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William J Bauer Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 19 78(5 U.S.C. app. 101-111)

    1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Bauer , Wi l l i am J .

    4. Title (Article II1 judges indicate active o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

    Circui t Judge - Senior Sta tus

    7 . C h amb er s o r O f f i ce A d d r e s s219 South Dearborn Stree tR o o m 2 7 5 4Chicago, IL 60604

    2. Court or OrganizationUni ted S ta tes Cour t o f Appe als fo r the Seven th Ci rcu i t

    3. Date of Report05/12/2011

    [ 5a . Repor t Type (check app ropr ia te type)I D Nomination, D a t e[] Initial [] Annual [] Final

    5b . [] Amended Report8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodi f i ca t ions per t a ining there to, i t i s , in m y op inion, in comp l iancewith appl icab le laws and regulat ions.

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    Reviewing Officer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,check ing the NONE box for each par t where you hav e no repor table in formation . S ign on las t page.

    I . P O S I T I O N S . m e p o m n g i n a i v i a u a t o n ty ; s e ~ p p . 9 - 1 3 of filing instructions.)D (No reportable positions.)O N E

    POSITION N A M E O F O R G A N I Z A T I O N / EN T I T Y1 . Tr us tee Elm hurs t Col lege , Elmhurs t , I ll inois2. T rustee Elm hu rs t M em o ria l H o sp ita l, E lm hur st, I l lino is3. Tr us tee DePaul Un ive r s i ty , Chicago, I l linois

    4. B o a r d o f A d v i s o rs W i l l a m e t t e T r i a l P r o g r am , S a l e m , O r e g o n5. B o a r d o f G o v e r n o r s I l l inois St . A ndrews Soc ie ty , No r th Rive r s ide , I l l inois

    I I . A G R E E M E N T S . m e , o n i n g i n a M a u o t o n t y ; s ~ p p . 1 4 - 1 6 of filing instructions.)~ (No reportable agreements.)O N E

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 6

    N a m e o f P e r s o n R e p o r t in gBa uer , W i l li a m J .

    D a t e o f R e p o r t05/12/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; seepp. 1 7-24 of f! l ing instruct ions. )A. Filers Non-Investm ent Income~ (No reportable income.)O N E non-investment

    D A T E S O U R C E A N D T Y P E

    1. 2010 Foundat ion P r ess ( Case Roy al ty )2. Jan. 2010 Willame t te Unive r s i ty Col lege of Law (Teaching)3 . May 2 010 Willame t te Unive r s i ty Col lege of Law (Teaching)4.

    I NC OM E(yours , not spouses)$918.00

    $2,700.00$3,000.00

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - l f you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

    NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

    1 .2.3.4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children; see pp. 25-27 oJfiling instructions.)~--] N O N E ( N o reportable reimbursements.)

    SO U R C E D A T E S LO C A T IO N PU R PO SE IT E M S PA ID O R PR O V ID ED1 . W illam ette Un iv er sity , 12 /29/09 to 1/1 0/10 S a lem , O re g o n T eac hin g A irfa re , ren ta l ca r, fo o d , cabsC o l l e g e o f L a w2. Chicago Bar Assoc ia t ion 2/12/10 to 2/15/10 Can cun , M exico C o n tin u in g L eg a l Ho te lE d u c a t i o n S e m i n a r3. E lm h u rs t M em o r ia l H os pi ta l 3 /2 0/ 10 t o 3 /2 5/1 0 L aQ uin ta , C alifo rn ia B oa rd o f T ru stee s S em in ar A irf are , h ote l, fo od , c ab s4. W illam ette U niv er sity , 5 /7 /1 0 to 5/16/1 0 S a lem , O re g o n T e ac h in g Air fa re , r en ta l ca r , food, cabs

    C o l l e g e o f L a w5. H ay dn Pro cto r A m eric an In n 6/8 /1 0 to 6/I 0/1 0 F re eho ld , N ew Je rs ey A m erican Inn of Co u rt A irfa reo f C o u r t S e m i n a r

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    Name of Person ReportingP a g e F I N A N C I A L 3 o f 6 D I S C L O S U R E R E P O R T [ Bauer, W il li a m J .

    V . G I F T S . a ,, a ,d e s , h o s e t o s p o , s e , n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts .)

    SOURCE DESCRIPTION1.2.

    3.

    4.

    5.

    Date of Report05/12/2011

    VALUE

    V I . L I A B I L I T IE S . a n a u d e s those of spouse and dependent children; seepp. 32-33 o f f i l i n g instructions)N O N E ( N o reportab le liabilities.)

    CREDITOR D ES CR I P TI O N1.

    2.

    3.

    4.5.

    VALUE CODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 6

    N a m e o f P e r s o n R e p o r t i n gBa uer , W i l li a m J .

    D a t e o f R e p o r t05/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( I nc l ud es tho s e o f spouse and d e p e n d e n t children; see pp. 34-60 of filing instructions.)~ (No reportable income, assets , orONE transactions.)

    2.

    3.

    4.

    5.

    6:

    7.

    8.

    9.

    1 0 .

    tl,

    1 2.

    1 3.

    14 .

    1 5 .

    1 6 .

    Accounts (Fifth Third Ban k) , formerly OldKent BankW e s te r n & S o u t h e r n L i fe A s s u ra n c eAnnuityGen worth Life Ins. Co., form erly Ge neralElectr ic Capital

    E

    AA

    I n t e r e s t N T

    I n t e r e s t M T

    I n t e r e s t K T

    1 7 .

    i . ineora~ Gain; :C0des:(See Columns BI and D4)

    2. Value Codes(See Columns CI and D3)

    3.Valu e Me th od Cod es(See Colu mn C2 )

    A~$1,000 or lessF =$50,001 - $100,0003 =$15,000 or lessN =$250,001 - $500;000P3 =$25,000,001 - $50,000,000Q=AppraisalU =Book Va lu e

    B =$1,00i : $2;500 C--$2150i: : $5,000 D = $5,001 -$1 5,000 E = $1 5,001 -$5 0,000G = $100;001 ~ $1,0001000 . . . .. . ~ a ~ i ; ~ 0 1 ~ 0 i ~ $ 5 1 ~ 0 i ~ 0 0 H2 ~M6~ than $5;000~000K =$15,001 ~ $50;000 L =$50;001 ~ $100;000 M- - $ I00~001 z $ 2 5 0~000O =S500,001 : $1,000,0OO P i ~ i ! 0~61 001 ~ $ 5 i~0 ;000 P 2 - - $ 5 ; 0 0 0 ; 0 0 1 ~ $ 2 5 ; 0 0 0 1 0 0 0

    P4 =M or~ than $50i006i66~K =Ces t (R ea | Es ta te O ~ly ) S =As ,e~g m~n t T - -Cash Marke tV =O th e r W =Es t ima ted :

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    FINANCIAL DISCLOSURE REPORTPage 5 of 6

    Name of Person Repor t ingBauer, William J.

    Date of Repor t05/12/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)I received, through the estate~ shares of ICH Corporation, for which I can find no market value. Nevertheless, the stock is listed in my name.

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    FINANCIAL DISCLOSURE REPORTPag e 6 o f 6

    N a me of P e r son R e por t i ngB a u e r , W i l l i a m J .

    Date of Repor t05/12/2011

    IX. CERTIFICATION.I c e r t if y t h a t a l l in fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

    a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/W il l iam J. Bau er

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    Co m m i t te e o n F i n a n c i a l D i s c l o s u r eAdmin is t ra t ive Off ice o f the Uni ted S ta tes Cour t sSui te 2-301O n e Co l u m bu s C i r c le , N . E .W a s h i n g t o n , D . C . 20 544


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