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Paralysie récurrentielle et goitre sous-sternal : une étude multicentrique italienne

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Please cite this article in press as: Testini M, et al. Recurrent laryngeal nerve palsy and substernal goiter. An Italian multicenter study. Journal of Visceral Surgery (2014), http://dx.doi.org/10.1016/j.jviscsurg.2014.04.006 ARTICLE IN PRESS +Model JVS-393; No. of Pages 7 Journal of Visceral Surgery (2014) xxx, xxx—xxx Available online at ScienceDirect www.sciencedirect.com ORIGINAL ARTICLE Recurrent laryngeal nerve palsy and substernal goiter. An Italian multicenter study M. Testini a,, A. Gurrado a , R. Bellantone b , P. Brazzarola c , R. Cortese d , G. De Toma e , I. Fabiola Franco a , G. Lissidini a , C. Pio Lombardi b , F. Minerva f , G. Di Meo a , A. Pasculli a , G. Piccinni a , L. Rosato g a Department of Biomedical Sciences and Human Oncology, Unit of Endocrine, Digestive and Emergency Surgery, University Medical School ‘‘A. Moro’’ of Bari, Bari, Italy b Department of Surgery, Unit of Endocrine Surgery, University Medical School ‘‘Cattolica del Sacro Cuore’’, Rome, Italy c Department of Surgery, Unit of General Surgery, University Medical School of Verona, Verona, Italy d Department of Neurological and Psychiatric Sciences, Unit of Physical and Rehabilitation, University Medical School ‘‘A. Moro’’ of Bari, Bari, Italy e Department of Surgery, Unit of General Surgery ‘‘P. Valdoni’’, University Medical School ‘‘La Sapienza’’, Rome, Italy f Department of Biomedical Sciences and Human Oncology, Unit of Medicine ‘‘A. Murri’’ University Medical School ‘‘A. Moro’’ of Bari, Bari, Italy g Department of Surgery, Endocrine Surgical Unit, Ivrea Hospital, Ivrea, Italy KEYWORDS Recurrent laryngeal nerve palsy; Total thyroidectomy; Substernal goiter; Cervico-mediastinal goiter; Thyroid surgery Summary The aim of this retrospective multicenter study was to verify whether the subster- nal goiter and the type of surgical access could be risk factors for recurrent laryngeal nerve palsy during total thyroidectomy. Between 1999—2008, 14,993 patients underwent total thyroidec- tomy. Patients were divided into three groups: group A (control; n = 14.200, 94.7%), cervical goiters treated through collar incision; group B (n = 743, 5.0%) substernal goiters treated by cervical approach; group C (n = 50, 0.3%) in which a manubriotomy was performed. Transient and permanent unilateral palsy occurred significantly more frequently in B + C vs. A (P .001) and in B vs. A (P .001). Transient bilateral palsy was significantly more frequent in B + C vs. A (P .043) and in C vs. A (P .016). Permanent bilateral palsy was significantly more frequent in B + C vs. A (P .041), and in B vs. A (P .037). Extension of the goiter into the mediastinum was associated to increased risk of recurrent nerve palsy during total thyroidectomy. © 2014 Elsevier Masson SAS. All rights reserved. Corresponding author. E-mail address: [email protected] (M. Testini). http://dx.doi.org/10.1016/j.jviscsurg.2014.04.006 1878-7886/© 2014 Elsevier Masson SAS. All rights reserved.
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ARTICLE IN PRESS+ModelJVS-393; No. of Pages 7

Journal of Visceral Surgery (2014) xxx, xxx—xxx

Available online at

ScienceDirectwww.sciencedirect.com

ORIGINAL ARTICLE

Recurrent laryngeal nerve palsy andsubsternal goiter. An Italian multicenterstudy

M. Testini a,∗, A. Gurradoa, R. Bellantoneb,P. Brazzarolac, R. Cortesed, G. De Tomae,I. Fabiola Francoa, G. Lissidini a, C. Pio Lombardib,F. Minervaf, G. Di Meoa, A. Pasculli a, G. Piccinnia,L. Rosatog

a Department of Biomedical Sciences and Human Oncology, Unit of Endocrine, Digestive andEmergency Surgery, University Medical School ‘‘A. Moro’’ of Bari, Bari, Italyb Department of Surgery, Unit of Endocrine Surgery, University Medical School ‘‘Cattolica delSacro Cuore’’, Rome, Italy

Please cite this article in press as: Testini M, et al. Recurrenmulticenter study. Journal of Visceral Surgery (2014), http://d

c Department of Surgery, Unit of General Surgery, University Medical School of Verona,Verona, Italyd Department of Neurological anUniversity Medical School ‘‘A. Me Department of Surgery, Unit oSapienza’’, Rome, Italyf Department of Biomedical ScieUniversity Medical School ‘‘A. Mg Department of Surgery, Endoc

KEYWORDSRecurrent laryngealnerve palsy;Total thyroidectomy;Substernal goiter;Cervico-mediastinalgoiter;Thyroid surgery

Summary The aim of this retrnal goiter and the type of surgicaduring total thyroidectomy. Bettomy. Patients were divided intgoiters treated through collar icervical approach; group C (n =

and permanent unilateral palsy

and in B vs. A (P ≤ .001). Transie(P ≤ .043) and in C vs. A (P ≤ .01in B + C vs. A (P ≤ .041), and in Bwas associated to increased risk© 2014 Elsevier Masson SAS. All

∗ Corresponding author.E-mail address: [email protected] (M. Testini).

http://dx.doi.org/10.1016/j.jviscsurg.2014.04.0061878-7886/© 2014 Elsevier Masson SAS. All rights reserved.

d Psychiatric Sciences, Unit of Physical and Rehabilitation,

t laryngeal nerve palsy and substernal goiter. An Italianx.doi.org/10.1016/j.jviscsurg.2014.04.006

oro’’ of Bari, Bari, Italyf General Surgery ‘‘P. Valdoni’’, University Medical School ‘‘La

nces and Human Oncology, Unit of Medicine ‘‘A. Murri’’oro’’ of Bari, Bari, Italy

rine Surgical Unit, Ivrea Hospital, Ivrea, Italy

ospective multicenter study was to verify whether the subster-l access could be risk factors for recurrent laryngeal nerve palsyween 1999—2008, 14,993 patients underwent total thyroidec-o three groups: group A (control; n = 14.200, 94.7%), cervicalncision; group B (n = 743, 5.0%) substernal goiters treated by50, 0.3%) in which a manubriotomy was performed. Transientoccurred significantly more frequently in B + C vs. A (P ≤ .001)nt bilateral palsy was significantly more frequent in B + C vs. A6). Permanent bilateral palsy was significantly more frequent

vs. A (P ≤ .037). Extension of the goiter into the mediastinum of recurrent nerve palsy during total thyroidectomy.rights reserved.

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Figure 1. A multidetector computed tomography scan with mul-tiplanar reformatting and volume-rendering reconstruction of theneck and chest shows an extension of the thyroid mass into theupper mediastinum.

patients underwent TT performed by highly experiencedsurgeons (> 100 thyroidectomies per year during the last5 years), using a standardized capsular dissection technique.Hemostasis was achieved with individual vascular controland division of the thyroid vessels using conventional lig-ature or with the Harmonic scalpel (Harmonic Wave and

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ntroduction

lthough the standardized capsular dissection technique isharacterized by low morbidity and virtually no mortality inatients with cervical goiters [1—4], especially when per-ormed in high-volume centers, there is still a relativelyigher reported incidence of postoperative hypoparathy-oidism and recurrent laryngeal nerve (RLN) palsy in casesf substernal goiter [5—7]. RLN palsy following total thy-oidectomy (TT) is a serious complication, which not onlyas a large clinical impact, but also has a medicolegal ones it can lead to accusations of malpractice [4,8].

The definition of substernal goiter is not standardized5,9,10]. Some studies considered only patients with anxtension of > 50% of the thyroid gland beyond the thoracicnlet [11], while others included cases where any part ofhe gland extended below the thoracic inlet [5,9]. There-ore, due to the differences in defining criteria, the recordedncidence of substernal goiter varies from 3% to 20% ofatients undergoing thyroidectomy [5—7,9—12]. The naturalvolution of substernal goiter is progressive growth, causingmpingement on surrounding anatomical structures, onsetf compressive symptoms, and higher risk of malignancy.herefore, TT, performed through a cervical or extracervi-al approach, is mandatory for the treatment of substernaloiter.

The aim of this study was to evaluate whether extensionf a goiter into the mediastinum was a risk factor for RLNnjury during TT performed using cervical or extracervicalpproaches.

atients and methods

his study was a multicenter retrospective analysis per-ormed on a population of patients that underwent TT.etween January 1999 and December 2008, patients whonderwent TT in five Italian Departments of Surgery withigh-volume of thyroidectomy (> 100 per year) were ana-yzed. Exclusion criteria were redo-surgery, concomitantrimary hyperparathyroidism, anaplastic carcinoma, need

Please cite this article in press as: Testini M, et al. Recurrenmulticenter study. Journal of Visceral Surgery (2014), http://d

or lymph node dissection, extensive surgery (i.e., laryn-ectomy plus thyroidectomy), subtotal and near totalhyroidectomy, lobo-isthmectomy, minimally invasive video-ssisted thyroidectomy (MIVAT), use of nerve monitoringystems, and patients lost during the follow-up.

After application of these exclusion criteria, 14,993atients were included in the study. Only patients inhom > 50% of the gland was located below the clavicleere considered to have a substernal goiter. The diag-osis was always confirmed by a multidetector computedomographic (CT) scan with multiplanar reformatting andolume-rendering reconstructions of the neck and chestFig. 1). All patients underwent a preoperative workuphat included measurement of thyroid function and auto-ntibodies, serum measurements of calcium, inorganichosphorus, and magnesium, plain chest and neck radiogra-hy. An evaluation of preoperative vocal cord function waserformed in all patients.

The study population was divided into three groups:roup A (control; n = 14,200, 94.7%), including patients withervical goiter treated by TT through a cervical collarncision (Fig. 2); group B (n = 743, 5.0%) with substernaloiter treated through a cervical incision (Fig. 3); group

(n = 50, 0.3%) in which TT was performed through aanubriotomy (Fig. 4). After written informed consent,

Fs

t laryngeal nerve palsy and substernal goiter. An Italianx.doi.org/10.1016/j.jviscsurg.2014.04.006

igure 2. Total thyroidectomy performed for a cervical goiter:chematic drawing.

ARTICLE IN+ModelJVS-393; No. of Pages 7

Substernal goiter and recurrent laryngeal nerve palsy

specifically, the mean age ± standard deviation was 55 ± 16

Figure 3. Total thyroidectomy performed for a substernal goiterthrough a cervical approach: schematic drawing.

Please cite this article in press as: Testini M, et al. Recurrenmulticenter study. Journal of Visceral Surgery (2014), http://d

Harmonic Focus, Ethicon EndoSurgery, Cincinnati, OH), andwas improved using bipolar scissors, and forceps, and bio-surgical agents, as also reported in our previous experience[13]. Both monopolar and bipolar electrocautery was alwaysavoided in close proximity to the nerves or parathyroidglands. When an intraoperative RLN transection was rec-ognized, it was repaired with a direct neurorrhaphy, andthe anastomosis was made with three or four stitches of 8-0or 9-0 nylon suture using microsurgical instruments and anoperating microscope.

In each patient, follow-up at 1 year was accomplishedby clinical visits, telephone or e-mail interviews. An inde-pendent and blinded ENT specialist performed a clinicalvoice assessment and fiberoptic laryngoscopy on all patientswith hypo-functioning vocal cords at the time of extubationor with an immediate or late postoperative voice change,dyspnea, or dysphagia. Vocal cord function was defined asnormal, unilateral or bilateral paresis (hypomotility withoutparamedian paralysis) or paralysis (absence of motility andparamedian position). In the analysis, paretic or paralyticvocal cords were grouped together as RLN palsy. When RLNpalsy was identified, the patient was seen in weekly follow-up in association with speech therapy and steroid medication

Figure 4. Total thyroidectomy performed for a substernal goiter throof the technique.

PRESS3

for the first 3 months, and thereafter every 4 weeks untilrecovery was obtained. The RLN palsy was considered per-manent, if it persisted beyond 6 months.

Statistical analysis

Comparisons among groups were made using Student’s t-testfor independent samples. Frequencies were compared usingthe Chi2 test. Odds ratios (ORs) and 95% confidence inter-vals (CIs) were calculated to estimate the association ofRLN palsy in cervico-mediastinal goiters. A P-value < .05 wasconsidered statistically significant. Statistical analyses wereperformed using Stata 12 software (StataCorp LP, CollegeStation, Texas, USA).

Results

Mean age of all patients was 55.8 years (range: 17—86);

t laryngeal nerve palsy and substernal goiter. An Italianx.doi.org/10.1016/j.jviscsurg.2014.04.006

in group A, 64 ± 13 in B + C, 63 ± 13 in B, 68 ± 11 in C,with significant statistical differences between B + C vs. A(P < .001), B vs. A (P < .001), C vs. A (P < .001) and C vs. B(P = .014). In the study population, 4858 (32.4%) patientswere men, distributed as follows: group A, 4565 (32.1%),B + C: 293 (36.9%), B: 269 (36.2%), and C: 24 (48%), with sig-nificant statistical differences between B + C vs. A (P = .005),B vs. A (P = .021) and C vs. A (P = .017). An immediate recon-struction of the injured RLN was performed in 12 patients(0.08%): 7 in group A (0.05%), 5 in group B (0.67%) and nonein group C (0%). A statistically significant difference wasfound when B + C (5 patients, 0.63%) was compared with A(P < .001) and in B vs. A (P < .001), while C vs. A and C vs. Bdid not show any significant difference.

Table 1 summarizes operating time, duration of drainand length of hospitalization. The overall mortality rate was0.007% (n = 1), due to an acute myocardial infarction, on the2nd postoperative day.

Table 2 shows the morbidity related to RLN injury. OverallRLN palsy rate was 4.6% in 14,993 patients. The transientRLN palsy rate was 3.5% and the permanent rate was 1.1%.

Temporary tracheotomy was necessary in three cases oftransient bilateral RLN palsy, and definitive tracheostomy intwo cases of permanent bilateral RLN palsy.

ugh a manubriotomy: schematic drawing and intraoperative image

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Table 1 Operating time, duration of drain and length of

Group A(n = 14,200)

Group B + C(n = 793)

Group

(n = 743

Operating time (mina) 87 ± 21 115 ± 38 110 ± 3

Duration of drain (hb) 38 ± 12 73 ± 19 70 ± 1

Length ofhospitalization (hb)

70 ± 10 89 ± 21 86 ± 1

Data are given as mean ± standard deviation.a Minutes.b Hours.c P-value is statistically significant.

iscussion

he incidence of substernal goiter in this study was 5.3%,onfirming the need to identify whether a correlation existsetween this condition and postoperative RLN palsy. Vocalord palsy is a well-recognized morbidity after TT and is

disabling sequel constituting the number one cause ofalpractice litigation following thyroid surgery [8]. The

eported incidence varies widely in the literature, depend-ng on definition, patient selection, surgical volume, typef operation, and admission diagnosis. Transient RLN palsyhows an incidence of 0.5—18%, while permanent RLN palsyccurs less frequently (0—5.8%) [2,4].

Several mechanisms have been proposed to explainnjury to the RLN, including clamping, stretching, liga-ure entrapment, transection, perineural devascularisation,ompression by hematoma and electrothermal effect. How-ver, even when visual confirmation of nerve integritys obtained during surgery, an unexpected rate of post-perative palsy continues to be observed [8,10]. Thisemonstrates the extreme vulnerability of the nerves dur-ng surgical dissection, mostly in the course of prolongedperations such as those for recurrent goiter, advancedalignancy or substernal goiter. Indeed, literature reports

Please cite this article in press as: Testini M, et al. Recurrenmulticenter study. Journal of Visceral Surgery (2014), http://d

how the overall incidence of RLN palsy after TT for sub-ternal goiter to be higher compared to the same operationor cervical goiter [1,4,5,11], reaching up to 20% [12]. In oureries, while the overall RLN palsy rate (4.6%) in group B + Cppears to be similar to that reported in literature [2—6],ith an 3.5% incidence of transient palsy and a 1.1% inci-ence of permanent palsy. Accordingly, transient unilateralLN palsy is the most frequently recorded complication.owever, comparing group B + C with control, this studyhowed that RLN palsy was mainly associated with patientsaving a substernal goiter. Moreover, the significant asso-iation of permanent unilateral, transient unilateral, andermanent bilateral forms of palsy in group B representsery interesting data. We believe these complications coulde the effect of an underestimated disease managed by blindntraoperative finger maneuvers through a cervical incision.

Some authors assert that an extensive dissection of theerves increases the rate of RLN palsy and recommend thaterve exposure be as minimal as possible [14,15]. However,e agree with others [1,4] that careful dissection and expo-

ure of the RLN during TT should be a necessary procedureo preserve the integrity of the nerve, because we believehat you can only safeguard what you see. In this respect,he use of intraoperative neuromonitoring seems advis-ble [4,16]. However, in this reported experience, use of a

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Group C(n = 50)

B + C vs. AP

B vs. AP

C vs. AP

C vs. BP

194 ± 41 < .001c < .001c < .001c < .001c

121 ± 11 < .001c < .001c < .001c < .001c

134 ± 46 < .001c < .001c < .001c < .001c

eurostimulator device represented an exclusion criterionue to the disparity of its use in the different centers, mean-ng that it would lead to bias in the method. Having said this,n our previous experience the use of loupe magnification3×) during thyroid surgery [17] allowed a faster and saferdentification of the nerve, and also allowed an easier dif-erentiation between recurrent nerve and inferior laryngealrtery, thanks to the magnification of vasa nervorum andasa vasorum, respectively. Furthermore, in order to avoidLN injury, excessive traction of the gland during dissectionf the nerve from Berry’s ligament should always be avoided.his is, in fact, the most common site of inadvertent nerveransection or electrothermal damage, as reported in theiterature [2,4], and large goiters, particularly substernalnes, are at major risk [6,10,11].

Postoperative cervical hematoma occurs infrequently buts a potentially life-threatening complication, occurringn 0.3—4.2% of patients after thyroidectomy [15,18—25].lthough many reports have shown no superiority of theystematic use of drains in terms of preventing postopera-ive hematoma, many surgeons continue to drain [26—28].isk factors for postoperative cervical hematoma after thy-oidectomy have been shown to include the use of a drainr hemostatic agent, Grave’s disease, benign pathology,

t laryngeal nerve palsy and substernal goiter. An Italianx.doi.org/10.1016/j.jviscsurg.2014.04.006

oncurrent use of antiplatelet or anticoagulation medica-ions, and increased volume of the pathology specimen21,26,29,30]. In our practice, we prefer to continue tose a drain, especially in patients with retrosternal and/orntrathoracic goiter, or when the patient is on anticoagu-ant treatment [31—33]. We believe that the use of a drainill not prevent a postoperative hematoma but will allowetter monitoring of the postoperative course in case ofostoperative hematoma.

According to previous reports, a cervical approach forubsternal goiter management can be adequate in theajority of cases [1,5,6,34]. In selected cases, the use

f Fogarty catheter to help externalize the intrathoracicortion of the gland could be useful tanned help prevent theeed for a sternotomy, as reported in our previous experi-nce [35]. In this study, sternotomy was never performedecause manubriotomy has allowed surgeons to obtain aafe exposure of surrounding and structures and great ves-els when needed. Manubriotomy was carried out in 6.3% ofatients of this series, and was associated with a significantncrease of operating time, duration of drainage and lengthf hospitalization (Table 1). The incidence of sternotomysternal split) ranged from 1 to 45% in previous reports ofatients with substernal goiter, predominantly for intratho-acic gland, involvement of the posterior mediastinum,

Please cite

this article

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as: Testini

M,

et al.

Recurrent laryngeal

nerve palsy

and substernal

goiter. An

Italianm

ulticenter study.

Journal of

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Substernal goiter

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Table 2 Postoperative RLN palsy.

RLNa palsy, n (%) Group A(n = 14,200)

Group B + C(n = 793)

Group B(n = 743)

Group C(n = 50)

ORb (95% CIc)

B + C vs. A B vs. A C vs. A C vs. B

Transient unilateral 455 (3.2) 44 (5.5) 40 (5.4) 4 (8) 1.77(1.29—2.44)P < .001f

1.72(1.23—2.40)P = .001f

2.63(0.94—7.33)P = NSd

1.53(0.52—4.46)P = NSd

Permanent unilateral 143 (1) 26 (3.3) 24 (3.2) 2 (4) 3.33(2.18—5.09)P < .001f

3.28(2.12—5.09)P<.001f

4.10(0.99—17.01)P = NSd

1.25(0.29—5.44)P = NSd

Transient bilateral 24 (0.2) 4 (0.5) 3(0.4) 1 (2) 2.99(1.04—8.65)P = .043f

2.39(0.72—7.97)P = NSd

12.05(1.60—90.87)P = .016f

5.03(0.51—49.29)P = NSd

Permanent bilateral 1 (0.007) 1 (0.1) 1 (0.1) 0 (0) 17.92(1.12—286.89)P = .041f

19.14(1.20—306.24)P = .037f

NAe

P = NSdNAe

P = NSd

a Recurrent laryngeal nerve.b Odds ratio.c Confidence interval.d Not significant.e Not applicable.f P-value is statistically significant.

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nd malignancy with infiltration into surrounding structures1,5,6,9,11,12]. This study demonstrated that the use ofanubriotomy was not associated with an increased risk ofLN palsy in comparison with excision of mediastinal goi-ers managed through a cervical approach. However, currentata do not support the liberal use of manubriotomy. We rec-mmend a careful preoperative evaluation, using magneticesonance imaging or CT scan with multiplanar reformat-ing and volume-rendering reconstructions of the neck andhest, to evaluate anatomical landmarks and reduce theumber of cases requiring an intraoperative decision toerform a sternal split [1,4,7]. We believe that a multidisci-linary collaboration between endocrine and cardiothoracicurgeons should be promoted based on the preoperative clin-cal and radiologic findings in order to avoid intraoperativemprovisation, hazardous digital dissection of mediastinalomponents, or even improper sternal split.

onclusion

n conclusion, this study demonstrated that TT can be per-ormed safely and effectively through a cervical approachn the majority of patients with substernal goiter. Evenhough the mediastinal extension of goiters is associatedith an increased risk of RLN palsy, detailed preoperativeiagnosis and proper surgical management performed inpecialized high-volume centers could improve this specificutcome. The extracervical approach should be reservedor selected cases where the presence of a large thyroidass with bilateral extension into the upper mediastinum,

uspicion of infiltration into surrounding structures, andhen the control of the intraoperative hemostasis becomesifficult in patients with bleeding coming from the medi-stinum.

isclosure of interest

Please cite this article in press as: Testini M, et al. Recurrenmulticenter study. Journal of Visceral Surgery (2014), http://d

he authors declare that they have no conflicts of interestoncerning this article.

eferences

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ARTICLE IN+ModelJVS-393; No. of Pages 7

Substernal goiter and recurrent laryngeal nerve palsy

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32] Memon ZA, Ahmed G, Khan SR, et al. Postoperative use of drainin thyroid lobectomy — a randomized clinical trial conductedat Civil Hospital, Karachi, Pakistan. Thyroid Res 2012;5(1):9.

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t laryngeal nerve palsy and substernal goiter. An Italianx.doi.org/10.1016/j.jviscsurg.2014.04.006

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