Barclays Bank Ireland PLC (BBI) – KYC Documentation
Dear Client,
The following collection of documents should be used to support your KYC requirements for BBI. Where you
require additional information or documentation please contact [email protected].
Please note the attached documents are the latest versions, though some of these may be updated over time.
Please see the below links for the latest version, or access our on-boarding page at https://home.barclays/who-
we-are/our-strategy/preparing-for-brexit/bbi-kyc-information.
Companies Registration Office (CRO)
Full Legal Entity Name: Barclays Bank Ireland Public Limited Company
Company Number: 396330
Address: One Molesworth Street, Dublin 2, D02 RF29, Ireland
List of Corporate Information
Confirmation of key information required to KYC BBI e.g. LEI, Companies Number, List of Directors, Registered
Address, Telephone Number, etc. Dated, 03rd December 2018.
LEI: 2G5BKIC2CB69PRJH1W31
Bank Constitution
Memorandum of association of BBI PLC dated 22nd March 2018, including BBI PLC’s ‘Articles of Association’.
Irish Tax ID
Certificate of Tax Clearance issued to BBI PLC on 14th March 2018 to confirm all tax affairs for the entity are in
order.
PPSN/Tax Reference: 6416330R
Access Number: 297887
CRS Self Certification
BBI PLC’s self certification form including information on tax residency and citizenship status.
TIN: 6416330R
GIIN: E1QAZN.00200.ME.372
US W-8 BEN-E Tax Form
Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (entities).
Germany W-8 BEN-E Tax Form
Certificate of Status of Beneficial Owner for Germany Tax Withholding and Reporting (entities).
Spain W-8 BEN-E Tax Form
Certificate of Status of Beneficial Owner for Spain Tax Withholding and Reporting (entities).
Sweden W-8 BEN-E Tax Form
Certificate of Status of Beneficial Owner for Sweden Tax Withholding and Reporting (entities).
US W-8 IMY Tax Form (pending set-up)
USA Patriot Act Foreign Bank Certification
Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA
PATRIOT ACT Certificate from a Barclays entity, for example BBI PLC.
Certificate of Incorporation
Certification that Barclays Ireland PLC is incorporated on 12th January 2005 under the Companies Acts 1963 to
2006 and that the company is limited.
Certificate of Incorporation Amendment – Change of Entity Name
Certification that Barclays Ireland PLC changed name to Barclays Bank Ireland PLC on 24th February 2005, and is
now incorporated as a limited company under this new name.
Proof of Registration (with Regulator)
Confirmation that BBI PLC has a licence for banking business, granted by the Irish Financial Services Regulatory in
pursuance of its powers under Section 9 of the Central Bank Act, 1971, dated 25th February 2005.
Registration Number & Agreement Details
Confirmation that BBI PLC is a credit institution authorised under Irish Legislation to carry on banking business in
the State, regulated by the Central Bank of Ireland. Banking Licence Number: C36964
Ownership Structure
Confirmation that BBI PLC is a 100% owned subsidiary of BBPLC, with BBPLC a 100% owned subsidiary of
Barclays PLC, dated 18th April 2018.
Website Details
Barclays Bank Ireland PLC website: https://www.barclays.ie/
Compliance Officer Contact Details
BBI PLC Compliance Officer Name and Address
Wolfsberg Questionnaire (Available on request, please contact [email protected])
Wolfsberg Group Questionnaire for BBI PLC covering anti-money laundering (AML), Know Your Customer (KYC)
and counter-terrorist financing (CTF/CFT).
Compliance Officer Contact Details
BBI PLC Compliance Officer Name and Address.
Venues and Exchanges
List of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership.
Kind Regards,
Barclays Bank Ireland PLC
Barclays Bank PLC
Barclays Capital Securities Limited
Disclaimer
BARCLAYS This communication has been prepared by Barclays.
“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group”
means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding
company and subsidiaries of the holding company.
CONFLICTS OF
INTEREST
BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment
banking products and services to clients, Barclays may act in several capacities (including issuer,
market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty
and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of
interest which may impact the performance of a product.
FOR INFORMATION
ONLY
THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT
TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.
NO LIABILITY Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any
liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise)
arising from the use of this communication or its contents or reliance on
the information contained herein, except to the extent this would be prohibited by law
or regulation.
NO ADVICE Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not
provided, any regulatory, legal, investment advice or personal recommendation to you in relation
to any information provided in this email is not responsible for providing or
arranging for the provision of any general financial, strategic or specialist advice, including legal,
regulatory, accounting, model auditing or taxation advice or services or any other services in
relation to any information provided. You must determine, on your own behalf or through
independent professional advice, the merits, terms, conditions and risks associated with the
information provided herein or activity arising from or related to the information provided herein.
THIRD PARTY
INFORMATION
Barclays is not responsible for information stated to be obtained or derived from third party
sources or statistical services.
OPINIONS SUBJECT TO
CHANGE
All are given as of the date hereof and are subject to change. Barclays is not obliged to inform the
recipients of this communication of any change to such opinions or estimates unless required to
do so pursuant to any legal or regulatory obligations.
IMPORTANT
DISCLOSURES
For important regional disclosures you must read, click on the link relevant to your region. Please
contact your Barclays representative if you are unable to access.
EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html
US: https://www.home.barclays/disclosures/important-us-disclosures.html
APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html
CONFIDENTIAL This communication is confidential and is for the benefit and internal use of the recipient
and no part of it may be reproduced, distributed or transmitted without the prior written permission
of Barclays.
ABOUT BARCLAYS Barclays offers premier investment banking products and services to its clients through Barclays
Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by
the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the
London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered
office at 1 Churchill Place, London E14 5HP.
COPYRIGHT © Copyright Barclays Bank PLC, 2019 (all rights reserved).
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Barclays USA PATRIOT ACT Certificate
Pursuant to the USA Patriot Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a “Covered Financial Institution”) is required to obtain certain information from any “Foreign Bank” that maintains a correspondent account with it. As permitted by the final rules, the Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA PATRIOT ACT Certificate from a Barclays entity, for example, an overseas branch of Barclays bank PLC. Please use this certificate in preference to requesting individual Barclays businesses to complete a separate certificate. If the particular Barclays business that maintains a correspondent account with your institution is not listed in out certificate, or if you have any questions with regard to this Certificate, please advise us by e-mailing Barclays.
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CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS [OMB CONTROL NUMBER 1506-0043] The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United State Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law 107-56). This Certification should be completed by any foreign bank that maintains a correspondent account with any U.S. bank or broker-dealer in securities (a covered financial institution as defined in 31 CFR 1010.605(e)). An entity that is not a foreign bank is not required to complete this Certification. A foreign bank is a bank organized under foreign law and located outside of the United States (see definition at 31 CFR 1010.100(u)). A bank includes offices, branches, and agencies of commercial banks or trust companies, private banks, national banks, thrift institutions, credit unions, and other organizations chartered under banking laws and supervised by banking supervisors of any state (see definition at 31 CFR 1010.100(d)).1 1 A “foreign bank” does not include any foreign central bank or monetary authority that functions as a central bank, or any international financial institution or regional development bank formed by treaty or international agreement. A correspondent account for a foreign bank is any account to receive deposits from, make payments or other disbursements on behalf of a foreign bank, or handle other financial transactions related to the foreign bank. Special instructions for foreign branches of U.S. banks: A branch or office of a U.S. bank outside the United State is a foreign bank. Such a branch or office is not required to complete this Certification with respect to Correspondent Accounts with U.S. branches and offices of the same U.S. bank. Special instructions for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The Certification must list all of the branches and offices that are covered and must include the information required in Part C for each branch or office that maintains a Correspondent Account with a Covered Financial Institution. Use attachment sheets as necessary. A. The undersigned financial institution, Barclays Bank PLC and its foreign branches and entities listed in the attachment (collectively, the “Foreign Bank”) hereby certifies as follows:
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B. Correspondent Accounts Covered by this Certification: Check one box.
This Certification applies to all accounts established for Foreign Bank by Covered Financial Institutions. This Certification applies to Correspondent Accounts established by _____________________________________________________________ (name of
Covered Financial Institution(s)) for Foreign Bank. C. Physical Presence/Regulated Affiliate Status: Check one box and complete the blanks.
Foreign Banks maintains a physical presence in any country. That means:
Each of the Foreign Banks has a place of business at the following street address set out in the attachment hereto, where it employs one or more individuals on a full-time basis and maintains operating records related to its banking activities.
The address is in the country where the particular Foreign Bank is authorised to conduct conduct banking activities.
The particular Foreign Bank is subject to inspection by the banking authority that licenses the particular Foreign bank to conduct banking activities as set out in the attachment hereto.
Foreign Bank does not have a physical presence in any country, but Foreign Bank is a regulated affiliate. That means:
Foreign Bank is an affiliate of a depository institution, credit union, or a foreign bank that maintains a physical presence at the following street address: _____________________________________________________, where it employs one or more persons on a full-time basis and maintains operating records related to its banking activities.
The above address is in _______________________ (insert country), where the depository institution, credit union, or foreign bank is authorized to conduct banking activities.
Foreign Bank is subject to supervision by _____________________, (insert Banking Authority), the same banking authority that regulates the depository institution, credit union, or foreign bank.
Foreign Bank does not have a physical presence in a country and is not a regulated affiliate.
D. Indirect Use of Correspondent Accounts: Check box to certify.
No Correspondent Account maintained by a Covered Financial Institution may be used to indirectly provide banking services to certain foreign banks. Each of the Foreign Banks
x
x
x
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hereby certifies that it does not use any Correspondent Account with a Covered Financial Institution to indirectly provide banking services to any foreign bank that does not maintain a physical presence in any country and that is not a regulated affiliate. E. Ownership Information: Check box 1 or 2 below, if applicable.
1. Form FR Y-7 is on file. Foreign Bank has filed with the Federal Reserve Board a current Form FR Y-7 and has disclosed its ownership information on Item 4 of Form FR Y-
7. 2. Foreign Bank’s shares are publicly traded. Publicly traded means that the shares are traded on an exchange or an organized over-the-counter market that is regulated by a foreign securities authority as defined in section 3(a)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(50)).
If neither box 1 or 2 of Part E is checked, complete Item 3 below, if applicable.
3. Each of the Foreign Banks has no owner(s) except as set forth below. For purposes of this Certification, owner means any person who, directly or indirectly, (a) owns, controls, or has power to vote 25 percent or more of any class of voting securities or other voting interests of Foreign Bank; or (b) controls in any manner the election of a majority of the directors (or individuals exercising similar functions) of Foreign Bank. For purposes of this Certification, (i) person means any individual, bank, corporation, partnership, limited liability company or any other legal entity; (ii) voting securities or other voting interests means securities or other interests that entitle the holder to vote for or select directors (or individuals exercising similar functions); and (iii) members of the same family2 shall be considered one person. In the case of Barclays Bank PLC and all branches thereof, Barclays PLC (Whose registered address is 1 Churchill place, London, E14 5HP, United Kingdom) is the sole shareholder. In the case of the entities listed in the section headed “wholly owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the sole shareholder. In the case of the entities listed in the section headed “Majority owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the majority shareholder with a shareholding of the percentage shown alongside the particular entity. Other owners of the relevant foreign bank for the purposes of this certification are listed alongside the relevant Foreign Bank in the attachment hereto, with a shareholding of the percentage shown alongside the entity.
x
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F. Process Agent: complete the following. The following individual or entity: Barclays Bank PLC, New York Branch is a resident of the United States at the following street address: 745 7th Avenue, New York, NY 10019 USA, and is authorized to accept service of legal process on behalf of Foreign Bank from the Secretary of the Treasury or the Attorney General of the United States pursuant to Section 5318(k) of title 31, United States Code. G. General Each of the Foreign Banks hereby agrees to notify in writing each Covered Financial Institution at which it maintains any Correspondent Account of any change in facts or circumstances reported in this Certification. Notification shall be given within 30 calendar days of such change. Each of the Foreign Banks understands that each Covered Financial Institution at which it maintains a Correspondent Account may provide a copy of this Certification to the Secretary of the Treasury and the Attorney General of the United States. Each of the Foreign Banks further understands that the statements contained in this Certification may be transmitted to one or more departments or agencies of the United States of America for the purpose of fulfilling such departments’ and agencies’ governmental functions. I, Geraldine Lawlor, certify that I have read and understand this Certification, that the statements made in this Certification are complete and correct, and that I am authorized to execute this Certification on behalf of Foreign Bank.
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Received and reviewed by: Name: ________________________________ Title: ________________________________ For: ________________________________ [Name of Covered Financial Institution] Date: ________________
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Company Name Type Country Address Key Regulator(s)
Barclays Bank PLC Company
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom (Registered Address)
Financial Conduct Authority (UK)
Prudential Regulation Authority (UK)
Branches of Barclays Bank PLC with a Physical Presence
Company Name Type Country Address Key Regulator(s)
Barclays Bank PLC Branch AUSTRALIA Floor 42, 225 George Street, Sydney, NSW 2000, Australia Australian Prudential Regulatory Authority
Australian Securities and Investment
Commission
Barclays Bank PLC Branch CANADA Bay Adelaide Centre, 333 Bay Street, Suite 4910, Box 9, Toronto, Ontario
M5H 2R2, Canada
The Office of the Superintendent of
Financial Institutions Canada (OSFI)
Investment Industry Regulatory
Organisation of Canada (IIROC)
Ontario Securities Commission (OSC)
Quebec Securities Commission (QSC)
Alberta Securities Commission (ASC)
British Columbia Securities Commission
(BCSC)
Barclays Bank PLC
Branch CAYMAN ISLANDS CIBC Financial Centre, 11 Dr. Roy’s Drive, P.O. Box 694, Grand Cayman
JY1 – 1107, Cayman Islands (registered address)
Cayman Islands Monetary Authority (CIMA)
Barclays Bank PLC Branch CHINA, HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong, P.R.C.
Hong Kong Monetary Authority (HKMA)
Securities & Futures Commission (SFC)
Barclays Bank PLC Branch CHINA, SHANGHAI Suite 3101, 3102B, Azia Centre, 1233 Lujiazui Ring Road, Pudong,
Shanghai, 200120, P.R.C
China Banking Regulatory Commission
People’s Bank of China (PBOC)
State Administration of Foreign Exchange
China Securities Regulatory Commission
Barclays Bank PLC Branch CYPRUS Globe House, 23 Kennedy Avenue, 1075 Nicosia, Cyprus
Central Bank of Cyprus
Cyprus Securities and Exchange
Commission
Barclays Bank PLC Branch United Arab Emirates – Dubai
International Financial Centre
Level 6, Building No.10, Gate Village, DIFC, Dubai Dubai Financial Services Authority
Barclays Bank PLC Branch FRANCE 32 Avenue George V, 75008 Paris, France (UK)Banque de France
Autorité des Marchés Financiers (AMF)
Autorité de Contrôle Prudentielle (ACP)
Barclays Bank PLC Branch GERMANY Bockenheimer Landstrasse 38-40, 60323 Frankfurt, Germany Bundesanstalt Für
Finanzdienstleistungsaufsicht (Bafin)
Deutsche Bundesbank
Barclays Bank PLC Branch GIBRALTAR Regal House, 3 Queensway, Gibraltar
PO Box 196, 84/90 Main Street, Gibraltar
Gibraltar Financial Services Commission
(FSC)
Barclays Bank PLC Branch GUERNSEY PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1
3BE
Guernsey Financial Services
Commission(GFSC)
Barclays Bank PLC Branch INDIA 801-808, Ceejay House, Shivsagar Estate, Dr Annie Besant Road, Worli, Mumbai 400018, India
Reserve Bank of India (RBI)
Securities & Exchange Board of India
(SEBI)
Insurance Regulatory & Development
Authority of India (IRDI)
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Branches of Barclays Bank PLC with a Physical Presence
Barclays Bank PLC Branch ISLE OF MAN Barclays House, Victoria Street, Douglas, IM1 2LE, Isle of Man Isle of Man Financial Supervision
Commission
Barclays Bank PLC Branch ITALY Via della Moscova 18, 20121 Milan, Italy
The Commissione Nazionale per le Società
e la Borsa (CONSOB)
Bank Of Italy
Barclays Bank PLC Branch JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131,
JAPAN
Bank of Japan
Japan Financial Services Agency (JFSA)
Barclays Bank PLC Branch JERSEY PO Box 82, 39/41 Borad Street, St Helier, Jersey JE4 8PU
Jersey Financial Services Commission
Barclays Bank PLC Branch KOREA (SOUTH) 23rd Floor, Ferrum Tower Building, 66 Suha-Dong, Jung-gu, Seoul 100-
210, Korea
Financial Supervisory Service (FSS_
Financial Services Commission
Barclays Bank PLC Branch LABUAN (Malaysia) Level 5(A), Main Office Tower, Financial Park Labuan, Jalan Merdeka
87000 Federal Territory Of Labuan, Malaysia
Labuan Offshore Financial Services
Authority (LOFSA)
Securities Commission Malaysia
Barclays Bank PLC Branch MONACO 31, Avenue De La Costa, Monte Carlo, Monaco Autorité de contrôle prudentiel et de
résolution (ACPR)
Commission de contrôle des activités
financières (CCAF)
Barclays Bank PLC Branch PORTUGAL Av. Colégio Militar, Torre Oriente nº 37 F, 13rd Floor, 1500-180 Lisboa,
Portugal
(UK)The Portuguese Securities Market
Commission (CMVM)
The Bank of Portugal (BdP – Banco de
Portugal)
The Portuguese Insurance Institute (ISP –
Instituto de Seguros de Portugal)
Barclays Bank PLC Branch SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre Tower 2, Singapore, 01983
Monetary Authority of Singapore
Barclays Bank PLC Branch SPAIN Plaza De Colon, 1, 28046 Madrid, Spain Bank of Spain (Spain)
National Commission for the Secutiries
Market (CNMV) –(Spain)
Dirección General Seguros y Fondos de
Pensiones (DGSFP)- (Spain)
Servicio Ejecutivo Comisión de Prevención
de Blanqueo de Capitales e Infracciones
Monetarias (SEPBLAC) – (Spain)
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Branches of Barclays Bank PLC with a Physical Presence
Barclays Bank PLC Branch QATAR QFC Tower, Level 10, Office 1002, West Bay, PO Box 15891, Doha, Qatar Qatar Financial Centre Regulatory Authority
Barclays Bank PLC Branch SWITZERLAND Beethovenstrasse 19, 8027 Zurich, Switzerland
Swiss Financial Market Supervisory
Authority (FINMA)
Barclays Bank PLC Branch TAIWAN 5F Cathay Xin-Yi Trading Building, #108, Xin-Yi Road Sec. 5, Taipei City,
Taiwan 110
Taiwan Financial Supervisory Commission
Barclays Bank PLC Branch UNITED ARAB EMIRATES Level 1, Building No.6, Emaar Square, Sheikh Zayed Road, PO Box 1891,
U.A.E
UAE Central Bank
Dubai Financial Services Authority
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Wholly-owned (100%) Subsidiaries
Company Name Country Address Key Regulator(s)
Barclays Bank Ireland PLC
IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland. Central Bank of Ireland
Barclays Capital Securities
Limited
UNITED KINGDOM 5 The North Colonnade, Canary Wharf, London, E14 4BB, United Kingdom (Trading Address)
1 Churchill Place, London. E14 5HP, United Kingdom (Registered Office Address)
Financial Conduct Authority (UK)
Prudential Regulation Authority (UK)
AUSTRALIA GPO Box 1592, Sydney NSW 2001, Australia (Foreign Entity Address)
Australian Prudential Regulatory Authority
Australian Securities and Investment
Commission
Securities Commission (SC)
Barclays Capital Asia
Limited
CHINA, HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Central, Hong Kong SAR, PRC Securities and Futures Commission (SFC)
Barclays Private Clients
International Limited
GUERNSEY
ISLE OF MAN
JERSEY
PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1 3BE (Branch Address)
PO Box 9, Douglas, Isle of Man, UK, IM99 1AJ (Registered Office Address)
PO Box 8, 13 Library Place, St Helier, Jersey JE4 8NE (Branch Address)
Guernsey Financial Services Commission
Isle of Man Financial Supervision
Commission
Jersey Financial Services Commission
Barclays Trust Company
(Jersey) Limited
Barclays Wealth
Management Jersey Limited
JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission
BIFML PTC Limited
JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission
Barclays Securities (India)
Private Limited
INDIA 208 Ceejay House, Shivsagar Estate, Dr A Beasant Road, Worli, Mumbai, 400 018, India Securities and Exchange Board of India
(SEBI)
Barclays Capital Securities
Indonesia PT
INDONESIA Wisma GKBI 39th Floor, Suite 3906, Jl. Jend. Sudirman No.28, Jakarta, 10210, Indonesia Otoritas Jasa Keuangan (Financial Services
Authority)
Bapepam (Capital Market Supervisory
Agency and Financial Institutions)
Barclays Capital Markets
Malaysia Sdn Bhd
MALAYSIA Level 45, Menara Maxis, Kuala Lumpur City Centre, 50088 Kuala Lumpur, Wilayah Persekutuan,
Malaysia
Securities Commission Malaysia
Barclays Bank (Suisse) S.A. SWITZERLAND 18-20 Chemin de Grange-Canal, P.O. Box 3941, 1211 Geneva, Switzerland Swiss Financial Market Supervisory
Authority (FINMA)
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Wholly-owned (100%) Subsidiaries
Barclays Merchant Bank
(Singapore) Ltd
SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS)
Barclays Capital Futures
(Singapore) Private Limited
SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS)
Barclays Capital Securities
Taiwan Limited
TAIWAN 11/F, 106 Xin-Yi Road, Sec. 5, Taipei 110, Taiwan, ROC, Taiwan, Province of China Securities and Futures Bureau (SFB) of
Financial Supervisory Commission (FSC)
Barclays Capital
Securities (Thailand) Ltd
THAILAND 21st Floor, CRC Tower, All Seasons Place, 87/2 Wireless Road, Kwaeng Lumpini, Khet Phatumwan
Bangkok 10330
Securities and Exchange Commission
(SEC) Thailand
Barclays Bank Egypt SAE EGYPT Barclays Star Capital A1 building-City Stars, Omar Ibn El Khattab St. Nasr City, Cairo, Egypt
Central Bank of Egypt
Barclays Bank Mexico SA
MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico
Mercado Mexicano de Derivados (Mexican
Derivatives Exchange)
Secretaría de Hacienda y Crédito Público
de México (Ministry of Finance and Public
Credit)
Barclays Capital Casa de
Bolsa S.A.
MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico Bolsa Mexicana de Valores (Mexican Stock
Exchange
Comision Nacional Bancaria y de Valores
(National Banking and Securities
Commission)
Comision Nacional Bancaria y de Valores
(National Banking and Securities
Commission)
Comisión Nacional Bancaria y de Valores
(CNBV) Insrgentes Sur No. 1971 Col
Guadalupe Inn C.P. 01020 Mexico City
Grupo Financiero Barclays
México, S.A. de C.V.
MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico
Banco de Mexico (Mexican central bank)
Comision Nacional Bancaria y de Valores
(National Banking and Securities
Commission)
Comision Nacional para la Protección y
Defensa de los Usuarios de Servicios
Financieros (National Financial Services
Users Protection and Defense Commission)
Secretaría de Hacienda y Crédito Público
de México (Ministry of Finance and Public
Credit)
Barclays Securities Japan
Limited
JAPAN 10-1, Roppongi 6-chome, Minato-ku, Tokyo, JAPAN Bank of Japan
Japan Financial Services Agency (JFSA)
Barclays Funds and
Advisory Japan Limited
JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131, JAPAN Japan Financial Services Agency (JFSA)
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Wholly-owned (100%) Subsidiaries
Barclays Asset Management Limited Barclays Sharedealing
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Barclays Stockbrokers Limited
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Barclays Bank Trust Company Limited
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Prudential Regulation Authority (UK)
Gerrard Financial Planning Limited
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Gerrard Investment Management Limited
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Barclays Insurance Services Company Limited
UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)
Barclays Assurance (Dublin) Limited
IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland (Registered Office Address) 47 St. Stephen's Green, Dublin 2, Co Dublin
The Financial Regulator (Ireland)
Barclays Insurance (Dublin) Limited
IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland The Financial Regulator (Ireland)
Majority-owned (50 %+) Subsidiaries
Company Name Country Address Barclays Bank PLC
Shareholding %
Other Owner(s) Other Owner(s)
shareholding (%)
Key Regulator(s)
Barclays Africa Group
Limited
SOUTH AFRICA 7th Floor, Barclays Towers West, 15
Troye Street, Johannesburg
2001, South Africa
50.1 Multiple, with no single
shareholder holding >
10%.
49.9 South African Reserve Bank
Barclays Bank of Zimbabwe
Limited
ZIMBABWE 2nd Floor Barclay House, Cnr First
Street/Jason Moyo Avenue, PO Box
1279, Harare, Zimbabwe
67.68 Multiple, with no single
shareholder holding >
10%.
32.32% Reserve Bank of Zimbabwe
Banco Barclays SA BRAZIL Avenida Brig. Faria Lima, 4440, 120
andar, Bairro Itaim Bibi,
04538-132
São Paulo - SP - Brazil
99.996 Barclays Corporation
Limited
0.004 Central Bank of Brazil
Last Updated – 25/03/2019
Barclays Bank Ireland PLC – Compliance Officer Contact Details
March 19
Officer Name
John Hall
Officer Capacity
Head of Compliance, Barclays Bank Ireland Plc
Officer Address
One Molesworth Street, Dublin 2, D02 RF29, Ireland
Last Updated – 25/03/2019
Barclays Bank Ireland PLC – Exchanges & Venues
March 19 The following is a list of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership. If you are due to migrate to BBI and you hold one or more of the related asset classes for these vendors, please ensure you:
- Communicate with the related vendor(s) to confirm whether any additional ‘client to
vendor’ set-up is required prior to trading (e.g. permissions, confirmations)
- Review the current list of available third-party vendor system ID codes for BBI (e.g. Alert,
SWIFT), which can be found in the “Confirmation and Other Third Party Vendor Identifiers”
section of this webpage
- Please note this only contains IDs, which are due to change for BBI. If you require
confirmation for a specific vendor / venue not listed on the website, please request this via
Any existing vendor IDs with Barclays Bank PLC (BBPLC), Barclays Capital Services (BCSL) or Barclays Capital Inc (BCI) remain unchanged. BBI holds full membership at the following Trading Venues:
FMI Name FMI Type
Business Area
FX Rates Credit Cash -
Eq Eq -
Derivs ADS FIF
Cross-Product
Bloomberg MTF MTF x x x x x x
BrokerTec MTF MTF x x
TradeWeb MTF MTF x x x x x
Euronext (Amsterdam) EXCH x x x x
Euronext (Brussels) EXCH x x x x
Euronext (Lisbon) EXCH x x x x
Euronext (Paris) EXCH x x x x
Nasdaq Deriv Mkts EXCH x x
CBOE Europe EXCH x x
Nasdaq OMX (Copenhagen) EXCH x x
Nasdaq OMX (Helsinki) EXCH x x
Nasdaq OMX (Stockholm) EXCH x x
Oslo Bors EXCH x
ITG Posit MTF MTF x x
MarketAxess MTF MTF x x x
Aurel BGC OTF OTF x x x x x
GFI Securities Limited OTF x x x x x
Last Updated – 25/03/2019
ICAP WCLK MTF MTF x x
i-Swap - D2C i-Swap Euro MTF MTF x
i-Swap - D2D i-Swap Euro MTF MTF x
Trad-X MTF MTF x
Par FX Spot TV x
Tullett Prebon Europe MTF MTF x x
Tullett Prebon Securities MTF MTF x x
ICAP Securities OTF OTF x x x x x x
Integral MTF x
GFI Brokers Limited OTF x x x x
GFI Brokers Limited MTF x x x
GFI Securities Limited MTF x x x
BGC Brokers LP OTF x x
Kyte Broking Limited OTF x x x x x
Sunrise OTF (BGC Partners) OTF x x x x
AFS Interest BV OTF x
Institutional Services OTF (Tullett Prebon)
OTF x
Tullett Prebon Securities OTF OTF x x x x x
Tullett Prebon Europe OTF OTF x x x
Vantage Capital Markets LLP OTF x x x x
IGDL (ICAP UK-based SEF) SEF/MTF x
SQUA OTF x x
VolBroker MTF x
Tradition (UK) Limited OTF x x
Thomson Reuters / FXAll MTF x
360T MTF x
EBS MTF MTF x
CM Capital Markets OTF x x
Forte Securities OTF x x
Dowgate MTF x
Aquis MTF MTF x
Kepler Cheuvreux SA OTF x x
CreditEx Brokerage LLP MTF x
Forwards Matching MTF x
MTS AM (Belgium, Denmark, Finland)
MTF x x
Reuters Spot Interbank Matching
Spot TV x
Fastmatch Spot TV x
Italian Derivatives Market (IDEM)
EXCH x x
Borsa Italiana EXCH x
Spanish Futures and Options Exchange (MEFF)
EXCH x x
SIX Swiss Exchange EXCH x
Bolsa de Madrid (SIBE) EXCH x
Last Updated – 25/03/2019
London Stock Exchange EXCH x x
Borsa Italiana MOT Bond Exchange
EXCH x
Deutsche Börse - XETRA EXCH x
Deutsche Börse EUREX EXCH x x x
CBOE FX Spot TV x
MTS BondVision MTF x x
Euro MTS Limited (UK) MTF x x
Currenex MTF x
MTS France MTF x
360TGTX Spot TV x
Turquoise MTF MTF x
MTS S.p.A (Italy) MTF x x x
FX Connect MTF x
Euronext (Dublin) EXCH x x x
Eurex Repo MTF x
SENAF MTF x
Treasury Bondspot MTF x
BBI holds full membership at the following Middleware Vendors:
FMI Name Type FMI Business Alignment
AcadiaSoft Collateral Mgt All
Bloomberg CMS Matching FX
Broadridge Settlements
Confirmations All
DTCC (DS Match) Matching Credit, FX
DTCC (GTR) - Global trade Repository (BBI: UK TR)
Reporting Matching
All
DTCC OMGEO - ALERT Settlements Credit
DTCC OMGEO - CTM Affirmation Credit
Equilend Affirmation Settlements
Equities
FXAll Affirmation FX
GTSS Affirmation, Matching FX
ICE Link Affirmation ADS
Credit
MarkItWire Credit Affirmation Credit
MarkItWire Equities Affirmation Equities
MarkItWire Rates Affirmation Rates
Misys Confirmations FX
Rates
MTS (SIA) Matching Rates
Opentext Confirmations Equities
Traiana Allocation Matching
EFG
TriOptima (TriResolve) Compressions Collateral Mgt
All
Last Updated – 25/03/2019
TRAX (BBI: MiFID Reporting) Reporting FX
Rates
Tradeweb (BBI: UK APA) Reporting FX
Rates
TradeEcho (BBI: UK APA) Reporting Equities
Pirum Affirmation Equities
ETCMS Confirmations
Matching ADS
VCon Affirmation Rates
CLS (Settlements) Settlements FX
TriBalance Collateral Mgt FX
Rates
Aladdin Collateral Mgt Rates
Quantile Technologies Collateral Mgt FX
CapitalLab Collateral Mgt Rates
BBG TOMS Collateral Mgt Rates
MarkitWire Prime Confirmations Confirmations Equities
DTCC DerivServ Asset Lifecycle Services Equities
Last Updated – 10/01/2019
Disclaimer
The information contained on this document is being made available by Barclays for information purposes
only. Barclays shall not be obliged by having made the information on this document available to provide any
financial advisory services or to sell, acquire, place or underwrite any securities or to lend moneys or to provide any
other commitment, facility, product, risk management solution or service, nor does Barclays represent by providing
the information on this document that it will be possible for Barclays to provide, arrange or undertake any of the
aforementioned services, activities, products or solutions. Barclays does not provide, and has not provided, any
investment advice or personal recommendation through this document in relation to the matters described herein
and is not responsible for providing or arranging for the provision of any specialist advice, including legal,
regulatory, structuring, actuarial, accounting, model auditing or taxation advice or services in relation to the matters
described in this document. Further, nothing in this document constitutes or should be relied upon as legal, tax,
accounting or regulatory advice and you should seek your own professional advice as you deem necessary. In
addition, not all of the information contained on this document may relate to you or to every aspect of your
business with Barclays.
Any financial information set out anywhere on this document is for illustrative purposes only, is not a forecast of
present or future financial condition or performance of Barclays Bank PLC or any other entity within the Barclays
Group of companies and is subject to change. Such illustrative financial information, including any indications of
total assets, revenue, funding, balance sheet estimations and ratios has been compiled on a pro forma basis has not
been independently verified and, in some cases, may illustrate a modelled view (including estimates) based on
Barclays’ current planning assumptions. Moreover, with respect to any financial or operating forecasts and analyses
provided in the information on this document, Barclays has assumed that they are achievable and have been
reasonably and properly prepared on bases reflecting currently available information, estimates and judgments as
to the future financial and operational performance in connection with the matters described herein.
The consequences of the United Kingdom’s exit from the European Union (EU) (Brexit) are still unknown and the
outcome of the negotiations between the EU and the United Kingdom may require Barclays to reconsider its
planning strategy. Consequently, Barclays may reconsider or modify its position or alter its plans. Further, Barclays
ability to implement its current plans is subject to third party approval including, but not limited to, regulatory
approval, Court approval and management discretion, and so are subject to changes which may be significant. In
that regard, the information provided to you through this document is subject to change, and such change may be
significant depending on any final deal between the EU and the United Kingdom as well as third party approvals.
The information provided through this document is reflective of Barclays’ Brexit response as of the date when this
document had been last updated. Barclays does not undertake any obligation to provide any additional information
or to update any of the information or the conclusions contained on this document or to correct any inaccuracies
which may become apparent. The information on this document was prepared on the basis of information and
data, obtained from publicly available sources and, where applicable, Barclays work product in connection with the
matters contemplated by the relevant parts of this document, in each case prior to or on the date when this
document had been last updated. Barclays has relied on any information provided by third party or public sources
as complete, true, fair, accurate and not misleading. Barclays does not make any warranty or representation,
express or implied, as to the accuracy, completeness or reasonableness of the information (including projections
and assumptions) contained in this document whether obtained from or based upon third party or public sources
or otherwise. The information on this document is given as at the date of the most recent update of this document
and may not be final, is based on information available to Barclays as at the date of the most recent update of this
document, is subject to any assumptions set out therein and is subject to change without notice.
“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank
PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and subsidiaries of the holding
company. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial
Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange.
Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14
5HP.