8/3/2019 Clarence A Brimmer Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )
BRIM M ER, CLARENCE A.
4. Title (Article lIl judges indicate active or senior status;
magistrate judges indicate full- or part-t ime)
Dis t r ic t J u dge - Senior S ta tu s
7. Chambers or Off ice Address
R o o m 2 6 0 32120 CAPITOL AVECHEYENNE, WY 82001
2. Court or Organizat ion
U.S. DISTRICT COURT OF W YOMING
5a. Repor t Type (check appropr iate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the bas i s of the informat ion contained in th i s Repor t and any
modifications pertaining thereto, i t is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .
3. Date of Report
05/I 2/2011
6. Reporting Period
01/01/2010
to
12/31/2010
Reviewing Officer Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I . P O S I T I O N S . (Report ing individual on ly; seepp. 9-13 of fi l ing instruct ions.)
~ NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
2.
3.
4.
5.
I I . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORT
Page 2 of 8
N a m e o f P e r s o n R e p o r ti n g
BRIMMER, CLARENCE A.
D a t e o f R e p o r t
05/12/2011
I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of f!ling instructions.)
A. Filer’s Non-Investm ent Incom e
~] (No reportable income.)ONE n o n - i n v e s t m e n t
DATE SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - l n v e s t m e n t I n c o m e - I f y ou wer e m ar r i ed du r in g an y por t i on o f th e r epor t in g y ear , com ple te th i s sec t i on .
(Dollar amo unt not required except for honoraria.)
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)
~] (No reportable reimb ursements.)ONE
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
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Name of Person Repor t ing
BRIMMER, CLARENCE A.
Date of Report
05/12/2011
V . G I F T S . . a n c i u d e s t h o s e t o s p o u s e and dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)
N O N E ( N o reportable g ifts.)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c i u d e s t h o s e o S s p o u s e .n d dependent children; see pp. 3 2 - 3 3 of filing instruction&)
N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r t i n g
B R 1 M M E R , C L A R E N C E A .
Date of Report
05/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n e o , ~ e , v a ~ u e , t ransac t ions ( Inc l udes t hose o f spouse and dep euden t ch i l dren; see pp . 3 4 -6 0 o f fi l ing ins t ruc t ions . )
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" after each asset
exempt from prior disclosure
BP PLC
Exxon-Mobi l Corp
Freep o r t McMo ran Co p p er an d G o ld
Chevron-Texaco Corp .
Chiquita Brands
W i n d s o r F u n d
Vangua rd Muni . Bond Fund
KeyCo rp
2.
3.
4.
5.
6.
7.
8.
9.
1 0 .
1 1 .
1 2 .
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
Lost Soldier Field (Mineral InterestSwee twa te r County , W Y)
South Baggs F ie ld , Ca rbon Cty
Medic ine Bow F ie ld , Ca rbon County , WY
Europacif ic Growth Fund,Am.Mut.Funds
Qwest , Comm unica t ions In t l . Inc .
V a n g u a r d 5 0 0 I n d e x F u n d
Battle Mtn Field , Moffat County, CO
Robber s Dog F ie ld , Ca rbon County , WY
Lost Mahoney Dome Field, Carbon County,
W Y
B. C. D.
Income dur ing Gross value at end Transactions during reporting period
reporting period of reporting period
(1) (2) (1 ) (2 ) (~ ) (2 ) (3) (4) (5 )
Amount Type (e.g., Value Val u e Type (e.g., D a t e Value Gain Identity of
Code 1 div,, rent, Code 2 Method buy, se l l . . . .. mm/dd/yy Code 2 Code 1 buyer/seller
(A-H) o r i n t . ) ( J - P ) Code 3 , r e de mpt ion ) ( J - P ) (A-H) (if private
( Q - W )
C Dividend M T None
B Dividend L T None
A Dividend M V m e r g e r
A Dividend L T None
A Dividend J T None
C Dividend N T N o n e
C Dividend M T None
B Dividend K T
E Royalty M W None
A Royalty J W None
A Royalty J W None
C Dividend K T n o n e
A Dividend J T None
A Dividend J T None
A Royalty J W N o n e
A Royalty JW None
A Royalty J W None
t r ansac t ion )
1. Income Gain Codes:
(See Co lumns BI and D4)
2.Value Codes
(See Co lumns CI and D3)
3.Value Method Codes
(See Co lumn C2)
A - - $ 1 ; 0 0 0 o r t c s s : B ~ $ 1 ; 0 0 1 = $ 2 , 5 00
F =$50,001- $100,000 (3 =$100,001 - $1,000,000
J =$15,000 or less K = $15 ,001 -$5 0,000
N =$250,001 - $500,000 O =$500,001 ~ $ i,000,000
P3 =$25,000,001 = $50,000,000
Q =Appraisal R =Cost (Real Estate Only)
U =Book Value V =Oth er
C =$2,501 - $5,000 D =$5,001 - $ 15,000
H 1 =$1 ,000,001 - $5,000,000 H2 :-More than $5 000 000
L ~$50,001 - $100;000 M =$100,001 - $250,000
PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P4 =More than $50,000,000
S =Assessment T =Cash M ark e t
W =Estimated
E =$15 , 0 0 1 ~ $5 0 , 0 0 0
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r ti n g
BRIMMER, CLARENCE A.
D a t e o f R e p o r t
05/1 2/201 1
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , ~ v a ~ u e , tr u n s a c a o n s a n c t u d e s t h o s e o l s p o u s e a n d dependent c t t i l dren; see p p . 3 4 - 6 0 offiling instructions.)
NONE (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" after each asset
exempt from prior disclosure
B. C. D.
Incom e during G ross va lue at end Transact ons dur ng reporting period
reporting period of reporting period
( 1 ) ( 2 ) (1) (2) (1 ) (2) (3) ~ (4) ( 5 )
Amount Type (e.g., V alue V alue Type (e.g., D a t e Value Gain Identity of
Code I div., rent, Code 2 Method buy, sell , m m /d d/y y Cod e 2 Code 1 buyer/seller
(A-H) o r . i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) t r a n s a c t i o n )
1 8 . Intel, Inc.
1 9 . Cisco Systems
20 . Echo Sta r Commun ica t ions Co.
A Dividend K T None
A Dividend J T None
A Dividend J T None
21 . IBMCorp
2 2. M ICR O SO FT C or p
23 . Great Hall Invtd Fds (Money market fundsfor Div . Re inves tme
24 . Minera l Work ing In te re s t , West VA, LoganCounty
25 . Big Hole Land Bank- Moffat County, CO
2 6 . C r oo k s G a p F i e ld , Mi n er a l I n t, F re m o n t Ct y ,
W Y
27 . Genera l Elec t r ic Co.
A Dividend J T None
A Dividend J T n o n e
A Dividend J T none
A Royalty J S None
A Royalty J S None
A Royalty J S None
A Dividend J T none
28 . Nonproduc ing min . in t . Ca rbon , F remont ,Sweetwater Ctys,WY
29 . Nonproduc ing r a in . in t . Rout t and Mo f fa tCounty, Colorado
30. QLT
31 . Berkshire Hathaway, Inc.
32 . Guiness Explora t ion
33 . Sunoco , Inc
34 . Genera l Elec t r ic , Inc .
None J W
None J W
None J T n o n e
None M W
None J T Bu y
None J T Bu y
None J T Bu y
2/10/10
04/26/11
04/25/11
J
J
J
1 I ncome G a n Codes : : A ~ $] 0000r le s s B =$1 ,001 - $2 ,5 00
(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000
2. Value Codes J = $15;000 or less K = $15;001 - $50,000
(See Colutrtrts C I and D3) N =$250,001 - $500,000 O =$5 00,001 - $1 ,000 ,000
P3 =$25,000,001 - $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)
(See Co lum n C2) U =Book V alue V =Oth er
C =$2,501 - $5,000
H 1 =$ t,000,001 - $5,000,000
L =$50,001 - $ 100.000
P I =$ 1 ,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
=$5,001 - $15,000
H2 =More than $5,000,000
M -$ 100,001 - $250,000
P2 =$5,000,001 - $25,000,000
=Cash Market
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r ti n g
BRIMMER, CLARENCE A.
D a t e o f R e p o r t
05/1 2/201 1
VII. I N V E S T M E N T S a n d T R U S T S - inco,~e, value, transactions (Includes those of spouse a nd dependen t children; see pp. 34-60 of f il ing instructions. )
NONE (No reportable income, assets, or transactions.)
A. B. C.D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(1) (2) (1) (2) (1) (2) (3) ’ (4) ( 5 )
Place "(X)" after each asset Amount Type (e.g., Value
exempt from prior disclosure Code 1 div., rent, Code 2
35 . Tuffnell, Ltd
36 . Bear Creek Mining Corp
37 . CALL, Ultra Petroleum Corp
38 . Gold Am er ican Mining Corp
39 . Guinness Exp lora t ion , lnc
40 . Fue lCe l l Ene rgy , Inc
41 . Gold Am er ican Mining Corp
42 . Exxon Mo bi l Corp
43 . Chevron Corp
44 . Tuffnell, Ltd
Value Type (e.g., D a t e ValUe
Method buy, sel l , mm/dd/yy. , Code~
(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) ( J - P )
(Q-W)
None J T Bu y 04/18/11 J
None J T B u y 03/28/11 J
None J T B u y 02/17/11, J
None J T B u y 12/22/10 J
None J T Bu y 12/22/10 J
None J T Bu y 12/22/10 J
None J T B u y 10/15/10 J
None J T B u y 06/10/10 J
None J T Bu y 06/10/10 J
None V Bu y 0 4 1 1 8 1 1 1 J
Gain Identity of
Code t buyer/seller
(A-H) (if private
transaction)
! i l nc 0m~ Gai n Codes:
(See Columns BI and 1)4)
2. Value Codes
(See Columns C I and D3)
3.Value Method Codes
(See Co lumn C2)
A =$ ! ;000 or less
F =$50.001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value
B =$1,001 - $2,500
G =$100,001 - $1,000,000
K=$15,001 - $50,000
O -$500,001 - $1,000,000
R -Cost (Real Estate Only)
V =Oth er
= $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0
I =$1 , 0 0 0 10 0 1 - $5 , 0 0 0 , 0 0 0 H 2 =More t h a n $5 10 0 0 , 0 0 0
= $ 5 0 , 0 0 ~ - $ ~ 0 0 , 0 0 0 r ~ = $ i 0 0 , 0 0 i - ~ 2 5 0 ~ 0 0 0P 2 = $ 5 i 0 0 0 ; 0 0 1 = $ 2 5 0 0 0 0 0 01 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0
P 4 = M o r e t h a n $ 5 0 ,0 0 0 , 0 0 0
= A s s e s s m e n t T = C a s h M a r k et
W = E s t i m a te d
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 7 of 8
N a m e o f P e r s o n R e p o r t in g
BRIMMER, CLARENCE A.
D a t e o f R e p o r t
05/12/2011
V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicatepartof report.)
Line 3 , va lue de te rmined by s tock b roke r .
Line 24 , va lue de te rmined by s tock b roke r .Line 25 , va lue de te rmined by s tock b roke r .
Line 26 , va lue de te rmined by s tock b roke r .
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FINANCIAL DISCLOSURE REPORT
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Name of Person Repor t ing
BRIMMER, CLARENCE A.
Date of Report
05/1 2/201 1
IX . CERTIFICATION.
1 c e r t i fy t h a t a l l i n f o r m a t io n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s
a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
1 f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th th e p r o v i s io n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q . , 5 U . S .C . § 7 3 5 3 , a n d Ju d ic ia l C o n f e r e n c e r e g u l a t i o n s .
Signature
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A L S I F I ES O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app . § 104)
Co m mi t t e e o n F i n a n c i a l D is c l o s u r eAdm inis t ra tive Off ice of the U ni ted S ta tes Cour ts
Sui te 2 -301One Colum bus Circle , N.E.W a s h i n g t o n , D .C. 2 0 5 44
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FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )
BR1MME R, CL A RE N CE A .
4. Title (Article Ill judges indicate active or senior status;
magistrate judges indicate full- or part-t ime)
Distr ic t Judge - Senior S ta tus
7. Chambers or Off ice Address
R o o m 2 6 0 7
2120 CAPITOL AVECHEYENNE, WY 82001
2. Court or Organizat ion
U.S . DISTRICT COURT OF WYOMING
3. Date of Report
05/12/2011
5a. Repor t Type (check appropr iate type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.
6. Repor t ing Per iod
01/01/2010
to
12/31/2010
Reviewing Officer Date
IMPORTANT NO TES." The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each pa rt where you have no reportable informatlon. Sign on last page.
I . P O S I T I O N S . (Report ing individual only; see pp . 9-13 of fi l ing instruct ions.)
~] N O N E (No reportable positions.)
POSITION
2.
3.
4.
5.
NAME OF ORGANIZATION/ENTITY
I I . A G R E E M E N T S . m e p o . i . g individual only; see pp. 14-16 of filing instructions.)
~ NONE(No reportable agreements.)
D AT E PARTIES AND TERM S
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FINANCIAL DISCLOSURE REPORT
Page 2 of 8
N a m e o f P e r s o n R e p o r t in g
BR IM M ER , C LA REN C E A .
Date of Report
05/12/2011
I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o , a n g i n d i v id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)
A. Filer’s Non-lnvestment Income
~ (No reportable income.)O NE non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOME( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria,)
NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
1 .
2.
3.
4.
I V . R E I M B U R S E M E N T S - t r a o s p o r t u t io n , i o d g i n g , S o o d , e n t e r t a in m e n ~
(Includes those to spouse and dependent children; see pp. 25-2 7 o filling instructions.)
[~] NONE (No reportable reimbursements.)
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
Page 3 of 8
N a m e o f P e r so n R e p o r t i n g
BR IM M ER , C LAR EN C E A .
Date of Report
05/12/2011
V . G I F T S . a n c i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)
~ NONE (No reportable gifts.)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o u s e and dependent children; see pp. 32-33 of filing instructions.)
N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
1 .
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
Page 4 of 8
N a m e o f P e r so n R e p o r t i n g
BRIMMER, CLARENCE A.
D a t e o f R e p o r t
05/12/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse an d dependen t children; see pp. 34-60 of f iling instructions.)
[~ NONE income, assets, or transactions.)N o reportable
D e s c r i p t io n o f A s s e t s
( n c l u d i n g t r u s t a s s e t s )
B, C.D.
Income during Gross value at end Transactions during reporting period
reporting period of reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t 3 , o f
exempt from p rior disclosure C o d e 1 d i v . . r e n t . C o d e 2 M e t h o d buy, sell, ¯ mm/d d /yy Co d e2 C o d e 1 buyer/seller
( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - p ) ( A - H ) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
1 . BP PLC C Dividend M T None
2. Exxon-Mobi l Corp B Dividend L T N o n e
3. F reep o r t McMo ran Co p p er an d G o ld A Dividend M T m e r g e r
4. Chevron-Texaco Corp . A Dividend L T None
5. Chiquita Brands A Dividend J T None
6. Windsor Fund C Dividend N T None
7. Vangua rd Muni . Bond Fund C Dividend M T N o n e
8. KeyCorp B Dividend K T
9. Lost Soldier Field (Mineral Interest E Royalty M W None
Swee twa ter County , W Y)
1 0 . South Baggs F ie ld , Ca rbon Cty A Royalty J W N o n e
1 1 . Medic ine Bow Fie ld , Ca rbon County , W Y A Royalty J W None
1 2 . Europacif ic Growth Fund,Am.Mut.Funds C Dividend K T n o n e
1 3 . Qwest , Comm unica t ions In t l . Inc . A Dividend J T None
1 4 . V a n g u a r d 5 0 0 I n d e x F u n d A Dividend J T None
1 5 . Battle Mtn Field , Moffat County, CO A Royalty J W None
1 6 . Robber s Dog Fie ld , Ca rbon County , WY A Royalty J W None
1 7 . Lost Mahoney Dome Fie ld , Carbon County , A Royalty J W None
W Y
1. lhc0me Gain codes: A =$1;000 or less
(See Columns B 1 and 134) F =$50,001 - $100,000
2. Value Codes J =$15,000 or less
(S ee Co lumns CI and D 3) N =$250.001 - $500,000
P3 =$25,000,001 - $50,000,000
3. Value Method Codes Q =Appraisal
(S ee Co lumn C2 ) U =Book Value
B =$1,001 - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,000
G =$100,001 - $1,000,000 H 1 =$1,000,001 - $5;000;000 H2 =More than $5)000,000
K = $ 15,001 - $50,0~0 L =$50,001 - $100,000 M =$100~001- $250;000
O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$ 5,000,001 - $25,000,000
P4 =More than $50,000,000
R =Cost (Real Estate Only) S =Assessment T =Cash Mark e t
V = O ther W = Estim ated
E =$I 5,001 - $50,000
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N a m e o f P e r s o n R e p o r t in g
BRIMM ER, CLARENCE A.
Date of Report
05/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transact ions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of fi l ing instruct ions)
NONE (No reportable income, assets, or transactions.)
A. B. C. D.
Description of Assets Incom e during G ross v alue at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(1) (2) (1) (2) (1) (2) (3)
Amount Type (e.g., Value Val u e Type (e.g., Date Value
Code 1 div., rent, Code 2 Method : buy, sell, m m /d d/y ~ Co de 2
(A-H) o r i n t . ) (J:P) Code 3 : redemption) O-P)
(Q-W)
Place "(X)" after each asset
exempt from prior disclosure
( 4 ) ( 5 )
Gain Identity of
Code 1 buyer/sd ler
( ~ ; - H ) (if private
t r a n s a c t i o n )
1 8 . Intel, Inc. A Dividend K T N o n e
1 9 . Cisco Systems A Dividend J T N o n e
20 . Echo S ta r Commun ica t ions Co. A Dividend J T N o n e
21. IBM Corp A Dividend J T N o n e
2 2. M ICR O SO FT C or p A Dividend J T n o n e
23 . Great Hall Invtd Fds (Money market funds A Dividend J T nonefor Div . Re inves tme
24 . Minera l Work ing In te re s t , West VA, Logan A Royalty J W N o n e
County
25 . Big Hole Land Bank- Mof fa t County , CO A Royalty J W N o n e
26 . Crooks Gap Field, Mineral Int, Fremont Cry, A Royalty J W N o n e
W Y
27 . Genera l E lec t r ic Co. A Dividend J T n o n e
28 . Nonproduc ing m in . in t . Ca rbon , Fremont , None J W
Sweetwater Ctys,WY
29 . Nonp ro duc ing m in . in t. R o utt and Mo ffa t None J WCounty, Colorado
30 . Q LT None J T none
31 . Berk shire H athaw ay , In c. None M T
32 . G u in ess Ex p loration No ne J T Bu y
33 . Sunoco , InnNone
J T Bu y
34 . Genera l E lec t r ic , Inc . None J T Bu y
2/10/10
04/26/11
04/25/11
J
J
J
1 . ln n o n le G a in C o d e s : A = $ 1 ,0 0 0 o r le ss B =$1,00i - $2,500 C =$2 , 5 01 - $5 , 000
(S e e C o l u m ns B 1 a nd D 4 ) F =$ 5 0 .0 0 1 - $ 1 0 0 ,0 0 0 G =$ 1 0 0 ,0 0 t - $ 1 ,0 0 0 ,0 0 0 H 1 = $ 1 , 0 0 0 , 0 0 i ~ $ 5 , 0 0 0 , 0 0 0
2 . V a l u e C ode s J = $ 15 . 1 )0 0 o r l e s s K = $ 1 5 , 0 0 ] - $ 5 0 , 0 0 0 L = $ 50 , 0 0 1 - $ 10 0 , 0 0 0
(S e e C o l u m ns C I a nd D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0
P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 50 , 0 0 0 , 0 0 0 P 4 = M ore t h a n $ 50 , 0 0 0 , 0 0 0
3 . V a l u e M e t h od C ode s Q = Appra i s a l R = C o s t (R ea l Es ta te On ly ) S =A s s es s m en t
(S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r W = E s t i m a t ed
=$5,001 - $15,000 E =$15,001 - $50,000
H2 =More than $5,000,000
M =$ 100 , 001 - $ 250 , 000
P2 =$5,000,001 - $25,000~000
=Cash Mark e t
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N a m e o f P e r s o n R e p o r t in g
BRIMM ER, CLARENCE A.
D a t e o f R e p o r t
05/12/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
Descr ip t ion o f Asse t s
( inc lud ing t rus t a s se t s )
Place "(X)" after each asset
exempt from prior disclosure
B, C.D.
Incom e during G ross va lue at end Transactions during reporting period
reporting period of reporting period
(lJ (2) (1) (2) (1) (2) O) (4)
Amount Type (e.g., Val u e Va l ue . . . . . Type (e:g., Date V a lue G ain Identityo£
Code I div., rent, Code 2 Method buy, se l l ; ¯ mm/dd/yy. , Code 2 Code 1 buyer / sel ler
(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (ArH) (if private
( Q - W ) t r a n s a c t i o n !
35. Tuffnell, Ltd None J T Bu y 04/18/11 J
36 . Bear Creek M ining Corp None J T Bu y 03/28/11 J
37 . CALL, Ultra Petroleum Corp None J T Buy 02/17/11 J
38 . G old Ame r ica n Min ing C orp None J T Bu y 12/22/10 J
39 . Guinness Exploration, [nc None J T B u y 12/22/10 J
40 . FuelCell Energy, Inc None J T B u y 12/22/10 J
41 . Gold Am er ican Mining Corp None J T Bu y 10/15/10 J
42 . Exxon M obi l Corp None J T Bu y 06/10/10 J
4 3 . C h e v r o n C o r p None J T Bu y 06/10/10 J
44. Tuffnell, Ltd None T Buy 04/18/11 J
1. lnc0me Gain C0dcs: A =$!;000 0r less B =$1,001 : $2,500
(See Columns B I and D4) F =$50,001 - $100,000 G =$ 100,001 - $t,000,000
2. Value Codes J = $ 15,000 or less K =$15~001 - $50,000
(S ee Co lumns C I and D 3) N = $250 ,001 - $ 500,000 O =$5 00,001 - $1 ,000 ,000
P 3 = $ 2 5 , 0 0 ~ ) ,0 ~ 1 - $50,~00,0~3
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)
(S ee Co lumn C2 ) U =Book Value V =Oth er
C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000
H 1 =$1,000,00! - $5,000,000 H2 =More than $5,000,000
L =$50 001
P J = $ 1 , 0 0 0 ; 0 0 J ~ $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 i 0 0 0 , 0 0 1 i $ ~ 0 0 0 . 0 0 0
P4 =More thaa $50,000,000S = Assessm en t T = Cash M ark e t
W =Estim~icd
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FINANCIAL DISCLOSURE REPORT
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N a m e o f P e r s o n R e p o r t in g
BRIMMER, CLARENCE A.
Date of Report
05/12/2011
V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)
Line 3 , va lue de te rmined by s tock broker .
Line 24 , va lue de te rmined by s tock broker .Line 25, va lue de te rmined by s tock broker .Line 26, va lue de te rmined by s tock broker .
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FINANCIAL DISCLOSURE REPORT
Page 8 of 8
Name of Person Reporting
BR1MMER, CLARENCE A.
Date of Report
05/12/2011
IX. CERT IFICATION.
I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s
accurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l i cab le s t a tu to ryprovi s ions permi t t ing non-d i sc losure .
I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b ~ e n r e p o r t e d a r e i ncomp l iance wi th the p rovi s ions o f 5 U.S .C. app . § 501 e t . seq . , 5 U.S .C. § 7353, and Jud ic ia l Conference regu la t ions .
Signature: S/CLARENCE A. BRIMMER
NO T E : ANY INDIV IDU AL W H O K NO W ING L Y AND W IL F U L L Y F AL S IF IES O R F AIL S T O F IL E T H IS RE PO R T M AY B E S U B J EC T T O C IV ILAND CRIMINAL SANCTIONS (5 U .S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544