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Capacity building in nursing and midwifery research and development:
an old priority with a new perspective
Tanya V. McCance, Donna Fitzsimons, Sinead Keeney, Felicity Hasson & Hugh P. McKenna
Accepted for publication 28 January 2007
Correspondence to T. V. McCance:
e-mail: [email protected]
Tanya V. McCance BSc MSc DPhil RN
Nursing R&D Director
Ulster Community and Hospitals Trust/
Reader,
University of Ulster,
Belfast, UK
Donna Fitzsimons BSc PhD RN
Director for Nursing R&D
Belfast City Hospital/Reader,
University of Ulster,
Belfast, UK
Sinead Keeney BA MRes
Senior Research Fellow
Institute of Nursing Research,
University of Ulster,
Belfast, UK
Felicity Hasson BA MSc
Research Fellow
Institute of Nursing Research,
University of Ulster,
Belfast, UK
Hugh P. McKenna BSc DPhil RN RMN RNT
FRCSI
Dean of the Faculty of Life and Health
Sciences
University of Ulster,
Belfast, UK
MM CC CANCE T. V. , F ITZSIMONS D. , KEENEY S. , HASSON F. & MCANCE T. V. , F ITZSIMONS D. , KEENEY S. , HASSON F. & M CC KENNA H. P.KENNA H. P.
(2007)(2007) Capacity building in nursing and midwifery research and development: an
old priority with a new perspective. Journal of Advanced Nursing 59(1), 57–67
doi: 10.1111/j.1365-2648.2007.04280.x
AbstractTitle. Capacity building in nursing and midwifery research and development: an old
priority with a new perspective
Aim. This paper is a report of a study to identify strategic priorities to inform the
development of a regional strategy for nursing and midwifery research and devel-
opment.
Background. Research capacity has been highlighted internationally as a crucial
element in the advancement of nursing and midwifery research and development.
Research capacity has been defined as that which relates to the ability to conduct
research. In a strategic context, however, there is a broader perspective that
encompasses activities related both to ‘using’ and ‘doing’ research.
Methods. A modified nominal group technique was employed. Three rounds were
used to identify the main strategic priorities for nursing and midwifery research and
development. Round one was based on the Delphi Technique and further rounds
were based on the nominal group technique approach. Data were collected during
February 2005. Participants (n ¼ 105) were those involved in the research and
development agenda for nursing and midwifery in Northern Ireland.
Findings. Capacity building was highlighted as a central component from the final
12 priorities, with three key areas identified: (1) the importance of strong and visible
leadership; (2) developing research expertise that will enable the profession to de-
liver programmes of research and (3) increasing the capacity of individuals and
organizations to engage in development activity.
Conclusion. The 12 priorities identified emphasize the need for a broad perspective
on building capacity that reflects involvement in a range of activities that span
‘research’ and ‘development’. This has important implications globally if nurses and
midwives are to develop the knowledge and skills required to engage in research and
development as an integral part of their practice. Embracing this broader perspective
has the potential to enhance performance that will contribute to continuous quality
improvement.
Keywords: Delphi technique, midwifery, nominal group technique, nurse educa-
tion, nursing, research and development, research capacity, research in practice
ORIGINAL RESEARCHJAN
� 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd 57
Introduction
Building nursing research capacity is recognized as a
significant challenge worldwide (Segrott et al. 2006) and
has been a clear focus in the policy debate for some time
(Rafferty & Traynor 1999, Wilson-Barnett 2001, Rafferty
et al. 2003). It is therefore not surprising that building
capacity has featured as a central theme in the strategy and
policy literature, with the clear message being that educa-
tional programmes and job opportunities are needed that
enable nurses and midwives to actively participate in research
(HEFCE 2001, UKCRC 2006). Identifying common goals is
an important first step in advancing this agenda. In this paper
we report the findings from the final phase of a regional
project, which resulted in the identification of 12 strategic
priorities for nursing and midwifery research and develop-
ment (R&D). The identified priorities relate to capacity
building at a variety of levels, suggesting that while building
research capacity is still a key priority in developing this
agenda, it may be timely to consider carefully what is
commonly understood by this term. Evidence from our study
suggests that a broader perspective on building capacity
within nursing and midwifery has the potential to enhance
performance across the spectrum of activity that constitutes
R&D. The focus, therefore, of our paper is on revisiting the
concept of capacity building for R&D and identifying
components that would advance policy and strategy in this
area.
Background
In placing the concept of capacity building within an
international context it is important to acknowledge that a
large proportion of the published literature in this area
originates in the United Kingdom (UK). This is evidenced in a
recent literature review undertaken by Segrott et al. (2006)
who reported that, of 33 studies with an empirical focus, 21
focused on the UK. Evidence suggests, however, that the
issues presented in our paper are of international relevance
(Greenwood & Gray 1998, Hartley 2005, Moreno-Casbas
2005).
Research capacity has been defined very specifically in the
literature as that which relates to the ability to conduct
research. Finch (2003) defined research capacity building as
‘enhancing the ability within a discipline or professional
group to undertake high-quality research’ (pp. 427). A
European scoping report also adopts a similar definition
referring to research capacity, capability and culture as
activity which ‘typically involves training nurses as research-
ers’ (Moreno-Casbas 2005, pp. 9). Capacity building, how-
ever, has been defined in much broader terms within some
strategy documents as that which encompasses a range of
research-related activities. McKenna and Mason (1998), pp.
112) discuss research capacity in terms of becoming
‘informed and critical consumers of research’ at one level.
They suggest, however, that it will only be a small percentage
of individuals in any given profession who will actually carry
out research. Similarly, the Scottish Executive (2002) discus-
ses levels of involvement ranging from developing research
awareness to acting as research collaborators, but highlights
the very real barriers that exist to individuals attaining these
competencies. This is reiterated by Newell (2002), from a
nurse education perspective, who argues that nursing is
currently in a weak position if a workforce is to be created
that has the capacity to understand, undertake, disseminate
and utilize research. In the context of our study, building
capacity is defined as that which focuses on the need for
educational programmes and job opportunities that enable
nurses and midwives to participate actively in R&D at a
variety of levels.
How we view building capacity is closely linked to how we
define R&D. ‘R&D’ is often used as a single term without
differentiation between activities that represent the ‘R’ and
those that represent the ‘D’. This distinction, however, is
worth making if the breadth of issues within R&D are to be
developed at a strategic level. The definition of ‘research’ used
for the purpose of the study was borrowed from the HPSS
Research and Development Strategy (R&D Office for the
HPSS 1999). As with many other definitions of research, the
focus is on knowledge generation. The definition of ‘devel-
opment’ draws on contemporary literature and has been
deliberately kept broad, so that it will encompass the range of
activities which focus on improving practice through know-
ledge transfer and research utilization (DoH 1993, Scottish
Executive Health Department 2002). The definitions are as
follows:
Research: the search for new knowledge using scientific methodol-
ogies and approaches (R&D Office 1999, pp. 27).
Development: the planned implementation and utilization of
evidence through the use of systematic processes of change (McCance
& Fitzsimons 2005).
Given that both activities are dependent on each other, the
nursing and midwifery professions need to achieve a balance
between ‘R’ and ‘D’. Knowledge generation in itself is merely
an academic endeavour unless successful approaches can be
identified to integrate evidence into practice. Equally, to
improve the quality of care, there is a need for evidence on
which to base changes in practice. This provides a strong
argument for building capacity at all levels.
T. V. McCance et al.
58 � 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd
A useful categorization presented by the R&D Office
(1999) in terms of the knowledge and skills required to build
capacity across the spectrum of R&D activity is presented in
Table 1. Level 1 points to evidence-based practice and the
skills required to understand and interpret the potential
benefits of research to practice. The application of these skills
in implementing evidence-based practice is increasingly
recognized as a complex activity. Furthermore, it has been
argued that evidence is only part of the formula that leads to
positive changes in practice. This is reflected in more than
two decades of international research identifying the barriers
to research utilization (Hunt 1981, Funk et al. 1991, Parahoo
2000, Nilsson Kajerno et al. 1998, McKenna et al. 2004).
The ‘Promoting Action on Research Implementation in
Health Services Framework’ developed within the UK repre-
sents a substantial body of knowledge that highlights the
importance of evidence, context and facilitation, and the
relationship between these elements in developing effective
change strategies to improve practice (Kitson et al. 1998,
Harvey et al. 2002, McCormack et al. 2002, Rycroft-Malone
et al. 2002, Rycroft-Malone et al. 2004). How practitioners
understand and work with these concepts in a systematic way
to effect change is what constitutes the ‘D’ of R&D.
The attainment of knowledge and skills at level 2 focuses
on direct research training and the ability to be involved in
the practice of research. This has been the key focus for
capacity building to date with funded opportunities for
doctoral level preparation becoming increasingly accessible
to nurses and midwives (HEFCE 2001, McCance &
Fitzsimons 2005). While progress has been achieved, with
rising investment in nursing and midwifery R&D, building
capacity and infrastructure remain important challenges
(Cook & Green 2000, Hartley 2005, UK Clinical Research
Collaboration (UKCRC) 2006).
Building capacity at the highest level (level 3) focuses on
career opportunities that can support and develop future
research leaders. The need for strong and visible leaders who
can proactively lobby and influence this agenda are identified
as important policy imperatives for nursing (UKCRC 2006).
This is the context in which the work of the UKCRC on
developing clinical academic careers has been driven forward.
The position on a European level would present a similar
picture with findings indicating that there is ‘a lack, for the
most part, of nursing research career pathways that straddle
clinical work and higher education and enhance the genera-
tion and utilization of research in practice settings (pp. 11).
Thus the international impetus for focusing on capacity
building as a means to enhance nursing and midwifery
productivity in this arena is evident.
The study
Aim
The aim of the part of our study presented in this paper was
to identify strategic priorities to inform the development of a
regional strategy for nursing and midwifery R&D.
The aims of the wider study of which it formed part were
to evaluate existing R&D activity in nursing and midwifery
in Northern Ireland, and engage with key stakeholders to
identify current strengths and weaknesses to facilitate
strategic planning for the next 3–5 years. The first stage of
this project was the development of a ‘R&D Best Practice
Framework’ for nursing and midwifery (McCance et al.
2006). This was used to evaluate R&D activity in a range of
organizations (Fitzsimons et al. 2006). This provided an
evidence base to inform the identification of future R&D
priorities, which comprised the second phase of the study.
This latter part of the study forms the basis for this paper and
had the following objectives:
• to inform key stakeholders on the current state of nursing
and midwifery R&D within Northern Ireland;
• to engage all key stakeholders in informed discussion and
debate through the use of consensus methods; and
• to gain consensus from this stakeholder group on the main
R&D priorities for the next 3–5 years.
Methodology
Consensus building, also known as collaborative problem-
solving or collaboration (Burgess & Spangler 2003), is a
process used to generate ideas, understand problems and to
settle complex, multiparty issues. Two of the most common
consensus building methods are the Delphi technique and the
nominal group technique (NGT).
The Delphi technique, originally developed by the Rand
Corporation in the USA, is a group facilitation technique
(Dalkey & Helmer 1963). The purpose of the technique is to
obtain consensus on the opinions of ‘experts’ through a series
Table 1 Levels of research and development (R&D) activity
Level 1: the need to educate and train practitioners to be aware of
research findings and research methodology and, through this
understanding, to be able to appreciate the significance and
potential benefits of research to their professional practice
Level 2: the need for direct research training through personal
involvement with and practice of research
Level 3: the need for continued personal career development of
specialist researchers and the development of future research leaders
R&D 1999, pp. 41.
JAN: ORIGINAL RESEARCH Capacity building in nursing and midwifery
� 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd 59
of structured questionnaires, commonly referred to as rounds
(Hasson et al. 2000). It does not use a random sample that is
representative of the target population; rather, the question-
naires are completed anonymously by ‘experts’ (Keeney et al.
2001). Panel members are selected because each is an expert
in the area in which the researchers are interested (Davidson
et al. 1997, Lemmer 1998, Green et al. 1999). This process is
used to gather opinion without the need to bring panellists
together physically. The responses from each round are fed
back in summarized form to the participants. The Delphi
technique is, therefore, an iterative multistage process
designed to combine opinion into group consensus (McKenna
1994, Lynn et al. 1998). Unlike other methods, however, it
requires a continued commitment from participants over a
series of rounds. The process can take up to several weeks
and is heavily dependent upon the participants having the
time to commit to it. An increasingly popular option to this
time-consuming approach is the use of email to distribute the
Delphi questionnaires (Jacobs et al. 2005).
The NGT was developed by Van de Ven and Delbecq
(1972). Participants are brought together for a discussion
using a highly structured group approach, led by a moder-
ator. This usually comprises four phases: silent generation of
individual ideas; round-robin recording of those ideas;
discussion and priority voting. ‘Nominal’ means that the
participants form a group in name only. For most of the
session, they do not interact as they would in other group
processes. Rather, this method encourages contributions
from everyone by allowing equal participation among group
members (Gibson 2001). The process begins with a question
being posed to the group. Individually and silently, partici-
pants write their answers or ideas. These are then shared in
‘round-robin’ fashion. Within the NGT, ideas are generated
in a short period of time and participants can see at first hand
the process of reaching consensus.
Each technique has strengths and limitations (Linstone &
Turoff 1975, Brahm & Kleiner 1996, Lang 1998). Never-
theless, both provide professionals with a format for
exploring opinions, reaching a consensus and re-evaluating
their original opinions. Both techniques minimize opportu-
nities for a few individuals to dominate the process. Some
studies have combined the two techniques to draw on their
strengths and overcome their individual weaknesses. For
example, Davidson et al. (1997) employed both methods to
identity the research priorities in mental health nursing from
the perspective of nurse clinicians and nurse academics in
Canada. The Delphi technique was used for data collection
purposes and the NGT was applied to ensure that all
participants were given the opportunity to express their
opinions and thoughts on the subject. In the context of our
study, the combined use of the Delphi Technique and the
NGT was identified as an appropriate approach to facilitate
the involvement of all key stakeholders in the discussion and
decision-making processes.
Participants
The participants comprised those who were involved in the
R&D agenda for nursing and midwifery in Northern Ireland.
Initially, a purposive sample of 105 respondents was
identified as having a vested interest in this agenda, and they
therefore constituted the expert group. These participants
were approached in writing, inviting them to give informed
opinion on R&D priorities. They included:
• representatives from health and care provider organiza-
tions such as directors of nursing, senior nurses with a
remit for research and development, and practitioners from
a variety of clinical areas (n ¼ 48);
• representatives from higher education institutions and
other education provider organizations ranging from
senior personnel such as deans and heads of school/
directors to staff who were working as postdoctoral
researchers (n ¼ 25);
• senior personnel from a selection of research funders
(n ¼ 6);
• joint appointees with shared posts between a higher edu-
cation institution and a health and care provider (n ¼ 5);
• representatives from government and professional bodies
(n ¼ 12);
• commissioners of health and care services (n ¼ 4); and
• lead researchers from other disciplines (n ¼ 5).
Data collection
Three rounds were used to identify the main strategic
priorities for nursing and midwifery R&D. Round 1 was
based on the Delphi technique and further rounds were based
on the NGT approach. The data were collected in February
2005.
Round 1: Delphi technique
The first round of the Delphi technique was conducted via
email and was based on 24 statements that represented the
key priority areas derived from a regional survey (Fitzsimons
et al. 2006). The validity of the 24 statements was tested with
the Project Steering Group comprising acknowledged experts
in the field of R&D. Participants were emailed a ques-
tionnaire with an explanatory covering letter and asked to
rate each of the statements on a 1–5 Likert-type scale
according to the level of importance, with one being the most
T. V. McCance et al.
60 � 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd
important and five being the least important. Participants
were asked to return their responses by email by an agreed
deadline. An email reminder was sent to all those who had
not responded within the timeframe. Data from round 1 of
the Delphi study were analysed and used as the basis for
round 2. The percentage frequency distribution for each item
was generated from the replies and was included in round 2
feedback. This enabled participants to take the majority
viewpoint into consideration before making their second
response.
Rounds 2 and 3: Consensus Conference using the NGT
approach
All participants who were invited to take part in round 1 of
the Delphi technique were also invited to attend a Consensus
Conference in which two rounds of the NGT approach were
conducted. The rationale for this decision was based on a
number of factors, but the primary reason was that the NGT
facilitates face-to-face dialogue and highly structured debate
which can be useful when gaining consensus from a group
who hold strong opinions. On a more practical level it is un-
likely that the sample would have had the time to commit to a
prolonged Delphi process through correspondence. In addi-
tion, the use of the NGT ensured that everyone had an equal
opportunity to present their ideas and to foster stakeholder
participation in planning and reaching group consensus.
To facilitate rounds 2 and 3, a highly structured NGT
approach was used during the Consensus Conference. A total
of 76 participants took part in round table discussions
(n ¼ 10). Each table had a trained facilitator to guide this
process. Round 2 required delegates to identify the 10
priority areas they considered to be the most important from
the full list of 24 statements. The scoring system used was
based on allocation of the highest score i.e. 10 to the most
important statement, then nine to the next most important
statement and then eight to the next important and so on,
until they reached one. Participants were provided with data
from round 1 which they could take into account, if they so
wished. Results were collated by the facilitators for each
table, and were then combined to obtain a picture of
consensus for the group as a whole. The facilitators did not
participate in the ranking process and were solely there to
facilitate discussion. The results from round 2 were then fed
into round 3, which required participants to refine their
selection to their top five priority areas. Again the highest
score of five was allocated to the most important statement,
then four to the next most important statement and so on.
They could take into account, if they so wished, consensus on
the most important areas derived from round 2, which again
were presented as frequency distributions for each item.
Collation of results was repeated as before with the final
outcome being a ranked list of priority areas based on their
level of importance on round 3 results.
Ethical considerations
The study was approved by the local Research Ethics
Committee. The usual assurances of anonymity and confi-
dentiality were given where appropriate, and informed
consent was obtained.
Data analysis
Responses to the Delphi questionnaire administered as round
1 of the process were analysed using the Statistical Package
for Social Science (SPSSSPSS version 11; SPSS Inc., Chicago, IL,
USA). Responses to NGT rounds 2 and 3 were collated and
used to rank order statements for each subsequent round. The
data were analysed by two independent researchers who did
not take part in any of the rounds of consensus building.
Results
The results from the Delphi technique and the NGT are
presented in relation to rounds 1, 2 and 3. Results from the
round 1 postal survey are presented in Table 2, which
includes percentage of participants rating each priority area
‘very important’. It is interesting to note that data from round
1 indicated that most participants considered all statements
to be of importance. The response rate to the emailed round 1
was 53% (56 of 105). Of the 105 invited to participant in
round 1, 76 (72%) participated in rounds 2 and 3. It must be
acknowledged that it is unusual to have a higher number of
participants in rounds 2 and 3 than in round 1, but this is
reflective of the modified consensus methodology used in our
study. Furthermore, justification for inclusion of a greater
number of participants in round 2 was that no statements
were dropped between rounds 1 and 2.
Results from rounds 2 and 3 are presented in Table 3 to
allow comparison. It is interesting to note that when
comparing results across the three rounds, four areas retained
priority throughout:
• the need for a vision;
• the need for a strong and visible leadership at senior level
within organizations to deliver on that vision;
• the need to integrate research and development into pro-
fessional practice; and
• the need to enhance regional strategic leadership.
It is important to highlight that all priority areas represen-
ted in the 24 statements were considered important, but for
JAN: ORIGINAL RESEARCH Capacity building in nursing and midwifery
� 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd 61
real progress to be made, selectivity and focus were required.
Based on the ranked list of priority areas following round 3,
the top 12 priority areas were carried forward into the action
planning stage. The selection of the top 12 as opposed to, for
example, the top 5 or 10 was based on the balance and
breadth of issues covered across the range of R&D activity.
Table 4 presents the agreed priorities, which were then used
as the basis for developing detailed action plans.
Discussion
On review of the 12 identified priorities, three key areas
emerge that have implications for building research capacity
consistent with the levels of R&D activity presented in
Table 1. The first area focuses on the importance of strong
and visible leadership, which is required for the development
of nursing and midwifery R&D regionally, nationally and
internationally (priorities 2, 3 and 5). The second area
focuses on building expertise that will enable the profession
to deliver programmes of research that are competitive in a
multiprofessional arena (priorities 8, 9 and 11). Finally, the
third area focuses on increasing the capacity of individuals
and organizations to engage in development activity (the ‘D’
of R&D) to effect changes in practice based on best available
evidence (priorities 6, 7 and 10).
Participants in this study articulated the need for nurses
and midwives to have influence at a high level regionally,
nationally and internationally. This was considered an
important skill for leaders working in R&D, requiring them
to think strategically in a broader health and care context
(McKenna & Mason 1998). A similar argument was pre-
sented by White (2002) who acknowledged the importance
Table 2 Results from modified nominal group technique – round 1
Research and development (R&D) priority areas
Round 1% rating
very important
A All organizations need a vision for R&D that can be translated into strategy, taking account of regional
developments
79%
D Strong and visible leadership for nursing and midwifery R&D activity should be present in all health and
personal social services trusts at a senior level
71%
B There is a need to enhance regional strategic leadership for nursing and midwifery R&D in Northern Ireland 68%
E R&D leads should have appropriate lines of influence and access to resources 66%
J It is important to identify mechanisms by which R&D activity is integrated into professional practice 66%
F There is a need to develop career opportunities within the health and personal social services for nurses and
midwives with R&D capacity
63%
I There should be a separate funding stream to support projects focusing in the ‘D’ of R&D 61%
U There is need to build capacity within nursing and midwifery to facilitate activities relating to the ‘D’ of R&D 59%
H We need to invest in developing ‘champions’ of nursing R&D activity, who have strategic influence at national and
international levels
57%
L There is a need to increase facilitation expertise at organizational level to promote the ‘D’ of R&D 55%
G There needs to develop strong links between leaders of R&D and the regional support mechanisms, (e.g.) Clinical
Research Support Centre, Programme Manager Nursing
46%
M Improved support mechanisms should be developed to enhance the quality of nursing and midwifery grant
applications
46%
R New opportunities are required which offer ring fenced, competitive funding to develop nursing and midwifery
research capacity at doctoral level
46%
V There is a need to increase opportunities for multidisciplinary working for the purposes of R&D 46%
W There is a need to explore innovative ways to develop multidisciplinary alliances for the purposes of R&D 41%
X There is a need to agree on an appropriate set of outcomes indicators for nursing and midwifery R&D 41%
P Stronger relationships should be developed between health and care providers and education providers 39%
N Education providers should invest in development of activity that supports their staff to undertake research
supervision
38%
T There needs to be increased emphasis on postdoctoral training opportunities to develop nurse researchers to become
principal investigators
38%
C The development of more joint appointments would enhance career opportunities 30%
K There is a need to explore how nurses and midwives can exploit governance structures for the purpose of R&D 30%
O There is a need to actively promote increased application rates of nurses and midwives to existing funding schemes 30%
S New opportunities are required which offer ring fenced, competitive funding to develop nursing and midwifery
research capacity at postdoctoral level
30%
Q Stronger relationships should be developed between charitable organizations 18%
T. V. McCance et al.
62 � 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd
of the strategic, as well as the operational, dimensions
of capacity building for health research in developing
countries. The centrality of visionary leadership as integral
to strategy development was highlighted by Fitzsimons et al.
(2006), with strategy providing the vehicle to translate vision
into operational goals. The evidence, however, suggests
that there is a significant variation in the level of nursing
involvement in government and government funded R&D
bodies, with few countries having nursing research strategies
or agreed nursing research priorities (Moreno-Casbas 2005).
Table 3 Results from modified nominal group technique – rounds 2 and 3
Research and development (R&D) priority areas
Round 2
Group Score
Round 3
Ranked Group Score
A All organizations need a vision for R&D that can be translated into strategy,
taking account of regional developments
465 197
D Strong and visible leadership for nursing and midwifery R&D activity should be
present in all health and personal social services trusts, at a senior level
430 177
J It is important to identify mechanisms by which R&D activity is integrated into
professional practice
326 138
F There is a need to develop career opportunities within the HPSS for nurses and
midwives with R&D capacity
262 77
B There is a need to enhance regional strategic leadership for nursing and
midwifery R&D in Northern Ireland
306 71
H We need to invest in developing ‘champions’ of nursing R&D activity, who have
strategic influence at national and international levels
217 51
U There is need to build capacity within nursing and midwifery to facilitate
activities relating to the ‘D’ of R&D
236 50
V There is a need to increase opportunities for multidisciplinary working for the
purposes of R&D
115 30
X There is a need to agree on an appropriate set of outcomes indicators for nursing
and midwifery R&D
62 27
L There is a need to increase facilitation expertise at organizational level to
promote the ‘D’ of R&D
169 23
O There is a need to actively promote increased application rates of nurses and
midwives to existing funding schemes
71 21
M Improved support mechanisms should be developed to enhance the quality of
nursing and midwifery grant applications
84 15
P Stronger relationships should be developed between health and care providers
and education providers
63 13
E R&D leads should have appropriate lines of influence and access to resources 119 11
T There needs to be increased emphasis on postdoctoral training opportunities to
develop nurse researchers to become principal investigators
54 11
K There is a need to explore how nurses and midwives can exploit governance
structures for the purpose of R&D
57 7
W There is a need to explore innovative ways to develop multidisciplinary alliances
for the purposes of R&D
70 6
Q Stronger relationships should be developed between charitable organizations 9 3
R New opportunities are required which offer ring fenced, competitive funding to
develop nursing and midwifery research capacity at doctoral level
58 2
I There should be a separate funding stream to support projects focusing on the
‘D’ of R&D
124 1
G There is need to develop strong links between leaders of R&D and the regional
support mechanisms (e.g.) Clinical Research Support Centre, Programme
Manager Nursing
53 0
C The development of more joint appointments would enhance career
opportunities
27 0
N Education providers should invest in development of activity that supports their
staff to undertake research supervision
27 0
S New opportunities are required which offer ring fenced, competitive funding to
develop nursing and midwifery research capacity at postdoctoral level
11 0
JAN: ORIGINAL RESEARCH Capacity building in nursing and midwifery
� 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd 63
The need to continue to develop politically minded research
leadership is crucial to the further advancement of the R&D
agenda (Rafferty & Traynor 2004).
The investment in senior leadership roles within organiza-
tions was a key priority that was ranked in the top five
throughout the three rounds. This type of strong and visible
leadership is important in building an organizational culture
that provides an environment that is both conducive to
research activity and to the implementation and evaluation of
best nursing practice (Scottish Executive Health Department
2002, Segrott et al. 2006). In a recent editorial, Jackson
(2005) called for ‘more nurses in places of influence – in
academia working towards professorships and at Trust Board
level’ (pp. 595). This is not surprising when data indicate that
professorial posts make up only 0Æ02% of the nursing
workforce. This represents 2Æ6% of the academic nursing
workforce, compared with 12% across the higher education
sector within the UK (O’Carroll & McMahon 2006).
The key priorities perceived to impact on building research
expertise at doctoral level focused largely on research funding
and the support required to successfully access available
funding opportunities. It can be argued that within the UK
funding opportunities for the professions are generally
improving. A good example is provided through the work
of Task Group 3 within the UK (HEFCE 2001). Its remit was
to enhance the contribution to research by members of the
nursing and allied health professions (Rafferty & Traynor
2003), which resulted in a dedicated research fund. The
opportunities to date, however, have tended to target
doctoral level preparation, with fewer directed to developing
programmes at postdoctoral level. Findings from the Eur-
opean scoping report (Moreno-Casbas 2005) support this
view, indicating that the vast majority of nurse researchers
obtaining doctorates and doing postdoctoral work do so on a
part-time, non-funded basis. The report from the UKCRC
(2006) emphasized this point further, citing that the nursing
and allied health professions proportion of research active
staff to total academic staff is 3Æ9%, compared with clinical
medicine at 42Æ5%. The report concluded that nurses are still
not making progress in sufficient numbers, as reflected in the
2001 Research Assessment Exercise.
The ability of nurses to perform in an increasingly
competitive arena is a further factor to be considered for
building capacity at this level. It has been argued that too few
nurses have the necessary skills to compete in the research
funding game (O’Carroll & McMahon 1999, Jackson 2005,
Fitzsimons et al. 2006). One indicator that provides evidence
is how infrequently nurses feature on grant applications to
major funding bodies, such as the Medical Research Council
or the Wellcome Trust (UKCRC 2006). This has implications
for how nurses and midwives develop programmes of
research and, more importantly, how they contribute to
multidisciplinary research. The support for the priority
relating to multidisciplinary working reinforces the view that
effective interprofessional partnerships are a key to improv-
ing the quality of nursing and midwifery R&D.
Building capacity to develop practice based on best
available evidence is fundamental in terms of advancing
R&D, but is the aspect that receives less attention. There was
a sense from the findings from the scoping exercise under-
taken as part of this study that there was greater focus on the
‘R’ of the R&D equation, with tangible markers of progress
reflecting this emphasis (Fitzsimons et al. 2006). The devel-
opment side of the agenda presents a significant challenge
(Rafferty & Traynor 1999), and reflects the reality of the
practice setting and the culture and context within which
nurses and midwives work. How evidence is used to improve
practice is complex and requires particular skills that include
facilitating and managing change (Harvey et al. 2002,
McCormack & Garbett 2003). It is therefore not surprising
that a focus within the identified priorities was on building
capacity for the ‘D’ of R&D, linking to the need to increase
facilitation expertise at organizational level to promote
development of practice. There is, however, a clear message
within the literature that suggests R&D activity is not always
Table 4 Top 12 research and development (R&D) priority areas
1 All organizations need a vision for R&D that can be translated
into strategy, taking account of regional developments
2 There is a need to enhance regional strategic leadership for
nursing and midwifery R&D in Northern Ireland
3 Strong and visible leadership for nursing and midwifery R&D
activity should be present in all health and personal social
services trusts, at a senior level
4 There is a need to develop career opportunities within the HPSS
for nurses and midwives with R&D capacity
5 We need to invest in developing ‘champions’ of nursing R&D
activity, who have strategic influence at national and
international levels
6 It is important to identify mechanisms by which R&D activity
is integrated into professional practice
7 There is a need to increase facilitation expertise at
organizational level to promote the ‘D’ of R&D
8 Improved support mechanisms should be developed to enhance
the quality of nursing and midwifery grant applications
9 There is a need to actively promote increased application rates
of nurses and midwives to existing funding schemes
10 There is a need to build capacity within nursing and midwifery
to facilitate activities relating to the ‘D’ of R&D
11 There is a need to increase opportunities for multidisciplinary
working for the purposes of R&D
12 There is a need to agree on an appropriate set of outcomes
indicators for nursing and midwifery R&D
T. V. McCance et al.
64 � 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd
valued as part of everyday practice (Gerrish & Clayton 2004,
Pravikoff et al. 2005). This places a responsibility on the
profession to explore and consider ways of integrating this
agenda into mainstream activity and the knowledge and skills
nurses and midwives require if they are to engage in R&D as
an integral part of their professional practice.
Study limitations
As with all research, our study has some limitations that
should be noted. The low-response rate to the Delphi
questionnaire in round 1 could have been improved if more
time and resources had been available for the study. While
Jacobs et al. (2005) point out that email lends itself to the
Delphi survey, an obvious limitation is that, despite having a
public email address, all participants may not access their
email regularly. The NGT also has a number of limitations
including the fact that the lack of anonymity can make
participants feel that they should be reserved in their
comments. Furthermore, ideas may be evaluated on their
source, rather than on their merit. Nonetheless, readers will
note that there were fewer participants (n ¼ 56) in round 1
than rounds 2 and 3 (n ¼ 76). While this is not typical of
consensus methodologies, it shows that senior policy makers
and strategists were more eager to attend a Consensus
Conference for face-to-face discussions than they were to
participate in the anonymous email Delphi phase.
Conclusion
Building capacity is the key building block for advancing
R&D within nursing and midwifery. The priority areas
identified from our study reinforce the need for a broad
perspective on building capacity that embraces the full
spectrum of R&D activity. This has important implications
in the current international climate where R&D should be
harnessed as important vehicles for improving the quality of
patient care. The range of knowledge and skills required to
deliver on this agenda are important indicators for building
capacity at different levels. Growing and mentoring nurse
and midwife researchers to influence regionally, nationally
and internationally, and to lobby decision-makers across the
sectors is becoming increasingly important, particularly in
light of the relentless changes experienced within health care.
While progress is evident in relation to building capacity for
conducting research, further investment is required to move
towards postdoctoral programmes that are more multi-
disciplinary in their approach. To build capacity for the ‘D’
of R&D nurses and midwives working at all levels need the
knowledge and skills required to value R&D as a legitimate
activity that can influence their professional practice. In
conclusion, we consider that continued investment is required
in this area and building capacity should remain a high
priority for those leading the R&D agenda, but we would
argue that the strategic drive needs to recognize and target
capacity in a broader context.
Acknowledgements
This project was commissioned by the Northern Ireland
Department of Health, Social Services and Public Safety, and
undertaken by the Northern Ireland Practice and Education
Council for Nursing and Midwifery in partnership with the
Research and Development Office for the Health and
Personal Social Services.
Author contributions
TMCC, DF, SK, FH and HMCK were responsible for the
study conception and design and TMCC and DF were
responsible for the drafting of the manuscript. TMCC, DF,
SK and FH performed the data collection and SK and FH
performed the data analysis. TMCC, DF, SK, FH and HMCK
made critical revisions to the paper. SK and FH provided
statistical expertise.
What is already known about this topic
• Building capacity is fundamental to the advancement of
nursing and midwifery research and development.
• Barriers to the progress of nursing and midwifery
research and development are well-rehearsed in the
literature.
What this study adds
• Nursing and midwifery need to adopt a broader per-
spective on capacity building than is conventionally
used in the international literature.
• Developing the required knowledge and skills to engage
in research and development activity at different levels
is fundamental to building capacity.
• Developing leaders at the highest level who can influ-
ence strategy and policy is crucial to the further
advancement of the research and development agenda.
• A focus on building capacity for the ‘development’ of
research and development at a strategic level is needed
to effect changes in practice based on best available
evidence.
JAN: ORIGINAL RESEARCH Capacity building in nursing and midwifery
� 2007 The Authors. Journal compilation � 2007 Blackwell Publishing Ltd 65
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