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1 What’s New from OSHPD 2:15 – 3:15 p.m. Paul Coleman Deputy Director, Facilities Development Division Office of Statewide Health Planning and Development Facilities Development Division California’s Building Department for Hospitals Paul A. Coleman, Architect, Deputy Director Rural Health Care Symposium Brave New World — Transition Strategies for Rural Hospitals March 14, 2012 Agenda “Regulatory Compliance and FDD UPDATE 2012 TRIENNIAL CODE ADOPTION CYCLE CLINIC CODE SB 499 REPORTS POSTING SB 90 SEISMIC COMPLIANCE EXTENSIONS UPDATE POTS and PANS ESP UPDATE 3
Transcript
Page 1: What’s New from OSHPD - California Hospital Association · What’s New from OSHPD ... • ESP UPDATE 3 . 2 Workload in Construction Values 2012 4 ... • Published the “Guide

1

What’s New from OSHPD 2:15 – 3:15 p.m.

Paul Coleman

Deputy Director, Facilities Development Division

Office of Statewide Health Planning and Development

Facilities Development Division California’s Building Department for Hospitals

Paul A. Coleman, Architect, Deputy Director

Rural Health Care Symposium Brave New World — Transition Strategies for Rural Hospitals

March 14, 2012

Agenda

“Regulatory Compliance and

• FDD UPDATE

• 2012 TRIENNIAL CODE ADOPTION CYCLE • CLINIC CODE

• SB 499 REPORTS POSTING

• SB 90 SEISMIC COMPLIANCE EXTENSIONS UPDATE

• POTS and PANS

• ESP UPDATE

3

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2

Workload in Construction Values 2012

4

Workload Summary

5

Workload Summary

6

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3

Post Approval Documents — 4th Qtr. 2012

67.7%

7

Number of Permits — 4th Qtr. 2012

8

Number of SB 1838 Projects — 4th Qtr. 2012

9

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4

Building Standards Unit Update

Regulations/Rulemakings

SB 90 extension provisions previously adopted as emergency at the 1/18/2012

California Building Standards Commission meeting became final at the 12/11 –

12/2012 Building Standards Commission meeting.

All Title 24 Triennial adoption packages CBC, CEC, CMC, CPC, and Green

Buildings Standards Code have been adopted at the California Building Standards

Commission meeting became final at the 12/11 – 12/12 Building Standards

Commission meeting. Originally proposed OSHPD 3SE was not put forward as a

result of comments received will be readdressed on 4/24/13.

Freestanding cardiac catheterization emergency regulations were developed in

response to AB 491. Statute requires emergency adoption not later than 2/28/2013.

The package will be submitted as emergency regulations at the 1/23 – 24/2013

Building Standards Commission meeting. Will be proposed for regular rulemaking

on 4/24/13.

10

Building Standards Unit Update

SOPs, PINs and CANs updated as of 1/10/2013

PINs

• PIN 36 Projects of $50,000 or less — Exempt from Plan Review Process

Revised 1/02/2013

• PIN 54 Application of Enforceable Codes

Issued as NEW 1/02/2013

CANs

• CAN 3-517.40(B) Electrical Life-Support Equipment for Nursing Homes and

Limited Care Facilities — Issued as NEW 10/10/2012

SOPs, PINs and CANs Under Consideration

• SOP regarding OSHPD CDPH L&C Project Coordination/Decision Making

• SOP regarding OSHPD Refund Policy

• SOP regarding OSHPD Document Retention

• CAN 1-7-103 regarding OSHPD Jurisdiction • CAN 2-108 regarding Temporary Systems, Utilities and Equipment

11

Building Standards Unit Update

Next Code Cycle

• Regulations for Small House SNF

• Regulations for Hospice

• Update regulations for Behavioral Health/Acute Psychiatric

12

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5

HAZUS 2007, 2010, and Beyond

SUBMITTED HAZUS 2007 PROBABILITY OF COLLAPSE ≤0.75

HAZUS 2010 & SB 90 PROBABILITY OF COLLAPSE ≤1.2

Completed Reviews 520 171

Reviews in Progress 26 188

TOTAL: 546 359

COMPLETED REVEIWS

SPC-2 323 71

SPC-1 110 2

Ineligible 8 0

Already SPC-2 2 0

Already SPC-3 to SPC-5 9 0

Geotech Not Approved 0 0

Geotech Missing 0 4

Conditional Approval 2 14

Open-Remarked w/client 66 80

TOTAL: 520 171

REVIEWS IN PROGRESS

On Hold by Request or Retracted 21 7

In Review 5 181

TOTAL: 26 188

75% 97%

13

SB 499 Reports

14

SB 499 Reports

15

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6

SB 499 Reports

16

SB 499 Reports

17

SB 499 Reports

18

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7

SB 90 Extensions

19

SB 90 Extensions

20

SB 499 Reports

21

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8

SB 499 Reports

22

POTS and PANS

• POTS = Plain Old Traditional

Services

• PANS = Pretty Awesome New

Services

23

POTS

•Triage Review — verifies the submittal is complete enough for a meaningful review and determines the appropriate review process. • Preliminary Review — a review conducted at an earlier stage of plan development to ensure the design is heading in a code-compliant direction. • Expedite Review — reduced turnaround goals for projects that fall within targeted review hour estimates. • Over-the-counter Reviews — same day review with the client. • Incremental Review — allows “fast-track” construction of large, complex building projects whereby work begins on some increments of work while other work is still in the plan review process. • Deferred Approval Review - allows work that is typically done by a subcontractor or fabricator to be deferred until the subcontractor or fabricator has been selected. • Field Review — reviews conducted at the facility or other off-site location by FDD’s field compliance staff. • Alternate Method of Compliance Review — allows applicants to meet the intent of the code using new methods or technology. • Geotech/Geohazard Review — reviews in conjunction with CGS to determine applicable site specific seismic loads and risks to be used in hospital design. • Standard Review — process used most remodel and renovation projects. Applicants are bound to regulatory timeframes for resubmittal of plans to FDD. FDD has established turnaround goals for these kinds of reviews. • Annual Building Permit — allows SNFs and hospitals to obtain a permit for which projects may subsequently be associated with. • Contract Review - the structural review for large, complex new buildings may be contracted out to private engineering firms that can dedicate more staff to the review than FDD’s staffing would permit. This provides for shorter overall review duration for the project. • Pre-Approvals — allows manufacturer’s to obtain approvals for product installation on a one-time basis. Products may then be specified in future projects without requiring re-review. Leverages the plan review process. • Standard Details — pre-approved details for typical partition and ceiling construction which designers may use on projects without requiring re-review. • Pre-design Conference - provides a process for designers to resolve code application issues prior to beginning design. • Pre-design Review - statutorily mandated for projects $20 million and above. • Phased Plan Review — a process that involves FDD early in the design phase and has resulted in a 5 month average reduction in time from first final submittal to approval with a first building permit being issued within 6 months of final submittal. • Managed Projects — resubmittal timeframes and turnaround timeframes are negotiated with the applicant. These reviews are typically used for larger, more complex projects. • Rapid Review — these reviews have a reduced turnaround goal of 21 days. To qualify, projects must cost $175,000.00 or less, excluding fixed equipment costs. • Approved with Comments — allows a project to proceed with construction while minor issues are still be resolved by the applicant. • Critical Path Expedite Review — provides for a quick turnaround time for review of post approval documents that affect the critical path of a project under construction. • AB2632 Permit — plans do not need to be submitted for review for certain kinds of projects for single story SNF and hospital buildings. • SB 1838 Exempt Project — projects costing $50,000.00 or less, excluding fixed equipment costs, may be exempted from plan review.

23 Processes

24

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9

POTS

• Materially Alter — FDD revised regulations to allow changes in construction work that do not materially alter the approved documents to proceed without requiring a plan review. • Field-directed Changes — established a policy that requires field staff to go through an internal resolution process if there is a disagreement between filed staff and plan review staff regarding the approved plans. • Technical Leader Program — instituted a program consisting of a technical leader for each discipline. The technical leader is responsible for technical training, QA/QC, and consistency of code interpretation/application. • Back Check Reduction Program — mandatory meetings with the designers and hospital owner representatives in back check exceed the average number. • Posted Reminder Checklists on Website - these provide a manner for designers to perform QA/QC based on the code requirements that FDD will be looking for in the documents. • CANs, PINs, FAQs — developed formal code interpretations (CANs), implementation of policy (PINs) and frequently asked questions (FAQs) to assist the designers. • HAZUS 2010 and NPC 2010 - adopted emergency regulations to allow the HAZUS program to continue and to provide for extensions and/or exemptions for non-structural work. Revised score for HAZUS reclassification of SPC-1 buildings to SPC-2. • Voluntary Seismic Improvements — adopted regulations that allow hospitals to mitigate only those structural deficiencies that contribute to the buildings collapse potential instead of requiring a complete structural retrofit of the building. • Modernize Codes and Regulations — instituted a policy to adopt national model codes to the greatest extent possible with amendments where required because of state law and geological and geographical conditions unique to California. • Quality of Service Survey — developed and placed a survey on FDD’s website to solicit feedback from clients regarding the quality of service they received. • CPR — developed and instituted an informal second opinion/ dispute resolution program for clients who disagree with FDD’s staff. • Ombudsman — instituted an ombudsman program that allows clients to discuss concerns and issues with a third party arbitrator. • Project Management for Large, Complex Projects — developed the project manager approach for large projects, similar to what typically occurs in the private sector. This provides a single point of contact and a resource for keeping projects on-track. • Internet-based Plan Review Status Tracking — this program allows clients access to their project status on an on-going basis. • Educational Seminars/Training for Stakeholders — training opportunities for designers, Inspector of Record, hospital owners, contractors, etc. regarding hospital design and construction requirements. • Ongoing Quarterly Meetings with Stakeholders — regularly scheduled meetings with the California Department of Public Health, California Hospital Association, major health care providers, such as Kaiser, CHW, etc. to discuss concerns and issues. • Installation of state-of-the-art video-conferencing capabilities between FDD’s two offices for improved communications, teamwork, cost savings and better serve to the public. • Worked with the Hospital Building Safety Board to establish ad-hoc committees to advise FDD regarding proposed regulation, code and process changes, etc. • Developed a process for pre-approval of special seismic certification of equipment used in hospitals. • Worked with the California Healthcare Foundation to develop a “Best Practices Manual” for hospital construction projects.

25 25

2012 Accomplishments

Business Procedures:

• Electronic Plan Review by RRU 7/1/12

• Raised the construction cost limit of RRU from $100,000 to

$175,000 7/1/12

• Expanded the Sacramento OTC’s to two days per month

• SB 499 Online reporting tools streamlined/user friendly

• Returned to pre-furlough goals 4/1/12

• Developed a Collaborative Review Process for complex new building

projects. Implementation scheduled for 2013

• Continued to develop and approve Standard Details to leverage the

plan review process, such as Suspended Ceiling Details

• Staffed and implemented the duties and functions of the Inspection

Services Unit including an IOR Academy, Testing Lab program, and

training for all staff on emergency response

26

2012 Accomplishments

Business Procedures continued:

• Improved eSP: planned and developed Citizen Access, Mobile Office

for field staff, credit card pay, e-signature capabilities, more efficient

electronic document processing methods, and incorporation of other

business-related data

• FDD worked feverously to process end of year submittals for NPC/SPC

compliance in order for hospitals to meet the end of the year seismic

compliance deadline

• Developed and implemented the business process of Project Closure in

accordance with the various ways and statutes in which projects are

closed in eSP

• Successfully completed the Document Modernization Project by

converting all project files and plans in the document management

storage room and the warehouse from being filed according to County

to Facility Number to make file retrieval easier since we shifted from the

Logbook to the e-Services Portal

27

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10

2012 Accomplishments

Updating/Implementing Statutes, Guidelines, etc.

• SB 90 Regulations — Emergency Regs. Implement extensions when

the law becomes effective

• 2013 CBC/CAC

• Developed and adopted updated Clinic Regulations as health care

delivery moves from hospital to clinic-based with the implementation of

Health Care Reform

28

2012 Accomplishments

Resumed Training & Education to Industry:

• Industry training seminars:

• SB 499 Webinar to Industry

• SB 90 Requirements (4 sessions)

• Removal of Acute Care Services from SPC-1 Buildings

(2 sessions)

• Materially Alter training

• Published the “Guide for Working on Projects under OSHPD

Jurisdiction — Tips from Experts (replaces the “Best Practices

Manual”)

• Resumed Technical Disciplines Training/Meetings

• FREER Manual revised in 2012 with implementation planned for 2013

29

PANS

• Expand electronic services • Electronic Plan/Document Review • eSP — Client access • eSP — Mobile Office • Virtual OTCs • Virtual Plan Review • Project Report Card

• IOR Academy

• Collaborative Review

• Industry Training/Seminars • Guide for Working on Projects Under OSHPD Jurisdiction —

Tips From the Experts • 2013 CBSC

30

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11

PANS

• PINS/CANS/FAQS/Reminder List. Many in development, including: • CAN 1 - 7 - 103 OSHPD Jurisdiction • CAN 2 - 108 Permitting of Temporary Installations • Reminder Lists for 2013 CBSC

• Standard Details. Many in development, including: • Suspended Gyp Bd Ceiling • Fire Life Safety • Mechanical • Accessibility

• OPM Program — OSHPD Pre-approval of Manufacturer’s Certification

31

OSHPD e-Services Portal eSP Client Access

32

What is eSP Client Access?

•eSP Client Access (ECA) enables

OSHPD clients to submit project

applications online

•Why implement ECA?

– Faster project intake and initiation

•Significant benefit to field review of PADs

– Provides the foundation for electronic

plan submission

33

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12

Statute

•Health and Safety Code Section

129760

– The governing board of each hospital

or other hospital governing authority,

before adopting any plans for the

hospital building, shall submit the

plans to the office for approval and

shall pay the fees prescribed in this

chapter

34

Roles and Responsibilities

•Who does what?

35

Use

rsA

ctio

ns

1. Create new Project*2. Save in-process Project3. Edit in-process Project4. Submit Project to Facility

Design Professionals

Governing Authority (Owner) / Delegate

OSHPD

1. Review Project2. Edit Project3. Pay Application Fee4. Submit Project to OSHPD

1. Process submittal using existing system

No

n-a

uto

mat

ed

A

ctio

ns

5. Submit plans to OSHPD

2. Receive project plans3. Begin review clock

*Project = AFNP or PAD35

36

Process Model: Online Project Submission

Faci

lity

Ow

ne

r/

Del

egat

eD

esig

n

Pro

fess

ion

alO

SHP

DeS

P C

lien

t A

cces

s (S

yste

m)

Select “Enter New AFNP or PAD”

Application Complete?My ProjectsLog Into ECA

Enter Project Information

Authenticate User Present Project ListEnforce Business

RulesSend Email with

Temp ID

Log Into ECALocate Pending

ProjectReceive Email

Review

Review Pending Project

Pay and Submit(App Fee)

Approve?

Notify Facility Owner, DP, and

OSHPD Acct.

Receive Email Track Progress

Track ProgressYes

Yes

Authenticate UserEnforce Business

Rules

No

No

Process PaymentEnter into eSP

Workflow

Process SubmittalProcess Submittal

Start

3

3

Submit Plans to OSHPD

Marry Plans to ProjectReceive Plans

Processes performed outside of ECA

Processes performed within ECA

Start Plan Review

Clock

1 3 56

824 26

2 4 7 9

12 15

23

18 19

221714131110

20

16

25

27

21

36

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13

Authorization

•Authorization is driven in ECA by

built-in delegation controls

Governing Authority(Owner)

Delegates

37

ECA Business Models

Facility “A”Owner

Facility “A”Owner

Facility “A”Project

Manager

Facility “A”Project

Manager

Facility “A”PM Support

Staff 1

Facility “A”PM Support

Staff 1

Design Professional

Design Professional

Facility “A”PM Support

Staff n

Facility “A”PM Support

Staff n

Tie

r 1

Tie

r 2

Tie

r 3

Design Professional

Asst/Staff

Design Professional

Asst/Staff

Must initiate application for next Asst/Staff to complete.

Sees all facility projects by “Association”

Sees all projects via “Delegation” from Tier 1

Connectors = Delegation

Cannot initiate a PAD for a facility. Because they do not have “Amend” rights. But they can initiate an AFNP.

Model 1 – Basic Delegation

38

Facility “A”

Owner

Facility “A”

Project

Manager

Design

Professional

Design

Professional

Asst/Staff

Facility “A”

PM Support

Staff 1

Facility “A”

PM Support

Staff n

ECA Business Models (Cont.) Model 2 – Regional / Multiple Facility

Delegation

Project Manager

Project Manager

Region / Facility “A”PM Support

Staff

Region / Facility “A”PM Support

Staff

DP1DP1

Region / Facility “B”PM Support

Staff

Region / Facility “B”PM Support

Staff

Tie

r 1

Tie

r 2

Tie

r 3

Sees all projects by “Association”

OwnerOwnerPaper Authorization – Signs form authorizing the Construction Manager as the primary facility contact to act on behalf of the owner.

This could/would be for multiple facilities

DP2DP2

DP3DP3

DP4DP4

Sees all projects via “Delegation” from Tier 1

39

Owner

Project

Manager

Staff

Region/Facility “A”

PM Support

Region/Facility “B”

Staff

PM Support

DP1

DP2

DP3

DP4

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14

Project Summary Screen

•Provides facilities

the ability to

review and edit

applications

40

ECA Payment Screen

•Pay Now

– Credit Card

– “Trust” Account

(Deposit)

• Invoice

– Traditional

invoice and

payment

processing

41

Questions

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15

Thank You

Paul Coleman

(916) 440-8381

[email protected]


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