V. 1
V. Flood Hydrology And Floodplain Hydraulics
IntroductionA. Hydrology
DefinitionsMethods for Estimating DischargesHydrologic Models
B. HydraulicsDefinitionsTypes of FloodplainsMethods for Delineating FloodplainsHydraulic Models
V. 2
V. Flood Hydrology And Floodplain Hydraulics
A.Hydrology1. Definitions
2. Methods for Estimating Discharges
3. Hydrologic Models
V. 3
V. Flood Hydrology And Floodplain Hydraulics
A.1. Hydrology: Definitionsa) Recurrence Interval
How often (statistically) does the event occur? Once every 10 years, once every 50 years?
Small floods happen more frequently, large floods happen less frequently
Storm Based: x-year storm causes x-year flood
It’s a statistical estimate; it may not happen that often or it may happen more often
V. 4
V. Flood Hydrology And Floodplain Hydraulics
A.1. Hydrology: Definitionsb) The Base (100-year) Flood:
The Base Flood is FEMA’s standard for flood insurance mapping
The Base Flood has a recurrence interval of 100-years.
It is the flood having a one percent chance of being equalled or exceeded in any given year.
V. 5
V. Flood Hydrology And Floodplain Hydraulics
A.1. Hydrology: Definitionsc) Hydrograph
The hydrograph for a given flood event is a plot of time vs. discharge.
The “Peak Flow Rate” is the maximum amount of flow (in unit volume per unit time).
V. 6
0.0
10.0
20.0
30.0
40.0
50.0
60.0
70.0
80.0
90.0
100.0
0.00 10.00 20.00 30.00 40.00 50.00 60.00 70.00
Time (minutes)
Dis
char
ge
(cfs
)
Example Flood Hydrograph
V. Flood Hydrology And Floodplain Hydraulics
A.1. Hydrology: DefinitionsExample Flood Hydrograph
Peak Flow = 90 cfs @ Time = 15 minutes
V. 7
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods for Estimating Discharge
a) Existing InformationFlood Insurance StudiesOther state or local floodplain studiesSubdivision reportsHighway/roadway reports
Check to make sure existing data includes evaluation of needed return interval
V. 8
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods for Estimating Discharge
b) Flood Frequency Estimates from Gage DataUSGS and others maintain gages that
measure stream flowMany gages have established flood
frequency relationsUSGS Water Resources Investigations
Report 98-4225 documents USGS gage data for Arizona through 1996
V. 9
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods for Estimating Discharge
b) Flood Frequency Estimates from Gage Data
Typical Stream Gage
V. 10
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
c) Regional Regression EquationsBased on gaged data from actual watersheds
within the region of applicationRecent (1997) equations developed by USGSShould not be used for:
Urbanized watersheds, and Watersheds with characteristics that vary from
those of watersheds used to develop the equations
V. 11
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
c) Regional Regression Equations
Cover and Figure 41 from USGS WSP 2433
V. 12
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
d) Watershed ModelingMathmatical approach based on specific
watershed characteristics including; Catchment subarea delineation Rainfall relationship input Rainfall-runoff relation description Flood routing
Lacks the benefit of calibration with gaged data
V. 13
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
Example Watershed from HEC-1 Manual
V. 14
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
e) State Standard 2-96Outlines three level approach
Level 1 – Most conservative – applies envelope curve from USGS WSP 2433
Level 2 – Applies individual regional equations from USGS WSP 2433
Level 3 – Recommends: Computer Models HEC-1, TR-20, TR-55, others Approved Local Methodologies Flood Frequency from Gage Data
V. 15
V. Flood Hydrology And Floodplain Hydraulics
A.2. Hydrology: Methods forEstimating Discharge
f) Issues Selection of Method; Agency requirements, availability
of existing information and/or gage data Design Frequency; Selecting the proper return interval Calibration; Comparison of method results with real
world data such as gage data or high water marks. Arid Region Environments; Application of methods to
distributary flow areas, alluvial fans, high-permeability surfaces, etc.
V. 16
V. Flood Hydrology And Floodplain Hydraulics
A.3. Hydrology: Hydrologic Modelsa) FEMA Requirements
b) ADOT Manual; Rational Method and HEC-1
c) Local Models/ProceduresMaricopa County; Rational Method and HEC-1Pima County; Modified Rational Method
d) Computer ModelsHEC-1/HEC-HMS most commonly usedSee FEMA requirements list for others
V. 17
PROGRAM DEVELOPED BY AVAILABLE FROM COMMENTS
HEC-1 4.0.1 and up2 (May 1991)
U.S. Army Corps of Engineers Water Resources Support Center3 Corps of Engineers Hydrologic Engineering Center (HEC) 609 Second Street Davis, CA 95616-4687
Flood hydrographs at different locations along streams. Calibration runs preferred to determine model parameters.
HEC-HMS 1.1 and up (March 1998)
U.S. Army Corps of Engineers U.S. Army Corps of Engineers Hydrologic Engineering Center 609 Second Street Davis, CA 95616-4687 http://www.hec.usace.army.mil/
The Hydrologic Modeling System provides a variety of options for simulating precipitation-runoff processes. It has a capability to use gridded rainfall data to simulate runoff. It does not provide snowmelt and snowfall functions; it cannot be used for areas where snowmelt is an important flood hazard source and must be considered in estimation of flood discharges.
TR-20 (February 1992) U.S. Department of Agriculture, Natural Resources Conservation Service
U.S. Department of Commerce National Technical Information Service 5285 Port Royal Road Springfield, VA 22161
Flood hydrographs at different locations along streams. Calibration runs preferred to determine model parameters.
TR-55 (June 1986) U.S. Department of Agriculture, Natural Resources Conservation Service
U.S. Department of Commerce National Technical Information Service 5285 Port Royal Road Springfield, VA 22161 http://www.wcc.nrcs.usda.gov/water/quality/common/tr55/tr55.html
Peak discharges and flood hydrographs at a single location.
SWMM (RUNOFF) 4.30 (May 1994), and 4.31 (January 1997)
U.S. Environmental Protection Agency and Oregon State University
Center for Exposure Assessment Modeling U.S. Environmental Protection Agency Office of Research and Development Environmental Research Laboratory 960 College Station Road Athens, GA 30605-2720
Calibration or verification to the actual flood events highly recommended.
MIKE 11 UHM (June 1999)
DHI Water and Environment DHI Inc. 301 South State Street Newton, PA 18940
Simulates flood hydrographs at different locations along streams using unit hydrograph techniques. Three methods are available for calculating infiltration losses and three methods for converting rainfall excess to runoff. The web page is at: http://www.dhi.dk
DBRM 3.0 (1993)
Bernard L. Golding, P.E. Consulting Water Resources Engineer Orlando, FL
Center for Microcomputers in Transportation (McTrans) University of Florida 512 Weil Hall Gainesville, FL 32611-6585
Flood hydrographs at different locations along streams. Calibration runs preferred to determine model parameters.
HYMO U.S. Department of Agriculture, Natural Resources Conservation Service
U.S. Department of Commerce National Technical Information Service 5285 Port Royal Road Springfield, VA 22161
Flood hydrographs at different locations along streams. Calibration runs preferred to determine model parameters.
PondPack v.8 (May 2002)
Haestad Methods, Inc. Haestad Methods, Inc. 37 Brookside Road Waterbury, CT 06708-1499 http://www.haestad.com
The program is for analyzing watershed networks and aiding in sizing detention or retention ponds. Only the NRCS Unit Hydrograph method and NRCS Tc calculation formulas are acceptable. Other hydrograph generation methods or Tc formulas approved by State agencies in charge of flood control or floodplain management are acceptable for use within the subject State.
FEMA Accepted Hydrologic Models
V. Flood Hydrology And Floodplain Hydraulics
A.3. Hydrology: Hydrologic Models d) Computer Models
V. 18
V. Flood Hydrology And Floodplain Hydraulics
B.Hydraulics1. Definitions
2. Types of Floodplains
3. Methods for Floodplain Delineation
4. Hydraulic Models
V. 19
V. Flood Hydrology And Floodplain Hydraulics
B.1. Hydraulics: Definitions Open Channel Flow – Flow with a free surface Energy – The total energy (ft-lbs/ft) of the flow,
equal to the flow depth (d) plus the velocity head (V2/2g), or E = d + V2/2g
Energy Gradeline – Slope of the energy of the flow measured along the direction of flow.
Uniform Flow – Flow at constant or gradually changing depth along the channel.
Normal Depth – Open channel flow depth under uniform flow conditions.
V. 20Definition Sketch for Hydraulic Grade Line & Energy Grade Line
V. 21
V. Flood Hydrology And Floodplain Hydraulics
B.1. Hydraulics: Definitions (continued) Backwater – Flow condition accounting for
obstructions and other non-uniformities within the floodplain.
Critical Depth – A condition where the energy is at a minimum for a given discharge.
Subcritical Flow – A condition where the flow depth is greater than critical depth and flow is influenced by downstream conditions.
Supercritical Flow – A condition where the flow depth is less than critical depth and flow is influenced by upstream conditions.
V. 22
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsa) Riverine
Includes any flow of runoff in a well-defined, tributary flow pattern
Evaluation generally assumes one-dimensional flow
Includes all major and most smaller streams in Arizona
V. 23Aerial View of Typical Riverine Condition
V. 24
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsb) Sheet Flooding
Low topographic relief across flow path. Very poorly defined channels (or none). No channel banks readily identified from aerial. Very uniform vegetative characteristics over area affected by
sheet flow. Soil characteristics may not be visible on aerials due to
vegetation density. Soils characteristics are usually very uniform within the sheet
flow area. Soil units mapped by the Natural Resources Conservation
Service (NRCS, formerly the Soil Conservation Service) as floodplain soils.
V. 25Aerial View of Sheet Flow Condition
V. 26
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsc) Ponding
Flooding condition that occurs behind floodplain obstructions such as roadways, railroads, agricultural berms, etc.
Little or no flow velocity.Can occur at isolated locations along other flow
systems (e.g, riverine, sheet flow, etc.)Often shown as Zone AH on flood insurance
maps
V. 27
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsd) Uncertain Flow Path; includes
Distributary flowBraided flowAnastomosing FlowAlluvial Fans (discussed in Section VI)
V. 28
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsd) Uncertain Flow Path
Distributary Flow Low, but distinguishable topographic relief across flow path. Topographic relief is sufficient to create isolated islands during
flooding. Channels divide in the downstream direction so that the
number of flow paths conveying floodwaters increases in the downstream direction.
Higher vegetative density along flow paths with upland vegetation between.
Soils units mapped by the NRCS as alluvial fan terraces, inactive alluvial fans, or alluvial fans.
V. 29Aerial View of Distributary Flow Condition
V. 30
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsd) Uncertain Flow Path
Braided Flow; occurs where flow within a well-defined channel or floodplain is divided into separate flow paths created by shifting patterns of sediment deposition.
V. 31
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsd) Uncertain Flow Path
Anastomosing Flow Branching, interlacing, and interconnecting flow paths, which produce a
net-like or braided appearance. Slight topographic relief across flow path. Anastomosing flow areas have poorly defined channels downstream of a
relatively large drainage area. Channel banks may not be visible on aerial photos for large portions of
the anastomosing alluvial surface. May occur on the lowest portion of alluvial fans. Higher vegetative density may occur along flow lines, with uniform
vegetative characteristics between flow lines. Soils mapped by the Soil Conservation Service as floodplain soils.
V. 32Aerial View of Anastomosing Flow Condition
V. 33
V. Flood Hydrology And Floodplain Hydraulics
B.2. Hydraulics: Types of Floodplainsd) Uncertain Flow Path
Alluvial Fans; Per FEMA (Feb. 2002) an active alluvial fan flood hazard is indicated by the following three related criteria. Flow path uncertainty below the hydrographic apex; Abrupt deposition and ensuing erosion of sediment as a
stream or debris flow lose its ability to carry material eroded from a steeper, upstream source area; and
An environment where the combination of sediment availability, slope, and topography creates an ultrahazardous condition for which elevation on fill will not reliably mitigate the risk.
V. 34
Figure G-1 of FEMA Guidelines and Specifications for Flood Hazard Mapping Partners (Feb. 2002)
Alluvial Fans Illustration
V. 35
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
a) Approximate Methods
b) Backwater Modeling
c) Two-Dimensional Modeling
d) State Standards
e) Information Required
f) Issues
g) Assumptions
h) Encroachment
i) Floodways
V. 36
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
a) Approximate MethodsManning’s equation for uniform flow commonly used
for approximate delineations: V = 1.49 Rh2/3 S1/2, Q = VA
Generally limited to areas where flood profile slope is equal to channel bed slope (i.e., no backwater).
Guidelines for application available in State Standard SS 2-96, Level 2 procedures
n
V. 37
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
b) Backwater Modeling Based on measurement of energy losses along floodplain
reach One-dimensional model approach, i.e., flow profile varies in
one direction only. Generally limited to riverine flooding conditions. Assumes steady flow (i.e., no hydrograph) HEC-2 and HEC-RAS are most common computer
applications State Standard SS 9-02 provides application guidelines
V. 38
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
c) Two-dimensional modelingBased on assumption of variation in flow in two directions
(upstream to downstream and perpendicular to flow path)Generally based on routing of complete event
hydrograph rather than peak flow rateAccounts for floodplain storage through hydrograph
routingGenerally more applicable to broad shallow flow,
distributary or alluvial fan flow conditions.
V. 39
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for Floodplain
Delineationd) State Standards
SS 2-96 for riverine systems using approximate methods
SS 9-02 for riverine systems using one-dimensional backwater methods.
SS 4-95 for sheet flow areas.SS 3-94 for supercritical flow conditions
V. 40
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
e) Information RequiredHydrology; Peak flow rate and/or event hydrograph
needed.Topography; ground elevation data needed for
cross-section developmentField Data; information on channel and floodplain
roughness, structures (bridges, culverts, levees, etc.)
V. 41
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
f) IssuesRoughness; References for guidance include USGS and
Maricopa County.Flow Regime; Subcritical vs. Supercritical, FEMA requires
subcritical for flood hazard delineation, but supercritical can predict higher velocities and associated scour.
Event Selection; Roadway design level vs. flood hazard delineation.
Multiple Events; Flood Insurance Studies (FIS) generally evaluate multiple events.
V. 42
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineation
g) Assumptions Horizontal Water Surface; not always true in bend reaches Divided Flow; may require separate analysis of each flow path Composite Flow; most models assume flow within section is entirely
subcritical or supercritical Steady vs. Unsteady Flow; most models are a “snap-shot” and to not
measure change in flow over time. Gradually vs. Rapidly Varied Flow; most models assume either uniform
flow depth or gradually varied depth over short distances. Stable Bed Geometry; most models assume the channel and floodplain
ground surface does not change during the flood.
V. 43
V. Flood Hydrology And Floodplain Hydraulics
B.3. Hydraulics: Methods for FloodplainDelineationh) Encroachment
Placement of fill or obstructions within the floodplain is an encroachment
Hydraulic Response Flood depths usually increase (if depths decrease check flow regime) Flow velocities usually increase Flow quantity distribution can be shifted from one part of floodplain to
anotherFEMA/Local Requirements
FEMA prohibits increased flood depths within the “floodway” Local jurisdictions can have stricter encroachment limits
V. 44
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Modelsa) Approximate Methods
b) Backwater (one-dimensional) Models
c) Two-Dimensional Models
d) FEMA Requirements
V. 45
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Modelsa) Approximate Method
(* = not formally accepted by FEMA)Check model applicability to design situation
Quick 2 (FEMA)XSPRO (US Forest Service)*Simplified Floodway Determination (SFD),
(U.S. Army Corps of Engineers)Customized Spreadsheet Applications*
V. 46
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Modelsb) Backwater (1-D) Models
HEC-2 (USACOE, 1991)HEC-RAS (USACOE, 2002), replaces HEC-2WSPRO (USGS, 1988)
V. 47
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Modelsc) Two-Dimensional Models
TABS RMA4 (USACOE, 2000)FESWMS 2DH (USGS, 1995)FLO-2D (Jimmy S. O’Brien, 2000)
V. 48
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Models Bridge/Culvert Models
HY-8 (FHWA, 1992)WSPGW (Joseph E. Bonadiman & Associates,
Inc., 2000)Culvert Master (Haestad Methods Inc., 2000)
V. 49
V. Flood Hydrology And Floodplain Hydraulics
B.4. Hydraulics: Hydraulic Modelsd) FEMA Accepted Models
All of the previous models (except as noted)Others as listed in the reference CD