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Walter H Rice Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

    Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Report ing ( la st name , f i rs t , midd le in i t ia l)R I CE , W A L T E R H .

    4 . T i t l e ( A r t i c l e I I I j u d g e s indicate active or senior status;magistrate judges indicate full- or part- time)UNITED S TATES DIS TRIC T J UDGE

    7. Chambers or Of f i ce A d d r e s sUNITED S TATES DIS TRIC T C O URT2 0 0 W E S T S E C O N D S T . , R O O M 9 0 9D A Y T O N , O H 4 5 4 0 2

    2. Court o r O rgan iza tionU . S . D I S T R I C T C O U R T , S D O H I O

    Report Type (check appropria te type )[] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report

    3. Date of Repor t05/15/2011

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    8. On the basis o f the in fo rma tion con ta ined in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl i cable l aws and regula t ions .

    Reviewing Office r Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE box for each part where you have no reportable informat ion. Sign on last page.

    I . P O S I T I O N S . m e p o r ~ . g indiv idual only; see pp. 9 -13 of f i l ing ins truct ions .)D (No reportable positions.)O N E

    POSITION1 . SE E P A RT V I II , P A GE 52.3.

    4.5.

    N A M E O F O R G A N I Z A T IO N / E N T I T Y

    I I . A G R E E M E N T S . ~ R e p o r ~ n g i n d iv i d .a l o n l y ; see pp. 14-16 of f i t ing ins truc t ions . )~] N O N E (No reportable agreements. )

    D A T E P A R T IE S A N D T E R M S

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    FINANCIAL DISCLOSURE REPORTPage 2 of 6

    N a m e o f P e r s o n R e p o r t in gR I C E , W A L T E R H .

    D a t e o f R e p o r t05/15/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . t n e p o r ~ n g i n d i v id u a l a u d s p o ~ e ; s e e p p . 1 7 - 2 4 of f!ling instructions.)A. Filers Non-Investm ent Incom e[] NONE non-investment income.)eportable

    DATE SOURCE AND TYPE

    2.3.4.

    INCOME(yours, not spouses)

    B , S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dol lar amount not required except for honoraria. )D (No reportable income.)ONE non-investment

    1.2010 2 .2010

    DATE S O U R C E A N D T Y P ECI T Y OF V A ND A L I A - ( s a la ry a s M agi s t ra te /Re fe ree )Ohio P ubl i c E mployees R e t i rement Sys t em - acc rued s i ck l eave and vaca t ion pay up on re t i r ement 4 - 30- 10 ; month lypens ion checks the rea f t e r

    IV . R E I M B U R S E M E N T S - t ransportano , , Iodgi ,g , looa, e ,ten~i~m en~( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l in g i n s t r u c t i o n s . )~] NONE (No reportable reimbursements.)

    3.4.5.

    S O U R CE D ATES LOCATIONU .S . G ov ern m en t Ca len d a r 201 0 Vanda l i a t o Dayton andre tum

    P U R P O S ESen io r Ju d g eR e i m b u r s e m e n t f r o mresidence to duty sta t iona nd r e t u rn

    ITEMS PAID OR PROVIDEDt r a n s p o r t a t i o n , m e a l s

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    FINANCIAL DISCLOSURE REPORTPage 3 of 6

    N a m e o f P e r s o n R e p o r t in gRICE, WALTER H.

    D a t e o f R e p o r t05/15/2011

    V . G I F T S . ( l n c l u d e s t h o se t o sp o u se a n d d e p e n d e n t ch i l d re n ;se e p p . 2 8 -3 1 o ff i l i n g i n s t ru ct i o n s . )N O N E (N o r e p o r t a b l e g i f t s .)

    SOURCE DESCRIPTION1.2.3.

    4.

    5.

    VALUE

    V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of fi ling instructions.)[~ N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION1.2.3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 6

    N a m e o f P e r s o n R e p o r t in gR I C E , W A L T E R H .

    Date of Repor t05/15/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a lu e , ~ a , ~ e a o n s a n d u d e s t h o s e o , ~ s p o u s e a n d dependen t ch i ldr en; s ee pp . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )D NOBLE (No reportable income, assets, or transactions.)

    3.4.5.6.7.8.

    9.

    1 0 .1 1 .1 2 .

    1 3 .1 4 .1 5 .1 6 .

    Fi f th -Th ird B a nk , D a y t on , O H fka PN CBank ( s av ings account )S oc i e t y Na t i ona l B a nk , nka K e yB a nk ,Da y t on - c he c k i ng a c c t )A l le r g e n - c o m m o n s t o c k

    A

    A

    A

    Interest LInterest J

    Dividend J

    T

    T

    T

    B e c k m a n I n s t r um e n t - c o m m o n s t o c k A Dividend JE vemn Secur i t i e s , fka Kemper /Se l ec t edFundsFi f t h-Th i rd B a nk , f ka PNC B a nk , Da y t on(checking acc t )I n t egra F inanc i a l

    A

    A

    A

    DividendInterest

    D i v i d e n d

    J

    JJ

    TTT

    In te rna t iona l Pape r A Dividend K TSm i thKl ine Beecham - p re fe r red s tock A Dividend J T

    Fi f t h -Th ird B a nk , Da y t on ( i n t e r es t be a r i ngc h e e l d n g a c c o u n t )Fif th-Third Bank, Dayton ( interest bear ings av ings account )M e l l o n B a n k , N e w Y o r k

    AAC

    Interest KInterest KInterest N

    TTT

    Wri gh t -Pa t t e rson C re d i t U n i on B Interest K TBeneficiary of estate~~cont9 -12 -10 ; e s t a t e i n p roc e ss o f be i ng p roba t e d- va l ue unknow n

    1 7 .

    L income Gain C odes :( S ee C oldmns Bt and D4 )

    2 . V a l u e C ~ s( S ee C olumns C l and D3)

    3.V al u e Met h o d Co d es( S ee C olumn C 2 )

    A = $I .0 0 0 or l es s B =$ [ .001 - $ 2 ,500 C =$2.501 - $5,000 D =$5.001 - $15.000E I = $ 5 0 , 0 0 1 . $ J ~ 0 0 ~ 0 0 0 G =$ 100, 001 - $ I ,000. 000 H 1 =$t ,000,001 - $5,099,000 H2 =More than $5,090.000J =$15.000 or less K =$15001 - $50.000 L =$50.001, $100,000 M =$ 100. 00t - $ 250. 000N =$250001 - $500.000 O =$500.00 t - $1.000.000 P I =$ L000,001 - $5,000,000 P2 =$5,000.001 - $25.000,000P3 =$25.00~,9~| - $50,000,000 . P4 =More tha~ $50.000.000Q =Appraisal R --Cost (Real Estate Only) S =Assessm en t T = C as h Mar ketLI =Book Value V =Other_ W =Estimated

    E --$15.001 - $ 5 0 , 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 5 of 6

    N a m e o f P e r so n R e p o r t i n gR I C E , W A L T E R H .

    D a t e o f R e p o r t05/15/2011

    VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. analcatevart of report.)I . P OSI T I ONS:

    B O A R D O F T R U S T E E S . .. .. I S U S , IN C . - . .. . a c ha r t e r sc hoo l w h i c h i s pa r t i a l l y funde d by t he S l a t e o f O h i o .

    FO RMER AND C URRENT MEMB ER, B O ARD O F DIREC TO RS , " B UILDING B RIDGES " - - - a n a d junc t t o J uve n i l e P roba t i on De pa r t m e n t , c onc e n t r a t i ng onw ork t he ra py fo r ha rd -c o re juv e n i l e o f f e nde r s .

    FO UN DING TRUS TEE . . .. . AVIATIO N HERITAGE FO UN DATIO N , INC . - . .. . a n o rga n i z a ti on fo rm e d t o a dm i n i s te r t he Na t i ona l Av i a ti on He r i t a ge Are a ,which pu l l s t oge the r a l l o f the av i a t i on he r i t age s i t e s and ac t i v i t ie s i n an e ight t o t en county a rea , i n o rde r t o gua ran t ee tha t t he D ayton a rea w i l l fo reve r bec ons i de re d no t on l y t he B i r t hp la c e o f Av i a t i on , bu t a l so w he re t he a v i a t i on i ndus t ry w a s founde d a nd w he re , e ve n t oda y , i t se rve s t o p rov i de t he c u t t i ng e dge o fa v i a t i on t e c hno l ogy .

    T RU ST E E . . .. . WRI G H T DU NB A R, I NC. - . .. . an organ iza t ion ded ica t ed t o re s to r ing the T hi rd S t ree t comm erc i a l cor r idor running the l eng th of the Wright -Dunba r N e i ghborhood , t he s i t e o f t he Da y t on Av i a t i on Na t i ona l Hi s t o r i c a l Pa rk a nd t he e a r l y 2 0 t h c e n t u ry hom e s o f t he Wr i gh t b ro t he r s a nd Pa u l La u re nc eDunba r .

    B O A R D O F A D V I S O R S . . .. . T H E U N I V E R S I T Y O F D A Y T O N S C H O O L O F L A W

    CH A I RM A N . . . .. DR. M ARTIN LUTHER K ING , J R . , MEMO RIAL C O M MITTEE . .. .. a c o m m i t t e e c h a rg e d w i t h d e v e l o p i n g a c o n c e p t o f a s u i ta b l e m e m o r i a lt o Dr . K i ng .

    M E M B E R , B O A R D O F T R U S T E E S . .. .. M O N T G O M E R Y C O U N T Y V O L U N T E E R L A W Y E R S P R O J E C T . .. .. a n o r g a n iz a t io n c o n c e i v e d a n d o p e r a te d t oprovide l ega l s e rv i ces t o i nd igen t s i n a l l a spec t s o f c iv i l l aw; the organ iza t ion s upplem ent s the work don e by our l oca l L ega l A id So c ie ty .

    CO- CH A I RP E RSON . . . . . D A Y T O N D I A L O G U E O N R A C E R E L A T I O N S . .. .. an organ iza t ion ded ica t ed t o rac i a l r econc i l i a t i on through unde rs t and ing an dact ion.

    F O R M E R C O - C H A I R P E R S O N . .. . C O M M U N I T Y - W I D E R E - E N T R Y A N D C U R R E N T C O - C H A I R P O L I C Y B O A R D . . .. . a g r o u p o f s e r v i c e p r o v id e r s ,c r imina l jus t ice p rofe s s iona l s and comm uni ty l eade rs t a s ked wi th deve lopment and im plementa t i on of a p ro toco l and prog rams to fac i l i ta t e s ucces s fu l r e tu rn of ex -of fende rs f rom inca rce ra t i on to become cont r ibu t ing , t ax paying mem bers o f the comm uni ty .

    C HAIR, AM ERIC AN V ETERAN S HERITAG E C O MM IS S IO N . . .. . a g roup t a ske d w i t h p l a nn i ng a nd de ve l op i ng t he r e ha b il i ta t i on o f the Da y t on Ve t e r a nsA ffa i r s Camp us and inc lud ing the reon a m us eum to honor the cont r ibu t ions o f A mer i ca s ve t e rans to the i r comm uni t i e s in t imes of peace , a s we l l a s in t imes of

    FO RM ER C HAIR, DAYTO N INTERNATIO N AL PEAC E MU S EUM -- - a m use um de d i c a t e d to e spous i ng pe a c e fu l so l u t i ons to i s sue s tha t d iv i de pe op l e , on ag lo bal , n a t io n a l an d lo ca l s e t t in g . Res ig n ed 1 /11.

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    FINANCIAL DISCLOSURE REPORTPage 6 of 6

    IX. CERTIFICATION.Iame o f Pe rson Report ingR I C E , W A L T E R H . Date of Repor t05/15/2011

    I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) isa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l ian ce wi th the p ro v i s io n s o f 5 U.S .C. ap p . 501 e t . s eq . , 5 U.S .C. 7353, an d Ju d ic ia l Co n feren c e reg u la t io n s .

    Signatur e: S/WALTER H. RICE

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544


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