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Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013 Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 1 / 16
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Page 1: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Worst Packing Shapes

Yoav Kallus

Princeton Center for Theoretical SciencesPrinceton University

Physics of Glassy andGranular Materials, YITP

July 17, 2013

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 1 / 16

Page 2: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

From Hilbert’s 18th Problem

“How can one arrange most densely inspace an infinite number of equal solidsof a given form, e.g., spheres with givenradii or regular tetrahedra with givenedges, that is, how can one so fit themtogether that the ratio of the filled tothe unfilled space may be as large aspossible?”

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 2 / 16

Page 3: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Packing non-spherical shapes

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 3 / 16

Damasceno, Engel, and Glotzer, 2012.

Page 4: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

The Miser’s Problem

A miser is required by a contract todeliver a chest filled with gold bars,arranged as densely as possible. Thebars must be identical, convex, andmuch smaller than the chest. Whatshape of gold bars should the miser castso as to part with as little gold aspossible?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 4 / 16

Page 5: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Ulam’s Conjecture

“Stanislaw Ulam told me in 1972that he suspected the sphere was theworst case of dense packing ofidentical convex solids, but that thiswould be difficult to prove.”

Naive motivation: sphere is the least free solid (threedegrees of freedom vs. six for most solids).

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 5 / 16

1995 postscript to the column “Packing Spheres”

Page 6: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Ulam’s Last Conjecture

“Stanislaw Ulam told me in 1972that he suspected the sphere was theworst case of dense packing ofidentical convex solids, but that thiswould be difficult to prove.”

Naive motivation: sphere is the least free solid (threedegrees of freedom vs. six for most solids).

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 5 / 16

1995 postscript to the column “Packing Spheres”

Page 7: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Ulam’s Last Conjecture

“Stanislaw Ulam told me in 1972that he suspected the sphere was theworst case of dense packing ofidentical convex solids, but that thiswould be difficult to prove.”

Naive motivation: sphere is the least free solid (threedegrees of freedom vs. six for most solids).

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 5 / 16

1995 postscript to the column “Packing Spheres”

Page 8: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

In 2D disks are not worst

0.9069

0.9024

0.8926(?)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 6 / 16

Page 9: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 10: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 11: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 12: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 13: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 14: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 15: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 16: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 17: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 18: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 19: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 7 / 16

Page 20: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 21: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 22: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 23: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 24: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 25: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we improve over circles?

f(θ)ϕ

ϕ

∑6

i=0f (πi3 + ϕ)

f (θ) = 1 + εcos(8θ)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 8 / 16

Page 26: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we not improve over spheres?

LemmaLet f be an even function S2 → R.∑12

i=1 f (Rxi) is independent of R if and onlyif the expansion of f (x) in sphericalharmonics terminates at l = 2.

Theorem (YK)The sphere is a local minimum of the optimalpacking fraction among convex, centrallysymmetric bodies.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 9 / 16

YK, arXiv:1212.2551

Page 27: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Why can we not improve over spheres?

LemmaLet f be an even function S2 → R.∑12

i=1 f (Rxi) is independent of R if and onlyif the expansion of f (x) in sphericalharmonics terminates at l = 2.

Theorem (YK)The sphere is a local minimum of the optimalpacking fraction among convex, centrallysymmetric bodies.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 9 / 16

YK, arXiv:1212.2551

Page 28: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

In 2D disks are not worst

0.9069

0.9024

0.8926(?)

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 10 / 16

Page 29: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Reinhardt’s conjecture

0.9024

Conjecture (K. Reinhardt, 1934)The smoothed octagon is anabsolute minimum of the optimalpacking fraction among convex,centrally symmetric bodies.

Theorem (F. Nazarov, 1986)The smoothed octagon is a localminimum.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 11 / 16

K. Reinhardt, Abh. Math. Sem., Hamburg, Hansischer Universitat, Hamburg 10(1934), 216F. Nazarov, J. Soviet Math. 43 (1988), 2687

Page 30: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Regular heptagon is locally worst packing

0.8926(?)

Theorem (YK)Any convex body sufficiently close tothe regular heptagon can be packedat a filling fraction at least that ofthe “double lattice” packing ofregular heptagons.

Note: it is not proven, but highlylikely, that the “double lattice”packing is the densest packing ofregular heptagons.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 12 / 16

YK, arXiv:1305.0289

Page 31: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Regular heptagon is locally worst packing

0.8926(?)

Theorem (YK)Any convex body sufficiently close tothe regular heptagon can be packedat a filling fraction at least that ofthe “double lattice” packing ofregular heptagons.

ConjectureThe regular heptagon is an absoluteminimum of the optimal packingfraction among convex bodies.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 12 / 16

YK, arXiv:1305.0289

Page 32: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Higher dimensions

In 2D, the circle is not a local minimum of packingfraction among c. s. convex bodies.

In 3D, the sphere is a local minimum of packingfraction among c. s. convex bodies.

What can we say about spheres in higherdimensions?

Note that in d > 3 we do not know the densestpacking of spheres.

But we do know the densest lattice packing ind = 4, 5, 6, 7, 8, and 24.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 13 / 16

Page 33: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Higher dimensions

In 2D, the circle is not a local minimum of packingfraction among c. s. convex bodies.

In 3D, the sphere is a local minimum of packingfraction among c. s. convex bodies.

What can we say about spheres in higherdimensions?

Note that in d > 3 we do not know the densestpacking of spheres.

But we do know the densest lattice packing ind = 4, 5, 6, 7, 8, and 24.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 13 / 16

Page 34: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Extreme Lattices

A lattice Λ is extreme if and only if||Tx|| ≥ ||x|| for all x ∈ S(Λ) =⇒det T > 1 for T ≈ 1.

Contact pointsS(Λ) of theoptimal lattice.

In d = 6, 7, 8, 24, the optimal lattice isredundantly extreme, and so the ball isreducible.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 14 / 16

YK, arXiv:1212.2551

Page 35: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Extreme Lattices

A lattice Λ is extreme if and only if||Tx|| ≥ ||x|| for all x ∈ S(Λ) =⇒det T > 1 for T ≈ 1.

In d = 6, 7, 8, 24, the optimal lattice isredundantly extreme, and so the ball isreducible.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 14 / 16

YK, arXiv:1212.2551

Page 36: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

d = 4 and d = 5

In d = 4, 5, if ||Tx|| ≥ ||x|| for allx ∈ S(Λ) \ {x0}, and||Tx0|| > (1− ε)||x0||, then1− det T < C ε2 (compared with C ε ford = 2, 3).

1− ǫ

(ρ(K )− ρ(B))/ρ(B) ∼ ε2

(V (B)− V (K ))/V (B) ∼ ε

The ball is not a local minimum of theoptimal packing fraction.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 15 / 16

YK, arXiv:1212.2551

Page 37: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

d = 4 and d = 5

In d = 4, 5, if ||Tx|| ≥ ||x|| for allx ∈ S(Λ) \ {x0}, and||Tx0|| > (1− ε)||x0||, then1− det T < C ε2 (compared with C ε ford = 2, 3).

1− ǫ

(ρ(K )− ρ(B))/ρ(B) ∼ ε2

(V (B)− V (K ))/V (B) ∼ ε

The ball is not a local minimum of theoptimal packing fraction.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 15 / 16

YK, arXiv:1212.2551

Page 38: Worst Packing Shapes...Worst Packing Shapes Yoav Kallus Princeton Center for Theoretical Sciences Princeton University Physics of Glassy and Granular Materials, YITP July 17, 2013

Summary of new results

In d = 2, the heptagon is a local minimum of theoptimal packing fraction, assuming the “doublelattice” packing of heptagons is their densestpacking. The disk is not a local minimum.

In d = 3, the ball is a local minimum amongcentrally symmetric bodies.

In higher dimensions, at least with respect toBravais lattice packing of centrally symmetricbodies, the ball is not a local minimum.

Y. Kallus (Princeton) Worst Packing Shapes YITP 07/17/2013 16 / 16


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