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www.jcrpjournal.com Pulmonary Rehabilitation / 141
■ The multidisciplinary treatment of pulmonary rehabilitation (PR), whichincludes exercise training, self-management education, and psychosocialand nutritional intervention, is now a standard of care for chronicobstructive pulmonary disease (COPD) and has been incorporated intomajor guidelines. We must now focus efforts on improving its impact andwidening its applicability. What is the direction of PR; where does it fit inthe comprehensive care of the COPD patient; and how can cliniciansbest apply this important intervention? This was the charge of the round-table discussion, Pulmonary Rehabilitation: Moving Forward, involving20 experts from North America and Europe, which was convened in FortLauderdale, Florida, in early 2008. It is not meant to be an exhaustivereview; rather, this report summarizes the roundtable proceedings, whileproviding direction to best position PR into the continuum of COPD care.By consensus, it was agreed upon that although PR is effective for otherchronic respiratory diseases, the discussion focus was COPD since most
Pulmonary Rehabilitation
WHAT WE KNOW AND WHAT WE NEED TO KNOW
Linda Nici, MD, Jonathan Raskin, MD, Carolyn L. Rochester, MD, Jean C. Bourbeau, MSc, MD,Brian W. Carlin, MD, Richard Casaburi, PhD, MD, Bartolome R. Celli, MD, Claudia Cote, MD, Rebecca H. Crouch, PT, MS, CCS, Luis F. Diez-Morales, MD, Claudio F. Donner, MD, Bonnie F. Fahy, MN, RN,Chris Garvey, MSN, FNP, MPA, Roger Goldstein, MBChB, Alison Lane-Reticker, MD, Suzanne C. Lareau, MS, RN,Barry Make, MD, François Maltais, MD, James McCormick, MD, Michael D.L. Morgan, MD, Andrew L. Ries, MD, MPH, Thierry Troosters, PhD, PT, and Richard ZuWallack, MD
Author Affiliations: Providence VA Medical Center, Brown University School of Medicine, Providence, Rhode Island (Dr Nici); AlbertEinstein College of Medicine, Alice Lawrence Center for Health and Rehabilitation, Beth Israel Medical Center–Petrie Division, New York(Dr Raskin); Section of Pulmonary and Critical Care, Yale University School of Medicine, and Medical Director, Pulmonary Rehabilitation,VA Connecticut Healthcare System, West Haven, Connecticut (Dr Rochester); Respiratory Division, Department of Medicine, MontrealChest Institute, MUHC, McGill University, Montreal, Quebec, Canada (Dr Bourbeau); Allegheny General Hospital, PulmonaryRehabilitation, Lifeline Specialty Centers, Drexel University School of Medicine, Pittsburgh, Pennsylvania (Dr Carlin); RehabilitativeSciences, Los Angeles Biomedical Research Institute at Harbor–UCLA Medical Center, UCLA School of Medicine, Torrance, California (Dr Casaburi); Caritas St. Elizabeth’s Medical Center, Tufts University School of Medicine, Boston, Massachusetts (Dr Celli); University ofSouth Florida, Bay Pines, Florida (Dr Cote); Duke Center for Living, Durham, North Carolina (Ms Crouch); Section of General InternalMedicine and Ambulatory Services, St Francis Hospital & Medical Center, University of Connecticut, Hartford (Dr Diez-Morales); MondoMedico, Multidisciplinary and Rehabilitation Outpatient Clinic, Italian Interdisciplinary Association for Research in Respiratory Diseases,Borgomanero, Italy (Dr Donner); St Joseph’s Hospital and Medical Center, Phoenix, Arizona (Ms Fahy); Seton Pulmonary and CardiacRehabilitation, Daly City, and University of California, San Francisco (Ms Garvey); West Park Healthcare Center, University of Toronto,Toronto, Ontario, Canada (Dr Goldstein); University of Connecticut School of Medicine, Farmington (Dr Lane-Reticker); College of Nursing,University of Colorado, Denver (Ms Lareau); Division of Pulmonary Sciences and Critical Care Medicine, National Jewish Health, Universityof Colorado School of Medicine, Denver (Dr Make); Centre de Pneumologie, Hospital Laval, Universite Laval, Quebec, Canada (Dr Maltais); University of Kentucky Medical Center, Lexington (Dr McCormick); Department of Respiratory Medicine, Allergy, and ThoracicSurgery, Glenfield Hospital, University Hospitals of Leicester, Respiratory Medicine, University of Leicester, Leicester, UK (Dr Morgan);University of California, San Diego (Dr Ries); Respiratory Division, University Hospitals Leuven, and Department of Rehabilitation Sciences,Katholieke Universiteit Leuven, Leuven, Belgium (Dr Troosters); St Francis Hospital & Medical Center, University of Connecticut School ofMedicine, Hartford (Dr ZuWallack).
Corresponding Author: Richard ZuWallack, MD, St Francis Hospital & Medical Center, Hartford, CT 06105 ([email protected]).
K E Y W O R D S
COPD
integrated care
pulmonary rehabilitation
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of the evidence base and patient referral are for this disease. These proceedings provide insight into 3 broad areasappropriate for investigation or implementation: positioning PR in an integrated care model for COPD patients; improv-ing the effectiveness of this intervention; and expanding the recognition, application, and accessibility to PR. It is thehope that this document will provide a catalyst for clinicians, investigators, and healthcare policy makers to help real-ize these goals as well as serve to suggest important areas for future research and development in PR.
The multidisciplinary treatment of pulmonary rehabil-
itation (PR), which includes exercise training, self-
management education, and psychosocial and nutri-
tional intervention, is now a standard of care for
chronic obstructive pulmonary disease (COPD) and
has been incorporated into its major guidelines.1,2
This meteoric rise in acceptance is due to the fact that
it works, and there is now high-level evidence that it
improves exercise capacity, symptoms, and quality of
life. Emerging evidence suggests that it also reduces
healthcare utilization.2 PR is defined as
an evidence-based, multidisciplinary, and compre-
hensive intervention for patients with chronic respi-
ratory diseases who are symptomatic and often have
decreased daily life activities. Integrated into the indi-
vidualized treatment of the patient, PR is designed
to reduce symptoms, optimize functional status,
increase participation, and reduce health care costs
through stabilizing or reversing systemic manifesta-
tions of the disease.1(p1391)
Pulmonary rehabilitation has no direct effect on air-
flow limitation, such as forced expiratory volume in
1 second (FEV1), but is nonetheless highly effective
because it ameliorates the systemic effects and comor-
bidities of the disease. For example, peripheral mus-
cle dysfunction, a major contributor to the morbidity
of COPD, is improved by exercise training. The reduc-
tion in respiratory rate resulting from exercise training
and other treatments such as oxygen, pharmacothera-
py, and breathing retraining reduce dynamic hyperin-
flation, thereby unloading the respiratory system and
decreasing the sensation of dyspnea.
What is the direction of PR; where does it fit in the
comprehensive care of the COPD patient; and how
can clinicians best apply this important intervention?
This was the charge of the roundtable discussion,
Pulmonary Rehabilitation: Moving Forward, involv-
ing 20 experts from North America and Europe,
which was convened in Fort Lauderdale, Florida, in
early 2008. This report summarizes the roundtable
proceedings, while providing direction to best
position PR into the continuum of COPD care. It is
not meant to be an exhaustive review. In addition,
although PR is effective for other chronic respiratory
diseases, the focus is COPD since most of the
evidence base and patient referral are for this
disease.
PR AND INTEGRATED CARE OF THECOPD PATIENT
It is now clear that the acute healthcare model, where
cure is the major goal, is poorly suited for the man-
agement of a chronic disease such as COPD.3,4 COPD
is a systemic condition and patients frequently have
significant comorbidities such as cardiovascular dis-
ease, osteoporosis, depression, and anxiety. These
add complexity to the management of COPD
patients, making communication and collaboration
across disciplines imperative. Therefore, a new
chronic care model is needed. This must include a
plan to integrate services and therapies tailored to the
specific needs of the individual patient.
The optimal care of the COPD patient requires
integration across settings, across providers, and lon-
gitudinally across time.5 The patient must be a central
catalyst in this process. Pulmonary rehabilitation
involves a coordinated multidisciplinary treatment
plan that focuses on all aspects of the disease over
time and is indeed a component of integrated care.
The World Health Organization defines integrated
care as “a concept bringing together inputs, delivery,
management, and organization of services related to
diagnosis, treatment, care, rehabilitation, and health
promotion.”6(p7) Integration of services improves
access, quality, user satisfaction, and efficiency of
medical care. For COPD, this involves providing the
right therapy at the right time. Therapies may include
smoking cessation intervention, promotion of a
healthy lifestyle (including increased activity and
regular exercise), collaborative self-management
strategies, optimal pharmacotherapy, palliative therapy,
and end-of-life care. This necessitates partnering,
communication, and coordination among primary
and specialty healthcare professionals, patients, and
their families. Pulmonary rehabilitation encompasses
all of these strategies and therefore fits ideally into the
World Health Organization concept of integrated
care.
Consequences of acute exacerbation of COPD can
be devastating. These include deteriorations in lung
function, peripheral muscle function, exercise capac-
ity, activity level, and quality of life. Exacerbations
also increase healthcare utilization and mortality risk.
As such, proper management of the exacerbation
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www.jcrpjournal.com Pulmonary Rehabilitation / 143
• Pulmonary rehabilitation as a complete pro-
gram may not be an option for a specific
COPD patient. However, its components, such
as exercise and activity promotion and self-
management strategies, are necessary for best
practice. Administering these components is
part of the integrated care of COPD.
• Integrated care is especially important at the
time of COPD exacerbations because patients
are at considerably increased risk for further
morbidity and mortality, they require many
and varied services, and are likely to be more
receptive to certain interventions. In addition,
a proper follow-up will provide an opportuni-
ty to ensure preventive treatment and new
strategies for earlier intervention in subse-
quent exacerbations.
• Healthcare professionals play a key role in
integrated care; therefore, their education is
fundamental for an effective implementation
of this model.
• The primary care provider is an important
member of the integrated care team. Lines of
communication among primary care providers,
specialists, and hospital professionals should
be fostered to optimize care.
INCREASING THE EFFECTIVENESS OF PR
Pulmonary rehabilitation improves outcomes across
multiple areas, including symptom reduction,
increased exercise capacity, and enhanced quality of
life.2 There are also emerging data suggesting that PR
reduces healthcare utilization.2 Building on this, we
must continue to refine and broaden the approach
and process of PR to maximize its benefits. This sec-
tion will discuss potential ways of enhancing the
effectiveness of PR.
Promoting Exercise and ActivityPatients with COPD have decreased exercise capaci-
ty and substantial limitations in their daily activities.
For example, the American Lung Association has stat-
ed that 51% of all COPD patients report limits in their
ability to work, 70% in normal physical exertion, 56%
in household chores, 53% in social activities, 50% in
sleeping, and 46% in family activities.9 Direct mea-
surements of physical activity in the home support
these findings.10 Decreases in functional exercise
capacity and physical activity appear to be related to
increased healthcare utilization and mortality in
COPD.11–16
necessitates an integrated care approach. More
emphasis on the early treatment of the COPD exac-
erbation is needed. Strategies that help patients rec-
ognize their exacerbations and initiate therapy
promptly may reduce complications and decrease the
risk of hospitalization.7 This requires proper follow-
up and a higher level of collaboration among health-
care professionals in the hospital and the community
than generally exists today. Furthermore, in the set-
ting of the exacerbation, patients may be more recep-
tive to “teachable moments” and therefore be more
likely to accept smoking cessation strategies, self-
management education, and exercise rehabilitation.
Regular follow-up through primary care and commu-
nity care professionals enables reinforcement of
healthcare goals and identification of when further
contact with a pulmonary specialist is required. The
introduction of PR at this time is also an important
part of integrated care, promoting multidisciplinary
communication, regular follow-up, and a means for
seamless reintegration into activities of daily living
and community life.
A recent study of an integrated care approach after
a COPD exacerbation underscores potential benefits.8
The intervention consisted of (1) comprehensive
assessment of the patient at discharge, (2) an educa-
tional plan on self-management administered upon
discharge, (3) agreement on an individually tailored
care plan, which was shared across the system, and
(4) accessibility to a specialized case manager for
patients and their caregivers facilitated by information
technology. Collaboration between the case manager
and the primary care team was considered central to
this plan of care. Patients in this program had signif-
icantly fewer hospitalizations over 12 months of
follow-up than those receiving usual care, supporting
the concept that an integrated care approach can
achieve meaningful positive results.
Recommendations• We interpret integrated care as it applies to
COPD as a systemwide, multidisciplinary,
collaborative approach that is individualized to
the specific needs of the patient. This
approach stresses comprehensive assessment,
self-management education, agreement on an
individually tailored care plan, and communi-
cation among healthcare professionals,
patients, and families/caregivers.
• The optimal management of COPD should
involve this integrated care approach.
• Pulmonary rehabilitation is one component of
the integrated care of COPD patients, yet
integrated care extends beyond PR in its
systemwide emphasis.
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• What roles do exercise habits, self-efficacy,
and internal/external barriers play in long-
term exercise adherence?
• What are the best strategies within the PR
intervention to effect immediate and long-
term exercise adherence and enhancement
of physical activity?
Education and Self-ManagementPulmonary rehabilitation is more than just exercise
training. Indeed, the integration of self-management
education with exercise training offers the ideal set-
ting for promoting positive health behavior change
and optimizing disease control. Simply improving
knowledge through a traditional, didactic teaching
format is insufficient to achieve these goals; rather,
education should enhance self-management through
increased self-efficacy. Self-management education
promotes learning by doing, increases knowledge,
enhances self-confidence, and promotes a “taking
charge of the disease” attitude. Specific strategies may
include smoking cessation interventions, promoting
adherence to medications and other therapies, incor-
porating increased levels of exercise and physical
activity into the home setting, and early recognition
and treatment of exacerbations. This discussion will
focus on 2 important self-management strategies, the
implementation of an action plan for the exacerbation
and ways to maintain benefits achieved with PR.
Ongoing collaboration between the patient and the
medical team is the key to effective self-management.
A hallmark of this therapeutic alliance is the devel-
opment and implementation of an individualized
action plan for the COPD exacerbation. The early
treatment of an exacerbation may reduce its severity.7
The action plan will assist the patient in recognizing
symptom changes associated with an acute exacerba-
tion and in implementing self-care strategies. The lat-
ter may include directions on when to initiate a cus-
tomized prescription of antibiotics and oral steroids
and when to contact a healthcare provider.
Implementation of an action plan in collaboration
with the healthcare provider can result in decreased
healthcare utilization and improved quality of life.24
Maintenance of improved exercise capacity over-
time relies on patient adherence to long-term exercise
participation. The optimal ways to accomplish this
remain to be determined. Lengthening the formal PR
program may sustain gains, but this is usually not a
practical option. The COPD exacerbation negatively
affects long-term exercise adherence, and repeated
short courses of PR following the exacerbation may
be of benefit. Pulmonary rehabilitation provides the
opportunity to influence adherence through effective
For the purposes of this discussion, we consider
physical activity as a broad term that encompasses all
forms of muscle movements. These include activities
of daily living such as housework, walking, or run-
ning errands. In contrast, we define exercise as a
physical activity that is a purposeful, structured move-
ment of the body, usually of higher intensity, often
designed to enhance physical fitness. Observational
data link higher levels of physical activity with better
outcomes, including a lower risk of hospitalization, a
lower rate of decline of lung function, and improved
survival.15,17,18
While PR is the best therapy for improving exer-
cise capacity in individuals with COPD, important
questions remain. Does increased exercise capacity
realized from PR translate into increased physical
activity? How do we best measure activity? How do
we optimize the PR intervention to enhance physical
activity in the home/community setting?
Although clinicians have long recognized that
COPD patients are quite sedentary, this was only
recently proven by direct activity assessments.10 Using
accelerometers on the waist and leg, investigators
demonstrated that COPD patients did considerably
less walking and standing activity than non-COPD
control subjects. Physical activities are particularly
low following an exacerbation of COPD18 and when
using long-term oxygen therapy.19
It is reasonable to assume that improved exercise
tolerance from PR will lead to increased physical
activities in COPD patients. Although 1 study failed to
demonstrate an increase in activity with outpatient
rehabilitation,20 3 have shown increased activity lev-
els after the intervention.21–23 However, increases in
physical activity may not necessarily mirror the
increase in exercise capacity.23 Pulmonary rehabilita-
tion is more than just exercise training, and its nonex-
ercise components may also increase activity, inde-
pendent of an enhancement in exercise performance.
For example, improved pacing and increased self-
efficacy for walking also promote activity. Further
investigation of the effect of PR on activity is needed.
Recommendations• Since observational data underscore the
potential benefits of higher levels of physical
activity, we support greater emphasis on activ-
ity promotion in the home and community.
• More clinical research is needed regarding
physical activity as an outcome in PR:
• What are the best ways of measuring phys-
ical activity in our patients?
• What is the link between increases in exer-
cise capacity and physical activity resulting
from PR?
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www.jcrpjournal.com Pulmonary Rehabilitation / 145
forcement, encouragement, and coaching from staff.
Few trials have focused on the impact of rehabilita-
tion program duration; however, existing data suggest
that gains in exercise tolerance may be greater after
longer programs.36
Recommendation• Additional research is needed to clarify the
effects of program structure and duration on
PR benefits, including traditional outcomes,
and self-efficacy leading to long-term health
behavior change. Relevant areas include
program duration, frequency and intensity of
treatment, the use of maintenance activities, or
repeating “boost” rehabilitation in the face of
progressive chronic disease and exacerbations.
Psychosocial InterventionMajor depressive disorders and general anxiety disor-
ders are common in persons with COPD.37–39 These
often go undiagnosed and untreated.40 Furthermore,
severe psychological distress negatively impacts
symptoms,41 quality of life, mood, motivation, success
in smoking cessation, physical function, activity par-
ticipation,38 healthcare utilization,42 and survival.41
Screening for psychological impairment should be
part of the initial PR assessment. Those with significant
psychiatric conditions should be referred for appropri-
ate professional care. PR itself can improve symptoms
of anxiety and depression.43–45 Aspects of PR that may
work in this regard include exercise training, progres-
sive muscle relaxation, and positive social support.
Strategies include recognition and management of
stress and related symptoms, relaxation techniques,
muscle relaxation, imagery, yoga, biofeedback, active
listening, anticipatory guidance of stressors, problem
solving, support systems, and resources.
Recommendations• We recommend routine screening for anxiety
and depression.
• Psychosocial intervention should be provided
on the basis of the needs of the individual
patient. Significant pathology should be
referred to outside specialists. We recommend
that programs incorporate more mental health
skills into their healthcare teams.
• We recommend further studies to determine
whether PR reduces the psychological symp-
tom burden in COPD.
Pharmacologic Therapy and PROptimal bronchodilation is the cornerstone of the
treatment of symptomatic COPD.46 Bronchodilators
can lead to improvements in dyspnea, quality of life,
self-management education. Self-efficacy predicts
long-term exercise adherence25 and health behavior
change, both of which have enormous potential to
modify the course of the disease.
Recommendations• On the basis of the available data, we recom-
mend that PR programs routinely develop and
implement an individualized COPD exacerba-
tion action plan for patients. This should be
done in collaboration with the primary health-
care provider(s) taking into consideration the
patient’s level of health literacy.
• The present acute care model for the delivery
of PR is generally insufficient for maintaining
long-term exercise benefits. On the basis of
the integrated care model, we recommend
development and implementation of self-man-
agement strategies in PR to promote long-term
health behavior change in this area. These
strategies will specifically target patient self-
efficacy and barriers to exercise.
Program Structure and DurationA prominent goal of PR is the maintenance of its ben-
efits. Since resources for PR are limited, a key ques-
tion in designing the optimal program is how to best
allocate available resources to achieve desirable long-
term behavior changes. How does the structure and
duration of the PR program impact long-term benefits
of PR rehabilitation?
In the real world, the length of initial PR treatment
is often based on financial constraints and dictated by
third party policies rather than an evidence base sup-
porting optimal program structure. The typical struc-
tured PR program is of relatively short duration, usu-
ally ranging from 6 to 12 weeks. Several clinical trials
of such programs that have followed patients over a
longer-term have found that benefits after the initial
intervention gradually wane but typically remain
above baseline for 12 to 18 months.26–32 Given the
severity of chronic lung disease and the complex
behaviors included in PR (eg, exercise, paced breath-
ing, medications, supplemental oxygen, and panic
control), producing even 12 to 18 months of benefit
is remarkable.
Studies that have examined maintenance or
repeated PR interventions following an initial treat-
ment program have had modest, though variable,
effects.33–35 Another approach to producing longer-
term benefits from PR is to extend the duration of the
initial supervised treatment program. Longer program
duration may produce greater gains and improved
maintenance of complex behavioral change, facilitat-
ed by longer exposure to interventions and rein-
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appreciable” levels of hypoxemia.59 This effect is
probably mediated through a reduction in carotid
body drive, resulting in a decrease in ventilatory
requirement for exercise and a slowing of breathing;
these changes reduce dynamic hyperinflation. There
appears to be a dose-response relationship between
supplemental oxygen dose and exercise enhance-
ment such that a fraction of inspired oxygen up to 0.5
seems to maximize benefits.59
Since exercise capacity in the laboratory is increased
with supplemental oxygen, it may allow COPD patients
to train at higher intensities during PR. Exercise training
at higher intensity should enhance its effectiveness.
Studies evaluating the use of supplemental oxygen to
enhance exercise outcome have yielded mixed results,
probably due to small numbers of subjects and differ-
ences in methodology, especially with respect to inten-
sity targets for training.58,60–63 One well-designed study
of nonhypoxemic patients with COPD who trained at
high intensity did show greater improvement in exer-
cise capacity in those receiving supplemental oxygen
versus room air.63 Even if exercise capacity is enhanced
with oxygen in this setting, the long-term benefit
after the patient leaves PR and is no longer using
supplemental oxygen remains to be determined.
Recommendations• We recommend supplemental oxygen for
COPD patients with hypoxemia during
exercise training in PR.
• Although data are limited, supplemental
oxygen for nonhypoxemic, COPD patients
may increase exercise training benefits, and
therefore may be considered as adjunctive
therapy in this setting.
Other ModalitiesEven though training at high intensity is not a manda-
tory requirement for successful PR, researchers are
currently investigating various approaches to allow
patients to attain higher exercise intensities in the
hope of better clinical outcomes. In addition to bron-
chodilators and oxygen supplementation, other
modalities such as interval training,64 helium-oxygen
mixture,65 and noninvasive ventilation66 have been
proposed as useful adjuncts to help patients achieve
higher training intensities. Further work is neverthe-
less necessary to better understand the long-term
implications of these adjuncts to exercise training on
functional status and quality of life.
Palliative CarePulmonary rehabilitation and palliative care are both
examples of integrated care. With an emphasis on
exacerbation rates, and exercise tolerance.47–51 Some of
this increase in exercise tolerance may result from a
decrease in dynamic hyperinflation. However, exercise
capacity in many is more limited by leg fatigue, which
is not responsive to bronchodilators.52 Pulmonary reha-
bilitation in conjunction with optimal bronchodilator
therapy will maximize exercise outcomes.
Exercise training results in a reduced ventilatory
requirement at a given exercise level.53 As a result,
exercise-induced dynamic hyperinflation is dimin-
ished,54 an important consideration given its negative
impact on exercise tolerance in COPD. Optimal bron-
chodilation allows the patient to exercise at higher
intensities, resulting in greater increases in exercise
capacity after rehabilitation.55 In addition, patients
probably gain confidence about their physical abili-
ties during the rehabilitation program, allowing the
physiological improvements seen in the laboratory to
translate into increased activities of daily living and
improved quality of life.
The treatment of muscle wasting is another area
where pharmacotherapy could be used in conjunc-
tion with exercise training. In a recent study, com-
bining strengthening exercises with anabolic steroids
in men with COPD and low testosterone levels was
associated with a striking gain of 3.3 kg in limb mus-
cle mass over a 12-week period.56 The effect of this
muscle growth on functional status, quality of life, or
survival, as well as the safety of this intervention will
need to be evaluated in longer-term studies. Other
substances enhancing muscle function, such as spe-
cific nutrients and antioxidants,57 are likely to be test-
ed in association with exercise training.
Recommendations• Optimal bronchodilator therapy should be
instituted prior to PR to maximize gains in
exercise performance.
• The role of anabolic or antioxidant therapy
has not been sufficiently established to recom-
mend their routine use in PR.
Oxygen Therapy and PRLong-term oxygen therapy improves survival for
hypoxemic patients with COPD. Pulmonary rehabili-
tation can facilitate the identification of hypoxemic
patients and thereby lead to initiation of this therapy.
Also, exercise-induced hypoxemia, frequently unde-
tected in routine clinical practice, can be detected and
addressed in PR. This discussion will address only the
potential role of supplemental oxygen therapy in
enhancing PR outcomes.
In the laboratory, oxygen supplementation acutely
improves exercise tolerance and reduces dyspnea in
COPD patients,58 even in those without “clinically
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www.jcrpjournal.com Pulmonary Rehabilitation / 147
be considered as part of the spectrum of inte-
grated care for the patient with severe disease.
INCREASING REFERRAL AND ENTRYINTO PR
Although PR is effective in patients who are referred
and complete the program, conversely, candidates
for PR who do not participate have worse out-
comes.16 Unfortunately, only a small fraction of PR-
eligible COPD patients undergo PR. Its use has too
commonly been restricted to relatively stable patients
with moderate to severe disease. Emerging data indi-
cate that the indications for PR should be broadened
and that healthcare providers must champion efforts
aimed at increasing referral and entry into PR pro-
grams. Increasing awareness among healthcare
providers is the key, and the surest way of accom-
plishing this objective is through professional educa-
tion during training. In addition, healthcare providers
must educate the public ranging from patients to
advocacy groups, as well as healthcare institutions
and payers.
Expanding the Indications for PR in COPDThere is strong evidence that PR is beneficial across
all levels of COPD severity,70,71 although most
patients are not referred until they have advanced
disease. While these patients stand to benefit, referral
at an earlier stage would allow greater emphasis on
preventative strategies and maintenance of physical
function. In addition, patients with chronic respiratory
failure can also benefit from the integrated approach
to care found in PR, especially in that these patients
are medically complicated and have highly variable
individual needs and goals.
Recommendations• PR should be considered earlier in the course
of COPD. This will allow for a greater empha-
sis on promoting health rather than regaining
function.
• PR is also indicated for very severe COPD,
including chronic respiratory failure. While all
PR requires an individualized approach and
integration of services, these are especially
pertinent to these patients.
The post-exacerbation periodAn exacerbation of COPD is a serious event in the
course of the disease and can be accompanied by
acute, prolonged increases in symptoms and reduc-
tions in function, followed by increased healthcare
utilization and increased mortality risk. Instituting PR
quality of life and functional status, both approaches
are multidisciplinary and include patient and caregiver/
family education as a strategy to maximize patient
independence and improve quality of life.
Palliative care is an interdisciplinary specialty that
provides treatment aimed at relieving suffering and
improving quality of life in patients with advanced ill-
ness and their families.67 Palliative care, which is pro-
vided simultaneously with all other appropriate med-
ical treatment, focuses on 3 domains: comfort, com-
munication, and coordination across care settings. It is
important to understand that palliative care does not
refer exclusively to end-of-life care: many patients
stand to benefit at earlier stages of their disease.
Palliative care consultants can provide adjunctive help
with symptom management, such as dyspnea, in
COPD patients.
Palliative care can also help with coordination of
care at the end of life. As the patient approaches the
final stage of the disease, treatment priorities may shift
to hospice care. The availability, philosophy, and
funding for palliative care varies considerably among
healthcare systems. For the appropriate patient, a pal-
liative care consultation can assist the PR team with
the transition to another setting or another set of
goals. As the focus shifts from restoration of function
to comfort care, one integrated team transfers respon-
sibilities to another, ensuring coordination of the con-
tinuity of care across healthcare settings.68
Communication can be challenging for physicians
of patients with advanced lung disease, and both PR
and palliative care can be helpful in this area.
Pulmonary rehabilitation is an ideal setting to educate
patients on advance directives and end-of-life care.
COPD fits the illness trajectory model of organ system
failure with prolonged and progressive limitation of
function, punctuated by exacerbations and, some-
times, culminating in a final catastrophic illness.
Unfortunately, lack of advance planning by patients,
caregivers, and physicians can affect outcomes
adversely. Patients with COPD who are hospitalized
for a serious exacerbation experience more dyspnea
and as much uncontrolled pain as patients admitted
with cancer.69 It may be helpful to involve a palliative
care consultant who has the time to help the patient
and family explore treatment options even in the set-
ting of prognostic uncertainty.
Recommendations• Advance directives and end-of-life care discus-
sion should be incorporated routinely into PR.
• As COPD progresses and patient goals
change, the palliative care approach becomes
increasingly more relevant to patient care.
Therefore, we recommend that palliative care
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patient in the intensive care unit may improve muscle
strength and function and hasten recovery.75 For the
lung cancer patient with severe COPD, PR may
increase eligibility for potentially curable surgery.79
Recommendation• Further work is needed to better adapt PR to
other settings such as the intensive care unit
and in patients undergoing major operative
procedures such as lung resection.
Training of Healthcare ProfessionalsIn the United States, formal instruction and clinical
experience in the prevention, evaluation, and man-
agement of both inpatients and outpatients in PR are
required as a part of pulmonary fellowship training.
A close liaison with rehabilitation services is neces-
sary. However, despite these requirements, it appears
that exposure to PR is quite variable among training
programs. Pulmonary and critical care fellows should
be exposed to PR in core curricula, clinical training,
and research opportunities. Similarly, exposure to PR
may be of great value to trainees in nonphysician
specialties such as nursing, respiratory therapy, phys-
ical, and occupational therapy. This is in accord with
the multidisciplinary nature of PR.
In general, pulmonary specialists recognize the
evidence-based importance of PR as evidenced by
the prominent placement of PR in international
guidelines such GOLD guidelines and the American
Thoracic Society-European Respiratory Society
Statement on COPD. This, however, is less likely to
be the case among nonpulmonary healthcare profes-
sionals, including primary care providers, physician
trainees, and allied healthcare professionals. Efforts
must now also be directed toward educating these
professionals. The integration of COPD care into the
care plans of appropriate patients will bring the pri-
mary care providers into the team, and this should
improve PR recognition. Until this happens, however,
efforts should be made at disseminating the COPD
guidelines to primary care providers, adding PR into
continuing medical education activities, and empha-
sizing the complementary nature of nonpharmaco-
logic to pharmacologic therapies for COPD patients.
Recommendations• The application of an integrated care
approach to the treatment of COPD, recogniz-
ing the primary care provider and the patient
as part of the rehabilitation team, will have
the added benefit of promoting PR through
increased advocacy and referrals.
• Efforts should be directed toward PR educa-
tion for all healthcare professionals, especially
during or immediately after the acute exacerbation,
which at present is not routinely included, may
improve outcomes. Perhaps most importantly, the
exacerbation represents a window of opportunity to
promote health behavior change, especially in the
prevention of further exacerbations including early
recognition and utility of an action plan.
Few studies have evaluated the effectiveness of PR
in reducing exacerbation rate and severity, although
the substantial reduction in healthcare utilization
observed following PR for stable patients with COPD
probably reflects improvement in this area.26,72 One
randomized controlled trial demonstrated that outpa-
tient PR begun within 10 days of hospital discharge
was well-tolerated and resulted in better exercise
tolerance and health status, and fewer emergency vis-
its.73 In addition, patients who attended PR had 30%
fewer subsequent hospital admissions. A subsequent
meta-analysis of 6 randomized controlled trials in the
early postexacerbation period demonstrated significant
favorable effects of PR on exercise tolerance, health-
related quality of life, and hospital admissions.74 These
studies suggest that PR initiated in the postexacerba-
tion period is feasible, safe, and effective.
Pulmonary rehabilitation in the post-exacerbation
period must be modified to address the acute
declines in pulmonary and physical function.
Traditional aerobic exercise training used for stable
COPD patients may not be tolerated in this setting.
Exercise strategies for patients with lower ventilatory
load, including early mobilization, resistive and inter-
val training,75,76 and transcutaneous electrical muscle
stimulation,77,78 have been shown to be beneficial.
Since lower levels of physical activity in the periex-
acerbation period are associated with a higher rate of
subsequent hospitalization,15 promotion of physical
activity should be a prominent goal.
Recommendation• The post-exacerbation period represents an
extremely important time for initiation of PR
services. Although currently underutilized, it
represents a window of opportunity to impact
the course of the disease. More randomized
controlled trials of PR in the periexacerbation
period are needed, especially those evaluating
outcomes such as exacerbation rates, healthcare
utilization, disease progression, and mortality.
Other applications and settingsPulmonary rehabilitation may also be beneficial in
other nontraditionally thought of disease states.
Among these are the COPD patient with an acute crit-
ical illness and the COPD patient with lung cancer.
Emerging data suggest that PR strategies for the COPD
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primary care providers, trainees, and non-
physician healthcare professionals.
Increasing AvailabilityStudies of PR have demonstrated that only a fraction
of those referred to the program actually agree to par-
ticipate. An even smaller fraction completes the formal
process. We need to understand the reasons why this
occurs and make efforts to change this. Until we have
this knowledge, it would be reasonable to advertise
the benefits of PR among patient advocacy groups.
We know that PR program availability is a problem,
partly because of a shortage of programs resulting
from financial constraints. If a greater number of
healthcare providers were to refer more appropriately
to PR and more patients enroll, the inaccessibility of PR
would become even more acute. This will require con-
siderable and continued support from government and
private funding agencies. More support will ultimately
lead to more programs and increased accessibility. It is
very encouraging that on January 1, 2010, PR will be
an approved medical benefit in the United States under
the Centers for Medicare & Medicaid Services.
Recommendation• Efforts by medical societies and patient groups
must persist to build upon any successes in
increasing funding.
CONCLUSION
Where we go from here? Now that the effectiveness
of PR is indisputable, we must focus efforts on
improving its impact and widening its applicability.
This report briefly summarizes the discussions of 20
experts who met to address these issues. Although PR
is indicated for patients with chronic respiratory dis-
ease, we chose to focus on COPD, since most of the
medical science pertains to this disease. This docu-
ment does not provide an exhaustive list of important
areas for future research and development in PR;
rather, it provides insight into 3 broad areas appro-
priate for investigation or implementation: position-
ing PR in an integrated care model for COPD patients;
improving the effectiveness of this intervention; and
expanding the recognition, application, and accessi-
bility of PR. We hope this document will serve as a
catalyst for clinicians, investigators, and healthcare
policy makers to help realize these goals.
—Acknowledgment—The roundtable conference was supported in part by
an unrestricted grant from Boehringer Ingelheim
Pharmaceuticals, Inc.
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