8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

1/9

I ,! o J 0 FINANCIAL DISCLOSURE REPORT a e p o , t R e q u i r e d ~ 1 " t h e Eth ic sil7 Government Act of l978tcev. t/~olo FOR CALENDAR YEAR 2009 ( ~ u . s .c , a p p . .~ " 1 o 1 . 1 1 1 )1, Persnn Reporting (last name, first, middle n a ~ 2. Court or Organization 3. Date of RepnrtStafford, Jr., William H. U.S. District Court, NDFL 05/09/2010

,4. Title (Article Ill judges indicate active or senior status: 5a, Repot! Type (ch eck appropriale type 6. Reperting Periodmagislrate judges indicate full-or part-lime}[] Nomina~ion~ Date 01/01/2009

Senior U.S. DistriclJudge ~ Initial [] Aur~ua! ~ Fieal to12/31/20095b. [] Amended Report

7. Chambers or Office Address g. On the basis of the inlornmtion contained in this Report and anymodifications pertaining thereto, il is, in my opinion, in complianceUS Courthouse wltt~ applicable laws and regulations.t I I North Adams SweetTal[ahassee, FL 32301-7717 Reviewing Officer Date

IMPORTANT NOTE S: TJ, e instruct ions accompanying th is f imr~ must be.lbllowed. Cmnplete afl partschecking th e NONE box fbr each part w here you have no reportable information. Sign on last page.

I . P O S I T I O N S . t n , ~ o ~ , ~ , , x i,,dividaa! only; seepp. 9-13 of filing i ........ dot,sO NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

II. AGREE ME NTS. ts,p,,~tt,,x ~,,a~,ia,,,~ o,4,,: ,~,~,. ~4-~ ,~t~li,,g instrnctioth,.) ....~ N O N E (No reportable agreements.) ~ ~D A T E PARTIES AND TEllS

!.

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

2/9

FINAN CIAL DISCLOSURE REPORT r ~ o r P ~ o . ~ o p m i n ~ 0 . ,~ o r ~ o p o ~ ,Page 2 of 9 Stafford, Jr., Wil|iam H. 05/09/20t0

I ll . , N O N - IN V E S T M E N T I N C O M E . (Reporting individual and sp ..... ; see pp. I7 -24 t~f3qli t ,g instrstc t ions.)A. Fliers Non-Investment IncomeN O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E INCQME[yours, ilot spouseslI.

2 .3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - l/>ou were married dr, ring aa.l, portiat, of the reportittg ),ear, complete this sectiot*.(Dollar amount not required ~cept./or honoraria.)~ N O N E (No reportable non-investment income.)

~ S O U R C E A N D T Y P E

2,3.

4,

I V . R E I M B U R S E M E N T S -. , .a...o..ao,,, todU i.g,~,,od, . , , , , ,r ,a,,, . ,. .~(hTcludes those to spoltsc and dc petlden! children." see pp 25.27 oLl~h ng malrttcllOtl&)

~ N O N E (No reportable reimbursements.)~ DATES L OCAT I ON PURPOSE HEMS PAID OR PROVIDED

I. F REE 09/08/09 m 09113/09 Galtatin, MT Terrorism, Civil Liberty & Lodging and Transportatio~National Security

2.3.4.

5.

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

3/9

.F INANCIAL DISCLOSURE REPORT Name of Person ReportingPage 3 of 9 Stafford, Jr., W il|iam H . 05/09~010

V . G I F T S . anetuaes tt, os,,to s~ ,ouse aria aem,,aem h~ dr~tl; seeN O N E (No reportable

DESCRIPTI ONI,2,3.4.5.

VI. LIAB ILITIES. a,,,.t,a,.~N O N E (No reportable liobilities.)

CREDIT O R D ESCRIPT IO N VALU~ (;ODE1.234.5

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

4/9

FINANCIAL 1)ISCLOSI~ RE REPORT ~ ...... fP ..... ReportingPage 4 of 9 Sta[ford, J r . , W i ll i a m H . 05/09/2010V I I . I N V E S T M E N T S a n d T R U S T S -- i ............ ~,~, tr . . . . . . t i o ,, .~ a n c lu a e s O , o s e o f s p o . .. .. .. a d e p e n d e n t c t m a r e n ; s e e p p . ~ 4 - 6 0 o f i li n g i n st r u c t io n s .)~ NONE (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p f i o r ~ o f A s s e ~ I n c o m e d u r i n g G r o s ~ v a l u e a l e n d T ra n s a c l i o n s d u r i n g r e p o r t i n g ~ ri o d( i n c l u d i n g I m s ~ a s s e l s } r e p o s i n g p e r i o d o Y r e p o a i n g p e ri o d

(I) (2) (1) (2) (I) [ (2) (3) [ (4) ~P l a c e " ( X } ~ a f t e r e a c h a s sc l ~ A m o u n t T y p e ( e . g . . Value Value T y p e [ e . g .. : Date ValueI ~Gain i l d e n t i l y o F

e x e m p t f r o m p r i o r d i s cl n s u r c Code ] d i v . , r e n t , C o d e 2 M e t h o d b u y ~ s e l l, m ~ f f d dl y y [ C o d e 2 C o de I ~ m y e r ! s e l l e l( A - H } o r i n t . ) ~ J - P ) Code3 r e d e m p u o n J [ ( J - P ~ ~ A - H ) ( i f p r ~ v m c_ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . L . . . . . . . . . . . . . . . . .t. New York L il~ Insurance Co. A Dividend Redeemed J B

2. Prudential Life Insurance Co. (policy) A Dividend J W

3 Brokerage Accounl # I D [nt./Div. N T[ 4 . - Morgan StaMey Bunk Deposil Program A interest J T(muuey market)

! 5 . - Allied Capital Corp. common A Dividend J T

i6 . - AT&T lnc common B Dividend K T7. - B lackrock Glbl Opp Eq Trst (closed end C Dividend K Tfund)

: 8 . - Cohen & Steers Select Utility Fund (closed A Dividend J Tend fund)! 9. - DWS Dreman Value lnc Edge Fund A Dividend .1 T Sold 12/21/09(closed end fund) ( p a r t )

1 0 . - Genetech lnc common None Redeemed 04/24/09! 1. - Nuveen INS D Qual Muni Fu nd (closed end B I n t e r e s t K "]"fund)t 2 . - Toyota Motor CP ADI . conuno~ A Dividend J T

1 3 . - Lehman Bros ftLDG (preferred stock) None J T: : 1 4 . - GMAC 8.000% (corporate bond) B I n t e r e s t K T

~ 1 ] 5 . - JPMCIIASE Capital XV I (fixed-rate B I n t e r e s t K T! capital security)1 6 . - Uni~ Claymore Sees Closed-End Equily & B Dividend J Tlnc Set lunit trsl)1 7 . - NVIDIA common None J T :

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

5/9

FI NANCI AL DI S CL O S URE RE PO RT[ .! ~ . , . ~ o r P e , - s o , , a e p o , . ,i . g

D a , . o f R ~ p o r ,Page 5 of 9 I S l a f f o r d , J r . , W i l l ia m H .

0 5 / 0 9 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - - ~ ......... i,~,, ....... ,~o ,.~ a, ,~, ,~ , / ,o~, . o / ~ , . . .. . . ~ ~ p ~ , , a ~ , , , ~ , i ~ a ~ , , ; ~ , ~ p ~ . ~ - ~ o o : : t i ,, ~N O N E (No reportable income, assets, or transactions.)

Description of Asseks Income during t Gross value at end ~ T~n~ctlons during reporting period(including tmsl asscls) ] :[ reponingperiod J ofreponing~riod ~~ (I) (2) (I) (2) 1 (I) (2~ (3) (41 (5)

Place "(X) " after eagh asset : Amo m Type {e.g. , Value Value T ype (e.g., Date ~ Value Gain ]dentily ofexempt IYom prior disclosure C~ div., renl, Code 2 ~ Method buy, aell, ~mm/dd/)T (ode ~ ](A-H) or ml.} {J-P) ~ Code 3 redemption)

T ~ (}3.p)-E o d C ( A . H ) t b u y e r J s e l l e r ( i f p r i v a t c

18. - S&P 500 Index Fund (ETF) A Dividend J T

1 9 . - Banco B ilbao VIZ ARG SA A DS common A Dividend J T Sold 4/27/09 l A(paa)2 0 . - Covidien LTD common A Dividend J T2 1 . - Diamond T~st Series I (ETF) A Dividend d T

22, - Duke Energy common A Dividend J T2 3 . - General Electric common A Dividend J T

2 4 . - Goodyear Tire & Rubber common None J T2 5 . - Johnson & Johnson common A Dividend J T2 6 . - S p ec tr a E n e r gy co m m o n A D i v i d e n d J T

2 7 , - Tar~ger Factory common A Dividend J T28. - TYCO Electronics common A Dividend J " 12 9 . - TCO tntl common A Dividend J T3 0 . - Wal Mart common A Dividend J " 1

3 I , - Wells Fargo & Co, common A r)ividend .1 T3 2 . - Discover Bank CD A Inlerest B uy 0 5 / 0 8 ! 0 9 K3 3 . S o l d 05/13/09 ,1 A3 4 . Redeemed 1 1 1 1 3 1 0 9 J A

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

6/9

FINANCIAL DISCLOSURE REPORT r ~ a m e o f ~ ,o n R e p o ~ , i .gPage 6 of 9 Stafford, .It., W illiam H. 05/09/2010

V I I . IN V E S T M E N T S and TRUSTS -- ~,~o~ ..... t,,,, transacao,t (Includes those of sp ....... d d e p e n d e n t c h i l d r e n ; s e t , p p . 3 4 - 6 0 o f f il i n g b , s t r ,c t i o , , s. )~ (No reportable income, assets, or transactions.)ONE

A : i B. C. j D.D e s c r i p li o n o f A s s e ls [ I n c o m e d u ri n g l G r o s s v a l u e a l e n d ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

V a l u e Value G a i n I d e n t i t y o fT y p e ( e . g ., Value~ x e m p ~ f r o m p r i o r d is c lo s u r c . ~ C o d e I ~ d i v . . r e n t , C o d e 2 M e l h o d b u y . s e l l , [mn~dd/yy Code2 Code i b u y c r l s e l l e r( A - H } o r i n l . ) ( J - P ) ~ C o d e 3 r e d , e r u p t i o n ) ( J - P ( A - H ~ ( i f p r i v a t e~ ( Q - W ) l r a n s a c l i o n )3 5 . - Beat Bank Piano TX CD B uy 05/08/093 6 . Redeemed 1 I/1 I,"09 J A

3 7 . IRAs - (Aggregate Ownership) C Dividend M q"3 8 . - Morgan Stanley Bank Deposit Program(money market)3 9 . - Templeton Developing Markets A (mutual B uy !04/17/09fund) (addl)40. ~ PIMCO T otal Return A (mutual fund)

4 1 . - Allianz NFJ Small Cap Value A (mutual B uy 0 1 / I 6 1 0 9 Jfired) (addl)4 2 . Sold 1 0 / 0 2 / 0 9 J43. - ING loll Value A (mural fund) B uy 01/16/09 J(addl)44. Sold 02/02/09 K4 5 . - T Row e Price Eq lno (mutual fund) B uy 01/16/09 J(addl)4 6 . [ ~ u y 04/17/09 J(addl)47. - Blackrock I ntemtediate Bond (mutual Sold 01/16/09 J~und) ( p a r t )4 8 . - V~rtus Multi-Sector Short Term Bond F u n ~ Sold 0l!I 6/09 J(mutual fund) ( p a r t )49. Sold 04/17/09 .I( p a r t )5 0 . - l.egg M;~oa Partners Glohal Hi Ykl B ondA (mutual fund)5 1 . - Allianz CCM Mid-Cap A (mulual fired) B uy 01/16/09 J(addl)

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

7/9

FINANCIAL DISCLOSURE R E P O R T ~ m ~ o f P . . . .. . a~p . . . . . . ~Page 7 of 9 [ Stafford, Jr., William 1-1. [ 0510912010VII. INVESTMENTS and T R U S T S --i ..... ,,, value, t ......&,ns "h, cludes those ,sI, . . . . . . . . . d dependent child ........ PI. 34-60 ,iling mstructt,,ns.I

N O N E (No reportab& income, assets, or transactions..)Descripti~ of Assels [ Income during ~ Gr~s value at end [ Transaclions during reposing period(including tmst assets) [ repoaing~eri~d [ ofreportiugperiod ~

Place "(X)" after each asset A m o u n t c o d e I ] Type (e.g., Value [ Value [ Type (e.g.. Date Value O a i ~ l ]deatity o~cxempl from prior disclosure : d~v.. rent, Code 2 Melhod I buy, sell~ ~m~d~ Code 2 Code 1 buyer/seller~A-If ) ~ ~ int.) ~ J-l) Code 3 ;coemplion) [ (J-P) (ifprivale52 . Bu y ~/I 7/09(addl)53 . Buy IO/l 6/09(addl)54 . - Columbia Marsico Growth A (mutual Bu y 0t/16/09

f u n d ) (addq) ,55 . Bu y 04/17109(addl)56 . - MSJF Trsl US Small Cap Value P (mutual Bu y t0/02/09fund)57. - Allianz NFJ INTL Value A (mural I~nd) B uy 02/02/09 K

/

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

8/9

FI NANCI AL DI S CL O S URE RE PO RT [ Nan~e Of P ...... Reporting ! |)a,e of Repot! !! Iage 8 of 9 [ Stafford, Jr.,W illiam H. 0 5 1 0 9 / 2 0 1 0 ~

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a,,a~c,,~,~,,,r~,,~rn~,o,.;

Many ol" the: entries flora previous reports were, and continue to be. held in IRAs and are reported under the Aggregate of Ownership Arrangement.Part VII, Page 4, line I of the 2008 F inancial Disclosure Report and the 2009 Report was cashed in January of 2008; but. the redemption was not reported on2008 Disclosure Form.]art Vll, Page 4, line 3 of tl~e 200g Report was dropped because it no kruger meets reporting requirements.Part VII, Page 4, line 3 - Brokerage Account # 1 aad #2 from the 2008 Report were merged into one aceoun~ in 2009: lherel~re, Part VII, Page 5, line #23 and #24from the 2008 report have been droppe~.Part VII, Page 4, hoe 7 - Blackrock Wo~qd Investment Trust from the 2008 Report [[art VII. Page 4, line 12) was merged into the Blackrock Global OpporttmityEquity Trust on 07/2812009.Parl VI!. Page 4, line 9 - DWS D reman Value Inc Edge Fund was held in both B rokerage Account #I and # 2 rest year. B oth holdings have been mergen togetherin this years Report; th erefore, Part VII, Page 5. line 30 from last years report has been deleted.Part VII Page 4, line 17 - NVIDI A Corp com mon was held in both B rokerage Account #~ and # 2 in 2008. B oth i~oldings have been merged together in th~s yearsReport; therefore. Part VII. Page 5. line 34 from the 2008 Report has been deleted.

8/3/2019 William H Stafford Jr Financial Disclosure Report for 2009

9/9

FINANCIAL DISCLOSURE REPORT r~ .....f Person R e p o r t | n g Date e[ R e p o r ! [Iage 9 of 9 Stafford, Jr.. William II. 0 5 1 0 9 / 2 0 1 0IX. CERTIFICATION.

I certify, that all inIormation given above (including information pertainiog ro my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge aud belief, and that auy information no1 reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.i further certify that earned income fiom outside employment and honoraria and thc acceptance of gills w hich have been reported are incompliance with tile provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, nod Judicia~ Conference regulations.

Signaturt

NOTE: ANY INDIVIDUAl, WHO KNOWINGLY AND WILFULI,Y FALSIFIES OR FAII,S TO FILE THIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C, app. 104)

FILING [NSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee o~ F inancial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C 2054,~