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(This is a sample cover image for this issue. The actual cover is not yet available at this time.) This article appeared in a journal published by Elsevier. The attached copy is furnished to the author for internal non-commercial research and education use, including for instruction at the authors institution and sharing with colleagues. Other uses, including reproduction and distribution, or selling or licensing copies, or posting to personal, institutional or third party websites are prohibited. In most cases authors are permitted to post their version of the article (e.g. in Word or Tex form) to their personal website or institutional repository. Authors requiring further information regarding Elsevier’s archiving and manuscript policies are encouraged to visit: http://www.elsevier.com/copyright
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(This is a sample cover image for this issue. The actual cover is not yet available at this time.)

This article appeared in a journal published by Elsevier. The attachedcopy is furnished to the author for internal non-commercial researchand education use, including for instruction at the authors institution

and sharing with colleagues.

Other uses, including reproduction and distribution, or selling orlicensing copies, or posting to personal, institutional or third party

websites are prohibited.

In most cases authors are permitted to post their version of thearticle (e.g. in Word or Tex form) to their personal website orinstitutional repository. Authors requiring further information

regarding Elsevier’s archiving and manuscript policies areencouraged to visit:

http://www.elsevier.com/copyright

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Infant Behavior & Development 35 (2012) 635– 644

Contents lists available at SciVerse ScienceDirect

Infant Behavior and Development

Attention engagement in early infancy

Oliver Perraa,∗, Merideth Gattisb

a Institute of Child Care Research, School of Sociology, Social Policy & Social Work, Queen’s University Belfast, UKb School of Psychology, Cardiff University, Cardiff, UK

a r t i c l e i n f o

Article history:Received 29 July 2011Received in revised form 28 May 2012Accepted 8 June 2012

Keywords:Longitudinal studyInfancyAttentionSocial attentionAttention engagementAttention controlDevelopmentEarly development

a b s t r a c t

We report a longitudinal study investigating developmental changes in the structure ofattention engagement during early infancy. Forty-three infants were observed monthlyfrom 2 to 4 months. Attention engagement was assessed from play interactions withparents, using a coding system developed by Bakeman and Adamson (1984). The resultsindicated a developmental transition in attention engagement at 3 months: after this ageinfants engaged for longer periods and in a wider variety of states. Most infants displayedperson engagement at 2 months, passive joint engagement at 3 months, and object engage-ment at 4 months. To address whether emerging abilities of attention engagement allowinfants to follow the attention of social partners, we compared attention engagement toperformance on an experimental measure of attention control (reported by Perra & Gattis,2010). Analyses revealed a positive relation between passive joint engagement and check-ing back, suggesting that changes in passive joint engagement reflect the development inattention control.

© 2012 Elsevier Inc. All rights reserved.

1. Introduction

Visual attention changes significantly across the first year of life. The earliest of several changes is an increase in alertness,and as a result, an increase in attention engagement (Colombo, 2001; Ruff & Rothbart, 2001). Attention engagement allowsindividuals to process information from the environment and is a significant topic in developmental psychology becauseit is thought to support infant attention to the visual and mental foci of other people, a process known as joint attention(Bakeman & Adamson, 1984; Oakes & Tellinghuisen, 1994; Richards, 1998; Ruff & Rothbart, 2001). Joint attention in turnsupports many aspects of cognitive development, including language and other forms of communication. Together theseresults suggest that attention engagement may play a pivotal role in early cognitive development (Carpenter, Nagell, &Tomasello, 1998; Morales et al., 2000; Mundy et al., 2007).

In a landmark study, Bakeman and Adamson (1984) examined infants’ ability to coordinate attention between a socialpartner and a shared object of interest, such as a toy. They observed infants interacting with their mothers and with peers onfour occasions at roughly equal intervals longitudinally from 6 to 18 months. They defined six states of engagement – unen-gaged, onlooking, person engagement, object engagement, passive joint engagement, and coordinated joint engagement –and identified the ages and conditions in which infants demonstrated each of those states. In order to achieve coordinatedjoint engagement, an infant must be capable not only of engaging with people and with objects, but critically must also becapable of coordinating attention between the two. In both passive joint engagement and coordinated joint engagement,the infant and social partner focus attention on the same object. In coordinated joint engagement, however, infants move

∗ Corresponding author at: ICCR, School of Sociology and Social Work, Queen’s University Belfast, 6 College Park, Belfast BT7 1LP, UK.E-mail address: [email protected] (O. Perra).

0163-6383/$ – see front matter © 2012 Elsevier Inc. All rights reserved.http://dx.doi.org/10.1016/j.infbeh.2012.06.004

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beyond passive joint engagement by also directing attention to the social partner, switching back and forth between thesetwo foci.

Bakeman and Adamson reported that from 6 to 18 months, infants decreased in the amount of time spent in personengagement, and increased in the amount of time spent in coordinated joint engagement. In addition, infants demonstratedboth passive joint engagement and coordinated joint engagement more frequently with skilled social partners (their moth-ers) compared to unskilled social partners (their peers). Although most infants demonstrated both passive joint engagementand coordinated joint engagement at each of the observed ages, the average time spent in coordinated joint engagement wasminimal (less than 10%) until 15 months. Importantly, subsequent longitudinal studies have documented relations betweenengagement states and later cognitive and communicative abilities, much like the role of joint attention (e.g., Adamson,Bakeman, & Deckner, 2004; Nelson, Adamson, & Bakeman, 2008; Trautman & Rollins, 2006).

In the years since Bakeman and Adamson’s study, observational and experimental studies of infant attention have identi-fied an important transition in infant attention around the second to third month of life. This transition includes an increasein alertness, a decrease in obligatory attention or “sticky fixation,” and a corresponding increase in disengagement, a pro-cess that allows infants to terminate attention to one specific stimulus and explore more aspects of the visual environment(Butcher, Kalverboer, & Geuze, 2000; Colombo, 2001; Hunnius & Geuze, 2004; Hunnius, Geuze, & van Geert, 2006; Lavelli& Fogel, 2005; Ruff & Rothbart, 2001). As a result of these changes, infants are increasingly able to control their attentionand explore their environments visually. Observational and experimental evidence also suggests that infants are able toutilize their expanding attentional abilities to monitor and even follow the attention states of others in some, specificallyconstrained situations that have been called precursors to joint attention or social attention (Amano, Kezuka, & Yamamoto,2004; Legerstee, Markova, & Fisher, 2007; Striano, Stahl, Cleveland, & Hoehl, 2007; Tremblay & Rovira, 2007). For example,as early as 6 weeks, infants show some ability to discriminate when an adult does or does not divide attention between anobject and the infant (Striano et al., 2007).

At around 3 months, infants begin to follow the attention of social partners (D’Entremont, Hains, & Muir, 1997; Gredeback,Fikke, & Melinder, 2010; Perra & Gattis, 2010). Perra and Gattis (2010) tested 1- to 4-month-olds longitudinally on a taskmeasuring two aspects of social attention, proximal attention following and checking back. An experimenter faced the infantand held two puppets, one near each of his shoulders, and thus within the infant’s visual field. The experimenter engagedthe infant’s attention, and slowly turned his head toward one of the two puppets, and continued looking at the puppetfor 10 seconds, all whilst speaking softly in infant-directed speech to maintain the interaction. Perra and Gattis consideredtwo dependent measures of social attention. Proximal attention following referred to infant looks to the same puppet asthe experimenter. Checking back referred to infant gaze alternations between the experimenter and the puppet at whichthe experimenter was looking, and was only considered when proximal attention following had been demonstrated. Thelongitudinal analyses revealed that at the group level, proximal attention following and checking back both emerged at 3months. Perra and Gattis proposed that the development of proximal attention following and checking back at this age isa consequence of changes in attention disengagement that allow infants to disengage from one stimulus, whether face ortarget, and shift it to another.

Collectively, the findings on attention engagement and attention control thus suggest that infants are able to disengageand shift attention, as well as follow the attention of a social partner, by 3 months. We were interested in whether infantsare therefore also capable of joint attention engagement at this age. Bakeman and Adamson’s study first examined attentionengagement at 6 months. From 6 to 18 months, coordinated joint engagement increased, but passive joint engagementremained stable – infants spent approximately one-fifth of their time in passive joint engagement, suggesting that the latterability was not changing during the ages in their study. We hypothesised that passive joint engagement should emergearound 3 months, the same age at which previous studies have demonstrated an increase in attention control and attentionfollowing (e.g., Butcher et al., 2000; Perra & Gattis, 2010).

We conducted a longitudinal study investigating how attention engagement changes from 2 to 4 months, and whetherthose changes are related to the infant’s developing ability to follow the attention of a social partner. Infants were observed ina naturalistic play situation, and attention engagement was coded using Bakeman and Adamson’s engagement states. Becausea subset of the infants had also participated in a measure of proximal attention following and checking back (reported inPerra & Gattis, 2010), we were able to compare engagement states with Perra and Gattis’ measure of attention control.We reasoned that if passive joint engagement is a consequence of the emerging ability to control attention, passive jointengagement with caregivers should be related to the control of social attention. Because checking back required a greaterdegree of attention control than proximal attention following, we focused on the relation between it and passive jointengagement. We hypothesised that passive joint engagement in play situations would be positively associated with checkingback in the experimental measure of attention control.

2. Method

2.1. Participants

Forty-three infants (16 girls) were recruited through parenting classes. Infants were from a city in the UK. Seventeenadditional infants participated but were excluded from analyses due to failure to attend a session or failure to completea session due to drowsiness or crying. The study received approval from the Department of Psychology Research Ethics

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Fig. 1. A picture of the setting.

Committee. Most infants (40) had both parents who identified as White-Caucasian. Infants were born full term: on averagethey were born 0.52 weeks after due date, with a range between 3 weeks before term and 2.6 weeks after due date. Averagebirth weight was 3628 g (SD = 637). Participating families received a videotape as compensation.

2.2. Design

Free play sessions were recorded monthly from 2 to 4 months. The average age of infants for each of the sessions was 62days, 92 and 123 days for the 2-, 3-, and 4-month assessments respectively (SD was 4.0, 3.2 and 3.5 days for the sessions at2, 3 and 4 months respectively).

2.3. Procedure

Parents and infants were welcomed to a university research laboratory by two experimenters and allowed time tofamiliarise themselves. Once the infant was in a calm and alert state, parents were asked to play with their child as theywould normally at home, and a set of age-appropriate toys was provided. An unconcealed digital videocamera was mountedon a tripod to record the session, and a time stamp (minutes, seconds and frames) was superimposed on the recording toallow accurate time-coding. The experimenters then left the room and observed the parent–infant interactions through amonitor in the adjacent room. Due to the young age of the infants, and because the study required infants to participate inexperimental sessions afterward, free play sessions were brief, lasting approximately 4 minutes. After the free play sessionwas complete, the parent was invited to bring the infant into an adjacent room to participate in researcher-administeredmeasures of attention and social cognition (see Perra & Gattis, 2010).

In most sessions (97%), the infant was accompanied by his/her mother. In approximately one-fifth of the sessions (24out of 129) another adult was also present. In the majority of these cases, the other adult was the other parent, while ina few cases (5 sessions overall) it was a grandparent. The other adult present in these few cases also participated in theinteraction from time to time. In a further 10 sessions an older sibling was present, but was asked to sit quietly and refrainfrom participating. Separate analyses revealed the same pattern of results regardless of number of family members present,so all sessions are considered together.

The parent held the child relatively close, either in their lap or on the floor in front of the parent. No specific instructionswere given other than to play as they might do at home. The other adult, when present, was beside the parent holding thechild, thus usually within the visual field of the infant, although not directly in front of the child. For illustrative purposes,in Fig. 1 we present a picture taken from one of the filmed sessions.

2.4. Attention engagement

Our primary aim was to characterise changes in attention engagement during early infancy. To this end, attention engage-ment was coded into exhaustive and mutually exclusive categories using a coding system developed by Bakeman andAdamson (1984). An overview of coding categories is provided in Table 1. Only attention states that lasted at least 3 secondswere considered in the analyses.

Infants were not considered to be in any of the six engagement states described in Table 1 if: (a) the infant’s face wasnot visible, (b) the caregiver intervened to calm or wake the infant, or (c) the caregiver interrupted the session because theinfant had become restless or fallen asleep. A session was considered valid if an infant spent at least 2 minutes in one ormore of the six attention engagement states. Periods when the infant was not alert or calm were excluded from analyses.

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Table 1Classification of infants’ attention engagement states.

Name Description Example

Unengagement Infants are not engaged in any activity in particular. The infant scans the environment as though lookingfor something to do.

Onlooking Infants attend to another persons’ activity withoutactively participating in it.

The infant observes the mother talking with a flat face;the infant observes an object the mother puts in frontof him.

Person engagement Infants actively interact with another person byresponding to the other person or by trying to initiatean exchange.

The infant smiles and giggles in response to mother’svoices; infant smiles and then reaches toward themother.

Object engagement Infants play with an object alone. The infant explores an object he/she has in his/herhand.

Passive joint engagement Infants play with an object that is also the focus ofanother person’s activity but they do not acknowledgethe other person’s activity.

The infant explores a rattle that is from time to timeshaken by the mother to produce a particular noise.During this time the infant does not look back andforth between mother and the object.

Coordinated joint engagement Infants play with an object that is also the focus of theother persons’ activity and acknowledge the otherperson’s activity by actively coordinating attentionbetween the object and the person.

The infant explores manually a rattle that is from timeto time shaken by the mother to produce a particularnoise and during this time the infant looks at themother and then back at the object.

The first author scored the videotapes of the free play sessions using a VCR with a jog shuttle. The experimenter watchedthe tapes in slow motion or frame by frame, reversing where necessary to identify the onset of a state change as accurately aspossible. A second coder scored the sessions of 13 infants to evaluate inter-rater agreement. Percentages of overall agreementwere calculated across the multi-contingency tables formed by each category of the coding system used (six engagementstates, plus off-camera, and a “not reported” category to account for instances where one rater reported one category ofbehaviour and the other did not). We considered an agreement if the two raters reported the same category within aninterval of 2 seconds. Percentages of agreement thus calculated were 64%, 73% and 80% for the sessions at 2, 3 and 4 monthsrespectively. Overall percentages of agreement for the attention categories in the session at 2 months was low and this wasdue particularly to onlooking (agreement = 52%; Cohen’s k = .54) and to unengagement (agreement = 66%; Cohen’s k = .67). Theagreement for all the other categories at 2 months was 71% or above, with Cohen’s k values 0.82 or above for each category.Agreement in the most essential but less frequent categories was acceptable throughout the study: Cohen’s k coefficient forperson engagement was k = .86, k = .82 and k = .83 at 2, 3 and 4 months respectively; the coefficient of agreement for passivejoint was k = 1.0, k = .75 and k = .85 in each session respectively and was k = .50 and k = .88 for object engagement at 3 and4 months respectively (no instance of object engagement was coded at 2 months by both raters). Although the coefficientof agreement on object engagement at 3 months was lower, it still fell within the range of what is considered “moderateagreement” (e.g. Viera & Garrett, 2005).

2.5. Attention control

Our second aim was to examine whether changes in attention engagement were related to infant control of attention. Todo so, we compared engagement states during observational sessions with caregivers to performance on an experimentalmeasure of attention control administered at 3 and 4 months. In this procedure (reported in Perra & Gattis, 2010), theinfant was placed in an infant chair. An experimenter in front of the infant held two identical hand puppets on both sides atshoulder height. After getting the attention of the infant, the experimenter turned his head 90◦ towards one of the puppetsand maintained this posture for at least 10 seconds. At the end of the trial the experimenter turned to the infant again. Theprocedure consisted of at least four trials, with turns to alternate sides (left or right) in a counterbalanced order, so that therewere at least two trials for each side.

All infants participated in the experimental measure of attention control at both 3 and 4 months and 28 of the 43 hadcomplete data for both ages. For those 28 infants, we considered two dependent measures. Infants were credited withproximal attention following when they looked to the same puppet as the experimenter. Infants were credited with checkingback when, subsequent to demonstrating proximal attention following, they also alternated gaze between the experimenterand the puppet at which the experimenter was looking. Coding and reliability for these measures are reported in Perra andGattis (2010).

3. Results

3.1. Attention engagement

Median duration of observational sessions was 3 minutes and 56 seconds at 2 months (range 2:16 to 4:00 minutes,SD = 26 seconds), 4 minutes at 3 months (range 3:06 to 4:00 minutes, SD = 13 seconds), and 4 minutes at 4 months (range

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Fig. 2. Percentage of time spent in each engagement state across 2, 3 and 4 months.

2:56 to 4:00 minutes, SD = 11 seconds). To adjust for differences in session length, aggregate duration of each engagementstate was divided at each age by the total duration of the session excluding periods of adult intervention and off-camera.

3.1.1. Distribution of engagement states across all agesIn this section we give an overview of the time spent by infants in each engagement state, aggregating percentages of

time across the three age points. These percentages are reported in Fig. 2.Across all ages, the two most common states were unengagement and onlooking. Infants spent 42% of the time unengaged,

and 37% of the time onlooking. Infants spent 9% of the time in passive joint engagement, 6% of the time in person engagement,and 6% of the time in object engagement. Not surprisingly, coordinated joint engagement was not observed in any infant atany of the ages tested.

3.1.2. Distribution of engagement states at each ageDramatic changes were observed in the proportions of time spent in each engagement state across age. Proportions of

time spent in each state by age are reported in Table 2.Unengagement, the most common state at 2 months, decreased significantly between 2 and 4 months, F(2, 84) = 32.42,

p < .001. Post hoc tests (Bonferroni) confirmed that the proportion of time spent unengaged decreased significantly between2 and 3 months and also between 3 and 4 months. Significant increases were observed in the amount of time spent in objectengagement F(1, 42) = 29.37, p < .001, and passive joint engagement F(1, 42) = 33.92, p < .001. Post hoc tests (Bonferroni)revealed the relative amount of time spent in passive joint engagement increased significantly between 2 and 3 months andalso between 3 and 4 months. Time spent in object engagement increased significantly between 3 and 4 months. In contrast,onlooking and person engagement did not vary significantly across the developmental period considered, F(2, 84) = 2.36,p = .10 and F(1, 42) = 0.32, p = .57 respectively. Overall, therefore, the age-related decrease in unengagement correspondedto an increase in passive joint engagement, and, somewhat later, an increase in object engagement.

Correlations between proportions of time spent in each engagement state suggested that attention states clustered insignificant ways, with the most meaningful relations occurring at 3 and 4 months. Longitudinal correlations for each typeof engagement state and cross-sectional correlations within age are reported in Table 3.

Cross-age correlations indicated some stable individual differences in attention engagement. Relative duration of personengagement episodes at 3 months was positively related to duration of the same state at 4 months. Significant positive

Table 2Average of aggregate time spent in each engagement state by age (percentages on the total duration of sessions).

2 months 3 months 4 months

Unengagement 60.03 42.31 24.57Onlooking 32.90 42.32 36.70Person engagement 6.63 5.21 5.53Object engagement 0.00 2.47 15.28Passive joint engagement 0.44 7.69 17.92

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Table 3Longitudinal and cross-sectional correlations among relative aggregate time spent in person, object and passive joint engagement (Spearman’s correlations;one-tailed tests). No episode of object engagement was observed at 2 months.

3 months 4 months

Longitudinal correlationsPerson engagement2 months 0.19 0.133 months 0.36**

Passive joint engagement2 months 0.25+ 0.32*

33 months 0.32*

Passive joint engagement Object engagement

Cross-sectional correlations2 monthsPerson engagement −0.11 –Passive joint engagement –3 monthsPerson engagement −0.31* −0.01Passive joint engagement 0.41**

4 monthsPerson engagement −0.32* −0.18Passive joint engagement 0.35*

+ p < .10.* p < .05.

** p < .01.

relations were also observed between relative duration of passive joint engagement at 2, 3 and 4 months, suggesting thatdespite the increase in the duration of this state, individual differences remained stable.

Cross-sectional correlations between engagement states revealed that time spent in person engagement was negativelyrelated to the duration of passive joint engagement, suggesting that infants who spent more time engaged with socialpartners were less inclined to engage in passive joint episodes for long periods. In contrast, time spent in passive jointengagement was positively related to that of object engagement at 3 and 4 months. Thus at 3 and 4 months passive jointengagement clustered with object engagement, but was negatively related to person engagement at these same time points.Principal component analyses at 3 and 4 months confirmed this clustering of states.

3.1.3. Age of emergence for engagement statesTo further investigate developmental relations and inter-individual differences between attention engagement states,

we considered the age of emergence for each engagement state. For each infant, the age of emergence for an engagementstate was defined as the first monthly session in which the infant displayed that state at least once. In Table 4 we report thenumber of infants demonstrating the onset an engagement state at 2, 3 or 4 months.

Table 4Frequencies of onset of each engagement state by age. Cumulative percentages report the aggregate percentage of infants that had displayed the engagementstate by each age or before.

2 months 3 months 4 months

UnengagementN 42 1 0% 97.7 2.3 0.0Cumulative % 97.7 100 100

OnlookingN 41 2 0% 95.3 4.7 0.0Cumulative % 95.3 100 100

Person engagementN 26 7 2% 60.5 16.3 4.7Cumulative % 60.5 76.8 81.5

Object engagementN 0 10 23% 0.0 23.3 53.5Cumulative % 0.0 23.3 76.8

Passive joint engagementN 5 22 12% 11.6 51.2 27.9Cumulative % 11.6 62.8 90.7

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Table 5Number of participants displaying the response patterns between each of the five engagement states.

Onlooking Person Engagement Object Engagement Passive Joint engagement10 01 10 01 10 01 10 01

Unengagement 2∗ 1∗ 17 1∗ 43 0* 36 0*Onlooking 16 1∗ 43 0* 36 0*Person engagement 32 8 28 10Object engagement 1* 22

Response pattern 10 indicates that the state in the row was passed before the onset of the state in the column. Response pattern 01 (*) indicated that theengagement state in the row has its onset after the state in the column. Patterns with frequencies below the tolerance level are flagged. Tolerance levelwas fixed at 3, equivalent to 5% of 43 participants.In the ordering-theoretic method, it is expected that if one ability i is precursor of ability j, the pattern 10 (presence of i, absence of j) should be observedoften, whereas pattern 01 (absence of i, presence of j) should be observed less than the fixed tolerance level. If patterns 10 and 01 have both frequenciesbelow the tolerance level, the two tasks are considered logically equivalent no task being a logical pre-requisite of the other. If both 10 and 01 responsepatterns display an excess of cases above the tolerance level, it is assumed that the two tasks are logically independent one from the other.

The majority of infants displayed unengagement and onlooking in the first session of the study at 2 months. Althoughperson engagement was displayed for relatively short periods of time across sessions (as reported in Table 2), the majority ofinfants (60%) displayed person engagement from the beginning of the study at 2 months. Only nine infants (21%) displayedperson engagement for the first time at a later age. Passive joint engagement and object engagement emerged later thanperson engagement. For the majority of participants (51%) passive joint engagement emerged at 3 months: there was asignificant increase in the cumulative number of infants that had engaged in passive joint attention by 3 months comparedto age 2 months (McNemar’s test, p < .001). A further significant increase in passive joint engagement was observed between3 and 4 months (McNemar’s test, p < .001). Object engagement emerged later than passive joint engagement: 54% of theinfants displayed object engagement for the first time at 4 months, a significant increase from 3 months (McNemar’s test,p < .001). Thus overall, most infants displayed person engagement by 2 months, passive joint engagement at 3 months, andobject engagement at 4 months.

To further investigate relationships between and individual differences in engagement states, we analysed the precursorrelationships between the onset of these abilities using Bart and Airasian’s ordering-theoretic method (Bart & Airasian, 1974).The rationale of this method resides on the assumption that if ability i is the prerequisite of ability j, a pattern whereby i isabsent and j is present should be observed less often than a fixed tolerance level (usually no more than 5% of participantsdisplaying this ‘disconfirmatory’ response pattern). In this analysis we considered the number of infants displaying a givenstate (e.g. person engagement) before the onset of another state (e.g. object engagement). The matrix of patterns of onsetfor engagement states is shown in Table 5, while in Fig. 3 we graphically represent the relationships between engagementstates supported by this analysis.

3.2. Relation between attention engagement and attention control

To examine the relation between attention engagement and attention control, we considered the performance of 28infants from the observational study who also had complete data for the experimental measure of attention control at 3 and4 months (reported in Perra & Gattis, 2010). We first investigated predictive relations between passive joint engagementin the observational sessions and checking back in the experimental sessions. Spearman’s correlations indicated that theamount of time spent in passive joint engagement at 2 months predicted the relative frequency of checking back displayed

Unengagement

Onlooking

Person

Engagement

Passive J oint

Engagement

Object

Engagement

Fig. 3. Relationships between onsets of engagement states.

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by infants at 3 months (� = 0.33, p = .046, one tailed test). The relationship between passive joint engagement at 2 monthsand checking back at 4 months was also positive, but small and not significant (� = 0.05, p = .40, one tailed test).

We then examined the relationship between stability of passive joint engagement attention and checking back, withthe hypothesis that infants consistently demonstrating this state by 4 months should perform better on the experimentalmeasure of social attention control. We divided infants into two groups according to the stability of time spent in passivejoint engagement during the 3- and 4-month sessions: stable passive joint engagement was defined as spending just as longor longer in passive joint engagement at 4 months as the previous month, while unstable passive joint engagement wasdefined as spending less time in passive joint engagement at 4 months than the previous month. Infants with stable passivejoint engagement showed more checking back compared to infants with unstable passive joint engagement: infants withstable passive joint engagement checked back on 51.6% of experimental trials at 4 months, whereas infants with unstablepassive joint engagement checked back on 30% of trials at 4 months t(24) = 1.77, p = .048 one tailed.

4. Discussion

We conducted a longitudinal study investigating developmental changes in attention engagement from 2 to 4 months.Although changes in visual attention are thought to be among the most significant areas of development in early infancy, andBakeman and Adamson’s (1984) categories of attention engagement have become foundational constructs in developmentalpsychology, to our knowledge, no study has used Bakeman and Adamson’s method to investigate how attention engagementdevelops before 6 months. Our study applied Bakeman and Adamson’s method to younger infants, and compared attentionengagement in naturalistic settings to attention control in an experimental setting. We were particularly interested in theemergence of passive joint engagement, and hypothesised that passive joint engagement is a consequence of emergingattention control, and would predict performance in a more demanding experimental context.

Our first analyses focused on identifying engagement states at each of the ages observed from 2 to 4 months. The resultsindicated a developmental transition in attention engagement at 3 months. From 3 months onward, infants engaged bothfor longer periods and in a wider variety of states. At 2 months infants spent most of the time unengaged or onlooking, butdid sustain face-to-face person engagement for short periods of time. At 3 months infants spent significantly more time inpassive joint engagement, and the majority of infants first demonstrated it at this age. At 4 months the time spent in passivejoint engagement again increased significantly, and object engagement emerged, with a significant increase in the amountof time spent playing with objects and a significant increase in the number of infants displaying this state for the first time.Our results demonstrate that infants are capable of passive joint engagement in the first months of life. Our interpretationfocuses on infants’ capabilities for attention engagement, not on the representativeness of engagement levels, because theinteractions we recorded were brief. The durations of interactions in our study were however comparable to other studiesof interactions at this age (e.g., Lavelli & Fogel, 2005).

Our results extend the findings of Bakeman and Adamson (1984), who reported that passive joint engagement is consistentfrom 6 to 18 months. We found that passive joint engagement increased from 2 to 3 months and again from 3 to 4 months. At4 months, the infants in our study spent approximately the same amount of time in passive joint engagement as the infantsin Bakeman and Adamson’s study, indicating that after emerging at 3 months, the state quickly reaches asymptote.

The results of our longitudinal analyses also highlight relations between engagement states. Person engagement, thefocus of many studies of early social interactions (e.g., Hsu, Fogel, & Messinger, 2001; Lavelli & Fogel, 2005; Markova &Legerstee, 2006), showed an independent developmental pathway compared to passive joint and object engagement, asillustrated in Fig. 3. Passive joint engagement was a pre-requisite for object engagement: the onset of passive joint engage-ment consistently preceded the onset of object engagement. This relation appears to reflect the limited prehensile skillsof infants during the first months of life (see Van Hofsten, 2004): passive joint engagement allows for caregivers to holdand manipulate objects, but object engagement requires that infants manipulate objects themselves. The relations betweenpassive joint engagement and object engagement thus suggest that parents play an important role in introducing infantsto the world of objects before they are able to reach and manipulate objects themselves, and more generally highlight theimportance of social context in attention engagement and joint attention (Gaffan, Martins, Healy, & Murray, 2010; Keller,Otto, Lamm, Yovsi, & Kärtner, 2008; Racine & Carpendale, 2007; Tremblay & Rovira, 2007). We suggest that passive jointengagement plays a transitional role, both developmentally and episodically. During passive joint engagement, an infant isable to capitalise on the social environment by attending to objects offered by others. This state can then allow the infant toexplore alone, once the social partner withdraws, or to engage with both the object and the social partner more fully, oncethe infant is capable of coordinated joint attention.

Previous studies have characterised the relation between person engagement and object engagement as one focus givingway to the other over time (e.g., Kaye & Fogel, 1980). Our results show a different relation: across the ages studied, personengagement was negatively related to passive joint engagement and object engagement. Person versus object engagementmay reflect longer-lasting individual differences. Future research might investigate the source of these differences, in par-ticular whether they arise from parental preferences, infant preferences, or some interaction between the two. A secondinteresting question for future research is whether these differences are transient or lead to other, subsequent differencesin behaviour. Similarly, future analyses may also benefit from considering the quality and quantity of parental input duringinteractions (e.g. time spent in face-to-face games) and how they relate to infant attention engagement longitudinally.

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The attention engagement states with caregivers reported here are consistent with recent experimental evidence thatinfants begin to follow the attention of social partners around 3 months (Gredeback et al., 2010; Perra & Gattis, 2010).Our design allowed us to test whether passive joint engagement is related to attention control, by comparing attentionengagement during observational sessions to performance on an experimental measure of attention following and checkingback (reported in Perra & Gattis, 2010). Although these analyses involved a smaller sample of infants who had complete datafor both measures, we found a significant positive relation between passive joint engagement and checking back. Futureresearch is needed to investigate this relation with a larger sample and more extended observations to allow for a fullerassessment of this important question.

In conclusion, attention engagement changes dramatically in early infancy, with passive joint engagement emerging at 3months. Passive joint engagement observed in caregiver interactions appears to reflect a general development in attentioncontrol, indicated by a positive relation between passive joint engagement in observational sessions and attention controlin an experimental measure. This study thus lays a foundation for future research investigating the influence of both infantand caregiver on the emergence of attention control.

Acknowledgments

The research reported here was supported by Grant R000223638 from the Economic and Social Sciences Research Councilof the United Kingdom to both authors and a Scholarship for Studies in Biological and Medical Sciences in Foreign Institutionsawarded (Pos. 204.5073) by the Italian Research Council (Consiglio Nazionale delle Ricerche) to Oliver Perra. Oliver Perra wassupported by an ESRC Post-doctoral Fellowship (PTA-026-27-1097) at Cardiff University while working on this manuscript.This research was conducted at the University of Sheffield. We thank all the parents and infants who participated, CarenFrosch for her many contributions to this work, including coordinating the testing, Raffa Carta and two placement studentsfor coding. We also thank Dale Hay for helpful comments and discussion.

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