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WCDMA Handover Algorithm and Parameters-libre

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    WCDMA Handover Principle

    and Relevant Parameters

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    Foreword

    Why mobile systems need handover?

    It is decided by the characters of mobile system:

    The mobility of UE

    The mobile system is composed by cells which the coverage ability islimited.

    Providing the continuous service in mobile system is the basic elementin QoS.

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    Objectives

    Upon completion of this course, you will be able to:

    Know the basic definitions of Handover

    The algorithms of handover decision

    The handover flow

    The parameters of handover

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    Contents

    1. Introduction of Handover

    2. Measurement of Handover

    3. The Basic Handovers

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    The Purpose of Handover

    Providing the continuous service in mobile system is thebasic element in QoS

    The load balance: sharing the resource

    The hierarchy divided by speed and service: high

    efficiency of using resource

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    The Basic Concepts of Handover Active Set

    Monitored Set

    Detected set

    Radio Link (RL)

    Radio Link Set(RLS)

    Page6

    maximum ratio combination

    selection combination

    The soft handover gain

    CPICH

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    The Characters of Different Handover

    Comparison between soft handover and hard handover:

    Item Soft Handover Hard Handover

    The number of RLs in

    active set after handover

    Several One

    Interruption during

    handover

    No Yes

    The frequencies of cells Only happened

    between Intra-

    frequency cells

    Can be happened in Intra-

    frequency cells or Inter-frequency

    cells

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    The Characters of Different Handover

    Comparison between soft handover and softer handover :

    Item Soft Handover Softer Handover

    UL combination Signal combined in

    RNC by selective

    combination

    Signal combined in NodeB by

    maximum ratio combination

    DL combination Signal combined in

    UE by maximum ratio

    combination

    Signal combined in UE by

    maximum ratio combination

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    Soft Handover

    Page10

    RNC

    NodeB 2NodeB 1

    Cell A Cell B

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    Softer Handover

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    RNC

    NodeB

    Cell BCell A

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    Hard Handover

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    RNC

    NodeB 2NodeB 1

    Cell A Cell B

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    Three Steps of Handover

    Page13

    Decision

    Execution

    Measurement

    The following figure shows handoverprocedure (measurement quality set toPCPICH Ec/No)

    Decision phase

    Execution phase

    Measurement phase

    Yes

    NoAre handover criteria satisfied?

    Perform a handover and update relative parameters

    Measure the CPICH Ec/N0 of the serving cell andits neighboring cells as well as the relative timedifference between the cells

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    Contents

    1. Introduction of Handover

    2. Measurement of Handover

    3. The Basic Handovers

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    Contents

    2. Measurement of Handover

    2.1 Measurement Control and Measurement Report

    2.2 Measurement Phase

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    Measurement Control

    Page16

    Measurement Control, normal case

    UE UTRAN

    MEASUREMENT CONTROL

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    Page17

    Measurement Control, normal case

    UE UTRAN

    MEASUREMENT REPORT

    Measurement Report

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    Contents

    2. Measurement of Handover

    2.1 Measurement Control and Measurement Report

    2.2 Measurement Phase

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    Measurement Model

    A is measurement value at the physical layer

    B is the measurement value after layer 1 filtering at physical layer. The

    value goes from the physical layer to high layer

    C is measurement after processing in the layer3 filter

    C is another measurement value

    D is measurement report information sent on the radio interface or Iub

    interface

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    Layer 1filtering

    Layer 3filtering

    Evaluationof reporting

    criteria

    A DB C

    C'

    parameters parameters

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    Measurement Quantity

    Ec/No

    CPICH signal quality

    RSCP

    CPICH signal level

    RSSI

    GSM cell signal level

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    Measurement Quantity Configuration

    IntraFreqMeasQuantity Parameter name: Intra-frequency measure quantity

    The default value of this parameter is Ec/No

    InterFreqMeasQuantity

    Parameter name: Inter-frequency measure quantity

    The default value of this parameter is Both

    MeasQuantityOf3A

    Parameter name: 3A Measure Quantity

    The default value of this parameter is RSCP

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    Layer 3 filtering

    Fn is the new measurement value after filtering.

    Fn-1 is the last measurement value after filtering.

    Mn is the latest measurement value from the physical layer.

    a= 1/2(k/2) (k is set to Intra-freq meas L3 filter coeff)

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    nnn MaFaF += 1)1(

    Where:

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    Layer 3 filtering coefficient

    FilterCoef Parameter name: Intra-frequency measurement filter coefficient

    The default value of this parameter is D3

    InterFreqFilterCoef

    Parameter name: Inter-frequency measure filter coefficient

    The default value of this parameter is D3

    InterRATFilterCoef

    Parameter name: Inter-RAT filter coefficient

    The default value of this parameter is D3

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    Measurement Report Mode

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    Periodic Report

    Event Trigger Report

    Event to Periodic Report

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    Contents

    1. Introduction of Handover2. Measurement of Handover

    3. The Basic Handovers

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover3.5 Blind Handover

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover3.5 Blind Handover

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    Brief Introduction of Soft Handover Advantages

    Soft handover gain

    Decrease the possibility of call drop

    Disadvantages More resource needed in downlink

    it way cause side-effect

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    Measurement of Soft Handover Measurement quantity

    CPICH RSCP

    CPICH Ec/No

    Reporting mode Periodic reporting

    Event trigger reporting Event trigger reporting to Periodic reporting

    Event type 1A,1B,1C,1D,1F

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    Soft Handover Measurement EventsEvent Description

    1A The PCPICH quality of the cells in the monitored set enters the reporting range.

    This indicates that the quality of a cell is close to the quality of the best cell . A

    relative high combined gain can be achieved when the cell is added to the active

    set

    1B The PCPICH quality of the cells in the active set leaves the reporting range. This

    indicates that quality of a cell is much worse than the quality of the best cell. The

    cell should not stay in the active set

    1C A non-active PCPICH becomes better than an active PCPICH. This indicates that

    the quality of a cell is close to the quality of the best cell. In addition ,the number of

    cells in the active set has reached the maximum value. The cell replaces the worst

    cell in the active set ; thus achieving a higher combined gain

    1D Event of the change of the best cell

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    The Trigger Algorithm of 1A Event

    ),2/(10)1(1010 111

    aaBest

    N

    i

    iNewNew HRLogMWMLogWCIOLogMA

    +

    +

    =

    Page32

    Event 1A is triggered on the basis of the following formula

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    The Trigger Algorithm of 1B Event

    ),2/(10)1(1010 111bbBest

    N

    iiOldOld HRLogMWMLogWCIOLogM

    A

    ++

    +

    =

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    Event 1B is triggered on the basis of the following formula

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    Example of 1B Event

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    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the monitoring setC: The 1B curve

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    Key parameters of 1B EventINTRARELTHDFOR1BCS

    Parameter name: CS service 1B event relative threshold

    The default value of this parameter is 12 ( 6dB )

    INTRARELTHDFOR1BPS

    Parameter name: PS service 1B event relative threshold

    The default value of this parameter is 12 ( 6dB )

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    Key parameters of 1B EventHYSTFOR1B

    Parameter name: 1B event hysteresis

    The default value of this parameter is 0( 0dB )

    TRIGTIME1B

    Parameter name: 1B event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    The Trigger Algorithm of 1C Event

    ,2/10101cInASInASNewNew

    HCIOLogMCIOLogM +++

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    Event 1C is triggered on the basis of the following formula

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    Example of 1C Event

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    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the active set

    C: signal curve of the worst cell in the active set

    D: signal curve of a cell in the monitoring set

    E: The 1C curve

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    Key parameters of 1C EventHYSTFOR1C

    Parameter name: 1C event hysteresis

    The default value of this parameter is 8( 4dB )

    TRIGTIME1C

    Parameter name: 1C event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    The Trigger Algorithm of 1D Event

    ,2/10101cInASNew

    HLogMLogM +

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    Event 1D is triggered on the basis of the following formula

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    Example of 1D Event

    Page44

    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the active set or monitoring set

    C: Th1D curve

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    Key parameters of 1D EventHYSTFOR1D

    Parameter name: 1D event hysteresis

    The default value of this parameter is 8( 4dB )

    TRIGTIME1D

    Parameter name: 1D event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    Other key parameters for SHO

    Weight Parameter name: Weighted factor

    The default value of this parameter is 0

    SHOQualmin

    Parameter name: Min quality THD for SHO The default value of this parameter is -24(-24 dB)

    CELLINDIVIDALOFFSET

    Parameter name: Cell offset

    The default value of this parameter is 0 ( 0dB )

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

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    Brief Introduction of Intra-Frequency Handover

    Characters of Intra-Frequency Handover During handover, UE has only one RL with one cell

    Switch off the RL with the original cell, then setup the RL with targetcell

    The frequency of source cell and target cell are same

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    Brief Introduction of Intra-Frequency Handover

    Advantages Enhance the usage efficiency of the OVSF code and hardware

    Disadvantages High call drop possibility because of the intra-frequency interference

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

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    Compressed Mode

    Purpose Measure the inter-frequency cell or Inter-RAT cell under FDD mode

    Categories Downlink compressed mode

    Uplink compressed mode

    Realization Methods SF/2

    Higher layer scheduling

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    Measurement of Inter-frequency Handover

    Measurement quantity CPICH RSCP

    CPICH Ec/No

    Reporting mode Periodic reporting

    Event trigger reporting Event trigger reporting to Periodic reporting

    Event type 2B,2C,2D,2F

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    Inter-frequency Handover Measurement Events

    Event Description

    2D When the current signal quality is lower than the preset threshold , the

    UTRAN enables the compressed mode and starts inter-frequency

    measurement

    2F When the current signal quality is higher than the preset threshold, the

    UTRAN disables the compressed mode and stops inter-frequency

    measurement

    2B When the current signal frequency is lower than the preset threshold and

    the signal quality of an inter-frequency neighbouring cell is higher than

    the preset threshold , the UTRAN trigger an inter-frequency handover

    based on coverage

    2C The estimated quality of a inter-frequency neighbor cell is higher than the

    preset threshold

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    The Trigger Algorithm of 2D Event

    Page56

    Event 2D is triggered on the basis of the following formula

    2/22 ddUsedUsed HTQ

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    Key parameters of of 2D Event

    InterFreqCSThd2DEcN0

    Parameter name: Inter-freq CS measure start Ec/No THD

    The default value of this parameter is -14 dB

    InterFreqPSThd2DEcN0

    Parameter name: Inter-freq PS measure start Ec/No THD

    The default value of this parameter is -14 dB

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    Key parameters of of 2D Event

    InterFreqCSThd2DRSCP

    Parameter name: Inter-freq CS measure start RSCP THD

    The default value of this parameter is -95 dBm

    InterFreqPSThd2DRSCP

    Parameter name: Inter-freq PS measure start RSCP THD

    The default value of this parameter is -95 dBm

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    Key parameters of 2D EventHYSTFOR2D

    Parameter name: 2D event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2D

    Parameter name: 2D event trigger delay time

    The default value of this parameter is D320 ( 320ms )

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    The Trigger Algorithm of 2F Event

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    Event 2F is triggered on the basis of the following formula

    2/22 ffUsedUsed HTQ +

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    Key parameters of 2F EventInterFreqCSThd2FEcN0

    Parameter name: Inter-freq CS measure stop Ec/No THD

    The default value of this parameter is -12 dB

    InterFreqPSThd2FEcN0

    Parameter name: Inter-freq PS measure stop Ec/No THD

    The default value of this parameter is -12 dB

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    Key parameters of 2F Event

    InterFreqCSThd2FRSCP

    Parameter name: Inter-freq CS measure stop RSCP THD

    The default value of this parameter is -92 dBm

    InterFreqPSThd2FRSCP

    Parameter name: Inter-freq PS measure stop RSCP THD

    The default value of this parameter is -92 dBm

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    Key parameters of 2F Event

    HYSTFOR2F

    Parameter name: 2F event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2F

    Parameter name: 2F event trigger delay time

    The default value of this parameter is D1280 ( 1280ms )

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    The Trigger Algorithm of 2B Event

    Page64

    Event 2B is triggered on the basis of the following formula

    2/22 bbusedNonusedNon HTQ + 2/22 bbUsedUsed HTQ , and

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    Key parameters of 2B Event

    InterFreqCovHOCSThdEcN0

    Parameter name: Inter-freq CS target frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

    InterFreqCovHOPSThdEcN0

    Parameter name: Inter-freq PS target frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

    g

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    Key parameters of 2B Event

    InterFreqCovHOCSThdRSCP

    Parameter name: Inter-freq CS target frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

    InterFreqCovHOPSThdRSCP

    Parameter name: Inter-freq PS target frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

    g

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    Key parameters of 2B Event

    IFHOUsedFreqCSThdEcN0

    Parameter name: Inter-freq CS Used frequency trigger Ec/No THD

    The default value of this parameter is -12dB

    IFHOUsedFreqPSThdEcN0

    Parameter name: Inter-freq PS Used frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

    g

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    Key parameters of 2B Event

    IFHOUsedFreqCSThdRSCP

    Parameter name: Inter-freq CS Used frequency trigger RSCP THD

    The default value of this parameter is -92dBm

    IFHOUsedFreqPSThdRSCP

    Parameter name: Inter-freq PS Used frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

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    Key parameters of 2B EventHYSTFOR2B

    Parameter name: 2B event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2B

    Parameter name: 2B event trigger delay time

    The default value of this parameter is D0 ( 0ms )

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    The Trigger Algorithm of 2C Event

    Page70

    Event 2C is triggered on the basis of the following formula

    2/22 ccusedNonusedNon HTQ +

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    Key parameters of 2C Event

    InterFreqNCovHOThdEcN0

    Parameter name: Inter-freq CS target frequency trigger Ec/No THD

    The default value of this parameter is -16 dB

    Hystfor2C

    Parameter name: 2C hysteresis The default value of this parameter is 6 (3dB)

    TrigTime2C

    Parameter name: 2C event trigger delay time

    The default value of this parameter is D640 (640ms)

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

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    Brief Introduction of Inter-RAT Handover

    Characters of Inter-RAT Handover Based on handover directions, inter-RAT handover is of two

    types:

    UMTS->GSM handover

    UMTS->GSM coverage-based handover

    UMTS->GSM load-based handover

    UMTS->GSM service-based handover GSM->UMTS handover

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    Brief Introduction of Inter-RAT Handover

    Advantages For coverage, it can solve the problems from one system to

    another system

    For capacity, it can enhance the utilizing efficiency of old

    equipments(2G->3G)

    Disadvantages

    The flow is complicated, and it demands higher compatibility for

    equipments

    Demands more complicated UE

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    Inter-RAT Handover Measurement Events

    Event Description

    2D When the signal quality of the currently used frequency is lower than the preset

    threshold, the RNC enables the compressed mode and starts inter-RAT

    measurement.

    2F When the signal quality of the currently used frequency is higher than the preset

    threshold, the RNC disables the compressed mode and stops inter-RAT

    measurement.

    3A When the signal quality of the currently used UMTS frequency is lower than the

    preset threshold while the signal quality of any other system is higher than the

    preset threshold, the RNC triggers UMTS->GSM handover based on coverage.

    3C When the signal quality of any other system is higher than the preset threshold,

    the RNC triggers UMTS->GSM handover based on load or service.

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    The Trigger Algorithm of 2D Event

    2/H-TQ 2dUsed2dUsed

    Page77

    Event 2D is triggered on the basis of the following formula:

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    Key Parameters of 2D Event

    INTERRATCSTHD2DECNO

    Parameter name: Inter-RAT CS measure start Ec/No THD

    The default value of this parameter is -14 ( -14 dB )

    INTERRATPSTHD2DECNO

    Parameter name: Inter-RAT PS measure start Ec/No THD

    The default value of this parameter is -15 ( -15 dB )

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    Key Parameters of 2D Event

    INTERRATCSTHD2DRSCP

    Parameter name: Inter-RAT CS measure start RSCP THD

    The default value of this parameter is -100 ( -100 dBm )

    INTERRATPSTHD2DRSCP

    Parameter name: Inter-RAT PS measure start RSCP THD

    The default value of this parameter is -110 (-110 dBm )

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    Key Parameters of 2D Event

    HYSTFOR2D

    Parameter name: 2D hysteresis

    The default value of this parameter is 4 ( 2 dB )

    TRIGTIME2D

    Parameter name: 2D event trigger delay time

    The default value of this parameter is D320 (320 ms )

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    The Trigger Algorithm of 2F Event

    2/HTQ 2fUsed2fUsed +

    Page81

    Event 2F is triggered on the basis of the following formula:

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    Key Parameters of 2F Event

    INTERRATCSTHD2FECNO

    Parameter name: Inter-RAT CS measure stop Ec/No THD

    The default value of this parameter is -12 ( -12 dB )

    INTERRATPSTHD2FECNO

    Parameter name: Inter-RAT PS measure stop Ec/No THD

    The default value of this parameter is -13 ( -13 dB )

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    Key Parameters of 2F Event

    INTERRATCSTHD2FRSCP

    Parameter name: Inter-RAT CS measure stop RSCP THD

    The default value of this parameter is -97 ( -97 dBm )

    INTERRATPSTHD2FRSCP

    Parameter name: Inter-RAT PS measure stop RSCP THD

    The default value of this parameter is -107 (-107 dBm )

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    The Trigger Algorithm of 3A Event

    2/HTQ3aUsed3aUsed

    +

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    Event 3A is triggered on the basis of the following formula:

    2/HTM3aOtherRatOtherRatOtherRat ++CIO

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    Key Parameters of 3A Event

    IRHOUSEDFREQCSTHDECNO Parameter name: Inter-RAT CS Used frequency trigger Ec/No THD

    The default value of this parameter is -12 ( -12 dB )

    IRHOUSEDFREQPSTHDECNO

    Parameter name: Inter-RAT PS Used frequency trigger Ec/No THD

    The default value of this parameter is -13 ( -13 dB )

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    Key Parameters of 3A Event

    IRHOUSEDFREQCSTHDRSCP Parameter name: Inter-RAT CS Used frequency trigger RSCP THD

    The default value of this parameter is -97 ( -97 dBm )

    IRHOUSEDFREQCSTHDRSCP

    Parameter name: Inter-RAT PS Used frequency trigger RSCP THD

    The default value of this parameter is -107 (-107 dBm )

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    Key Parameters of 3A Event

    INTERRATCOVHOCSTHD Parameter name: Inter-RAT CS handover decision THD

    The default value of this parameter is 16 ( -95 dBm )

    INTERRATCOVHOPSTHD

    Parameter name: Inter-RAT PS handover decision THD

    The default value of this parameter is 16 ( -95 dBm )

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    Key Parameters of 3A Event

    HYSTFOR3A Parameter name: 3A hysteresis

    The default value of this parameter is 4 ( 2 dB )

    TRIGTIME3A

    Parameter name: 3A event trigger delay time

    The default value of this parameter is D0 ( 0 ms )

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    Key Parameters of 3A Event

    CELLINDIVIDALOFFSET Parameter name: Cell individual offset

    The default value of this parameter is 0 ( 0 dB )

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    The Trigger Algorithm of 3C Event

    2/HTM 3cOtherRatOtherRatOtherRat ++CIO

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    Event 3C is triggered on the basis of the following formula:

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    Key Parameters of 3C Event

    INTERRATNCOVHOCSTHD Parameter name: Inter-RAT CS handover decision THD

    The default value of this parameter is 21 ( -90 dBm )

    INTERRATNCOVHOPSTHD

    Parameter name: Inter-RAT PS handover decision THD

    The default value of this parameter is 21 (-90 dBm )

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    Key Parameters of 3C Event

    HYSTFOR3C Parameter name: 3C hysteresis

    The default value of this parameter is 0 ( 0 dB )

    TRIGTIME3C

    Parameter name: 3C event trigger delay time

    The default value of this parameter is D640 ( 650 ms )

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    Key Parameters of 3C Event

    INTERRATMEASTIME Parameter name: Inter-RAT measure timer length [s]

    The default value of this parameter is 60 ( 60 s )

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    Contents

    3. The Basic Handovers3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

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    Blind Handover Measurement

    Blind handover means UE can directly handover to theneighboring cell without measuring it.

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    The Trigger Algorithm of 1F Event

    Where:

    MOld is the measurement value of the cell signal that becomesworse

    T1f is the absolute threshold of event 1F.H1f is the hysteresis value of event 1F.

    2/HTLogM10 f1f1Old

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    The Trigger Algorithm of 1F Event

    AbsoluteThreshold T1f

    Reportingevent 1F

    MeasurementQuantity

    Time

    Cell 1

    HysteresisH1f /2

    1F Trigger

    Delay Time

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    Key Parameters of Event 1F

    INTRAABLTHDFOR1FECNO Parameter name: 1F event absolute EcNo threshold

    The recommended value is -24 dB

    INTRAABLTHDFOR1FRSCP

    Parameter name: 1F event absolute RSCP threshold The recommended value is -115 dBm

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    Key Parameters of Event 1F

    HYSTFOR1F Parameter name: 1F hysteresis The recommended value is 8, namely 4 dB

    TRIGTIME1F

    Parameter name: 1F event trigger delay time The recommended value is D640, namely 640 ms

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    Blind Handover Decision

    After receiving event 1F of best cell from UE, the RNCwould check if blind handover neighbor is configured forthe cell.

    If multiple blind handover neighbors are configured, theRNC would perform blind handover to the target cell

    with the highest priority

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    Key Parameters of Blind Handover

    BLINDHOFLAG Parameter name: Blind handover flag The default value is FALSE

    BLINDHOPRIO

    Parameter name: Blind handover Priority The value is set according to actual situation.

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