930.52 74 11 8 7

TL05-4A-2 135 272 11065.54 78 13 8 0

TL05-4A-3 15 305 13450.09 79 12 9 0

TL05-4A-3 40 330 14972.33 76 14 11 0

TL05-4A-3 65 355 16249.53 67 18 15 0

TL05-4A-3 90 380 17281.70 67 18 15 0

TL05-4A-3 115 405 18068.84 0 56 44 0

TL05-4A-3 140 430 18610.94 0 56 41 0

Relative % Intensity

Table 1: Peak intensities for the XRD analysis: a composite of clay mineral reflections

centered at ~19.8° 2θ (d-value: 4.49 Å), quartz (100) at 20.85° 2θ (d-value: 4.24Å),

plagioclase double peaks at 27.77° and 28.02° 2θ (d-values: 3.21 Å and 3.18 Å), and calcite

(104) at 29.42° 2θ (d-value: 3.04 Å). Using the correction factors proposed by Cook et al.

(1975), the quantification of the identified principal minerals (quartz, feldspars, carbonate,

total clay fraction) was achieved by applying it to the measured intensities of the specific

reflections. The correction factors were as follows: quarts, intensity of the 4.24 Å peak

multiplied by 100/35; feldspars, intensity of the characteristic peaks at 3.21 and 3.18 Å

multiplied by 2; carbonate, reflection at 3.04 Å multiplied by a factor 1.92; global clay

mineral composition, the intensity of the common 4.49 Å cf. (020) reflection, multiplied by

20.

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Appendix 4: Laboratory Notes for Smear Slides

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