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Resilience to chronic defoliation in a dioecious
understorey tropical rain forest palm
Leonel Lopez-Toledo1,2†, Niels P. R. Anten3,4, Bryan A. Endress2, David D. Ackerly5 and
Miguel Martınez-Ramos1*
1Centro de Investigaciones en Ecosistemas, Universidad Nacional Autonoma de Mexico, Antigua Carretera a
Patzcuaro No. 8701. Col. San Jose de La Huerta, C. P. 58190, Morelia, Michoacan, Mexico; 2Division of Applied
Plant Ecology, Institute for Conservation Research, San Diego Zoo Global, 15600 San Pasqual Valley Road
Escondido, CA 92027, USA; 3Ecology & Biodiversity Group, Institute of Environmental Biology, Utrecht University,
P.O. Box 800.84, 3508 TB, Utrecht, The Netherlands; 4Center for Crop System Analysis, Wageningen University,
P.O. Box 430 6700 AK, Wageningen, The Netherlands; and 5Department of Integrative Biology, University of
California, Berkeley, CA 94720, USA
Summary
1. Perennial plants often endure chronic loss of leaf area due to recurrent physical damage, herbiv-
ory and, for species used as non-timber forest products, due to leaf harvesting. However, little is
known about functional and demographic resilience (extent and speed of recovery) of plants
subjected to varying levels of chronic defoliation.
2. We used a dioecious, understorey palm (Chamaedorea elegans) to evaluate temporal trajectories
and rates of recovery of leaf functional traits and vital rates (survival, growth and reproduction)
after being subjected to experimental chronic defoliation regimes.
3. Pristine populations of mature C. elegans, categorized by gender (male and female), were sub-
jected to five defoliation levels (0%, 33%, 50%, 66% or 100% of newly produced leaves) every
6 months over a period of 3 years (1997–2000). To evaluate recovery from defoliation, surviving
palms were monitored for 3 years after the cessation of the defoliation treatment (2000–2003). We
recorded leaf functional traits (leaf persistence, leaf production rate, leaf size and leaf area) and
annual rates of mortality, growth and reproduction.
4. Cumulative effects of chronic defoliation concomitantly reduced leaf traits, survival, growth and
reproduction, and this effect was stronger in female than in male palms, independent of plant size.
Recovery fromdefoliation was faster inmales than in females, but proceeded gradually overall. Sur-
vival increased first, followed by growth, while reproductive traits showed the slowest recovery rate.
Recovery was independent of plant size. Notably, 3 years after defoliation treatment, the standing
leaf area and probability of reproduction had not recovered to pre-defoliation levels. Additionally,
we found that the occurrence of a severe drought in the first year (2000) after defoliation ceased led
to decreased survival, growth and reproduction and the ability of plants to recover fromdefoliation.
5. Synthesis. Chronic defoliation reduces fitness components of C. elegans palms differentially
between genders. Recovery is gradual and is slower and less complete in females compared with
males. The lower level of resilience to chronic defoliation shown by female plants may have pro-
found consequences for the dynamics and genetic variability of populations of tropical understorey
plants undergoing prolonged defoliation. Such effects may be aggravated by severe drought
episodes that are expected to increase in frequency according to global climate change predictions.
Key-words: Chamaedorea palms, drought, leaf harvesting, Mexico, non-timber forest prod-
ucts, plant population and community dynamics
Introduction
During their life, long-lived plants usually undergo several
defoliation events due to recurrent biotic (e.g. due to herbi-
vores and pathogens) or physical damage (e.g. due to wind,
*Correspondence author. E-mail: [email protected]
†Present address: Instituto de Investigaciones sobre los Recursos
Naturales-Universidad Michoacana de San Nicolas de Hidalgo,
Morelia 58337,Michoacan,Mexico.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society
Journal of Ecology doi: 10.1111/j.1365-2745.2012.01992.x
fire, lightning and mechanical traumas). Leaves of many wild
plant species, particularly palms, are also repeatedly harvested
(Endress, Gorchov & Noble 2004). Depending on the severity
and frequency of leaf loss, negative effects on fitness compo-
nents may occur (Sampaio & Scariot 2010).While the recovery
of perennial plants from single defoliation events has been
clearly documented, much less is known about the extent and
rate at which functional and demographic attributes can
recover from multiple defoliation events occurring at different
magnitudes (Belsky et al. 1993).
Plants can compensate for leaf area losses by adjusting the
balance between photosynthesis and respiration, reducing
resource allocation to reproduction and ⁄or mobilizing stored
reserves from roots or other storage organs to the production
of new leaves (McNaughton 1983; Belsky et al. 1993;
Cunningham 1997; Anten, Martinez-Ramos & Ackerly 2003).
This compensatory ability enables plants to mitigate the nega-
tive impact of defoliation on survival and growth. However,
under repeated defoliation, the capacity for compensation can
be reduced or lost as stored reserves are depleted, which may
result in reductions in both growth and survival (Canham et al.
1999; Martınez-Ramos, Anten & Ackerly 2009). The degree
and pattern of recovery in functional and demographic rates
once defoliation has ended is still poorly understood. Assum-
ing that carbon limitation would be themain limiting factor on
recovery, the following general pattern could be expected: (i)
allocation of remaining resources and new photosynthetic
products (carbon, energy and nutrients) to increase leaf area
growth, (ii) allocational shifts should lead to enhanced plant
growth and (iii) reproductive activity resumes once the plant
attains enough photosynthetic reserves.
The time involved in this recovery process has not been
studied, but we can expect that the recovery rate will depend
on the plant function under consideration and the magni-
tude of defoliation to which plants were exposed. Some
studies have shown that recovery rates from single defolia-
tion events decrease with the magnitude of leaf area loss
and that larger plants may recover faster than smaller ones,
possibly due to greater pools of stored reserves (Marquis
1984; Boege 2005). Also, recovery rates may depend on
resource availability at the growing site (Hawkes & Sullivan
2001), species habit, plant phenology, ontogenetic stage or
the presence of specialized storage organs (Belsky et al.
1993; Hawkes & Sullivan 2001; Boege 2005; Lapointe et al.
2010). In the case of dioecious species, chronic defoliation
might have gender-specific effects on fitness, due to gender
differences in resource allocation to reproduction, growth
patterns and defence against herbivores (Cepeda-Cornejo &
Dirzo 2010). For example, in understorey palms, it has been
found that females have larger carbon investment to repro-
duction (Oyama & Dirzo 1988), grow more slowly and are
often better defended than males (Cepeda-Cornejo & Dirzo
2010). Due to these differences, it can be expected that
recovery rates would differ between female and male plants,
with females taking more time to recover their reproductive
activity than males due to the higher energetic costs involved
in the female reproductive function (Obeso 2002).
The occurrence of stochastic events, such as those imposed
by climatic factors (e.g. severe drought events as those caused
by El Nino Southern Oscillation (ENSO), in Mesoamerica),
may aggravate the effects of defoliation (Martınez-Ramos,
Anten & Ackerly 2009) and likely the ability to recover from
chronic leaf area losses. Overall, while there are several poten-
tial intrinsic and extrinsic factors that may affect the rate of
recovery from chronic defoliation, there is still little knowledge
on how these factors operate and on the long-term functional
and demographic consequences of such disturbances. For
example, it remains unclear whether recovery of vital rates
(survival, growth and reproduction) occurs along different
temporal trajectories and whether there are defoliation thresh-
olds beyond which the plants can no longer recover (i.e. loss of
resilience). Understanding these issues is important from an
evolutionary and ecological perspective, as well as to design
sustainable management programmes for species whose leaves
are harvested as non-timber forest products.
Many palm species are important as non-timber forest
products in tropical regions. Specifically, several are com-
mercially valued for their leaves and are subjected to
intensive repeated leaf harvesting (Bridgewater et al. 2006;
Zuidema, De Kroon & Werger 2007; Lopez-Toledo,
Horn & Endress 2011). The simple growth form of palms
(one or few monopodic stems with a single cluster of
leaves) makes them excellent model species to assess
demographic consequences and resilience to chronic defoli-
ation in plant populations (Endress, Gorchov & Noble
2004). In this study, we used the understorey, dioecious,
neotropical palm Chamaedorea elegans to evaluate tempo-
ral trajectories and rates of recovery of functional (leaf
persistence, leaf production rate, leaf size and plant leaf
area) and demographic traits (survival, growth and repro-
duction) after being subjected to different levels of experi-
mental chronic defoliation regimes. To our knowledge,
this is the first study describing the cumulative effects of
chronic defoliation on the recovery process following such
defoliation. In the previous studies, we have evaluated
mechanisms of compensation in response to defoliation
(Anten & Ackerly 2001; Anten, Martinez-Ramos &
Ackerly 2003) and examined the demographic behaviour
of C. elegans under contrasting chronic defoliation regimes
(Martınez-Ramos, Anten & Ackerly 2009). Here, we assess
the recovery capacity of the palms, as a function of the
intensity of defoliation (percentage of leaf area loss), gen-
der and stem size over 3 years following the end of defoli-
ation. Specifically, we tested the following hypotheses: (i)
the rate of recovery declines with the magnitude (percent-
age of leaf area loss) of chronic defoliation, (ii) males
recover faster than females, (iii) plant size determines
responses to chronic defoliation and recovery, (iv) recovery
is a gradual, stepwise process with leaf traits being the
first to recover to pre-defoliation levels, followed by
growth, and finally reproductive performance, with females
showing a more pronounced delay in reproductive recov-
ery. Finally, we explored the effect of a severe drought on
the recovery process.
2 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
Material and methods
STUDY SITE
This study was conducted at the Chajul Biological Field Station,
within the Montes Azules Biosphere Reserve in Chiapas, Mexico
(l6�06¢ N, 90�56¢ W). Dominant vegetation in this region is lowland
evergreen tropical forest. Precipitation and temperature were quite
variable during the study period (1999–2003; Fig. S1); a dry season,
with considerably less rainfall than the long-term average, occurred
in 2000 (January–May). This rainfall shortage was similar to that
in 1998, when a severe ENSO event occurred (Martınez-Ramos,
Anten&Ackerly 2009).
STUDY SPECIES
Chamaedorea elegans Willd (Arecaceae) is a solitary and dioecious
understorey palm species native to south-east Mexico, Guatemala
and Belize (Anderson, Galeano & Bernal 1997). In Chajul,
C. elegans grows up to 1.5 m in height and is restricted to the
karst-range areas (300–700 m asl). Chamaedorea elegans represents
one of the most commercially important NTFP’s in SE Mexico,
Guatemala and Belize, as their leaves and fruits are collected and
exported for the European and US floral industry (Hodel 1992).
However, due to overexploitation, this species has become scarce
in some areas (Sanchez-Carrillo & Valtierra-Pacheco 2003). For a
detailed description of the species, see Martınez-Ramos, Anten &
Ackerly (2009).
EXPERIMENTAL SYSTEM
Pristine natural populations of C. elegans within Montes Azules
reserve were selected. These populations were subjected to experi-
mental harvesting every 6 months over 3 years (1997–2000). Plants
were selected and stratified by initial height and gender categories
(male and female) and then randomly assigned to one of the five
following defoliation treatments: 0%, 33% (one from every three
leaves), 50% (two of every four leaves), 66% (two of every three
leaves) and 100% (all leaves). There were 190–196 replicates per
treatment for the 0%, 33%, 50 and 66% defoliation levels. The
first defoliation was conducted in March 1997, and the final event
was in March 2000 after which the palms were left untouched
(details in Anten, Martinez-Ramos & Ackerly 2003 and Martınez-
Ramos, Anten & Ackerly 2009).
Previously published work described the immediate effects of
defoliation from 1997 to 1999, while in this study, we evaluate
recovery of the surviving palms, over six subsequent censuses,
from October 2000 to March 2003. Data for 2000 represent the
final year under defoliation and are presented as ‘Cumulative
effects of chronic defoliation’, while data from 2001 (Recovery-
Yr1) to 2003 (Recovery-Yr3) are presented as ‘Recovery from
defoliation’.
At each census date, we recorded mortality and, for surviving
individuals, gender, stem length, number of standing leaves, num-
ber of persistent leaves (live leaves produced in previous years),
leaf production rate, length of the most recent fully expanded leaf
and reproductive activity (inflorescence, infructescence and fruit
production). As another measure of reproductive performance for
females, we quantified the proportion of inflorescences that
matured into infructescences. For data analysis, a palm’s repro-
ductive status (female and male) was based on cumulative obser-
vations made throughout the 6 years of study.
DATA ANALYSIS
We carried out analyses focusing on two issues: (i) to evaluate the
cumulative effects of chronic defoliation regimes (i.e. 3 years after the
first defoliation event) and (ii) to assess the ability of palms to recover
from the negative effects of such regimes (over the course of 3 years
since the last defoliation event).
We included 11 different functional and demographic traits as
response variables for analyses. Functional traits included five leaf
attributes: (i) leaf persistence (number of persistent leaves produced
in previous year), (ii) leaf production rate (newly produced leaves per
palm year)1), (iii) total standing number of leaves, (iv) leaf size
(length) and (v) total leaf area per palm. Leaf length refers to the dis-
tance from the base to the tip of the lamina of the newest leaf of each
palm, and total leaf area was estimated from an allometric equation
previously obtained, based on the number of leaves and the lamina
length of each leaf (Anten & Ackerly 2001). Demographic traits
includedmortality, growth and reproduction.Mortality was analysed
as a binary response variable and expressed as an annual mortality
rate (ind ind)1 year)1). Growth was quantified as the annual exten-
sion rate of the stem (cm ind)1 year)1). Reproduction was analysed
through four traits: (i) the probability of reproduction, that is, the
proportion of total female or male palms reproducing (flowers pro-
duction) each year (ind ind)1 year)1), (ii) annual inflorescence pro-
duction per female ormale palm (inflorescences ind)1 year)1), (iii) the
proportion of inflorescences that mature into infructescence per
female palm and (iv) fruit production per reproductive female (fruits
reproductive ind)1 year)1).
The extent towhich defoliated plants were able to recover was anal-
ysed by comparing the mean trait response for a given defoliation
treatment to that of the control palms of the same gender.We consid-
ered a trait fully recovered from defoliation, when the mean value for
the defoliated treatment was not significantly different from that of
the controls (based on analysis below). The speed of recovery was
quantified by determining the number of years it took for full recov-
ery, and the possible outcomes were 1, 2 and 3 years after defoliation
stopped.
We conducted two separate statistical analyses to assess the cumu-
lative effects of the defoliation treatments on the response variables
and to assess the recovery from the treatments. For the first analysis,
we tested effects due to gender (‘G’ with two levels: females and
males), defoliation treatment (‘DT’ with four levels: 0%, 33%, 50%
and 66%), initial stem length (‘SL97’), which represent plant size at
the beginning of the defoliation experiment (in the year 1997), and
all the interactions among these variables, considered as fixed factors.
The analyses were conducted using linear models (LM) for continu-
ous response variables (e.g. stem growth, leaf length and total
leaf area) and generalized linear models (GLM) for count (e.g. leaf
persistence, inflorescence and fruit production) and binomial (e.g.
probability of mortality, proportion of infrutescences ⁄ inflorescences,probability of reproduction) response variables (Crawley 2007).
For the second analysis, we also tested the effects of gender and
defoliation treatment, but we used stem length at the year 2000
(SL00), which represents plant size at the beginning of the recovery
period. We also included the factor year (Yr) as another variable
to assess differences among years (2001, Recovery-Yr1 to 2003,
Recovery-Yr3), and all interactions among these four independent
variables were considered as fixed factors. In this case, due to the
repeatedmeasures design, we conducted linear mixed models (LMM)
for the continuous variables and generalized LMM for the count and
binomial variables. The repeated measures of every year on individu-
als were included as a random factor (Pinheiro &Bates 2001).
Resilience to chronic defoliation in palms 3
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
For LM and LMM analyses, when required, response variables
were log(x) or log(x + 1) transformed tomeet normality criteria. For
count variables, a Poisson error and a logarithmic link function were
used, while for binomial variables, a binomial error and a logistic link
function were applied. For GLMs, when overdispersion problems
occurred, a proper rescaled model was used (Crawley 2007; Everitt &
Hothorn 2010). All analyses were completed in R 2.11.1 (R Develop-
ment Core Team 2010).
Results
Results for leaf traits are presented first, followed bymortality,
growth and reproduction. For each set of characteristics, we
first show the cumulative effects of defoliation as reflected in
the 2000 final harvest data (Table 1) and subsequently present
the results for recovery (Table 2). The charts presented in the
results section highlight the main effects of defoliation treat-
ment, gender and years. Additional charts showing the rela-
tionship between the attributes analysed and stem length are
presented in the Supporting information.
LEAF FUNCTIONAL TRAITS
Cumulative effects of chronic defoliation
After 3 years of sustained defoliation, values of all leaf traits
analysed had declined with respect to that of control palms.
Overall, across all defoliation treatments, male palms had sig-
nificantly higher leaf trait values than females (Table 1;
Fig. 1). The negative effect of defoliation on leaf persistence
and leaf length was stronger among females than amongmales
(Fig. 1a–d; Table 1). For the other leaf traits, defoliation
effects did not differ significantly between genders. Stem length
did not affect any of the leaf traits analysed (Table 1).
Recovery from defoliation
Recovery of leaf traits in defoliated palms compared with
the control group varied depending on gender and the level
of defoliation. The magnitude of such effects varied among
years with higher values in 2001 for most of the leaf traits.
However, differences among years were only significant for
leaf production rate, leaf length and total leaf area
(Table 2, Fig. 1). Overall, male palms from all defoliation
treatments recovered more quickly than female palms, and
after 2 or 3 years, all leaf trait values of defoliated palms
had values that were not significantly different from those
observed in the control male palms (Fig. 1). By contrast,
over the same time span, female palms in the 50% and
66% defoliation treatments only recovered leaf production
rate (Fig. 1c) and the standing number of leaves (Fig. 1e),
whereas values of leaf persistence (Fig. 1a), leaf length
(Fig. 1b) and total leaf area (Fig. 1i) were still lower than
those of non-defoliated female palms. For each of the three
recovery years, on average, male palms exhibited signifi-
cantly higher leaf trait values than female palms, except
leaf length in the third year of recovery (Table 2, Fig. 1).
It is interesting to note that in Recovery Yr-1 (2001), female
palms, and to a lesser extent male palms, frommost treatments
(included control palms) increased their mean total leaf area
(Fig. 1i) due to an increase in leaf production rate (Fig. 1c)
and the production of larger leaves (Fig. 1g). We only found
significant interactive effects of defoliation treatment with stem
Table 1. Results of linear models (LM) and generalized linear models (GLM) used to assess the cumulative effects of chronic defoliation on
Chamaedorea elegans in south-eastern Mexico. The terms tested in the models were gender (G), defoliation treatment (DT), initial stem length
(SL97) and the interaction among these terms
G DT G*DT
Functional traits
Leaf persistency 3.6* (1) 50.4*** (3) ns
Leaf product rate 5.3* (1) 7.8* (3) ns
Total leaves 3.6 (3) 28.3*** (3) ns
Leaf length 6.5* (1,609) 24.4*** (1,609) 3.1* (1,609)
Total leaf area 6.5* (1,609) 24.1*** (1,609) 3.1* (3,609)
Demographic traits
Mortality 6.4** (1) 8.1* (3) ns
Growth rate 4.1* (1,595) 3.9* (3,595) ns
Functional traits
Probability of reproduction ns 39.2*** (3) ns
Inflorescences production 4.5* (1) 7.9* (3) ns
Infrutescences ⁄ inflorescences ratio 8.9* (3)
Fruit production 23.6** (3)
GLM (leaf persistency, leaf production rate, total leaves and mortality) and LM (leaf length, total leaf area and growth rate) statistics
are provided (F values for LM and v2 for GLM, degrees of freedom in brackets); significance level: *P £ 0.05; **P < 0.01;
***P < 0.001; ns, non-significant. Only significant terms were included in the minimal adequate model, – indicates that this term was
removed from the model. For analysis of female-exclusive variables (infructescences ⁄ inflorescences ratio and fruit production), the term
gender was not tested.
4 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
Table
2.Resultsoflinearmixed
models(LMM)andgeneralizedlinearmixed
models(G
LMM)usedto
assesstherecoveryfrom
chronicdefoliationoffunctionalanddem
ographictraitsofChamaedorea
elegansin
south-eastern
Mexico.T
heterm
stested
inthemodelsweregender
(G),defoliationtreatm
ent(D
T),year(Y
r),stem
lengthafter
defoliation(SL00)
andtheinteractionsamongtheseterm
s.Individual
withinyearwasincluded
inthemodelasrandom
factorto
accountfortherepeatedmeasurements
Factors
GDT
SL
Yr
G:D
TDT:Y
rG:Y
rDT:SL
Yr:SL
Functionaltraits
Leafpersistency
3.6*(1)
37.9***(3)
4.1*(1)
ns
ns
ns
ns
14.5**(3)
ns
Leafproduct
rate
10.2***(1)
7.8*(3)
ns
19.4***(2)
ns
ns
ns
ns
ns
Totalleaves
19.6***(1)
47.2***(3)
4.3*(1)
ns
ns
ns
ns
ns
ns
Leaflength
ns
13.9***(3,1604)
ns
11.8***(2,1604)
12.1***(3,1604)
2.5*(6,1604)
4.7*(2,1604)
6.9*(3)
ns
Totalleafarea
7.5**(1,1604)
19.1**(3,1604)
ns
4.1*(2,1604)
2.7*(3,1604)
4.6***(6,1604)
ns
ns
ns
Dem
ographic
traits
Mortality
ns
11.2***(3)
5.2*(3)
ns
ns
11.4***(6)
ns
11.9***(3)
35.1***(2)
Growth
rate
7.8*(3,1600)
3.6*(3,1600)
–39.1***(2,1600)
3.6*(3,1600)
ns
ns
ns
ns
Reproductivetraits
Probabilityof
reproduction
ns
23.8***(3)
ns
11.5**(3)
ns
ns
7.6**(2)
ns
ns
Inflorescence
production
14.7***(1)
45.3***(3)
7.1**(2)
27.7***(2)
ns
ns
11.4**(2)
ns
ns
Infrutescences
⁄inflorescencesratio
7.5**(3)
ns
5.8*(2)
16.1**(6)
ns
ns
Fruitproduction
19.2**(3)
ns
21.7**(2)
ns
12.6**(3)
ns
GLMMs(leafpersistency,leafproductionrate,totalleaves
andmortality)andLMMs(leaflength,totalleafareaandgrowth
rate)statisticsare
provided
(Fvalues
forLM
and
v2values
for
GLMM;degrees
offreedom
inbrackets);significance
level:*P
£0.05;**P<
0.01;***P<
0.001;ns,
non-significant).Thetable
presents
only
significantterm
s.Theinfrutescences
⁄inflorescences
ratioandfruitproductionwereonly
tested
infemales.
Resilience to chronic defoliation in palms 5
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
length (SL00) on leaf persistence and leaf length, independent
of gender (Table 2). Overall, bigger palms from the 50% and
66% defoliation treatment had less persistent leaves compared
with control palms (Fig. S2). While leaf length increased with
stem length in defoliated palms, this was not the case for the
control plants. As a result of these trends, smaller defoliated
palms had smaller leaves than control plants, while the con-
trary was true for bigger palms (Fig. S3). Finally, we detected
a positive single effect of stem length on the number of leaves,
which was independent of the defoliation treatment, gender
and year; however, stem length explained only 9% of the inter-
individual variation.
MORTALITY
Cumulative effects of chronic defoliation
Overall, in the final year of defoliation treatments, the effect of
defoliation on mortality rates differed between genders, with
higher mortality rates in females (Table 1, Fig. 2). Among
female palms, mortality increased with defoliation level, with
66% defoliated females having a threefold higher mean (±SE)
mortality rate (9.1%±0.1) than control palms (Fig. 2a). By
contrast, mortality rates did not differ significantly between
defoliated and controlmale palms (Fig. 2a,b).
0% 33% 50% 66%
Defoliation treatment
0.00
0.04
0.08
0.12
2000 2001 2002 2003
(i)
2000 2001 2002 2003
(j)
20
30
40
50 (g) (h)
1.0
3.0
5.0
7.0 (e) (f)
(d)
Tota
l le
af a
rea
(m2)
Leaf
len
ght
(cm
) Tota
l le
aves
Le
af p
roduct
ion r
ate
(lea
ves
ind
–1 y
r–1)
0.0
1.0
2.0
3.0
4.0 (a)
0.0
1.0
2.0
3.0 (c)
(b)
Pers
iste
nt
leav
es(n
um
ber
of
leav
es)
Year
Fig. 1. Recovery patterns of leaf functional
traits of Chamaedorea elegans palms, as a
function of gender and chronic defoliation
levels in south-eastern Mexico. Leaf persis-
tence, leaf production rate, total leaves, leaf
length and total leaf area for females (a, c, e,
g and i) and males (b, d, f, h and j). The indi-
cated defoliation treatments correspond to
the percentage of standing leaves removed
every 6 months over 3 years. Last defolia-
tion event was applied in 2000. Bars indicate
mean value, and vertical lines represent±1
standard error.
6 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
Recovery from defoliation
The ability to survive after chronic defoliation depended on
defoliation treatment, and there were no significant differences
among genders (Table 2, Fig. 2). In the first year after defolia-
tion (2001), mortality rate increased for both genders and for
all defoliation treatments including the control (0% defolia-
tion). This amplified differences among defoliation treatments,
where mortality rate rose over 15% in the 66% defoliation
treatment (Fig. 2). Two years after last defoliation event
(2002), mortality rates of male and female defoliated palms
were not significantly different from those of control palms.
Mortality rate varied depending on the interaction between
defoliation treatment and stem length (SL00) and between
defoliation treatment and year (Table 2). Effects of plant size
were mainly observed in the Recovery-Yr1, where bigger
palms (independent of gender) subjected to 66% defoliation
exhibited higher mortality rates than palms from the other
defoliation treatments, and this difference disappeared in later
years (Fig. S4).
GROWTH
Cumulative effects of chronic defoliation
Three years of repeated defoliation lead to a reduction in stem
growth rate (Table 1), principally in palms from the 66%defo-
liation treatment (Fig. 3). Defoliation impacted growth of
males and females in a similar way (Table 1). Across all treat-
ments, females grew significantly slower than males with a
mean (±SE) of 4.01 (±0.19) vs. 4.56 (±0.22) cm year)1, respec-
tively. Initial stem size did not affect the response on stem
growth.
Recovery from defoliation
One year after the last defoliation event (2001), growth rates of
palms from all defoliation treatments, including the control,
decreased and were slower than in subsequent years. In this
year, greater impacts of defoliation were observed on female
compared with male palms (Table 2); female palms from the
50% and 66% defoliation treatments had growth rates that
were 28%and 49% slower than those of control palms, respec-
tively. Defoliated females took more time to recover; it took
2 years until growth rates were similar to growth rates of the
control female palms compared with only 1 year for the males
(Table 2, Fig. 3a,b). However, 3 years after the last defoliation
event, differences in growth between males and females were
no longer significant (Table 2, Fig. 3). Stem size did not affect
the recovery process of stem growth (Table 2).
REPRODUCTIVE TRAITS
Cumulative effects of chronic defoliation
All defoliation treatments reduced the probability of reproduc-
tion, and to a lesser extent inflorescence production, in female
palms, while in male ones, only the 66% treatment produced a
Mort
ality
rate
(in
d ind
–1 y
ear–
1)
Year
0% 33% 50% 66%Defoliation treatment
0
0.1
0.2
0.3
2000 2001 2002 2003
(a)
2000 2001 2002 2003
(b)
Fig. 2. Temporal changes in mortality (ind
ind)1 ha)1) in Chamaedorea elegans palms
after being subjected to different chronic
leaf defoliation treatments in Chajul, south-
eastern Mexico. 2000 represents the last year
of defoliation treatment. Differences among
genders are illustrated in the different charts:
(a) females and (b) males. Bars indicatemean
value, and vertical lines represent±1 stan-
dard error.Ste
m g
row
th (
cm y
ear–
1)
Year
0% 33% 50% 66%
Defoliation treatment
2000 2001 2002 2003
(b)
1
2
3
4
5
2000 2001 2002 2003
(a)
Fig. 3. Temporal changes in stem growth
(cm year)1) in Chamaedorea elegans palms
after being subjected to different chronic leaf
defoliation treatments in Chajul, south-east-
ern Mexico. 2000 represents the last year of
defoliation treatment. Differences among
genders are illustrated in the different charts:
(a) females and (b) males. Bars indicatemean
value, and vertical lines represent±1 stan-
dard error.
Resilience to chronic defoliation in palms 7
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
significant reduction (Table 2; Fig. 4). In female palms, infr-
uctescence ⁄ inflorescence ratio (Fig. 5a) and fruit production
per reproductive palm (Fig. 5b) strongly decreased as defolia-
tion level increased. Stem length did not affect the response of
any of the reproductive traits analysed (Table 1).
Recovery from defoliation
Recovery depended on the reproductive trait considered and
on the defoliation treatment and gender (Table 2). In the first
year after defoliation (2001), most reproductive trait values of
palms from all defoliation treatments (including control
palms) decreased with respect to those of previous and subse-
quent years, especially in female palms (Figs 4 and 5). In this
and the following 2 years, female palms from all defoliation
treatments had a much lower probability of reproduction than
control female palms (Fig. 4a, Table 2). By contrast, male
palms from all defoliation treatments exhibited probabilities of
reproduction similar to controlmale palms 2 years after defoli-
ationwas suspended (Table 2, Fig. 4b).
In contrast to the probability of reproduction, inflorescence
production of female palms from all defoliation treatments
had risen to values similar to control palms 2 years after the
last defoliation event (Fig. 4c). Inflorescence production in
male palms was not affected by defoliation, and individuals
from all defoliation treatments recovered inflorescence produc-
tion in just 1 year (Fig. 4d).
Recovery of other reproductive components of female
palms varied depending on the trait considered. While the
infructescence ⁄ inflorescence ratio of female palms from all
defoliation treatments reached values similar to that of con-
trol palms 2 years after defoliation (Fig. 5a), rates of fruit
production per reproductive palm recovered only after
3 years (Fig. 5c) did not recover at all (Fig. S2). The only
significant interactive effect between stem length and defolia-
tion was observed on fruit production (Table 2). Overall,
while in the control palms, fruit production increased with
stem length, in the defoliated palms, such relationship was
negative, especially for palms subjected to the 50% and 66%
defoliation treatments (Fig. S5). Finally, inflorescence pro-
duction increased with stem length, independent of defolia-
tion treatment and gender, but the explained variance was
only 10% (Table 2).
Discussion
Leaf area losses, which are caused by physical or biotic agents,
can strongly influence functional and demographic behaviour
of plants (Marquis 1984; Anten & Ackerly 2001; Endress,
Gorchov &Noble 2004). Our results show that the cumulative
effects of repeated defoliation on leaf functional traits and
demographic attributes of C. elegans palms depend on both
the defoliation level and gender, but not on plant size. Specifi-
cally, our findings support the hypotheses that: (i) female
palms suffer stronger negative demographic effects due to
defoliation than males, (ii) the magnitude of the negative
effects increased with the level of defoliation, (iii) the effects on
reproduction were stronger than effects on leaf traits, growth
and survival. Regarding the ability of palms to recover from
defoliation (resilience), we found that: (i) leaf length and leaf
production rate recover faster than total leaf area, (ii) survival
rates recover more quickly than growth and reproduction, (iii)
male palms recover faster than females and (iv) the recovery
time increases with higher levels of defoliation (Table 3). Plant
size did not have a consistent effect on the recovery of defoli-
ated palms.
ForC. elegans, leaf harvesting is probably themain cause of
leaf area loss, and our defoliation treatments bracketed the
0% 33% 50% 66%
Defoliation treatment
Year Year
0.0
0.2
0.4
0.6
0.8
1.0 (a)
2000 2001 2002 2003
(d)
(b)
Probab
ility
of
repro
duct
ion
0.0
0.5
1.0
1.5
2.0
2.5
2000 2001 2002 2003
(c)
Inflore
scen
ce p
roduct
ion
Fig. 4. Temporal changes in reproductive
traits of Chamaedorea elegans palms after
being subjected to different chronic leaf defo-
liation treatments in Chajul, south-eastern
Mexico. 2000 represents the last year under
defoliation. The top charts show the proba-
bility of reproduction, and the bottom charts
show inflorescence production for: females
(a, c) andmales (b, d).
8 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
levels at which this harvesting occurs. Although such defolia-
tion levels in Chamaedorea species may also happen due to
natural causes (N. P. R. Anten, personal observations), they
typically tend to be lower (1–23% of leaf area; Martınez-
Ramos, Anten & Ackerly 2009; Cepeda-Cornejo & Dirzo
2010). However, for many other species, stochastic events such
as insect outbreaks, branch fall, strong storms, browsing and
fire may damage higher proportion of leaf area and cause
higher functional damages and affect population patterns
(Coley, Bryant & Chapin 1985; McPherson & Williams 1998;
Lopez-Toledo, Horn&Endress 2011).
EFFECTS OF CHRONIC DEFOLIAT ION
Earlier defoliation studies conducted on palm species found
that single defoliation events generally had no negative func-
tional or demographic effects. In some cases, overcompensa-
tion, that is, faster growth and reproduction in defoliated
plants, was even observed (Mendoza, Pinero & Sarukhan
1987; Oyama & Mendoza 1990; Chazdon 1991). In contrast,
our results strongly suggest that cumulative effects of chronic
defoliation may lead to strong reductions in demographic
rates. Palms tend to maintain large carbohydrate stores, and
these stores play a crucial role in survival and regrowth after
defoliation (Kobe 1997). ForC. elegans, the cumulative effects
of chronic defoliation were independent of stem size, which
may be indicative of the importance of storage organs other
than stems, such as roots. In chronically defoliated palms,
these stores may be depleted by the continuous resource
demand to support regrowth of photosynthetic tissues
and maintenance of vegetative organs (Belsky et al. 1993;
McPherson & Williams 1998). For example, non-structural
carbohydrates in below-ground organs of Sabal palmetto seed-
lings were depleted after repeated events of defoliation, which
then resulted in reduced growth rates and increased mortality
rates (McPherson&Williams 1998).
The effects of leaf area losses also depend on the level of
defoliation. Even a single, but severe (75–100% of leaves
removed), defoliation eventmay result in significant reductions
in functional or demographic traits (Mendoza, Pinero &
Sarukhan 1987; Oyama & Mendoza 1990; Boege 2005). Our
results agree with these studies, as our lower defoliation
treatment (33%) had only minor negative effects in some
reproductive traits (probability of reproduction and fruit pro-
duction), while the more intensive defoliation treatments (50–
66%) had strong negative effects on all analysed demographic
rates. This indicates that chronic defoliation at high intensities
may cause strong negative effects on plant fitness (Endress,
Gorchov & Berry 2006; Martınez-Ramos, Anten & Ackerly
2009).
GENDER EFFECTS AND RECOVERY FROM CHRONIC
DEFOLIAT ION
In dioecious species, resource allocation to reproduction tends
to be asymmetrical between genders (Case &Ashman 2007). It
has been documented that female plants invest more resources
in reproductive functions than males and that their growth
rates are consequently slower than those of males (Ataroff &
Schwarzkopf 1992). This has also been documented in four
species ofChamaedorea palms (Oyama&Dirzo 1988; Cepeda-
Cornejo & Dirzo 2010). Our study on C. elegans is the first
showing differences between genders both in the cumulative
effects of chronic defoliation and in the resilience to such dis-
turbance in perennial plants. Differential gender-specific
resource allocation could explain why, after chronic defolia-
tion, female palms produced lower photosynthetic total area
and, concomitantly, lower survival and growth than males.
Also, the recovery of most functions, and particularly repro-
duction, following the cessation of chronic defoliation was
both slower and less complete in females. In the case of fruit
production, there seemed to be no recovery at all even 3 years
after defoliation had stopped, that is, the relative difference
between defoliated and non-defoliated females did not
decrease. The latter effect was probably caused by the slower
recovery in leaf area and associated carbon reserves in females.
The detected interactive effect between plant size and defoli-
ation on leaf length and leaf persistence could be indicative of
different strategies associated with leaf area production. Smal-
ler defoliated palms maintained more but smaller leaves, while
larger defoliated palms maintained fewer bigger leaves. Such
different strategies could be associated with the fact that more
but smaller leaves entail lower support costs at the leaf level,
but larger costs of stem growth and self shading (Anten &
Ackerly 2001). On the other hand, the higher mortality and
lower fruit production exhibited by bigger recovering palms
Year Year
0% 33% 50%
Defoliation treatment
0
20
40
60
2000 2001 2002 2003
(b)
0
0.1
0.2
0.3
0.4
0.5
2000 2001 2002 2003
(a)
Proport
ion I
nfr
/Infl
Fruit p
roduct
ion
66%
Fig. 5. Temporal changes in reproductive
traits of female palms of Chamaedorea
elegans after being subjected to different
chronic leaf defoliation treatments in Chajul,
south-eastern Mexico. 2000 represents the
last year of defoliation treatment. (a)
Infrutescences ⁄ inflorescences ratio and (b)
fruit production per reproductive female
(ind.ind repr)1 year)1). Bars indicate mean
value, and vertical lines represent±1 stan-
dard error.
Resilience to chronic defoliation in palms 9
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
may have two possible complementary explanations. In gen-
eral, as plant size increases, the leaf area ratio (leaf area per bio-
mass unit) and thus the balance between photosynthetically
active and non-active tissue decreases (Poorter 1999). A reduc-
tion in leaf area by defoliation could therefore be more likely
to result in a negative carbon balance in large plants, relative to
smaller ones. It is also possible that reproductive costs,
expressed as future reductions in survival and or reproduction,
are higher for larger plants (e.g. Pinero, Sarukhan & Alberdi
1982) and that such costs aremore strongly expressed in defoli-
ated plants.
Overall, our results suggest that the recovery process from
chronic defoliation inC. elegans proceeds in a series of gradual
steps. As discussed previously, single or few defoliation events
have limited or no perceptible negative consequences on func-
tional or demographic traits, and plants easily recover their
pre-defoliation status (Oyama & Mendoza 1990; Chazdon
1991; Endress, Gorchov &Noble 2004). If defoliation is recur-
rent, functions of relatively low energetic and demographic
costs, such as reproduction, are the first traits negatively
affected. In long-lived understorey palms, it has been docu-
mented that individuals allocate more resources to somatic
structures (roots, stems and leaves) important for survival and
growth than to reproductive organs (Pinero, Sarukhan &
Alberdi 1982; Oyama & Dirzo 1988). In long-lived plants,
reproductive rates tend to be much less important for popula-
tion growth and fitness (i.e. they have much lower elasticity)
than growth and survival parameters (Franco & Silvertown
2004). As defoliation persists through time, a decrease in func-
tional components of higher energetic and demographic costs,
such as stem growth and leaf area production, occurs. Finally,
if defoliation continues, plants are not able to maintain a posi-
tive carbon balance and die.
The recovery process from chronic defoliation also follows a
gradual pattern. Leaf area recovered first, mediated by recov-
ery of other leaf traits such as leaf persistence, leaf production
and leaf size. This fast recovery of leaf area and associated light
capture is probably vital for survival in the forest understorey.
In males, all leaf traits had recovered to the levels of non-
defoliated plants within 3 years following the cessation of
defoliation. By contrast, leaf persistence and leaf length, and
by consequence total standing leaf area, did not fully recover
in females during this period.Once leaf area has recovered, sur-
vival recovers faster than growth and growth recovers faster
than reproduction.
Our results indicate that chronic and high levels of defolia-
tion strongly reduce seed production, increase mortality and
reduce growth. All this together may shrink populations and
skew sex ratios to a higher proportion of males, which may
consequently influence long-term population growth as found
in other dioecious palm species (Holm, Miller & Cropper
2008). This may also affect genetic variation (Eguiarte et al.
1993) well beyond the period over which defoliation takes
place. It is likely that chronic defoliation may be responsible
for the reduction or local extinction of Chamaedorea popula-
tions in some tropical regions in Mexico and Central America
with high leaf extraction rates (Sanchez-Carrillo & Valtierra-
Pacheco 2003; Bridgewater et al. 2006; Endress, Gorchov &
Berry 2006). Our results thus strongly indicate that the impact
of stress events on plant performance and population dynam-
ics should include estimates of recovery time, and in long-lived
species, this should be extended several years beyond the per-
iod over which the stress events occurred. Another important
implication of our results is that studies on gender differences
in demographic rates should have long-term approaches and
recognize historical or severe stress events to identify possible
effects of stress events that occurred in the past. These issues
have not been addressed in natural populations and will be
very important in future research.
STOCHASTIC EFFECTS
Defoliation effects may interact with other factors such as cli-
matic stochasticity. Previous studies have shown that the
impact of such external factors may even be stronger than
those of defoliation. For example, our previous study with
C. elegans included a severe drought related to an ENSO event
in 1998, which caused strong effects inmortality and reproduc-
tion independently of defoliation level (Martınez-Ramos,
Anten & Ackerly 2009). Surprisingly, during the year period
2000–2001, a similar anomaly in precipitation and temperature
to that of El Nino-1998 was recorded in our study locality
(Lacantum, Chiapas, CNA-Mexico). During the 2000 dry sea-
son, rainfall from February to April was 66% lower than the
long-term average (Fig. S1). As our results show, this drought
Table 3. Rates of functional and demographic recovery of
Chamaedorea elegans palms with different levels of chronic defoliation.
Speed of recovery is measured as the number of years (1–3 years)
required for a palm to reach statistically same trait values than those of
non-defoliated (control) palms. ‘>3’ means that this specific trait did
not recover 3 years after the last defoliation event. The – symbol
indicates those factors are restricted to females. Percentages correspond
to three chronic defoliation levels (per cent of standing leaves removed)
applied every 6 months over 3 years (1997–2000)
Trait
Females Males
33% 50% 66% 33% 50% 66%
Functional leaf traits
Leaf persistence 1 >3 >3 2 3 3
Leaf production rate 2 2 2 1 2 2
Total leaves 2 3 3 2 3 3
Leaf length 1 3 >3 1 1 2
Total leaf area 2 >3 >3 2 3 3
Demographic traits
Mortality 1 1 2 1 1 2
Growth rate 2 2 3 1 1 1
Reproductive traits
Probability of reproduction >3 >3 >3 1 2 2
Inflorescence production 2 2 2 1 1 1
Infrutescences ⁄inflorescences ratio
2 2 3 – – –
Fruit production per
reproductive female
3 >3 >3 – – –
10 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology
event had clear impacts on the ability of palms to recover, as it
intensified the effects of defoliation and slowed recovery rates.
As droughts have been predicted to become more frequent in
tropical forest areas in the future (Easterling et al. 2000), their
effects on plant recovery fromdefoliation should be considered
when quantifying the impact of chronic defoliation in under-
storey palms.
Conclusion
In this study, we have shown that chronic defoliation reduces
fitness components (survival, growth and reproduction), and
this reduction is higher as defoliation levels increase, particu-
larly for female plants. Plants appear to survive chronic defoli-
ation by strongly reducing reproduction and subsequently
growth. Once defoliation stops, males recover faster than
females, and the recovery appears to be stepwise, with survival
and growth increasing first and reproductive functions recov-
ering more slowly. The slow recovery of females, in particular,
may have significant consequences for population dynamics
and genetic variation and should be considered in demo-
graphic studies as well as in studies that determine the impact
of leaf harvesting. Climatic factors, such as severe drought,
affect the ability of plants to recover from chronic defoliation.
Thus, the incidence of severe episodic disturbances, such as
drought, may play a dominant role in the population dynamics
of tropical rain forest understorey plants when combined with
chronic defoliation.
Acknowledgements
This study was supported by theU.S. National Science Foundation (grant IBN
9604030) and the Packard Foundation (No. 1999-4903). CIECO-UNAM
provided additional financial support. LLT was supported by a Master
Scholarships (CONACYT: 163218) and the Postdoctoral Program of the San
Diego Zoo Global. We acknowledge logistic support from CIECO-UNAM
and Chajul Field Station.We thank Jorge Rodrıguez, Gilberto Jamangape and
Praxedis Sinaca for help with fieldwork. MMR thanks DGAPA-UNAM and
CONACYT for sabbatical fellowships at the University of California at
Berkeley. Finally, we thank the Editors and anonymous reviewers for their
valuable suggestions.
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Additional Supporting Information may be found in the online
version of this article.
Figure S1. Climate inter-annual (1994–2003) variation at the Chajul
Biological Station, southeasternMexico.
Figure S2.Relationships between leaf persistency and stem length for
recoveringChamaedorea elegans palms subjected to different defolia-
tion levels.
Figure S3.Relationships between leaf length and stem length for reco-
vering Chamaedorea elegans palms subjected to different defoliation
levels.
Figure S4. Temporal changes in mortality rate of recoveringChamae-
dorea elegans palms as a function of defoliation treatments and stem
length.
Figure S5. Relationships between mean annual fruit production and
stem length for recovering Chamaedorea elegans female palms
subjected to different defoliation treatments in south-eastMexico.
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12 L. Lopez-Toledo et al.
� 2012 The Authors. Journal of Ecology � 2012 British Ecological Society, Journal of Ecology