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“From zero to hundred”:
Defining Aggressive Challenging Behaviour in
Adults with Intellectual Disabilities
PSBS0015 MSc Final Research Project
Candidate Number: NDBY8
Word Count: 6214
Abstract
Aggression is a behaviour that could lead to many social issues. People with
intellectual disability (ID) have a higher chance of engaging in aggressive behaviour.
However, definition of aggression and its associations within routinely collected data
has not been previously ascertained. The current study investigated prevalence of
aggression and its association with demographic and clinical characteristics after
defining aggression in adults with ID with/without aggression using the Clinical
Record Interactive Search (CRIS) databases in South London and the Maudsley
(SLaM) National Health Service (NHS) Foundation Trust. Significant difference was
found between cases with and without aggression in diagnosis of comorbid physical
and mental illness, medication use and number of contacts with professionals. The
results demonstrated that aggression in adults with ID was significantly associated
with male, younger age, mild/moderate level of ID, severe mental illness (SMI),
substance misuse, psychotropics, laxatives and number of psychology contacts at
episode level. This finding has highlighted mental health need in this population and
anti-aggressive function of antipsychotics. Work from current study has provided
valid definition of aggression and valuable insights into the profile of aggression in
adults with ID, which can further contribute to designing of treatments and targeting
interventions for aggression in adults with ID. Further study could investigate the
associations with different severity levels and types of aggression in this population.
Contents
Introduction ........................................................................................... 4
Methodology ......................................................................................... 9
Setting & Study Design ........................................................................ 9
Participants .......................................................................................... 9
Inclusion Criteria & Measurement ...................................................... 10
Identification of ID and Autism ......................................................... 13
Aggression ......................................................................................... 13
Psychiatric Diagnosis ......................................................................... 13
Medication and Physical Health ......................................................... 14
Statistical Analysis ............................................................................. 14
Results ................................................................................................. 16
Sensitivity of the Aggression App ....................................................... 16
Demographic Characteristics ............................................................. 18
Univariate Analysis ............................................................................ 18
Regression Analysis........................................................................... 22
Discussion .......................................................................................... 24
Summary of Results ........................................................................... 24
Strengths and Weakness ................................................................... 25
Prevalence of Aggression .................................................................. 26
Clinical Characteristics of Aggression ................................................ 27
Implications ........................................................................................ 29
Conclusion .......................................................................................... 30
Acknowledgement .............................................................................. 31
Reference ............................................................................................ 32
Introduction
Aggression is a behaviour that presents in many species and often with an adaptive
function. In social psychology, aggression is defined as any behaviour directed
towards others that has an intention to cause harm, whereas the target does not
expect to be harmed and is motivated to avoid the harm (Stangor, 2014). The most
recent World Health Organisation (WHO) report on interpersonal violence estimated
that more than 1.3 million people die because of violence each year, accounting for
2.5% of the global mortality. According to Siegel and Victoroff (2009), there can be
two main types of aggression. One is hostile aggression, including affective,
impulsive and reactive aggression, usually triggered when a threatening stimulus is
perceived or real, and motivated by a desire to express emotions. The other type is
instrumental aggression, which is motivated by reaching a specific goal. Instrumental
aggression is usually planned and takes time to occur, whereas hostile aggression
can be a spontaneous response against negative emotions. In psychological and
behavioural studies, aggression is usually measured by observation, behavioural
self-reports, nominations, or archival reports. Researchers have been investigating
aggression in different populations to figure out the function of aggression in human
being.
Aggressive behaviour has been found linked to dysfunction in specific brain regions
that are associated with emotion regulation, including the limbic system, orbitofrontal
and dorsolateral prefrontal, anterior cingulate cortex and their activity imbalance
(Davidson et al.,2000; Bufkin and Luttrell, 2005). The limbic system is crucial for
emotional control, especially the amygdala, which has been found activated when
processing negative emotions in response to threat and punishment in the
environment and during arousal (Cardinal et al., 2002; Rodrigues et al., 2009). For
example, fMRI studies showed that activity in the amygdala seems to be greater
when the individual was presented with fearful facial expressions (Whalen et al.
2001). Impairment in amygdala can lead to deficits in specifically recognising fear,
and inability in predicting fear in the others (Cardinal et al, 2021). An association was
found between fearful-faces-related amygdala reactivity and impulsive aggression
(Cunha-Bang et al., 2017). Moreover, the relationship between amygdala and
adjustment of aggression has been supplied with evidence from studies with healthy
subjects (Matthies et al., 2012), neuropsychiatric disorders (Tebarte van Elst et al.,
2000a, 2003, 2007) and adolescents with conduct disorder (Sterzer et al., 2007,
Balia, 2020). Amygdala volumes was found to decline 16%-18% among healthy
individuals with higher scores in aggression (Matthies et al., 2012; Pardini et al.,
2014; Ruthirakuhan et al., 2018). What is worthy noting in clinical studies was that
the removing amgdala can help reduce aggression because of increased tolerance
towards provocation and decline in automatic arousal level (Gouveia et al., 2019).
Orbitofrontal and dorsolateral prefrontal cortex (OFC, DLPFC) and anterior cingulate
cortex (ACC) are also involved in self-control and regulation of negative emotions
like fear and anger. According to Davidson and colleagues (2000), these three areas
suppress negative emotion through inhibitory interconnections to the amygdala.
Impairments in OFC, DLPFC or ACC can make the individual less able to supress
negative emotions when responding to external events. Therefore, individuals with
such impairments can be hypersensitive and overreactive to triggering events. LPFC
and OFC are also linked to impulsivity control and aggression (Gansler et al., 2011).
fMRI evidence suggested that individuals with larger activation in the left prefrontal
cortex and right ACC were more capable of controlling their negative emotions
effectively compared to the ones with lower levels of activation (Dougherty et al.,
1999). Patients with damage in OFC were found to exhibit poor impulse control, a
lack of interpersonal sensitivity and therefore aggressive outbursts (Bufkin & Luttrell,
2005). Decreased ability to regulate emotion can increase the propensity for impulse
aggression and violence. The neurobiological explanation of aggression can be
important underpinning mechanism underlying many psychiatric disorders
characterised by emotional dysregulation provoked by negative stimuli (Siever,
2008).
There is strong evidence for the link between verbal and physical aggressiveness
and a range of psychiatric disorders. A systematic review reported that nearly 20% of
patients in acute psychiatric wards may display violent behaviours (Lozzino et al.,
2015). Genovese and colleagues (2017) observed 3800 psychiatric outpatients and
found that almost half reported their present subjective anger to be at moderate-to-
severe level and more than 20% showed moderate-to-severe levels of overt
aggression. Studies conducted among criminal offenders demonstrated that
attacking violence and sexual offences were more closely related to past or current
mental health difficulties than to other types of crimes (Silver et al., 2008; Siever,
2008). Therefore, aggression seems to have higher presence in individuals with
mental health problems. Healthcare staff working in clinical mental health settings
also report facing aggressive incidents initiated by patients during routine care (Kerr
et al., 2017; Bizzarri et al., 2020). For example, Jonker et al (2008) undertook a
survey in mental health nurses working in inpatient wards. The respondents reported
being regularly exposed to aggression in general. Male gender, substance use,
schizophrenia and lifetime history of violence were found to be the main risk factors
associated with aggressiveness and violent behaviours (Amore et al., 2008; Lozzino
et al., 2015). Tsiouris and colleagues (2011) undertook a large-scale observation
into the relationship between aggression and mental disorders using the Institute for
Basic Research – Modified Overt Aggression Scale (IBR-MOAS), providing a profile
of aggression in different mental disorders. According to their research, bipolar
disorder and impulse control disorder were found to be strongly related to all
domains of aggression assessed in the scale. Psychotic disorder appeared to be
associated with four domains except physical aggression against self (PASLF),
whereas anxiety was mostly linked to PASLF and verbal aggression against self
(VASLF). Depression was associated with VASLF, personality disorders with verbal
aggression against others (VAOTH), VASLF and PASLF; Obsessive Compulsive
Disorders (OCD) with physical aggression against objects (PAOBJ); and autism with
physical aggression against others (PAOTH), PAOBJ and PASLF.
Aggression may have a different function when presenting in individuals with
Intellectual disability (ID), which is characterized by intellectual adaption deficits with
onset in childhood (American Psychiatric Association, 2013). Challenging behaviours
in individuals with ID include aggressive behaviours towards others, self-injury,
destructive, and stereotypical behaviours (Bowring et al., 2019). Aggressive
challenging behaviour is a vital problem for individuals with ID and Autistic Spectrum
Disorder (ASD) (Visser and Teunisse, 2014), with a community prevalence of 8.3%
in adults with ID (Bowring et al., 2019). The high prevalence of aggressive behaviour
among adults with ID can pose negative impact not only on the individual’s personal
outcomes and life quality, but also on the mental health and wellbeing of their family
and caregivers.
Prevalence and types of aggressive behaviours in individuals with ID vary in different
research settings. Hogue and colleagues (2006) conducted a clinical-record-based
comparison using the Behaviour Rating Scale of the Emotional Problems Scales
(BRS-EPS) in three forensic services with different levels of security. The results
showed no difference in externalising behaviours including verbal aggression, non-
compliance or hyperactivity between offenders at different levels of security, but in
higher secure care, more offenders received higher scores on the sub-scales
measuring physical aggression and on the internalising behaviour problems
subscales. In inpatient settings, Tenneij and Koot (2008) investigated aggressive
behaviour through staff observation and reported that 72% of the behaviours were
outward directed mainly to staff (i.e., externalised) with equal distribution in both
genders. Hastings and colleagues (2013) also highlighted that context has the
strongest association with understanding aggressive challenging behaviour in this
population and social contextual processes are most responsible for the
maintenance of such behaviours.
Research investigating other underpinning correlates of aggressive behaviours has
produced equivocal results. A meta-analysis concluded that male gender,
severe/profound degree of ID and Autism diagnosis are the most significant
predictors of aggression in individuals with ID (McClintock et al., 2003). The
longitudinal cohort study by Cooper and colleagues (2009) partially supported the
results but also showed contradictions. They assessed additional factors such as
lifestyle, disabilities, development, support, problem behaviours and physical and
mental health in adults with ID through teo years and reported that female gender,
attention deficit hyperactivity disorders (ADHD), not having Down syndrome, not
living with a family carer, lower ability and urinary incontinence were linked to
aggressive behaviour in adults with ID. Tyrer and colleagues (2006) interviewed
adults with ID who were 20 years’ old and over using questions from Disability
Assessment Schedule (Holmes et al. 1982) and carer report of frequent and/or
severe physical aggression to others. They found that physical aggression happens
more fequently in men, younger adults, those with more severe ID and individuals
living in institutional settings, while lower prevalence in people with Down Syndrome.
Overall, the profile of aggression in people with ID seems to be inconsistent across
studies. Whilst predictors of aggression may differ between studies, there are certain
commonalities including more severe ID, living away from home and having ID due
to aetiologies other than Down Syndromes. It is likely that the inconsistencies are
related to methodological limitations of the studies and as yet there is not a unifying
theory that leads to generalisable conclusions.
Previous literature has identified risk factors and impact of challenging behaviour in
people with ID in different settings, but definition of aggression and its associations
within routinely collected clinical data has not been previously ascertained.
Aim and objectives
The aim of the current study is to define and validate aggressive behaviours in adults
with ID based on the Clinical Record Interactive Search (CRIS) databases in South
London and the Maudsley (SLaM) National Health Service (NHS) Foundation Trust.
A meaningful definition of aggressive behaviours was derived from structured CRIS
fields and open text using Natural Language Processing algorithms (NLP).
We investigated structured records of patients contributing data to CRIS in order to
draw a profile of aggressive behaviours in adults with ID in one mental health trust
(SLaM) by comparing the records with aggression documented and those without.
The first hypothesis was that adults with ID and aggression within episode will have
higher rates of comorbid physical and mental health issues (e.g. autism, ADHD,
severe mental illness or genetic disorder) compared to those with ID and no
aggression in episode. Second, we hypothesised that they would be more likely to
take medications regarding their physical and mental health issues. Third, that
people with ID and aggression are more likely to have increased number of
psychology and psychiatry contacts within their episodes compared to those without
aggressive challenging behaviour.
Methodology
Setting & Study Design
This study is a retrospective cohort design using routinely collected clinical records
from the Clinical Record Interactive Search (CRIS) database at SLaM, an NHS
mental health trust providing secondary mental health care to residents of four
London boroughs including Lambeth, Southwark, Lewisham and Croydon) of around
1.36 million. The use of electronic clinical records across SLaM services started from
2006 and CRIS was launched in 2008 to allow researchers to investigate electronic
clinical records with a permission of secondary data analysis. It contains anonymous
data for more than 27,800 patients who are receiving or previously received mental
health care. Data specification plan was conducted with inclusion criteria that are
variables that might have an association with aggressive behaviour in people with ID.
CRIS Natural Language Processing apps, structured field information from clinical
records were the main source of data and ICD-10 diagnostic codes were used as
identifier for physical and mental illness. The choice of inclusion criteria was based
on previous studies and advice from clinicians.
Participants
Episode-level records of adults with ID and with/without autism aged 18 to 65 years
at the first point of contact with the service were included in the study (mean age =
37.20, SD = 16.57). The mean episode length of the sample was 392.27 days (SD =
382.64). Sixty-one percent (N = 958) of the sample were male. The sample was from
diverse ethnic backgrounds, among which 50.4% were White, 31% were black, 4.9%
were Asian, 3.6% were mixed and 3% were from other ethnic groups. The CRIS
Natural Language Processing (NLP) algorithms were used to recognise all episodes
in the Mental Health of Learning Disability (MHLD) team in SLaM between
01/01/2014 and 31/12/2018. Other developmental disorders and aggression
documented in episode were also identified through the search. We found that 73.52%
of the sample had a record of aggressive behaviour (N=1158), whereas 26.48% did
not have any record within episode (N=417).
Inclusion Criteria & Measurement
The outcome is records of aggressive behaviours including verbal, physical and
sexual aggression over the cohort period (01/01/2014 to 30/12/2018). The exposure
variable is active face-to-face contact episode with ID services within this period
(start from 01/01/2014 but not necessarily end before 30/12/2018). We developed a
data specification plan with the search strategy for inclusion criteria, relevant
identifiers, and allowable values from CRIS dataset (see table 1). Demographic
information including date of birth (month/year), gender and ethnicity were routinely
recorded in the NHS electronic clinical records. The index date for age was set as
age at the point of admission to the service or at death. Ethnicity was mainly divided
into five categories: White, Black, Asian, mixed and other.
Table 1. Data Extraction Plan
Inclusion Criteria Identifier Allowable Values Description Source of Variable
Date of Birth Month/Year - - Structured field
Gender male/female male/female - Structured field
Ethnicity White/Black/Asian/Mixed/Other
White/Black/Asian/Mixed/Other - Structured field
ID Diagnosis Diagnosis of ID All episodes in MHLD teams in SLAM (total = 14, as per data specification) between 01/01/2014 and 31/12/2018
For an episode to be logged, the patient would have to be accepted to the relevant MHLD team.
Structured field
Level of ID F7*/F7*.1 Most recent diagnosis (patient level at anytime)
Diagnosis of Intellectual disability based on ICD-10. In the ICD-10 coding system, F7*refers to mental retardation (i.e. intellectual disability). F7*.1 is used to identify the extent of impairment of behaviour of the individual, where there is significant impairment of behaviour requiring attention or treatment.
ICD-10 Diagnostic Code
Number of episodes during care
- Episode level dataset - Structured field
Start date of episode and end date/ derived date – 31/12/2018
day/month/year Episode level dataset - Structured field
Psychiatric diagnosis
Non-affective psychotic disorders
F2* Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of non-affective psychotic disorders based on ICD-10. F2* represent a group of disorders including schizophrenia, schizotypal and delusional disorders in the ICD-10 coding system.
ICD-10 Diagnostic Code
Affective disorders (split bipolar/mania and depression
F3* Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of mood (affective) disorders based on ICD-10. F3* represents disorders in which the fundamental disturbance is a change in affect or mood to depression (with or without associated anxiety) or to elation in the ICD-10 coding system*.
ICD-10 Diagnostic Code
Personality disorders F6* Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of personality disorders based on ICD-10. F6*represents disorders of adult personality and behaviour in the ICD coding system.
ICD-10 Diagnostic Code
Substance misuse F10-F19 Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of substance misuse based on ICD-10. F10-19 represents mental and behavioural disorders due to psychoactive substance use in the ICD-10 coding system
ICD-10 Diagnostic Code
Other Developmental Disorders
F8* Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of substance misuse based on ICD-10. F80-
F89 represents disorders of psychological
ICD-10 Diagnostic Code
development. Within this category, F84
represents diagnosis of pervasive developmental disorders.
Positive on Aggression App y/n Within the episode are they positive? Count/document count per year as a proportion from start date to episode end 31/12/2018
Aggressive behaviour in patients, including verbal, physical and sexual aggression. Positive mentions include reported to be quite aggressive towards…, violence and aggression, requires continued management and continuous to reduce in terms of incidence etc.
NLP
Positive for Autism on App y/n Ever - NLP
Positive for Hyperkinetic Disorder on App
y/n Ever - NLP
Genetic Disorder
Down Syndrome Q90 Date of earliest diagnosis, date of earliest dx in episode
Diagnosis of Down Syndrome according to ICD-10. Q90 represents Down Syndrome in the ICD-10 coding system.
ICD-10 Diagnostic Code
Medication BNF 4.*Central Nervous
System
BNF 4.1 Hypnotics/anxiolytics
BNF 4.2 Antipsychotics
BNF 4.3 Antidepressants
BNF 4.4 ADHD
BNF 4.7 Analgesics
BNF 4.8 Anti-epileptic
BNF 5.* Infections
BNF 1.6 Laxatives
BNF 6.2 Thyroid
0/1 medication in episode Medications that are prescribed currently and in the past. It does not calculate daily dose of a drug.
British National Formulary (BNF) Drug code
Psychology involvement Number of psychology contacts per 6 months
Number of attended events per 6 months within episode dates
- Structured field
Nurse involvement Number of nurse contacts per 6 months
Number of attended events per 6 months within episode dates
- Structured field
Psychiatry involvement Number of psychiatry contacts per 6 months
Number of attended events per 6 months within episode dates
- Structured field
Footnotes: Cases with active face-to-face contact episode between 01/01/2014 to 30/12/2018 with LD services will be included in the dataset. Episode should start after 01/01/2014 but not necessarily end before 30/12/2018. *description from ICD-10 version (2016)
Identification of ID and Autism
Diagnosis of ID and autism was identified through CRIS. The patients would have to
have been admitted to the relevant MHLD team when an episode was logged.
Acceptance to the MHLD service would require clinician review of eligibility based on
standardised definitions of intellectual disability, such as IQ scores lower than 70,
functional ability in the intellectual disability range and issues arising during the
developmental period. Therefore, these were considered as the most trustworthy
criteria to make sure that individuals would have a valid diagnosis of ID. Autism was
also identified through NLP in the same way to ascertain whether an individual had
ever been diagnosed with autism in CRIS. Structured WHO ICD-10 diagnostic codes
F70-79/F70-79.1 (mild to profound mental retardation) were used to identify the level
of ID with F79 for unspecified mental retardation. Episode-level data such as number
of episodes during care, start and end dates of the episode before 31st December
2018 were also retrieved from the electronic records.
Aggression
We are primarily interested in externalising aggressive behaviours. Therefore, words
such as hitting out, aggression/live, kicking, screaming, throwing things, verbal
abuse, abusive behaviour, biting and punching will be recognised from the records.
Within the episode, the positive records of aggression derided from free text using
NLP were collected. More specifically, the positive mentions included ‘quite
aggressive towards…’, ‘violence’ and ‘aggression’, ‘requires continued management’
and ‘continuous to reduce in terms of incidence’ and more. We calculated the count
of positive mentions as a proportion from start date to the end as an accuracy
estimate of the Aggression NLP App. The App would be used in further analysis if
accuracy rate was higher than 85%, which was decided after consulting with
researchers and clinicians in the research group.
Psychiatric Diagnosis
Other psychiatric diagnoses were defined through ICD-10 diagnostic codes. We
extracted data on 1. Non-affective psychotic disorders identified by the code F2*,
representing schizophrenia, schizotypal and delusional disorders; 2. Affective
disorders including split bipolar/mania and depression identified by codes F3*; 3.
Personality disorders identified by F6* and 4. substance misuse identified by F10-19.
Psychology, psychiatry and behaviour support specialist involvements were
calculated by number of attended contacts every 6 months within episode dates. We
explored this category in order to examine whether such health professional
involvement were effective in reducing aggressive behaviour.
Psychotropic drugs including antidepressants (BNF4.3), anxiolytics/hypnotics
(BNF4.1), stimulants (BNF4.4), antipsychotics (BNF4.2), and mood stabilizers were
counted to whether the use of psychotropics could affect aggression in this
population.
Medication and Physical Health
Medication records were used as a proxy measure of physical health because
physical health was not well-recorded in CRIS. Records of medications prescribed
currently and in the past can provide some evidence on the individual’s physical
health status suggestive of target conditions and side effects. Medication prescription
was recognised through British National Formulary (BNF) drug codes. Prescription of
Analgesics (BNF 4.3) would imply a possible experience of pain in the individual,
whereas Infections (BNF5*), Laxatives (BNF1.6), Anti-epileptic (BNF4.8) and Thyroid
(BNF6.2) would indicate possible presence of infection, constipation, epilepsy and
hyperthyroidism respectively.
Statistical Analysis
Prior work was already completed that had identified the population likely to have ID
and the search described here was limited to this group rather than the whole CRIS.
After extracting the dataset, the variables in the data extraction plan were reviewed
and adjusted accordingly after consultation with clinicians on the reliability of the data
for each variable in the dataset. We excluded data from the Autism and Hyperkinetic
NLP Apps from the analysis considering the possibility of oversensitivity issue.
Instead, lifetime diagnosis of autism and hyperkinetic disorders were defined as
having pervasive developmental disorder (ICD-10 code: F84.x) and hyperkinetic
disorder (ICD-10 code: F90.x) recorded in the structured field. Mental illnesses were
combined into categories of Severe Mental Health Illnesses (SMI) and Common
Mental Disorders (CMD). The SMI category included diagnosis of schizophrenia,
mania and bipolar disorder, whereas depression, behavioural syndromes,
personality disorders, neurotic, stress-relate or somatoform disorders, and other
mood disorders were combined into the CMD category. Total numbers of contacts at
episode level were used for categories of psychology, nurse and psychiatry
engagement.
Statistical analysis was undertaken in the IBM SPSS software. As the original
dataset was stored in Excel spreadsheets, it was exported and encoded into SPSS
prior to data analysis. Gender was coded in 0/1, using male as the reference
category. Ethnicity were coded as ‘1’ for ‘White’, ‘2’ for ‘black’, ‘3’ for ‘asian’, ‘4’ for
‘mixed’ and ‘5’ for ‘other’. Different levels of ID were merged into ‘0’ for
‘other/unspecific/not recorded’, ‘1’ for ‘mild/moderate’ and ‘2’ for ‘severe/profound’.
Diagnosis of mental and physical diseases and uses of medication were coded into
‘0’ for ‘no’ and ‘1’ for ‘yes’.
We used descriptive analysis to characterise the cohort and we undertook a validity
check by running comparisons between different cohorts (i.e. people with comorbid
mental illness with/without aggression in episode) in the SPSS software. Chi-square
association tests were undertaken at the beginning of data analysis to explore the
association between aggression in episode and sociodemographic and clinical
variables. Normality of distribution for the numeric variables were assessed using the
Shapiro-Wilk test. The tested variable would not be normally distributed when
Shapiro-Wilk test was significant. We would use a parametric test (e.g., t-test) for
variables with normal distribution or a non-parametric test (e.g., Mann-Whitney U test)
for those without normal distribution. Either of the above tests was used to compare
age, length of episode and number of psychology, nurse or psychiatry contacts
between cases with or without aggression based on data distribution of the variable.
The variables with significant association to aggression were picked out for further
regression analysis. Afterwards, we conducted logistic regression analysis to
examine the contribution of each variable to a binary variable aggressive behaviour
(yes=aggression in episode).
Results
Sensitivity of the Aggression App
481 records were screened for the sensitivity estimation of the Aggression App.
During the process, a traffic light system was used to identify whether the record was
accurate for an inclusion of aggressive behaviour; accurate mentions were marked in
green as a ‘Yes’, those with mention of the word ‘aggression’, but no actual records
of aggressive incidents were marked in red as ‘No’ and those with unclear
`information on the aggression incidents were marked in amber as ‘Maybe’ (See
table). Hand annotation was added for the amber marks ‘Maybe’ for further
discussion with the wider group of researchers and clinicians and were finalised with
either ‘Yes’ or ‘No’. Within the 481 records checked and marked in colours, 380 were
‘Yes’ and 38 were ‘No’. The accuracy rate of the Aggression App was estimated as
90.90%, higher than the present level of 85%. Therefore, the App was deemed
reliable for use in further analyses.
Table 2. Examples of Aggression App Sensitivity Estimation
Patient ID Data Source Date Context String Evidence of Aggression
10040628
Summary of Need
27/06/2012
She will swear by using gestures (the V sign) as well as verbally. Swearing may be directed to those who are around her. Physical aggression – In this category of behaviour, ZZZZZ has the potential to hit staff. She may threaten to do so to begin with by waving and shaking her fist. This may then lead to actual hits, if she is close enough to do so.
Yes
10035773 Attachment
20/07/2015
After his father’s death, ZZZZZ acted as his mother’s carer as she was diagnosed with dementia, until her death in 2003. It seems this was a stressful period for ZZZZZ , and he described her extreme levels of confusion and agitation during this period. It seemed that ZZZZZ ’s mother at times did not recognise him and responded to him aggressively, escalating at points to threatening him with a knife. ZZZZZ also had a pet dog, Buster, who died in 2003. The loss of Buster at that time, so soon after the deaths of both parents, was significant for ZZZZZ .
No
10038459 Event 08/05/2012
I met witht he staff membmer on duty, Lynda White, who is a bank staff member. She works regulalry in the house and has known ZZZZZ for a long time. Completed the CBI - a total score of 14 for physical aggression and 14 for verbal aggression ---------------------------09 May 2012 09:21, Anne Parris
Maybe (Not sure what CBI stands for and the marking
criteria of the scale)
Demographic Characteristics
Table 3 indicates the demographic characteristics of patients with and without
aggression documented in episode. Statistically significant associations were found
between aggression and gender, 2(1) = 27.28, (p < .001), with males more likely to
have aggressive behaviours documented in episode. There was significant
association between ethnic groups and aggression, (2(4) = 32.93, p < .001). This
suggested significant association between ethnic group and aggression. In the group
of cases with aggression, half were White (53%, N = 590), a third were Black (33.2%,
N = 369), 6.5% were Asian (N = 72), 4.1% were mixed (N = 46), and 3.2% were from
other ethnic groups (N = 36).
Testing for normality, age variable was not normally distributed based on results
from Shapiro-Wilk test, W (1575) = 0.911, p < .001. We found a statistically
significant difference (U = 205898, p < 0.001) between the age at first contact with
the service for cases with aggression compared to those without.
Table 3. Demographic Characteristics of patients with/without aggression
Demographic Characteristics
Aggression (N=1158)
No Aggression (N=417)
Overall (N=1575)
Mean (SD) Mean (SD) Mean (SD) Mann-Whitney U p-value
Age 39.99 (16.20) 45.35 (16.32) 37.20 (16.57) 205899 < .001
N (%) N (%) N (%) Chi-square X2 p-value
Gender 27.279 < .001 Male 749 (64.7%) 209 (50.1%) 958 (60.8%) Female 409 (35.3%) 208 (49.9%) 617 (39.2%)
Ethnic Group (*missing data: 92/1575)
32.925 < .001
White 590 (53.0%) 204 (55.1%) 794 (53.5%) Black 369 (33.2%) 118 (31.9%) 487 (32.8%) Asian 72 (6.5%) 28 (7.6%) 100 (6.7%) Mixed 46 (4.1%) 10 (2.7%) 56 (3.8%) Other 36 (3.2%) 10 (2.7%) 46 (3.1%)
*Missing data is excluded from the analysis
Univariate Analysis
Episode length variable was not normally distributed according to Shapiro-Wilk test,
W (1575) = 0.844, P <.001. We found a significant difference (U = 342457, p < .001)
between the episode length for cases with aggression compared to those without
aggression.
More than half of the cases with mild or moderate ID demonstrated incidents of
aggression in episode (N=736, 63.6%, see table 4) whilst only 13.4% of cases with
severe or profound ID had aggression documented (N=155). (X2 (1, N = 1575) =
77,56, p < .001) (see figure 1).
Table 4. Level of ID in patients showing/not showing aggression in episode
Aggression (N=1158)
No Aggression (N=417)
Overall (N=1575)
Mean (SD) Mean (SD) Mean (SD) Mann-Whitney U p-value
Length of Episode 458.85 (406.56)
207.37 (218.28)
392.27 (382.64)
342457 < .001
N (%) N (%) N (%) Chi-square X2 p-value
Level of ID 77.556 < .001 Mild/Moderate 736 (63.6%) 177 (42.4%) 913 (58%) Severe/Profound 155 (13.4%) 50 (12%) 205 (13%) Other/Not Recoded/Unspecific
267 (23.1%) 190 (45.6%) 457 (29%)
Figure 1. Number of cases with different levels of ID with/without aggression
Aggression was found to have significant association with diagnosis of comorbid
physical and mental health issues (see table 5) including pervasive developmental
disorders [X2 (1, N = 1575) = 46.01, p < .001], hyperkinetic disorders [X2 (1, N =
1575) = 9.96, p = .002], treatment resistant depression [X2 (1, N = 1575) =
45.20, p < .01], SMI [X2 (1, N = 1575) = 27.12, p < .001], substance misuse
[X2 (1, N = 1575) = 6.110, p = 0.013], genetic, metabolic or chromosomal
abnormality [X2 (1, N = 1575) = 5.75, p = .017] and epilepsy [X2 (1, N = 1575) =
7.45, p = .006]. However, CMD and dementia did not have a significant statistical
association with aggression [X2 (1, N = 1575) = 2.22, p = .136; X2 (1, N = 1575)
= .32, p = .574 respectively].
Table 5. Comorbid physical and mental health issues in patients with learning Disability showing/not showing aggression in episode
Comorbid Physical and Mental Health Issues
Aggression (N=1158)
No Aggression
(N=417)
Overall (N=1575)
N (%) N (%) N (%) Chi-square X2 p-value
F84.x Pervasive Developmental Disorders
461 (35.1%)
89 (34.3%)
550 (34.9%)
46.008 < .001
F90.x Hyperkinetic Disorders 79 (5.0%)
11 (7.7%)
90 (5.7%)
9.963 .002
Dementia 46 (4.0%)
14 (3.4%)
60 (3.8%)
.317 .574
Severe Mental Illness (SMI)* 183 (15.8%)
24 (5.8%)
207 (13.1%)
27.115 < .001
Schizophrenia 156 (13.5%)
21 (5.0%)
177 (11.2%)
- -
Mania 4 (0.3%) - 4 (0.3%) - - Bipolar 34 (2.9%) 3 (0.7%) 37 (2.3%) - -
Common Mental Disorders (CMD)** 251 (21.7%)
76 (18.2%) 327 (20.8%)
2.218 .136
Depression 117 (10.1%)
37 (8.9%) 154 (9.8%) - -
Other mood Disorders 14 (1.2%) 3 (0.7%) 17 (1.1%) - -
-
Behavioural Syndromes 7 (0.6%) 2 (0.5%) 9 (0.6%) - - Personality Disorders 46 (4.0%) 9 (2.2%) 55 (3.5%) - - Neurotic, Stress-related, or Somatoform Disorders
124 (10.7%)
46 (11.0%) 170 (10.8%)
- -
Substance Misuse 20 (1.7%) 16 (3.8%) 36 (2.3%) 6.110
.013
Genetic, Metabolic, or Chromosomal Disorders
231 (19.9%)
61 (14.6%) 292 (18.5%)
5.745 .017
Epilepsy 146 (12.6%)
32 (7.7%) 178 (11.3%)
7.446
.006
*&**People could have more than one diagnosis; therefore, SMI and CMD are not add-ups of different diagnoses.
Aggression was also found to be significantly related to medications (see table 6)
including antipsychotics (X2 (1, N = 1575) = 128.32, p < .01) and other psychotropic
medications ((X2 (1, N = 1575) = 244.80, p < .01), analgesics ((X2 (1, N = 1575) =
48.12), p < .01), antiepileptics ((X2 (1, N = 1575) = 70.36, p < .001), infection
medications (X2 (1, N = 1575) = 15.48, p < .001) and laxatives (X2 (1, N = 1575) =
29.22, p < .001). Medications for thyroid disease did not show significant association
with aggressive behaviour (X2 (1, N = 1575) = 2.40, p = .238).
Table 6. Medication taken by patients with ID showing/not showing aggression in episode
Medication
Aggression (N=1158)
No Aggression (N=417)
Overall (N=1575)
N (%) N (%) N (%) Chi-square X2 P-value
Psychotropics Antipsychotics 467 (40.3%) 42 (10.1%) 509 (32.3%) 128.316 < .001 Other 798 (68.9%) 103 (24.7%) 901 (57.2%) 244.802 < .001
Other Medications Analgesics 229 (19.8%) 22 (5.3%) 251 (15.9%) 48.115 < .001 Antiepileptics 316 (27.3%) 31 (7.4%) 347 (22.0%) 70.357 < .001 Infection Medication 64 (5.5%) 4 (1.0%) 68(4.3%) 15.483 < .001 Laxatives 105 (9.1%) 5 (1.2%) 110 (7.0%) 29.219
< .001
Thyroid Medication 45 (3.9%) 11 (2.6%) 56 (3.6%) 1.393 .238
In terms of clinical contacts, we found a significant difference between all
professional contacts for cases with aggression compared to those without
(Psychology U = 287889, p < .001); (Nursing U = 275780, p < .001); (Psychiatry U =
332543, p < .001) (see table 7).
Table 7. Health Professional Involvement in episode
Health Professional Involvement
Aggression (N=1158)
No Aggression (N=417)
Overall (N=1575)
Min Max Mean SD Min Max Mean SD Min Max Mean SD
Psychology Contacts
0 34 1.61 3.06 0 13 .85 1.61 0 34 1.41 2.77
Nurse Contacts
0 43 .77 3.62 0 20 .18 1.41 0 43 .62 2.90
Psychiatry Contacts
0 37 1.15 2.31 0 7 .49 .93 0 37 .97 2.06
Regression Analysis
Results from univariate analysis including Chi-square association and Mann-Whitney
U tests suggested that age, gender, level of ID, diagnosis of comorbid physical and
mental disorders use of medication and health professional contacts had significant
association with aggression in episode.
Logistic regression was undertaken to determine the effects of the above variables
on the likelihood that patients have aggression documented in episode. The logistic
regression model was statistically significant, X2 (19) = 420.268, p < .001. The model
explained 34.2% (Nagelkerke R2) of the variance in aggression and correctly
classified 79.1% of cases. The variables showing significant association with
aggression were age, male, black ethnicity, severe/profound level of ID, length of
episode, severe mental illness, diagnosis of substance misuse, use of non-
antipsychotic psychotropics in episode, use of laxatives in episode and psychology
contacts (see table 8).
With every year increase in age, the odds of showing aggressive behaviour was
multiplied by 0.989. Because 0.989 is less than 1, any odds being multiplied by
0.898 would be decreasing. Thus, as age increases, the odds of having aggression
incidence in episode decrease (p= .019). Younger adults are, therefore, more likely
to show aggressive behaviours within episode. Males were found to be 1.673 more
likely to have aggression in episode compared to females (p< .001).
Patients with severe/profound level of ID were 55.5% less likely to show aggression
in the episode compared to those with mild/moderate ID (p < .001). As for comorbid
diseases, those with SMI (p = .04) and substance misuse were more likely (x 1.787)
to have records of aggressive behaviour.
Furthermore, patients taking other psychotropics episode were almost three times
more likely to exhibit aggressive behaviour (p < .001) and taking laxatives was
associated with a threefold increase in the likelihood of showing aggressive
behaviour (p = .024). Patients with aggression were also found to have more
psychology contacts in the episode (p < .001). With every increase in psychology
contacts, the odds of aggression was multiplied by 1.111.
Table 8. Logistic model for aggression in episode in adults with ID
Logistic Regression Model for Aggression in Episode
Predictor Variables Odds Ratio (OR) 95% CI p-value
Age .989 .981 - .998 .019
Gender 1.663 1.266 - 2.183 < .001
Ethnicity Black Ethnicity .773 .555 – 1.078 .129 Asian Ethnicity .570 .320 – 1.014 .056 Mixed Ethnicity 1.176 .516 – 2.679 .699 Other Ethnicity .571 .244 – 1.338 .197
Level of ID Severe/Profound ID .445 .329 – .602 < .001 Unspecific/Other Level of ID .567 .364 – .882 .012
Length of Episode 1.001 1.000 -1.002 .001
F84 Pervasive Developmental Disorder 1.330 .939 – 1.884 .108
F90 Hyperkinetic Disorder 1.106 .521 – 2.347 .793
Severe Mental Illness (SMI) 1.787 1.036 – 3.082 .037
F1 Substance Misuse .415 .179 – .963 .041
G40 Epilepsy 1.095 .552 – 2.172 .769
Genetic, Metabolic Disorders and Chromosomal Abnormality
.971 .579 – 1.628 .911
Antipsychotics 1.310 .813 – 2.110 .267
Other Psychotropics 2.900 1.946 – 4.320 < .001
Analgesics 1.233 .708 – 2.146 .459
Antiepileptics 1.487 .897 – 2.465 .124
Infection Medications 1.884 .606 – 5.859 .274
Laxatives 3.077 1.161 – 8.156 .024
Psychology Contacts 1.111 1.063 – 1.161 < .001
Nurse Contacts .992 .939 – 1.048 .773
Psychiatry Contacts 1.054 .962 – 1.154 .258
Discussion
Summary of Results
To sum up, younger age, male, mild/moderate level of ID, a longer length of episode,
diagnosis of severe mental illness, use of non-antipsychotic psychotropics, use of
laxatives, and higher number of psychology contacts were found to have significant
independent association with aggressive behaviour in adults with ID. The prevalence
of aggression in adults with ID referred to the ID service within SLaM was 73.52%,
almost nine times higher than the prevalence in the community sample estimated by
a previous study (Bowering et al., 2019). These results support the following
hypotheses. First, we found significantly higher rates of comorbid diagnoses of
pervasive developmental disorder, hyperkinetic disorder, SMI, substance misuse,
genetic, metabolic, and chromosomal disorders, and epilepsy in cases with ID and
aggression. Second, we found significant associations between aggression and
other psychotropics, analgesics, antiepileptics, infection medications and laxatives.
Patients taking those medications were more likely to have aggression documented
in their clinical record than those not taking these medications. This supported the
second hypothesis, implying a higher possibility of health issues including pain,
infections, epilepsy and constipation in those with aggression. Cases with ID and
aggression were found to have higher numbers of psychology, nurse and psychiatry
contacts than those without as hypothesised. This finding supported the third
hypothesis. Fourth, aggression was also significantly associated with demographic
factors, including age, gender and ethnic groups. Males and individuals with younger
age were more likely to display aggression. Those from a White ethnic background
had a higher likelihood of presenting aggressive behaviours in episode than
individuals from other ethnic backgrounds. In addition, cases with mild or moderate
ID and with longer episode lengths were found more likely to have aggression
documented in episode.
Strengths and Weakness
This study has several strengths. This is the first time in almost ten years that a
routine database has been used for investigating aggression in individuals with ID.
The use of a routine database provided a representative and large sample
containing people with different levels of ID who are in contact with community and
inpatient services. Clinical records can be an essential source of information that
reliably register and quickly gather patient demographic and clinical profiles at
different time points in a cost-efficient way. Routine records also enabled us to gain
valid and reliable measurements of clinical features captured by health professionals
working in clinical settings. The use of the Aggression App has supplied our study
with a comprehensive definition for aggression in the population with ID. Previous
studies on this topic mostly used observation, self-reports, or nominations by carers
to assess aggression in individuals with ID. In the current study, the Aggression App
based on electronic health records has gathered relevant information as listed above
and has included a validity check carried out by hand annotation, providing a
meaningful definition and sensitive evaluation of aggression.
There are also some limitations to the study. Firstly, patients in the cohort were
residents in South London because the database was based in the MHLD team in
SLaM. Clinical characteristics can vary by region. Thus, the sample might only be
representative for the region instead of a wider population, and results from the
current study might not be generalisable to other populations. Secondly, the
retrospective nature of the current database means that the data will be modified
over time with new records added to the dataset as the episode progresses. In this
case, the findings from the current study might not be replicable in the future. Thirdly,
the sample was biased, with more males than females in the record. This can be a
result of gender differences in the diagnosis of ID. Hence, the significant association
between gender and aggression can be affected by sampling bias. The age of the
whole sample has a positively skewed distribution with a median of 31.93, which
means the sample is relatively young. Lastly, although the study has included a
comprehensive definition of aggression, it is still a relatively brief overview on the
characteristics of cases with aggressive behaviour. We did not specify aggression
into detailed categories as it was done in Tsiouris et al. (2011). Therefore, we have
not included associations between clinical characteristics and more specific types of
aggression.
Prevalence of Aggression
The prevalence of aggression found in the current study provided further evidence
for higher likelihood of reported aggression in people living in institutional settings
than in community settings (Tyrer et al., 2006; Bowering et al., 2019). The results
together highlighted the influence of context on the individual’s behaviour. However,
this higher rate of aggression in institutional settings can result from selection bias,
where patients with ID would have a higher chance of having contacts with service
than those not having aggression. The result of aggression being more prevalent in
males and individuals with younger age is consistent with the pattern found in
studies on aggression with the general population (Betterncourt & Miller, 1996;
Björkqvist, 2018).
We found in the present study that aggression was more prevalent in cases with mild
or moderate levels of ID, in contrast with previous studies. According to the NICE
guidelines 2015, severe/profound ID was a risk factor for all aggression, including
physical, verbal and destructive aggression. When looking at specific types of
aggression, individuals with mild/moderate ID were more likely to have verbal
aggression than those with severe/profound ID (Crocker, 2006). However, studies
conducted in inpatient settings showed a higher possibility of physical aggression in
patients with mild/moderate ID (Ross, 1972), consistent with our current findings. It is
possible that aggression in patients with severe/profound level of ID was more
efficiently managed in inpatient settings than elsewhere, which implied a need for
improvement in interventions and management in other settings.
Clinical Characteristics of Aggression
Our study has found a significant distinction between the aggression and no
aggression groups in almost all the comorbid psychological and physical disorders
included, indicating a notable link between aggression and comorbid mental and
physical health issues. Interestingly, no significant differences were found between
the two groups regarding CMD diagnoses, while previous studies suggested
significant associations between aggression and depression, anxiety, personality
disorders and OCD respectively. The first possible explanation for this was that
combining independent variables into one might cause a decrease in internal
consistency and lack of accurate estimation for individual disorders. This could also
be a result of underdiagnosis for CMD in the population. In SMI, there are more
observable symptoms such as elevated mood and irritability in bipolar disorders and
positive symptoms in psychotic orders. At the same time, recognition of CMD, such
as affective disorders, rely more on expressive communication. Hurley’s (2008)
observation on depression in adults with ID pointed out that a significant number of
patients with ID were unable to meet the required number of DSM criteria for major
depression. Peña-Salazar and colleagues (2020) undertook a psychiatric
assessment in adult patients with ID with no prior psychiatric diagnosis and found
that 29.6% of the sample had a previously undiagnosed mental disorder.
Furthermore, affective disorders might be more related to self-injury than other
aggression types (Tsiouris et al., 2011).
However, only SMI and substance misuse had significant associations with
aggression after adjusting for covariates. This study also failed to find significant
independent associations between aggression and pervasive developmental
disorders and hyperkinetic disorder like previous studies found (e.g., Cooper et al.,
2009; McCathy et al., 2010). Diagnosis of other developmental disorders, including
pervasive developmental and hyperkinetic disorders, became insignificant for
aggression after controlling covariates. This might result from controlling for the level
of ID in the model because autism diagnosis was found to be more prevalent in
individuals with severe ID (McCathy et al., 2010). After controlling for mild/moderate
level of ID, the number of cases with pervasive developmental disorders diagnosis
may have reduced, and the association between autism and aggression became
non-significant.
Psychology contacts were found to be the only professional contacts that had a
significant independent association with aggression. For every increase in the
number of psychology contacts, the possibility of having aggression was multiplied
by 1.11. This means that cases with aggression almost all had at least one
psychology contact, suggesting a substantial role of psychological input in the
intervention and management of aggression in individuals with ID. Nevertheless,
there are still cases with aggression but zero psychology contact, suggesting a gap
between high mental health needs and low resource availability or access.
Researchers highlighted the increasing risk of mental health difficulties and the
corresponding need for mental health care in people with ID (Soltau et al., 2015;
Howlett et al., 2015). This finding has highlighted a high demand for a skilled mental
health workforce in the service.
Within the medication records, a significant contribution of psychotropics other than
antipsychotics was found in reducing aggression in this population. After controlling
for covariates, antipsychotics were found not significantly associated with aggression
anymore, whilst the association with other psychotropics remained significant. This
change has suggested that aggression might be treated adequately by
antipsychotics, whereas those taking other psychotropics still had aggression after
treatment. Consequently, indirect evidence was provided for the use of
antipsychotics in treating aggression in patients with ID.
Implications
Aggression is a vital issue in healthcare for people with ID, not only for the patients’
own wellbeing, but also for safety of their family and carers. Findings from our study
provided valuable insights into the profile of aggression in adults with ID, which could
be used in designing of management of behaviour and more targeting plans for
individuals in the future. According to the NICE Guideline 2015, interventions for
challenging behaviour in individuals with ID should be personalised based on their
own needs. There is broad agreement among psychiatrists that non-pharmacological
interventions should be the primary choice for treatment of aggression (Unwin, 2008).
From what we found in the study, aggression has a close association with mental
health and psychology contact is the first line of treatment of routine care. These two
findings together inferred a great demand of mental health support for individuals
with ID and aggression.
At the same time, use of antipsychotic medications seemed to play a crucial role in
the treatment of aggression. Consideration of using pharmacotherapy should not be
encouraged in management of aggression unless other treatment is not successful
(Ali, Blickwedel & Hassiotis, 2014). Previous studies on pharmacotherapy for
aggressive behaviours in people with ID highlighted overuse issues of antipsychotic
medications in treating aggressive behaviour. Despite the overuse issue of
medications, our finding has provided evidence for a possible anti-aggression
function of anti-psychotic medications. Considering the significant cases in current
sample with diagnosis of psychotic disorders, it is possible that aggression in the
population can be a consequential behavioural outcome of psychotic disorders in this
population. We strongly believe that further research must be conducted on
exploring and understanding the display of aggression in people with ID across the
age span and disability levels given the devastating impact of this disorder.
Conclusion
In conclusion, current study has provided a validation on definition of aggression and
found strong links between aggression and some clinical characteristics in adults
with ID in routine database. Cases with and without aggression were found to have
significant difference in many clinical characteristics. The variables making major
independent contribution to aggression in the population included male, younger age,
mild/moderate ID, episode length, SMI, not having diagnosis of substance misuse,
use of non-antipsychotic psychotropics and more psychology contacts. The use of
antipsychotics seemed to be properly treated because it did not appear in the
prediction pathway for aggression. This finding can be meaningful evidence for
research on pharmacotherapy for aggression in people with ID. Psychology contacts
was also found to play an important role in management of aggression, implying a
significant mental health need for this population. At the same time, autism did not
appear to have association with aggression as in the previous research. Further
study should further explore the profile by investigating the associations with severity
and types of aggression.
Acknowledgement
I would like to thank my supervisor Professor Angela Hassiotis who gave me this
opportunity to work on this project. I got to learn a lot from this project about
challenging behaviour in intellectual disability. I would also like to thank Professor
Andre Strydom and his team (Mr James Smith, Mr Asaad Baksh and Mr Rory
Sheehan) from King’s College London for the support and guidance they provided
throughout the process. Thanks to South London and Maudsley Hospital for
providing dataset for this project.
Lastly, I would like to extend my heartfelt thanks to my family and friends, especially
my parents. Without their help, this project would not be successful.
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