\s of: 16 SEP 2013
[NVESTMENT ADVISOR:
:LIENT:)ATE OF BIRTH:
?HONE NUMBERS:
PREVIOUS CLOSE
HBC DOUG NCGREGOR3701637B CITY OF STRATFORD,
Business: (519) 271-0250
CLIENT HOLDING REPORT
("OPERATING") (Corporate)
INVESTMENT OBJECTIVE: Conservative
Page: 1
ACCOUNT
IS
23
TOTAL
TRADE DATE BALANCE
791.46
7,921.11
B,712.57
VALUE DATE BALANCE
791.46
7,921.11
8,712.57
BUYING POWER/REQUIRED TO MARGIN
1,773,691
3.384.368
5,158,059
REQUIRED TO
2,216,125
4.031,345
o
~ES SUNLIFE FF'19CALL
;ECURITY)ESCRIPTION
iOJ.1E GIC ANN
10HE GIC ANN
?EOPLE GIC ANN
:DNVIEST GIC ANN
~QTBL GI C ANN
iOlllE GIC ANN
101·1E GIC ANN
101·1E GIC ANN
~QTBL GIC ANN
10J.1E GIC ANN
)EOPLE GIC ANN
~BC GIC ANN 2.00%
lOME GIC ANN
1TL TR GIC ANN
)EOPLE GIC ANN
)EOPLE GIC ANN
ISBC GIC ANN
'AMCTY GIC ANN
'ANCTY GIC ANN
31";0 GIC ANN
JV,O TR GIC ANN
Jt·:O GIC ANN
JHO TR GIC ANN
H·m J.1TG GIC ANN
:ITY OF TORONTO
\GF GIC ANN
1.77\
1.85\
1.75\
1.75'
1.75\
1.9\
1.85'
1.85\
1.6\
1.75\
1.65\
1.75\
1.55\
1. 6\
1.66\
1. 55\
1.72\
1.6\
1.4\
1.4\
1.45\
1.45\
1. 45\
4.9\
2.05\
1BSEP13
25SEP13
25SEP13
010CT13
010CT13
010CT13
170CT13
170CT13
18NOV13
18NOV13
18NOV13
06DEC13
13DEC13
23JAN14
23JAN14
28JAN14
21FEB14
27FEB14
31HAR14
14HAY14
19JUN14
19JUN14
26JUN14
26JUN14
26JUN14
290CT14
17NOV14
SECURITYSYHBOL
TOTAL
=23500
100000
111883
100000
100000
139500
147500
68100
100000
200000
100000
108400
168300
1B7000
81276
93500
106670
114738
72046
100000
100000
100000
200000
100000
127000
100000
120000
AVERAGECOST
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
94.247
100.000
100.000
100.000
100.000
100.000
100.000
99.563
100.000
r-1ARKETPRICE
100.0000
100.0000
100. 0000
100.0000
100. 0000
100. 0000
100.0000
100.0000
100.0000
100. 0000
100.0000
100.0000
100.0000
100.0000
100.0000
100.0000
100.0000
100.0000
98.8413
100.0000
100. 0000
100.0000
100.0000
100.0000
100.0000
103.0140
100.0000
MARKETVALUE
23500
100000
111883
100000
100000
139500
147500
68100
100000
200000
100000
108400
168300
187000
81276
93500
106670
114738
71211
100000
100000
100000
200000
100000
127000
103014
120000
\ t-1ARKET PURCHVALUE DATE
0.38 Sep12
1. 60 Sep12
1.79 Sep12
1.60 Oet12
1.60 Oet12
2.23 Oet12
2.36 Oec12
1.09 Oet12
1.60 Nov12
3.20 Nev12
1.60 Nov12
1.74 Dee11
2.69 Dee12
2.99 Jan13
1.30 Jan13
1.50 Jan13
1.71 Feb13
1.84 Feb13
1.14
1.60 14ay13
1.60 Jun13
1.60 Jun13
3.20 Jun13
1.60 Jun13
2.03 Jun13
1.65 Oct04
1.92 Nev12
UNREALGAIN/LOSS
oooo
ooooooo
ooooo
oo
3310
ooooo
o3451
o
\ HOLDGAIN/LOSS YIELD M.S;. STAT
0.00 1.77 15
0.00 1.85 23
0.00 1.7523
0.00 1.7523
0.00 1.75 23
0.00 1.90 23
0.00 1.85 23
0.00 1.85 15
0.00 1.60 23
0.00 1.75 23
0.00 1.65 23
0.00 2.00 23
0.00 1.75 15
0.00 1.5523
0.00 1.60 15
0.00 1.66 23
0.00 1.55 23
0.00 1.7223
4.87 2.15 15
0.00 1.60 23
0.00 1.40 15
0.00 1.40 15
0.00 1.45 15
0.00 1.45 15
0.00 1.45 15
3.47 2.18 15
0.00 2.0523
susQTI R
\s of: 16 SEP 2013 PREVIOUS CLOSE CLIENT HOLDING REPORT Page: 2
[NVESTMENT ADVISOR::LIENT:
)ATE OF BIRTH:
HBC DOUG MCGREGOR37016378 CITY OF STRATFORD, ("OPERATING" I (Corporate)
INVESTMENT OBJECTIVE: Conservative
{ES SMO FF2020 CALL
;E CAPITAL 4.24\
mc GIC ANN 1.7\
1TL TR GIC ANN 1.7\
mc GIC ANN 1.7\
tANLIFE GIC ANN 1.75\
{OYAL BK MTG GIC A 1.7\
{BC GIC ANN 1.7\
{OVAL TR GIC ANN 1.7%
~ONTIRE GIC ANN 1.95\
{ES SMO FF 2021 CALL
{ES CIBC FF 2023 CALL
{ES TO FF' 23 CALL
0.00 1.70 23
0.00 1.70 23
O. 00 1. 95 15
\" HOLDGAIN/LOSS YIELD M.5. STAT
0.00 1.95 23
0.00 1.95 23
0.00 1.90 23
0.00 2.00 15
0.00 1. 90 15
O. 00 1. 95 23
1. 09 2.12 15
0.00 1.83 23
0.00 1.70 23
0.00 1.70 23
0.00 1. 70 23
0.00 1. 70 23
1. 25 23
0.00 1.70 15
0.00 1.7015
0.00 1.70 23
0.00 1.7523
susQTI R
1. 70 23
2.47 23
3.23 23
3.25 23
0.00
-0.94
-3.68
-3.82
UNREALGAIN/LOSS
ooo
ooo
2335
oo
oo
o1140
o
ooooooo
-769
-2399
-2248
1. 01 May13
0.91 May13
1. 60 Jun13
1.30 Jun13
3.46 Jun13
1. 60 Jun13
3.47 Jun13
3.20 Jun13
1.60 Jun13
1. 63 Dec12
1.60 Jun13
1.60 Jun13
3.79 Jan13
1.84 Feb13
3.48 Jan13
0.91 Apr13
1. 60 May13
2. as May13
2.40 May13
2.48 May13
1.47 JullO
\ MARKET PURCHVALUE DATE
3.20 Oec12
3.20 Dec12
1.30 Dec12
MARKETVALUE
200000
200000
81000
101800
236800
114738
217334
56799
100000
128000
150000
154700
92142
217000
200000
216470
100000
100000
100000
100000
100000
80987
62820
56578
MARKET
PRICE
100.0000
100.0000 T
100.0000
100. 0000 ~
100.0000
100.0000 -
96.6918
100.0000
100.0000
100.0000
100.0000
100.0000
103.5300
100.0000
100.0000
100. 0000
100. 0000
100. 0000
100.0000
100.0000
100.0000
93.8513
86.0542
85.7241
AVERAGECOST
100.000
100.000
100.000
100.000
100.000
100.000
95.653
100.000
100.000
100.000
100.000
100.000
102.249
100 000
100.000
100.000
100.000
100.000
100.000
100.000
100.000
94.743
89.340
89.130
TOTAL
\lIT200000
200000
81000
101800
236800
114738
224770
56799
100000
128000
150000
154700
89000
217000
200000
216470
100000
100000
100000
100000
100000
86293
73000
66000
SECURITYSYMBOL
1SDEC14
15DEC14
15DEC14
24DEC14
28JAN1S
27FEB15
22APR15
24APRlS
14MAY15
14r-1AY15
2Sl-iAY15
25MAYlS
08JUN15
08JUN15
08JUN1S
11JUN1S
19JUN1S
19JUN1S
19JUN1S
19JUN1S
26JUN1S
21APR16
06JUN18
09Jm,18
1.83\
1. 7\
1. 7\
1. 7\
1. 7\
1.95\
1.95\
1. 9\
2t
1. 9\
1. 95\
iECURITVJESCRI PTION
\GF GIC ANN
~ONWEST GIC ANN
~QTBL GIC ANN
\GF GIC ANN
mc GIC ANN
\GF GIC ANN
~ONWEST GIC ANN
iTL TR GIC ANN
mc GIC ANN
1TL TR GIC ANN
mc GTC ANN
)fficial in Canadian $
POSITION TOTALS
NET EQUITY
6,233,940 6,238,760
6,247,472
4,820
Market price older than previous close
\s of: 16 SEP 2013 PREVIOUS CLOSE CLIENT HOLDING REPORT Page: 3
- Average cost reflects Feb. 22, 1994 valuation.
The information shown on this report is accurate to the best of our knowledge but cannot be guaranteed by BI~O Nesbitt Burns.Clients are encouraged to bring discrepancies to the attention of their Investment Advisor.
For advisor use only.
l"~ Portfolio Performance CITY OF STRATFORD, C'OPERATING") 370 - 370'16378 HBC C c813
Current Year Previous Yeer
2013 % Rates of Relurn 2012 % Rates of RelurnPeriod Period Year to Date Period Year to Date
First Quarter "0.4~1' 0~511' 053)1 0.53
]second Quarter I 0.321 0.771 0.461 0.99
ICurrent Quarter to Previous Month End 1 0.281 1.051 0.461 1.46
IFourth Quarter 1 NIA I NIA I 0.431 1.89
Performance Measurement start Date: 01-JUL-2000
% Rates of Relurn
18~~I 2.14
] 2.23
J 316..:J
Previous Year(s)F · .. ·1 YEAR'
I 2 YEAR
I 3 YEAR
I 4 YEAR
Average Annual Compound Rate of Relurn for PeriodEnding: DECEMBER 31 , 2012
Report Currency ICDN $ ::::oJCalendar Year(s) % Rates of Relurn
I I 1B@=:jI 2.40
I 2.40
1 5.98 ..:J
I 2011
1 2010
I 2009
Your cash flow report BMO 0 Nesbitt Burns'
for the period January 2013 to December 2013
ACCOUNT 370-16378
CITY OF STRATFORO
(OPERATING)ATTN ANDRE MORIN, CITY HALL
1 WELLINGTON STSTRATFORO ON NSA 6Wl
Currency: Canadian $
Questions?Doug McGregor & Associates
DOUGLAS MCGREGOR(416) 359-6131douglas.lllcgl'cgol'@nbpcd.com
CHERYL IOAQUr~[
(416) [email protected]
Fax: (416) 359-5379
ROSE MINASI(416) 359-6592l'[email protected]
Jan Feb Mar Apr May lun lui Aug Sep 0,1 Nov Dec Total
Actual: Projected
3915 3915
1749 1749----3320 3320
4301 4301
1659 1659
1640 1640
1716 1716----1761 1761
1086 1086
1810 1810
1800 1800---2000 2000
2906 2906
2000 2000
IS4} 1841
2250 2250
1812 1812
9619 9619
1650 1650
1750 1750
3300 3300---.
3300 3300
1508 1508---
3584 3584-
3218 3218
PAGE 1 OF 3
Description
PROVOi\.
Quantity
AGFTR CO GIG ANN2.26%2nIAY13
4.75%02JUNI3
-~C"DOCi\'\;;CVC;E;O;..sC;T'CG~IC;C"A"'1'\N 1.65%;;;-;I8"ru=N'C'Ic;3----
EQTBLGICANN 1.75%18JUN13
-----R"B;;CC;;C;GIGANN I.G5%18JUNI3
TO },ITG GIC AN1\" CI."GSc;o/."oc;IS"["UOCN"I;c3------------
CDNTIREGICANN 1.5%2'ljUNI3
CDNlVEST GIC A1'\N 1.65%24JUN 13
I-ISBCGICAJ,N 1.6%24IUNI3
VANcn·GICANN 2%11},IAYI3
VANCTI'GICANN 2%09},!A1'13
PEOPLE GIC ANN 2%09},IA\'13
AGFGICANN 1.81°~Og:-'I:\Y13
HO},IE GIC ANN 1.9%16},IA\'13
PEOPLE GIC Ai\1N 1.95% 19APR 13
EQTBLGIC ANN 1.55%25FEB13
AGFGICANN 1.51%25FEB13
TO~ITGGICANN 1.85%2oiJANI3
----"c;,Ai"N"'C"n=';c.GIC AN1\' 1.8%2'11..\.1'\ 13
VAl',cn' GIC ANN 1.55% 1·~""F"E"B;Ct3C----=-:
~ITL TRGICAi\'N 1.86%21JANI3
VAt'!cn·GICANN 1.85%171A1\'13
:-'ITL TR GIC ANN 2.2% 18JAN13
INCOME AND DIVIDENDSINTEREST
CON1VEST GIC ANN 1.8%09~IAYl3
},1t\PLETRGIGANN 2.25%lnl:\\'13
YOUR CASH FLOW REPORT FOR THE PERIOD JAN 2013 TO DE ( 2013 BMO e Nesbin Burns·ACCOUNT 370·16378("OPERATING") (ITY OF STRATFORD
Quantity Description Jan Feb Mar Apr May Jun Jul Aug Sep 0,1 Nov De' Total
INTEREST
Aclual Projecled
23500 HO~IE GIC ANN t.77%t8SEPI3 416 416
100000 HO~IEGIC ANN t.85%25SEPI3 1850 1850
111883 PEOPLE GIC ANN 1.75%25SEPIJ 1958 1958
100000 CD:o.~VESTGICAl\1N 1.75%OIOCTI3 1750 1750
100000 EQTBL GIC ANN 1.75%OIOCft3 1750 1750
139500 HO~IEGIC A.L\1N 1.9%OtOCTIJ 2651 2651
215600 HOME GIC A.1\1N t.85%t70CTIJ 3989 3989100000 EOTBL GIC Al\1N 1.6%18NDVI3 1600 1600200000 HOME GIC Ai\1N t.75%t8N'OVIJ 3500 3500
100000 PEOPLE GIC ANN 1.65% laNDV13 1650 1650
108400 RBG GIC Al'.'N 2.00%060EC 13 2168 2168
168300 HO~IE GIC AJ.....'N 1.75%130£CI3 2945 2945
100000 CITY OF TOROl\'1'O 4.9%290CTI4 2450 2450 4900120000 AGFGICA.NN 2.05%17NOVH 2460 2460
200000 AGFGICANN 1.95%ISDECI4 3900 3900
200000 CDl'iWESTGIC Al\'N 1.9S%15DECI4 3900 3900
81000 EQTBL GIC At''N 1.9%15DEC14 1539 1539
101800 AGFGICANN 2%24DECI4 2036 203689000 GECAPITAL 4.24% 081UNI5 1887 t887 3774
Sub - total 14944 5117 0 3536 16418 29815 0 O~ 4224 12589 9210 18375 $114228
Sub - total incomc and dividcnds 14944 5117 0 3536 16418 29815 0 O~ 4224 12589 9210 18375 $114228
MATURITIES
Actual ~ Projectcd
VANcn' GIC AI~N 1.8S%17JAt~13 211068 211068~ITLTR GIC At"''N 2.2%18JANI3 79494 79494MTL TRGICANN 1.86'%2IJAt'\l13 178000 178000TO ~ITG GIC A.t'\lN 1.85%24IANI3 232500 232500VANCTI' GIC ANN 1.8%24JANI3 91900 91900VANcn' GIC At"''N 1.55%19FEBI3 104938 104938AGF GIC AJ''N t.51%25FEBI3 113000 113000EQTBLGIC At'\' ' 1.55%25FEBI3 113000 113000PEOPLE GIC At'o'N 1.95%19APRt3 55712 55712AGFGICAJ'\IN 1.8 1%.09MAYt3 100000 100000CDl\'lVEST Gle AJ"''N 1.8%09MAYI3 100000 100000PEOPLE GIC At''N 2%09~tAYI3 100000 100000VAt"'ClT Gle At'\'N 2%09~tAYI3 145275 145275
PAGE 2 OF J
YOUR CASH FLOW REPORT FOR THE PERIOD JAN 2013 TO DEC 2013ACCOUNT 370-16378("OPERATING") CITY OF STRATFORD
BMO e Nesbitt Burns'
Quantity
t..iATURITlES
Descriplion Jan Feb Mar Apr May Jun Jul Aug sep 0" Nov De' Tolal
23500100000111883100000100000139500215(;00
100000200000100000108400168300
VA1'lcn'CICAI'i'\ 2%IHIAYl3
IIO~IECICANN 1.9%16~I:\YI3
~IAPLETR CIC AI"" 2.25% 17~IAYl3
ACFTR CO CIC AM: 2.26°o27~IAYl3
PROV 0"1 'I.75%02[UKI3
RES RUC FF2018 CALL 06J1J~13
CD~"'\VEST CIC ANN 1.65% 18[UK13
EOTBL CIC A:~N 1.75~o 181UK13
RBC CIC ANN 1.65% 181UK13
TD~ITCCICA1\:N 1.65%181UN13
CDNTlRECICANN 1.5%24IU1\:13
CD1\\VEST GIC ANN 1.65%2'IIUN I3
IISBCCICANN 1.6%2·IIUNI3
110~IECICANN 1.77°o18$EPI3
110~IECIC At"liN 1.85°o255EPI3
PEOPLE GIC Ai\'"N 1.75°;'255EPI3
CDl\ll,VEST GIG At'\'N 1.75%OIOCTl3
EQTBLGICANN 1.75%OIOCTI3~~~-
1I0~IEGICANN 1.9%OIOCTI3
1-I0W,:CIGANN 1.85'l0170CTl3
EQTBL GIG ANN 1.6% lB1\:OV 13
IImlEGIGANN 1.75":;'18NOVI3
PEOPLECICAl\:"N 1.65°;'18;,\OVI3
RUC GIC ANN 2.00%06DEC13
1-1m.IECIC ANN 1.75°o13DECI3
10000096871
10000079937
-105000216470
100000100000200000200000tOOOOO216000200000
AClual ~ Projected-----
__~+-_2""3500
100000 _
11 1883100000100000139500215600
100000200000100000
108400168300
10000096871
10000079937
-105000216470100000100000200000200000100000216000200000
23500100000111883100000----10000013gS00
215600100000200000
--~~
100000108400168300
Sub - tolal
To...! cash now
792962
807f106
330938
336055
o
o55712
59248
822083
838501
1737470
1767285
o
o
235383
239607
555100
567689
400000
40fl210
276700
2f15075
$5206348
55320576
Totals for each line are followed by a currency indicator where the projected cash flow is in a non-Canadian currency. All numbers on that line are shown in Ihe indicated currency. Sub-tolals and totals areconverted to Ihe equivalent value in selected currency for totals according to daily exchange rates determined by Bank of Monueal.Due 10 rounding, Ihe sum of columns and rows may nOI match totals. This report is not an official statemenl. II is a projeclion of cash flows on your positions held at BMO Nesbilt Burns Inc. along with unofficialpositions nOI held at BMO Nesbit! Burns. II is provided to you solely for information purposes and may, in part, be based on information provided by you or from third party sources and must not be relied uponfor its accuracy. The unofficial positions identified in this stalemenl with· may be held at olher financial institutions where they may not be covered by the Canadian Investor Proleclion Fund ("C1PF"). Pleaseconsult lhe monthly statements you receive from the relevant financial institulion(s) to delermine CIPF coverage. Also, please consullthe monlhly statements you receive from BMO Nesbill Burns Inc. todetermine which positions are held in segregation.
(!) MBMO (M·bar roundel symbol)" is a registered trade-mark of Bank. of Montreal. used under license. "Nesbitt Burns" is a registered trade-mark. of BMO Nesbitt Burns Inc.
PAGE 3 OF 3