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STRATEGIC VISION fo r Ta iwa n Se c urity Vo lume 2, Issue 12 w De c e mb e r, 2013 w ISSN 2227-3646 Conidence Building Measures Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power Michael Sun Policies for Peace Remaking the Asia-Paciic Diplomatic Landscape US Security Presence Chia-sheng Chen
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Page 1: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

STRATEGIC

VISION fo r Taiwan Se c urity

Vo lume 2, Issue 12 w De c e mbe r, 2013 w ISSN 2227-3646

Conidence Building Measures

Moises Lopes de Souza

Military CBMs in the Taiwan Strait

Charles Yang & Aaron Jensen

Taiwan-Japan Fishery Agreement

Taro Kurokawa

Chinese Soft Power

Michael Sun

Policiesfor Peace Remaking the Asia-Paciic Diplomatic Landscape

US Security Presence

Chia-sheng Chen

Page 2: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

Submissions: Essays submited for publication are not to exceed 2,000 words in length, and should conform to the following basic format for each 1200-1600 word essay: 1. Synopsis, 100-200 words; 2. Background description, 100-200 words; 3. Analysis, 800-1,000 words; 4. Policy Recommendations, 200-300 words. Book reviews should not exceed 1,200 words in length. Notes should be formated as endnotes and should be kept to a minimum. Authors are encouraged to submit essays and reviews as atachments to emails; Microsoft Word documents are preferred. For questions of style and usage, writers should consult the Chicago Manual of Style. Authors of unsolicited manuscripts are encouraged to consult with the executive editor at [email protected] before formal submission via email. Manuscripts are subject to copyediting, both mechanical and substantive, as required and according to editorial guidelines. No major alterations may be made by an author once the type has been set. Arrangements for reprints should be made with the editor. Cover photograph of the Monument of Peace and Unity in Davao City in the Philippines is courtesy of Jefrey Pioquinto.

STRATEGIC

VISION fo r Taiwan Se c urity

Vo lume 2, Issue 12 w De c e mbe r, 2013

Contents

Taiwan seeking active role in regional security layout ..................4

Conidence building measures as negotiation tool ...................... 9

Cross-strait CBMs pose limitations, challenges .......................... 14

Okinawa ishermen cold to Taiwan-Japan isheries deal ............ 20

China reassures neighbors with sot power .................................27

Chia-sheng Chen

Moises Lopes de Souza

Charles Yang & Aaron Jensen

Taro Kurokawa

Michael Sun

Page 3: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

Dr. Fu-Kuo LiuEditor

Strategic Vision

From The Editor

For our final issue of the year, our second year in op-eration, we are pleased to be able to bring you an issue dedicated to the negotiation and peacemaking eforts by

various countries and organizations that are helping to shape the security footing in the Asia-Paciic region.

We begin with an excellent article by Ming Chuan University’s Dr. Chia-sheng Chen, who ofers his insights on how the events that followed China’s recent demarcation of an Air Defense Identiication Zone in the East China Sea illustrate the potentialities of the wider US rebalancing to the Asia-Paciic.

his issue ofers two articles on conidence building mea-sures. National Chengchi University’s Moises Lopes de Souza examines the theoretical foundations of CBMs, and looks at the promise and pitfalls of their employment in Asia, par-ticularly by regional organizations such as the Association of Southeast Asian Nations and the ASEAN Regional Forum. Regular contributor Aaron Jensen and Dr. Charles Yang fol-low this up with an analysis of the potential for military CBMs across the Taiwan Strait, and how well or not the complicated relationship would fare under such measures.

Looking at the groundbreaking isheries agreement between Taiwan and Japan, Taro Kurokawa of National Chengchi University provides a rare glimpse into how the pact, moti-vated by geopolitical realities, is being received by the afected ishing communities in Okinawa.

Finally, Dr. Michael Sun provides an overview of Beijing’s use of sot power and how these techniques are being used to manage perceptions and assuage fears in the region about the rise of China.

We hope this year has been as enjoyable for you as it has been for us, and we wish you a happy new year. See you in 2014!

STRATEGIC VISION For Taiwan Se-

curity (ISSN 2227-3646) Volume 2,

Number 12, December, 2013, pub-

lished under the auspices of the Cen-

ter for Security Studies and National

Defense University.

All editorial correspondence should

be mailed to the editor at STRATEGIC

VISION, Center for Security Studies

in Taiwan. No. 64, Wan Shou Road,

Taipei City 11666, Taiwan, ROC.

The editors are responsible for the

selection and acceptance of articles;

responsibility for opinions expressed

and accuracy of facts in articles

published rests solely with individual

authors. The editors are not respon-

sible for unsolicited manuscripts;

unaccepted manuscripts will be re-

turned if accompanied by a stamped,

self-addressed return envelope.

Photographs used in this publication

are used courtesy of the photograph-

ers, or through a creative commons

licence. All are attributed appropri-

ately.

Any inquiries please contact the

Executive Editor directly via email at:

[email protected] issues

and archives can be viewed at our

website:

www.mcsstw.org.

© Copyright 2013 by the Center for

Security Studies.

Editor

Fu-Kuo Liu

Executive Editor

Dean Karalekas

Editorial Board

Tiehlin YenRaviprasad NarayananRichard HuFelix WangLipin TienLaurence Lin

Articles in this periodical do

not necessarily represent

the views of either the MCSS,

NDU, or the editors.

Page 4: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

China’s recent establishment of an Air

Defence Identiication Zone (ADIZ) cover-

ing much of the East China Sea is a move

that was widely seen as having backired, especial-

ly ater the United States deployed two aging B-52

bombers to transit through the zone without inform-

ing Beijing. he US response has caused waves in the

region and is evidence that Washington is serious

about its rebalancing to the Asia-Paciic.

Asian leaders and policymakers interested in how

the United States will position itself in light of the rise

of China may have caught a glimpse of that with the

ADIZ light, and perhaps for the time being at least,

there are fewer questions as to how the United States

will maintain its security commitments given the

increasing sophistication of an Asia-Paciic security

environment in which maritime and territorial dis-

putes continually risk occasional lare-ups.

In the larger context, the reason for the United States

to focus its attention on the Asia-Paciic region is

simple: its economic and security interests are inex-

tricably linked to this area—an area ranging from the

Western Paciic and East Asia to the Indian Ocean

and South Asia. Rebalancing with regard to protect-

ing economic beneits is an intuitive decision, and the

means to protect these interests is based on military

strength and regional cooperation in dealing with

challenges from the region’s opposing powers.

Dr. Chia-sheng Chen is an assistant professor at the Graduate School of International Afairs of Ming Chuan

University. He can be reached for comment at [email protected].

4 b

photo: Andrew Crawford

A B-52 Stratofortress lies just under the sun. Pilots of the BUFF are required to log light hours and to be ready to “own it” at a moment’s notice.

Strategic Vision vol. 2, no. 12 (December, 2013)

Pivotal Position

US response to China’s ADIZ illustrates larger commitment to Asian pivot

Chia-sheng Chen

Page 5: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

US Pivot b 5

Not only does the area present economic opportu-

nities, but it also involves potential military conlicts

originating from territorial disputes and military ex-

pansion, as well as moves like China’s declaration of

the ADIZ and similar attempts to change the distribu-

tion of power in this area, thus creating uncertainty

and forcing regional countries to invest in security

and pursue their own arms buildups. herefore, se-

curity issues remain the core challenge behind the

US rebalancing strategy.

Long-time policy

During his visit to Canberra, Australia, in 2011, US

President Barack Obama addressed the issue of US

foreign policy in the Asia-Paciic region, which has

the overarching objective of sustaining a stable secu-

rity environment, while at the same time maintaining

what Obama called “a regional order conducive to

economic openness, peaceful resolution of disputes,

and respect for universal rights and freedoms.”

he president’s speech outlined the American per-

spective on a future Asia that the United States would

like to see. Former National Security Advisor Tom

Donilon pointed out that the United States has to

bring about a strategy that is not narrowly focused

on the use of force, but a comprehensive as well as

multidimensional plan.

While the rise of China per se may not spook re-

gional countries, Beijing’s military modernization,

coupled with its recent hostile acts and unclear in-

tentions over territorial disputes with its neighbors,

generate great uncertainty region-wide.

US assistance to allies Japan and the Philippines

surely runs contrary to China’s expectations and in-

terests, prompting Chinese Premier Li Keqiang to is-

sue an ominous warning to US Secretary of State John

Kerry, at their meeting during the ASEAN Summit

in early October, not to get involved in Asian afairs.

he leadership in Washington has been careful

to stress that the US pivot to Asia is nothing that

China should interpret as an attempt at containment,

nor should Beijing see it as US dictatorship in Asia.

Rather, Washington wishes to make every efort to

harness all elements of American power—military,

political, and economic aspects, as well as develop-

ment and humanitarian values—to contribute to

peace and stability in the region.

In response to the rapid expansion of China’s mili-

tary and its capabilities, and that country’s demon-

strated determination to assume a leadership role,

former Secretary of State Hillary Clinton announced

in 2009 that the United States was returning to Asia.

he US Department of Defense, faced with Chinese

eforts to develop anti-access/area denial (A2/AD)

capabilities, formulated the AirSea Battle concept

in response.

he concept suggests a comprehensive use of force

to cope with contingencies posed by China’s military

expansion with a view to winning and stabilizing

Premier of the People’s Republic of China Li Keqiang

photo: Fabrice Debatty

Page 6: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

this region. US Defense Secretary Chuck Hagel, in

a speech at the Shangri-La Dialogue security forum

in Singapore in June, conirmed that the deployment

posture of US armed forces in the region would in-

crease, including the placement of 60 percent of the

Navy’s leet in Asia by 2020. he intention is explicit;

the US military is the backbone of the rebalancing

strategy.

Role for Taiwan

Assistant US Secretary of Defense Mark Lippert re-

vealed February 27, 2013, that Taiwan would play a

role in the US rebalancing strategy, and that while

Washington and Taipei had engaged in smooth dis-

cussions of the topic, there is no clear picture of how

Taiwan should act to enhance US-Taiwan relations.

herefore, a common security picture for the two

countries should be established with the irst priority

being Taiwan’s geographically strategic location in the

middle of the irst island chain. his presents at least

two advantages for the United States in its Asia strat-

egy: First, by ofering a geographical shield for US

maritime activities in the West Paciic Ocean against

intimidation by the People’s Liberation Army (PLA)

Navy along China’s southeast coast. his is where the

PLA’s Jinan and Nanjing military regions operate, as

does the East Sea Fleet to which China’s irst and only

aircrat carrier—now conducting drills in the South

China sea—belongs. Taiwan’s position in this pro-

tective screen is a crucial link in the chain between

Japan to the north and the Philippines to the south.

Second, Taiwan represents the world’s irst democ-

racy in a culturally Chinese society. he universal

liberal values persistently promoted by the United

States and other Western democracies have been

embraced in Taiwan, allowing the island to connect

with the outside world in a way that China cannot:

through a shared respect for human rights and free-

6 b STRATEGIC VISION

“Taiwan has to persistently and strongly illustrate its resolve with re-spect to national defense issues.”

President Obama stands behind Australian Prime Minister Julia Gillard while she speaks in honor of 60 years of the US-Australian alliance Nov. 17, 2011.

photo: Pete Thibodeau

Page 7: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

dom of the individual.

he 2013 Quadrennial Defense Review, released

by the ROC Ministry of National Defense in March

2013, identiies regional cooperation and prevention

of war as key perspectives for Taiwan’s security and

prosperity. hese are common interests shared by

Taiwan and the United States, and hence the need

to work together.

Having understood the intentions and limitations

of the US rebalancing strategy, as well as Taiwan’s ad-

vantages in this particular location of the Asia-Paciic

region, Taipei could manifest some key postures so

as to demonstrate the necessity and uniqueness of

Taiwan in support of the US efort.

Taiwan has to persistently and strongly illustrate its

resolve with respect to national defense issues. his is

particularly important due to some American schol-

ars mistakenly questioning whether Taiwan’s position

makes the US maintenance of stable relations with

China a helpless task. he “abandon Taiwan” dis-

course did not ofer US policymakers a clear picture

regarding how to best respond to the rise of China.

In addition, Taiwan is an important US friend in

this region, sharing common interests in terms of

security and prosperity. here is no reason for the

two to part ways. On the contrary, they should ex-

press unity through a strong bond of shared values.

his could start with a demonstration of Taiwan’s

defensive resolve.

Second, the ultimate success of the US pivot is con-

tingent upon cooperation with regional allies, and

Taiwan can play a crucial role in providing recon-

naissance and surveillance assets. Due to Taiwan’s

particular location, the ability of reconnaissance and

surveillance as strategic warning becomes critical in

monitoring the daily activity of the PLA, including

military exercises and force maneuvers. his coopera-

tion through information- and intelligence-sharing

would consolidate Taiwan’s security, and also con-

tribute to the US capability to provide security in

the region.

hird, another facet of Taiwan’s usefulness would

be for both militaries to enhance cooperation in the

ield of cyber-security. Both countries face severe

challenges from ongoing cyber-attacks launched by

Advanced Persistent hreat units within the PLA—

speciically, the infamous Unit 61398 which operates

out of a nondescript Shanghai oice building.

US Pivot b 7

An ROC Air Force E-2K AEW aircraft at Songshan Air Force Base. Taiwan is well placed to assist the US pivot with surveillance and reconnaissance assets.

photo: Xuan Shisheng

Page 8: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

Cyber-warfare is considered a national security is-

sue because of such characteristics as deception, sab-

otage, intrusion, and iniltration, all of which cause

great damage to computer sotware and hardware

systems, not only threatening a country’s military

and intelligence bodies, but its corporations as well.

Taipei must cooperate with the United States to ight

these heretofore covert attacks and intrusions and

increase both countries’ cyber-defensive abilities.

Showing commitment

All in all, it is clearly in the US interests to “return” to

the Asia-Paciic, just as it is in the interests of demo-

cratic nations in the region to facilitate this return.

However, the United States must realize that asking

regional allies to contribute their fair share to Asia-

Paciic security, while entirely reasonable, must be

matched by US actions and displays of solidarity. he

recent light of the B-52 Stratofortresses was a potent

symbol of that solidarity.

At present, the current domestic dysfunction

in Washington runs the risk of impacting its im-

age abroad. Since the government shutdown on

October 1, 2013, coming on the heels of the inancial

sequestration in February (based on which it was an-

nounced that the US military would sufer a US$487

billion budget cut over the next 10 years), President

Obama cancelled an important trip to Asia, includ-

ing planned visits to Malaysia, Indonesia, Brunei, and

the Philippines, and participation in the Asia-Paciic

Economic Cooperation (APEC) Summit, where he

was to meet most of the leaders of the Asia-Paciic

nations.

As a result, Obama’s absence gave Chinese President

Xi Jinping an opportunity to present himself as the

more outstanding leader at this annual event. It is

events like this that raise doubts among US friends

and allies as to whether the world’s only superpower

can fulill its promises to maintain peace and stability

in the region—doubts that will require more than a

couple of 1950s-era bombers to quell. n

8 b STRATEGIC VISION

photo: APEC 2013

Chinese President Xi Jinping, left, had his image boosted by the absence of President Obama, who sent John Kerry in his stead to the APEC Leader’s meeting.

Page 9: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

The negotiating dynamics in evidence

over the South China Sea (SCS) maritime

disputes are unique due to local conditions,

and they resist eforts to implement real and efective

conidence building measures (CBMs) that might

mitigate the rising levels of tension and outright hos-

tility in the region.

Since the 1940s, the states that are stakeholders in

the sea—including Brunei, Malaysia, the Philippines,

Vietnam, the Republic of China (ROC) on Taiwan,

and the People’s Republic of China—have, by difer-

ent means, developed new negotiation tools in claim-

ing either portions of the sea or its entirety. Of these

tools, CBM concepts have played a key role since

the beginning of the regional integration process.

Regardless of intense eforts promoted by diferent

actors, the conidence building measures seem to

have reached a ceiling and now are facing challenges

in taking the next natural step—the implementation

of preventive diplomacy. However, many govern-

ments in the region consider preventive diplomacy

tantamount to interference in their internal afairs.

In “Cross-Strait Conidence Building Measures,”

Brad Glosserman deines conidence building mea-

sures as the “both formal and informal measures,

whether unilateral, bilateral, or multilateral, that ad-

dress, prevent, or resolve uncertainties among states,

including both military and political elements.” hese

measures contribute to a reduction of uncertainty,

misperception, and suspicion and thus help to re-

Moises Lopes de Souza is a PhD candidate in the International Doctoral Program of Asia Paciic Studies at

National Chengchi University. He can be reached for comment at [email protected].

b 9

Strategic Vision vol. 2, no. 12 (December, 2013)

Crisis of Confidence

The use of conidence building measures as negotiation tools in Asian regionMoises Lopes de Souza

photo: Gunawan Kartapranata

The lags of the member states of the Association of Southeast Asian Nations ly in front of that organization’s headquarters in Jakarta.

Page 10: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

10 b STRATEGIC VISION

duce the possibility of incidental or accidental war.

he key to designing efective CBMs “is devising

‘win-win’ approaches that respond to the security

concerns of both sides.”

Security cooperation

CBMs also can be understood as a set of mecha-

nisms developed by two sides in conlict in order

to improve the peace-building environment. hese

mechanisms, according to Michele Maieseb, oten

have the format of agreements between two or more

parties regarding information exchange and verii-

cation, typically with respect to the use of military

forces and armaments. Also known as Conidence

Building Procedures (CBP), CBMs are the irst of

three stages of security cooperation as enumerated

by Ralf Emmers and See Seng Tan: conidence build-

ing (CB), preventive diplomacy, and conlict resolu-

tion mechanisms.

he main concern of the irst steps of CBMs is prin-

cipally found in conlict avoidance (CAM), which can

be attempted even when states have no established

diplomatic relations, as exempliied by the Israeli-

Syrian aerial monitoring agreements along the Golan

Heights. In the second step, CBMs progress to the

more concrete conidence measures described above,

promoting a more intensive and qualitative commu-

nication between the sides in a conlict. In general,

this passage from conlict avoidance to conidence

building requires more political capital given the in-

tensity of steps that can provoke contrary reactions

from strategic groups within governments. According

to Michael Krepon of he Stimson Center, this is the

point at which South Asian and Middle East disputes

are currently stuck.

All eforts to resolve the SCS disputes have faced a

wall of “national sovereignty” serving as a great ob-

stacle to any advancement of dialogue. Furthermore,

“The necessity to engage China be-came clearer when Beijing, little by little, started to take on an ambitious plan to develop its naval capabilities.”

photo: Sompop S

A delegate checks his notes at the 15th ASEAN Summit held from October 23 to October 25, 2009, in Hua Hin, Cha-Am, Thailand.

Page 11: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

together with the sensi-

tive issue of sovereign-

ty, a set of formal and

informal rules known

as the ASEAN Way

that was developed and

employed by member

states of the Association

of Southeast Asian

Nations have likewise

acted as obstructions

to CBM implementa-

tion, and they remain

a constant in any ana-

lytical perspective on

the SCS disputes. What

was once the solution

to carrying on the pro-

cess of regional integra-

tion has so far been uti-

lized as a way to avoid

progress on moving

CBMs to the natural

next phase of preven-

tive diplomacy.

Multilateral tools

Although the disputes

over sovereignty in the

South China Sea have

oten been framed—especially by China—as bilateral

problems, there have been several occasions at which

Malaysia, the Philippines and Vietnam have taken

advantage of the multilateral structure of ASEAN

and its regional forum (ARF) to develop a spirit of

conidence among them. hese countries have used

the multilateral mechanism to reach solutions and

avoid entering into a wider, regional armed conlict.

he ASEAN structure has provided space for de-

mands over national interest and protection of the

member states from any form of intervention. hese

conveniences have been used by the countries in-

volved in the SCS territorial disputes, even though

other members are also able to see that their interests

or preoccupations reach the ears of the diplomatic

staf in charge of the disputes as well.

During its second annual ministerial meeting in

1995, the ARF developed a concept paper that out-

CBMs in Asia b 11

Page 12: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

lined the path of the future attributions of the forum.

Essentially, the paper emphasized that the forum

should concentrate on enhancing trust and coni-

dence amongst members and, in doing so, foster

a regional environment conductive to maintaining

the peace and prosperity of the region. Speciically,

the goals were:

Stage 1: Promotion of conidence building measures

Stage 2: Development of preventive diplomacy

mechanisms

Stage 3: Development of conlict-resolution mecha-

nisms

Since its establishment, the ARF has been assidu-

ously developing and sophisticating its approach.

Many of these improvements are the fruit of a long-

term “learn-by-doing” process that has been tailoring

the scope and approaches of the forum. his learning

process has also resulted in an extensive

list of activities that has been composed

of more than 203 track I meetings and 62

track II meetings between 1994 and 2009.

Individual agendas

Although the disputes have developed

under the ASEAN Regional Forum, their

structures still remain under rigid indi-

vidual agendas beholden to the national

interest of each country involved in the ne-

gotiation process. As a result, many of the

activities developed by the ARF via track I

and track II (e.g. the Indonesia Workshop)

diplomacy have invariably foundered on

the great obstacles deriving from the Asian

predilection for maintaining state sover-

eignty, and the ever-present China factor.

Among its several reasons for being,

ARF was also created to be a diplomat-

ic instrument for socializing China into

habits of good international behavior, and

thus the China factor cannot be ignored. Writing in

the Routledge Handbook of Asian Security Studies,

Sheldon W. Simon describes “the hope that the trea-

ty’s peaceful-resolution commitment could be ex-

tended to the other states. his practice would con-

stitute a kind of minimal difuse reciprocity.” hat

is, while ASEAN would not expect outsiders to au-

tomatically come to members’ aid in time of crisis or

to their defense if attacked, at least outside countries

could be asked to renounce the use of force in settling

any conlicts they might have with the Association’s

12 b STRATEGIC VISION

Activists protest the actions of Chinese maritime agencies against Vietnamese ishermen.

photo: Steve Rhodes

“Could the hesitance of ARF possibly inluence the regional military dynamic?”

Page 13: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

CBMs in Asia b 13

members. he unstated object of these concerns, of

course, was the People’s Republic of China (PRC)—

the only “extra-regional” state with territorial claims

in Southeast Asia.

Eventually, if successful, it would encourage the PRC

to explain and clarify its security policy and plan-

ning. China’s neighbors, which include such South

China Sea claimants as Malaysia, the Philippines

and Vietnam, could then respond through the ARF

with their concerns about PRC policies in hopes of

modifying them and enhancing regional stability,

suggests Arthur A. Stein.

Furthermore, the rapid economic development of

China gave Beijing the conidence to intensify its mil-

itary modernization. he signiicance of this binomial

becomes evident when the elevation of skirmishes

between Southeast Asia and the other claimants be-

comes more usual. he necessity to engage China

became clearer when Beijing, little by little, started

to take on an ambitious plan to develop its naval

capabilities with a speed that, even if they wanted

to, Southeast Asian states could neither follow nor

ignore. By the year 1999, in consequence of percep-

tions of mutual suspicion, nearly 1,650 troops from

ive state claimants have been deployed to approxi-

mately 45 of 51 land formations that make up the

Spratly archipelago.

Could the hesitance of ARF possibly inluence the

regional military dynamic? here is common ground

among many analysts regarding the current milita-

rization process in Asia, and all would agree that

the reasons for it are varied. Between the motives

for militarization in Southeast Asia, there is a per-

sistent lack of trust, while absence of transparency

in military reports and arms acquisitions are among

the other reasons.

It is important to understand that such transparency

is one imperative of the CBM eforts and a natural

prerequisite to the establishment of preventive di-

plomacy. If there are reliable indicators of a lack of

mutual trust, then it is evident that the CBM eforts

have found their ceiling. n

photo: Timothy Smith

Vietnamese oicers watch as the Arleigh Burke-class guided missile destroyer USS Curtis Wilbur prepares to moor in the Vietnamese port of Da Nang.

Page 14: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

The subject of military conidence build-

ing measures (CBMs) between Taiwan and

China has appeared more frequently as ten-

sions between the two sides have decreased. As the

administration of President Ma Ying-jeou edges

closer toward political dialogue with the People’s

Republic of China (PRC), the topic of cross-strait

CBMs could conceivably be put on the table in the

not-so-distant future. While CBMs are oten praised

by scholars as a concrete step toward peace, their

implementation and sustainment is oten undercut

when political will is lacking. For this reason, it is

important to take a closer look at the potential limi-

tations and challenges which cross-strait CBMs could

pose for Taiwan.

he mere establishment of CBMs alone does not

guarantee that they will function as intended. As

Indian scholar Samarjit Ghosh noted, military CBMs

between India and Pakistan have oten failed when

they were most needed. Despite the existence of a

14 b

Cute, cartoon-version dolls of Mao Zedong, right, and Chiang Kai-shek make good souvenirs, but they belie the historical enmity between the two leaders.

Strategic Vision vol. 2, no. 12 (December, 2013)

More Harm Than Good

Notions of cross-strait military CBMs pose limitations, challenges to Taiwan

Charles Yang & Aaron Jensen

photo: GreenArcher04

Dr. Charles Yang is a graduate of NTU’s Graduate Institute of National Development. He served in the ROC

Marines from 2000 to 2002. He specializes in the political-economic development of China and trilateral relations.

Aaron Jensen is a graduate student at National Chengchi University who served as an oicer in the United

States Air Force for seven years. He can be reached at: [email protected].

Page 15: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

cease-ire between the two countries, there have been

numerous border incursions even ater the agree-

ment was signed. Even simple agreements such as the

establishment of military hotlines can be rendered

useless when one side lacks commitment. In spite of

the fact that the PRC and the United States have es-

tablished a military hotline, China has oten refused

to use this communication channel during periods

of heightened tensions. hus, a critical factor in the

success or failure of CBMs is the degree of continued

political will on both sides.

hreat of force

A major underlying obstacle and limiting factor for

CBMs between China and Taiwan is the PRC’s re-

fusal to renounce the use of force against Taiwan. For

its part, the PRC has steadfastly refused to renounce

the option of employing its military arsenal to forc-

ibly annex the island. Potential use of force against

Taiwan is seen by Beijing as the inal “safeguard”

against a possible move toward Taiwanese indepen-

dence. For this reason, Zhongnanhai will not take

it of the table, and has continued to build up the

People’s Liberation Army (PLA) in such a way as to

eventually be able to conquer Taiwan. Without the

political will required to fully pursue peace, CBMs

will not signiicantly increase the security situation

between these two governments.

While CBMs could provide a minor degree of im-

provement to the cross-strait relationship, it is unreal-

istic to expect that CBMs will fundamentally change

the security problems that Taiwan faces from China.

Military interaction between the two sides, such as

meetings between oicers and combined military

exercises, will not afect the PRC’s decision to alter

its rapid military development or renounce the use

of force against Taiwan. Fundamental change can

only occur when one, or both sides, alters its policy

in a fundamental way. his type of change can only

be brought about by interaction and consultation

between top civilian leaders. CBMs cannot serve as

a bridge to a peaceful conclusion unless fundamental

Cross-Strait CBMs b 15

“The US-Taiwan Business Council has characterized this complete hold on arms sales as a ‘freeze.’”

India’s Border Security Force, right, and Pakistani Rangers take part in the elaborately choreographed Wagah retreat ceremony at the two rivals’ border.

photo: Gordon Dickson

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16 b STRATEGIC VISION

change occurs at the highest levels. Without change

at the highest level, CBMs will bear only limited fruit.

In addition to the limitations of CBMs, it is impor-

tant to consider other possible challenges and prob-

lems which could arise if Taiwan pursued CBMs with

China. One likely challenge of cross-strait CBMs is

that the PRC would likely attempt to use them as a

propaganda tool to shape international, as well as

Taiwanese, perceptions of the cross-strait security

situation.

China could tout CBMs as proof that relations be-

tween the two sides have become peaceful and stable.

his would serve several important purposes for the

PRC. First, it could lower US support for arms sales

to Taiwan, a major goal of the PRC.

Some American observers have challenged the

need for arms sales to Taiwan. In 2010, US Senate

Intelligence Committee Chairwoman Dianne

Feinstein questioned the need for them, arguing that

continued arms sales were harming US relations with

China. If CBMs appeared to be successful, the argu-

ment in favor of abandoning arms sales to Taiwan

would be strengthened.

he Taiwanese public, as well as growing numbers

of politicians, could also become less supportive of

purchasing US arms. Despite the fact that China’s de-

fense budget continues to grow, and the PLA becomes

stronger every year, many Taiwanese are not particu-

larly concerned about China’s military development

and they consider the possibility of conlict to be low.

A recent survey by Taiwan’s United Daily News

found that the percentage of Taiwanese who viewed

cross-strait relations as tense had decreased from

31 percent in 2012 to 19 percent in 2013. Successful

cross-strait CBMs could further strengthen this per-

ception and continue to erode public support for

US arms sales and for military funding in gener-

al. Many Taiwanese are already critical of purchas-

An ROC EC-225 Super Puma search-and-rescue helicopter. SAR is one of the proposed avenues for cross-training between Taiwanese and Chinese troops.

“Military morale and sense of pur-pose would become weaker if Beijing could create the false perception that relations are truly peaceful.”

photo: king.f

Page 17: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

ing US weapons since they consider

these weapons to be expensive and

ill-suited for Taiwan’s defense needs.

In 2004, Kuomintang Chairman Lien

Chan claimed that Taiwan does not

need military strength to negotiate with

the PRC. In 2005, People’s First Party

Chairman James Song suggested that

money meant for US weapons would

be better spent on domestic projects.

At a time of slow economic growth in

Taiwan, the perception of a stable secu-

rity environment could encourage poli-

ticians to divert more resources away

from the military.

Propaganda tool

If the PRC could successfully use CBMs

as a propaganda tool to inluence pub-

lic perception in Taiwan, then Taiwan’s

military could be adversely afected as

well. Speciically, military morale and

sense of purpose would become weaker

if Beijing could create the false percep-

tion that relations are truly peaceful.

Some Taiwanese security scholars have

argued that rapprochement between the two sides has

already weakened military morale and caused con-

fusion in the minds of some soldiers. In particular,

high-proile visits by retired ROC generals to the PRC

help foster a false sense of peace and trust between the

two governments. his, according to some Taiwanese

scholars, contributes to confusion in Taiwan’s mili-

tary ranks and causes some to question whether the

Chinese military is an enemy or an ally. Similarly,

CBMs could be seen as a further sign that relations

between the two sides have truly entered a peaceful

phase, when in fact China’s growing military and

the willingness to use it had not abated in the least.

China could also attempt to use CBMs to lure

Taiwan into supporting other PRC ambitions, such

as joint security operations in the South China Sea

(SCS). Although the ROC government does not sup-

port such cooperation, the PRC could gradually pres-

sure Taiwan into taking steps in this direction. Some

scholars from Taiwan and China have already sug-

gested, and held discussions, on future cooperation in

the SCS. Moreover, public support in Taiwan for such

cooperation could increase if Taiwanese ishermen

face danger or harassment in the South China Sea.

he killing of a Taiwanese isherman by the

Philippine Coast Guard in May of 2013 provoked

Cross-Strait CBMs b 17

A 1958 Chinese propaganda poster titled “We must liberate Taiwan.”

poster courtesy Chineseposters.net

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18 b STRATEGIC VISION

rage and denunciation against the Philippines. A few

commentators suggested that Taiwan should even

work with the PRC to ensure the safety of Taiwan’s

ishermen. he establishment of cross-strait CBMs

could give China a stronger foundation to call for

joint security patrols in the SCS. Maritime search-

and-rescue operations are a basic and common form

of CBMs. If search-and-rescue exercises became a

common occurrence between the coast guards of

Taiwan and China, it would be easier for the PRC to

propose limited patrols of the South China Sea. From

here, Beijing would likely seek to foster incremental

advances in the level of cooperation.

US perception

If Taiwan did enter into CBMs with the PRC, it

would also have to be mindful of how the United

States perceived this activity. Although top US leaders

have generally voiced support for deeper cross-strait

engagement, including CBMs, it is not clear if all seg-

ments of the US government would be comfortable

with Taiwan engaging with the PLA.

In 2009, Pentagon oicials expressed reticence over

possible military ties between Taiwan and China.

heir main concern was that military engagement

with the PLA could allow China to have more op-

portunities for espionage against US-made weapon

systems in Taiwan. hey also suggested that military

PLA(N) marines stand at attention. China has vowed to take Taiwan by force, if necessary, and that political talks cannot be delayed indeinitely.

photo: J.J. Harper

“If Taiwan pursues CBMs with the PRC, it will need to increase its vigilance against PRC espionage efforts.”

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engagement with China, if it went too far, could jeop-

ardize US arms sales to the island. More recently, for-

mer American Institute in Taiwan Director William

Stanton argued that the success and frequency of

PRC espionage eforts against Taiwan undermines US

conidence in its security cooperation with Taiwan.

Espionage risk

Should Taiwan pursue CBMs with the PRC, it will

need to increase its vigilance against PRC espionage

eforts. One Taiwanese scholar has suggested that

Taiwan and China could initiate a formal exchange

program composed of low and middle ranking of-

icers and security experts.

his could potentially be a very risky move on the

part of Taiwan given that low ranking oicers, espe-

cially those in the ROC, have very limited experience

dealing with foreign oicers. Unless these oicers

undergo signiicant counter-intelligence training,

they will be at heightened risk for recruitment by

PRC intelligence agencies.

If the ROC ultimately does decide to engage in

CBMs with the PRC, it should proceed very cau-

tiously and be weary of the potential pitfalls which

could result.

Taiwan would do well to reassure its allies, in par-

ticular the United States and Japan that cross-strait

relations were not moving too quickly. Taiwan could

better manage these challenges if it allowed the US

to take some level of advisory role in the process.

Dr. Edward Chen, vice president of the Foundation

on Asia-Paciic Peace Studies, has suggested that the

United States could undertake a supervisory role in

cross-strait CBMs.

Given its experience with such measures, the United

States could certainly help Taiwan better navigate

its engagement with the PLA. Its behind-the-scenes

involvement would also provide Taiwan’s allies with

reassurance that Taiwan was not getting pulled too far

into Beijing’s orbit, and help assuage US Department

of Defense concerns that Taiwan’s US-bought weap-

ons systems would not become exposed to further

espionage threats from the PRC. n

Cross-Strait CBMs b 19

An American-made AH-1W Supercobra attack helicopter releases lares during the ROC’s Han Kuang military exercise held in Penghu, Taiwan in April 2013.

photo: TC Lin

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April 10, 2013 saw the long-awaited con-

clusion to largely stagnant ishing talks

between Taiwan and Japan, resulting in a

widely hailed isheries agreement between the two

countries. he pact was seen as a touchstone for the

ishery issue in the hotly contested waters of the East

China Sea by regional security analysts, and both

sides in the agreement regarded it as a diplomatic

accomplishment for their respective governments,

even though it does not address the fundamental

aspect of the territorial dispute over the Senkaku/

Diaoyutai Islands.

For legalistic reasons and to avoid upsetting the

People’s Republic of China, the agreement was one

consented to by two non-oicial organizations—

speciically, the Japan Interchange Association

and Taiwan’s East Asia Relations Commission.

Nevertheless, negotiations seemed to be promoted

by state-centric ideology.

Local communities adjacent to the newly desig-

nated operating waters, especially those situated on

Okinawa prefecture’s Yaeyama Islands and Miyako

Islands, are discontent with the agreement. In the

Yaeyama Islands (especially Ishigaki City, Taketomi

Taro Kurokawa is a PhD candidate at National Chengchi University’s International Doctoral Program in

Asia-Paciic Studies. He can be reached for comment at [email protected].

20 b

Strategic Vision vol. 2, no. 12 (December, 2013)

Something Fishy

Tokyo’s focus on Taiwan isheries deal leaves local ishing communities cold Taro Kurokawa

Fresh ish at a market in Okinawa. Hauls have signiicantly declined over the past few years, and ishing communities are starting to feel the pinch.

photo: slackrhackr

Page 21: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

Town and Yonaguni Town), people are still calling for

a revision of the treaty because, they feel, the Japanese

government was in such a hurry to accommodate

Taiwan that local public opinion was not suiciently

absorbed in the negotiation process, and the inter-

ests of the local communities were largely ignored

by negotiators.

Clearly, there is a disparity between national strat-

egy and local strategy in Japan, at least as far as the

isheries agreement with Taiwan is concerned. Just

half a year ater the May 10, 2013 enactment of the

agreement, its efects are already being felt by local

communities.

Key industry

he ishery industry has historically been one of the

most important industries to both eastern Taiwan and

the Yaeyama area in Japan. According to the Ministry

of Agriculture, Forestry and Fisheries (MAFF) of

Japan, the total number of ishermen in Yaeyama is

308, with 228 living in Ishigaki City, 50 in Taketomi

Town, and 30 in Yonaguni Town. Recorded ishing

boats number 358.

Despite the importance of the ishing industry to

the local economies, the haul has been gradually de-

creasing over the past few years (see chart). his has

been caused by several factors including a depletion

of ish, the aging of Japan’s ishermen, large-scale ty-

phoons, and fewer ishing expeditions launched due

to the high (and increasing) cost of fuel. As a result

of these diiculties, the total number of catches in

the Yaeyama area has been dropped to half of previ-

ous levels, according to the 2013 Ishigaki Basic Plan

on Ocean Policy.

In Yilan, Taiwan, the ishery industry is much big-

ger than that of Yaeyama, with 1,102 ishing vessels

and a population of 9,013 ishermen, according to

the Fisheries Statistical Yearbook: Taiwan, Kinmen

and Matsu Area. If the number of people deriving an

income from the ishery and its peripheral industries

Fisheries Agreement b 21

Negotiators from Japan and Taiwan, Mitsuo Ohashi, left, and Liao Liou-yi, right, during the isheries agreement signing ceremony in Taipei April 10, 2013.

photo: VOA

“There were major repercussions in Okinawa following the announcement of the isheries deal.”

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Japanese Coast Guard ships use water cannon to repel Taiwanese ishing boats ferrying activists to the disputed Senkaku/Diaoyutai Islands.

photo: ROC Coast Guard

22 b STRATEGIC VISION

are taken into account, that number would be much

higher. hus, the impact of the new rules is not only

limited to ishermen, but to entire communities.

here were major repercussions in Okinawa follow-

ing the announcement of the isheries deal. Over the

two or three weeks following the agreement, the may-

or of Ishigaki and the Okinawan governor expressed

their objections to Tokyo. On April 17, Ishigaki mayor

Yoshitaka Nakayama—whose municipal jurisdiction

includes administration of the Senkaku Islands—ob-

jected to the agreement in a meeting with the secre-

tary of the Cabinet Oice. On April 26, Okinawan

governor Hirokazu Nakaima also visited the Cabinet

Oice, as well as Japan’s Ministry of Foreign Afairs

to convey similar objections.

Taking Okinawa’s anger seriously, Tokyo sent the

director-general of the ishery agency to the Yaeyama

and Miyako islands to explain and apologize. To

soothe the anger and objections in the region, the

agency increased the number of maritime patrol ships

in the region from ive to 10 in order to reinforce

control of the agreed-upon border demarcations and

deter ishing boats from operating illegally inside

Japan’s 200-nautical-mile exclusive economic zone

(EEZ) south of the Sakishima Islands. As a result, four

Taiwanese ishing boats were seized in May alone for

operating without permission outside the bilaterally

stipulated area.

hree main complaints

he Japanese media has carried stories of the discon-

tent in Okinawa over the isheries agreement with

Taiwan, summarizing their ire into three main com-

plaints: hat Tokyo did not make an efort to listen

to local voices before or during the negotiations with

Taiwan; that negotiators conceded to a signiicant

enlargement of Taiwan’s operating area; and that the

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Japanese government allowed the agreement to go

into efect prior to drawing up concrete rules.

he irst problem is the main point of contention

from which most of the other problems with the

agreement stem: Local people feel they have been

ignored, and their needs sacriiced on the altar of

national interests. Ishigaki City, located just 277 kilo-

meters away from Taiwan, has a long, historical rela-

tionship with Yilan County, including a once-thriving

Taiwanese immigrant community there. Indeed, one

of Ishigaki’s main industries owes its existence to the

relationship with Taiwan, as pineapples were irst

brought over by Taiwanese immigrants.

Moreover, the roots of the cultural and economic

ties go both ways: Until the 1960s, Yilan was home

to a village populated by Okinawan ishermen and

their families, most of whom came from the Yaeyama

and Miyako areas. In the mid-1920s, the oice of the

governor-general of Taiwan oicially promoted a ish-

erman settlement project in Su-ao, Yilan. Of course,

Okinawan immigrants had been independently set-

tling in Yilan even prior to this oicial project.

he movement of people between the two sides used

to be quite common, and ishermen have always com-

municated on the ocean. Before Tokyo took action,

the mayor of Ishigaki, along with a ishing industry

delegation, visited Yilan in November 2012 to ex-

change views with ishermen in Yilan. Based on their

historical relationship, Ishigaki has enjoyed direct

channels of communication with Taiwan. he city

concluded a friendship-city relationship with Su-ao

in 1994, and the business communities, through the

Fisheries Agreement b 23

“Many workers in the ishing industry in Okinawa see the agreement with Taiwan as little more than a concession for the sake of national interests.”

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24 b STRATEGIC VISION

junior chamber of commerce, have forged a sister-

city relationship.

Given this previously amicable relationship, the

residents of Ishigaki City were understandably frus-

trated when their grassroots eforts were supplanted

and the isheries agreement was imposed from above.

Furthermore, many workers in the ishing industry

in Okinawa see the agreement with Taiwan as little

more than a concession for the sake of national in-

terests in regard to territorial disputes with China.

he agreement establishes newly created operating

waters for Taiwanese ishermen not just from contest-

ed areas, but also from new areas—including of the

northern shore of the Yaeyama archipelago and the

western shore of Kume Island—that the Taiwanese

negotiators did not even ask for.

Moreover, the Okinawa side was not represented

in the negotiation process. According to blogs main-

tained by persons employed in the ishing industry

in the area, the foreign ministry, wanting to con-

clude the agreement smoothly, assumed a leadership

position and removed the Ministry of Agriculture,

Forestry and Fisheries from the negotiations. In its

previously central role in the talks, MAFF had largely

represented the interests of the local ishing industry.

Local communities have called on the government

to set rules for operating in their waters. Many sourc-

es of conlict stem from diferences in ishing meth-

ods, as well as the sheer number of Taiwanese ish-

ermen compared to their less numerous Japanese

counterparts.

Okinawans ishing in the region mostly use long-

lines, oten tens of kilometers long. hey navigate in a

row, leaving ive to eight kilometers of space between

each vessel to avoid the lines becoming entangled. But

in the Taiwanese method, the space between ships is

around four kilometers. his greatly increases the risk

of accident and of ruining the expensive longlines,

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making Okinawan ishermen worried about oper-

ating in the designated waters alongside Taiwanese

boats.

Local ishing communities also believe that com-

partmentalization in the area is necessary for safe op-

erations. However, the Japanese government not only

enlarged the operational areas open to Taiwanese

ishermen, but it allowed them to begin operation

before making rules—which was an insistence of the

Taiwanese negotiators. As a result, the agreement got

signed, but the Yaeyama ishermen are angry.

Olive branch backires

his same phenomenon is evident in the negative

local reaction to the September 2012 nationalization

of several of the Senkaku Islands, which proceeded

without input or consultation with the people most

afected by the move: those living on the frontier fac-

ing the disputed islands.

When nationalistic Tokyo Governor Shintaro

Ishihara launched a campaign to purchase the is-

lands from the Japanese family that owned them, the

central government feared this would rile China, and

so Tokyo purchased them to avoid this outcome and

placate China. Instead, Beijing expressed shock and

Fisheries Agreement b 25

Shoppers peruse the catch at a ish market in Miyako, Japan. The ishing communities in Okinawa and Taiwan’s Yilan have historical ties going back decades.

photo: Benny loreleyheart

Tokyo Governor Shintaro Ishihara on board the USS Gary (FFG 51).

photo: Adam York

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Hooks used in longlining stored in a ship’s hold. Both Taiwanese and Japanese ishermen use longlines, though their diferent techniques cause friction.

photo: Nick Rahaim

26 b STRATEGIC VISION

outrage and chose to interpret the move as an afront

to Chinese sovereignty.

he Japanese government evaluates the isheries

agreement as a great diplomatic accomplishment. In

the budget committee in the House of Councilors,

Prime Minister Shinzo Abe called the agreement a

great advance for the security environment in Asia,

and explained that it was brought by Taipei’s declara-

tion that it was not ighting against Japan in coordi-

nation with China over the disputed islands.

Incompatible interests

he problem here is that national strategies and those

of local communities—as well as national interests and

local interests—are oten incompatible. he diplomatic

action taken by the Japanese government to prevent

a united front consisting of China and Taiwan on the

territorial dispute proved disadvantageous to local ish-

ing communities that traditionally operate in the area.

Of course, in a democratic country with as diverse

a polity as Japan’s, any international negotiations

will face both support and opposition from various

domestic interest groups. However, this particular

agreement, ostensibly to protect the rights of the

region’s ishermen, essentially shut them out of the

process. Nevertheless, the afected ishing communi-

ties are taking matters into their own hands in order

to solve the problems raised by the isheries agree-

ment with Taiwan.

In September, the concerned parties gathered in

Naha, Okinawa, to seek a consensus at the local level,

before entering into negotiations with Tokyo planned

for next April. Tokyo has stated that it would not

agree to any revisions of the agreement. Nevertheless,

the local people are trying to have their voices heard

in the process of making concrete rules. Whether they

will be heeded remains to be seen. One thing is cer-

tain, though: the Taiwan-Japan isheries agreement,

far from being concluded, has only just begun. n

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For several years now, the world’s media

have covered the rise of China, with pundits

commenting on the country’s moderniza-

tion and its impressive economic achievements. All

this efusive praise of Chinese success has been well

received by the Chinese people, but the leadership

remains conscious of concerns among neighbor-

ing countries. he government in Beijing has thus

carefully crated its East-Asia strategy to promote a

stable regional environment in which it can bolster

its national comprehensive power (NCP).

Beijing’s willingness to negotiate within the

ASEAN+China framework and to participate in re-

gional multilateral organizations ofered reassurance

to regional countries that the People’s Republic of

China (PRC) would not pursue a divide-and-con-

quer strategy. China’s eforts rest upon capable dip-

lomats and intellectuals who are able to convey this

message. China’s increased multilateralism is thus a

means of channeling its power in ways that make it

more acceptable to its neighbors. Concerns among

regional countries remain, however, about a rising

Dr. Michael Sun is an instructor at National Defense University and a student in the International Doctoral

Program in Asia-Paciic Studies at National Chengchi University, as well as a former oicer in the ROC Armed

Forces. He can be reached at [email protected].

b 27

photo: KayVee

Leaders in Beijing have employed soft-power devices including so-called panda diplomacy in order to reassure its neighbors of China’s peaceful rise.

Strategic Vision vol. 2, no. 12 (December, 2013)

Soft Power Rising

China reassures neighbors with diplomatic, security and economic measures Michael Sun

Page 28: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

China. In attempting to ease the worries of these

countries, China’s East-Asian strategy takes the form

of a series of diplomatic, security, and economic as-

surance measures.

Managing perceptions

Ever since Joseph Nye coined the theory of sot power

in a 1990 book, research on the phenomenon has be-

come a craze in China. Chinese strategists are aware

that its economic and military rise can be perceived

as a threat, and this negative image will undermine

its eforts to foster a favorable regional environment.

hrough the demonstration of sot power, China

can mitigate its threatening image. By pursuing a

sot-power approach toward its East-Asian neigh-

bors, China hopes to assure regional states of China’s

peaceful intentions during its rise. Former Chinese

President Hu Jintao noted that the increase of China’s

international status and inluence rests on hard pow-

er as well as on sot power, emphasizing culture as

the important element of cohesion and creativity in

enhancing NCP. herefore, China urgently needs to

upgrade its cultural sot power. Ater Hu’s emphasis

on the importance of cultural sot power, Chinese

government and academic circles have prioritized

cultural sot power as an essential guideline to meet

the PRC’s national interests.

China’s lourishing economy has been appealing

to foreigners, many of whom have responded with a

rush to learn the Chinese language and read about its

culture. In light of the fever for learning Mandarin,

China has set up Confucius Institutes overseas to

meet the growing demand for Chinese-language in-

struction. he institutes have become the most im-

portant platform for people from East-Asian coun-

tries to learn the Chinese language, and about the

culture of modern China. he institutes can also

showcase the positive facets of PRC foreign policy

in the hope of sharing a similar identity.

he harmonious world that has been central dur-

ing the Hu period extends this theme of a benevolent

China as a rising power. hus, China has actively

participated in the international arena pertaining

to non-traditional security ields such as terrorism,

piracy, illegal immigration, and environmental secu-

rity. Among them, the most prominent activity has

been taking part in United Nations peacekeeping

missions. China has sent more than 7,000 military

personnel in the past decade to carry out missions

in war-prone countries.

he leaders of China want others to view their na-

tion as a culturally advanced and peace-loving coun-

try. he underlying message that China seeks to con-

vey is that its rise will not threaten the existing in-

ternational order. To this end, China has focused on

promoting the non-threatening aspects of its power.

he key external media initiatives that China has

undertaken include engaging international media

organizations and building up an alternative Chinese

perspective. China has built up an alternative Chinese

28 b STRATEGIC VISION

American political scientist Joseph Nye is the father of soft power.

photo: Chatham House

Page 29: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

Chinese Soft Power b 29

perspective to the Western-dominated view of the

world. It has supported its state-controlled media or-

ganizations to strengthen their international presence.

China’s increasing economic ties with countries in

East Asia have a great impact on the region. Building

a free-trade area between China and the members of

the Association of Southeast Asian Nations (ASEAN)

would bring about mutual wealth, and could rival

both the European Union and the North American

Free Trade Agreement (NAFTA).

China has been an active player in multilateral or-

ganizations in East Asia. One factor that appears

to be in China’s favor is increased regional support

for a more Asia-oriented grouping. Since sustain-

ing economic growth remains Beijing’s top priority,

the promotion of East Asian economic cooperation

will be an integral part of China’s regional strategy.

Beijing has also negotiated closer economic partner-

ships with individual ASEAN states. Southeast Asia’s

total trade with China now eclipses its trade with the

United States or Japan.

Beijing has long been considered to be the primary

economic patron of small but strategically important

nations (such as Burma, Cambodia, and Laos), and

also provides considerable economic aid to Indonesia

and the Philippines. To implement its economic di-

plomacy, China has used economic aid to increase its

inluence in the region. For instance, China’s econom-

ic aid to the Philippines, Laos, and Indonesia is much

greater than that from the United States. Chinese aid

has not only grown in size but also become more so-

phisticated, with Beijing tying assistance to its policy

goals—the promotion of its companies, the cultiva-

tion of political actors, and the mitigation of concerns

about China’s economic rise. For example, Chinese

assistance has been used to bring hai politicians to

China on study trips. It purchased surplus hai agri-

cultural products to calm the fears of farmers. China’s

policy of “non-interference in domestic afairs” oten

Honorary Kuomingtang Chairman Lien Chan shakes hands with Xi Jinping, the general secretary of the Communist Party of China and Chinese president.

photo: gov.cn

“Chinese aid has not only grown in size but also become more sophisticated, with Beijing tying assistance to its policy goals.”

Page 30: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

wins friends in foreign governments because it is re-

garded as respectful of their sovereignty.

Not all analysts paint as rosy a picture of China’s rise,

however. Bonnie Glaser of the Center for Strategic

and International Studies has claimed that, in recent

years, China has used coercive economic diplomacy

to compel countries that have territorial disputes to

alter their policies.

Worrisome trend

his growing trend is worrisome. For example,

in September 2010, Japan detained the captain of

a Chinese ishing trawler near the waters of the

Senkaku/Diaoyutai Islands. Beijing blocked ship-

ments of rare earth minerals to Japan in retaliation,

and forced Tokyo to release the captain.

Another example is in the April 2012 territorial dis-

putes between China and the Philippines in the South

China Sea. he Chinese government blocked con-

tainers of Philippine bananas from entering Chinese

ports. In both these cases, China used trade as a weap-

on to force other nations to acquiesce, and these ex-

amples suggest that Beijing’s use of economic leverage

to have its way in international disputes will continue.

Ater the September 11 attacks, the United States and

Japan strengthened their combined military power in

East Asia. Some Chinese strategists have expressed

concerns that the expansion of the US military pres-

ence in the region has forged a new strategic encir-

clement of China. Some, however, remain unper-

turbed. A policy of avoiding overt confrontation with

the United States is consistent with China’s political

agenda. here is a realization among China’s leading

strategists that the rise of China must be accompa-

nied by the rise of Asia as a whole, and as such, struc-

tural change in the global balance of power should

place China in a better position vis-à-vis the United

States. he perception of Japan in China tends to be

controversial, but the momentum of regional eco-

nomic cooperation and the North Korean nuclear

issue might ofer opportunities for both countries

to dilute their diferences.

China’s recent territorial disputes with the

Philippines and Vietnam in the South China Sea,

and Japan in the East China Sea (to wit: the Senkaku/

Diaoyutai Islands) has aroused concern among East

Asian countries and the United States, and tensions

30 b STRATEGIC VISION

The Mianyang is a type 053H3 Jiangwei-II class frigate introduced in the 1990s. Some of China’s maritime claims are conlicting with those of its neighbors.

photo: Glenn Crouch

Page 31: VISION for Taiwan Security · Moises Lopes de Souza Military CBMs in the Taiwan Strait Charles Yang & Aaron Jensen Taiwan-Japan Fishery Agreement Taro Kurokawa Chinese Soft Power

The Beijing Olympics were an excellent showcase for China’s soft power.

photo: Tama Leaver

Chinese Soft Power b 31

between China and claimant countries are on the

rise. If these crises are not carefully managed, any

one of them might trigger a military confrontation.

In spite of recent heated rhetoric, Chinese lead-

ers acknowledge that having a peaceful and stable

relationship with its neighbors is crucial to China’s

image-building. hus, the Chinese government is

likely to adopt a two-pronged (both hard and sot) ap-

proach in dealing with territorial disputes with fellow

claimants. In the hard approach, Beijing will irmly

insist upon Chinese sovereignty over these disputed

territorial waters and covertly increase its military

activities in these areas. In the sot approach, Beijing

will be likely to call for all claimants to engage in dia-

logues and cooperation to resolve their diferences.

hat is to ensure that the disputes in the potential

security conlicts remain manageable.

In brief, China has employed its sot power and

economic diplomacy to bolster its peaceful develop-

ment. China’s East-Asian strategies have taken this

combined approach to serve its national interests.

As China grows in power, its sot power-type con-

cerns assume a renewed prominence, and the exercise

of this sot power attempts to meet the interests of

neighboring countries through trade while putting

forth a less threatening military face.

Taiwan’s role

In spite of the growing inluence of a rising China,

Taiwan still has a role to play in East Asia due to its

value geostrategically, economically, and as a democ-

racy. Of foremost importance for the government in

Taipei is to lay out a grand East-Asian strategy. With a

collaborative efort from government, the opposition

parties, and academia, a consensus of strategy should

be reached from all parties as a guiding principle for

Taiwan’s future engagement with regional countries.

Next, Taiwan can utilize the global fad of Chinese

culture and language-learning to promote Taiwan’s

sot power, such as by actively setting up Taiwan

Academies around the world, and providing more

and better incentives for foreign students to study in

Taiwan. hird, Taipei should seek a balanced relation-

ship with Beijing and Washington. While cross-strait

relations have reached a rapprochement, Taiwan’s

relations with the United States are still crucial in

safeguarding Taiwan’s interests and security.

hus, Taiwan’s leaders need to frequently express

US security commitments as an essential guarantee

of Taiwan security and better cross-strait relations,

which ultimately serves US interests. Finally, in deal-

ing with competing claims in the Senkaku/Diaoyutai

Islands and the South China Sea, Taiwan is required

to engage in a two-pronged approach in resolving

territorial disputes. On the one hand, the govern-

ment should irmly insist on its claims of sovereignty

and increase its military presence on or around these

islands. One the other hand, Taiwan needs to seek

a diplomatic solution by voicing its right to attend

oicial regional security dialogues and forums with

other claimant countries. n

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